13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 7,734 holding rows worth $379,145,489,000.
- Accession
- 0001567619-21-020297
- Filer
- CIK 1000275
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 30,151 entries on the cover page, a total value of $379,145,489,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $379,145,489,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 25,000 | $244,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 2,431 | $243,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 9,900 | $243,000 | thousands by filing date | put |
| CBTX INC | 12481V104 | COM | 9,231 | $243,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,800 | $242,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 4,568 | $242,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 13,518 | $242,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 14,320 | $241,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 24,500 | $241,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 5,871 | $240,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 8,066 | $240,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 12,492 | $240,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 30,000 | $240,000 | thousands by filing date | put |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 24,500 | $239,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 15,119 | $238,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 18,305 | $238,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 23,495 | $238,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 2,857 | $238,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 20,720 | $237,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 28,354 | $237,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 7,473 | $237,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 15,410 | $236,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 6,238 | $236,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 15,348 | $236,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 16,288 | $236,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 15,305 | $236,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 21,845 | $236,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 24,069 | $236,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 57,619 | $235,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 3,689 | $235,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 6,781 | $235,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 16,023 | $235,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,946 | $234,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 11,495 | $234,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 6,100 | $234,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 9,455 | $234,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 19,250 | $233,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 21,640 | $233,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 20,917 | $233,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 9,403 | $232,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 70,215 | $232,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 22,600 | $231,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 4,562 | $231,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 8,263 | $231,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 8,971 | $231,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 2,534 | $230,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 14,148 | $230,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 10,723 | $230,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 3,454 | $230,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 5,609 | $230,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 10,806 | $230,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,814 | $229,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 8,686 | $229,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 32,500 | $229,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 15,789 | $228,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 22,900 | $228,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 10,105 | $227,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 68,130 | $226,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 7,965 | $225,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 13,902 | $225,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 5,579 | $225,000 | thousands by filing date | |
| GUINNESS ATKINSON ETF FDS DIVIDEND BUILDER | 402031835 | ETF | 8,965 | $225,000 | thousands by filing date | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 5,180 | $225,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 8,403 | $225,000 | thousands by filing date | |
| POWERED BRANDS | G7209M124 | UNIT 99/99/9999 | 22,700 | $225,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 38,957 | $224,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 22,250 | $224,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067104 | CMN | 23,000 | $224,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 15,000 | $223,000 | thousands by filing date | call |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 6,746 | $223,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 96,013 | $223,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 28,682 | $223,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 13,076 | $222,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,458 | $222,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,100 | $222,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 12,882 | $222,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 7,482 | $221,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 13,161 | $221,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 10,114 | $221,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 13,590 | $221,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 7,756 | $221,000 | thousands by filing date | |
| PGIM ETF TR | 69344A602 | QMA STRGIC VAL | 3,373 | $221,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,000 | $220,000 | thousands by filing date | put |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 22,000 | $219,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 14,080 | $219,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,491 | $219,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 6,339 | $219,000 | thousands by filing date | |
| SOMALOGIC INC | 83444K105 | COM | 17,675 | $219,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 6,630 | $219,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 8,753 | $218,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 32,632 | $217,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 5,294 | $217,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 81,188 | $217,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 22,000 | $217,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 27,058 | $216,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 4,253 | $216,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 8,716 | $216,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 4,000 | $216,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 22,000 | $216,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 12,279 | $215,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 11,664 | $215,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 6,586 | $214,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 5,665 | $214,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 26,618 | $214,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 81,155 | $214,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,100 | $213,000 | thousands by filing date | put |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 6,691 | $213,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 15,969 | $213,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,310 | $213,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 6,024 | $213,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 8,371 | $213,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 21,069 | $213,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 21,178 | $213,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 4,520 | $212,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 2,194 | $212,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 36,233 | $212,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 18,684 | $212,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 7,400 | $212,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 22,618 | $212,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 18,663 | $212,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 6,506 | $211,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 661 | $211,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 13,488 | $211,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 9,963 | $211,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 11,555 | $211,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 9,109 | $211,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 10,176 | $211,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 8,626 | $210,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 44,050 | $210,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 14,842 | $210,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 6,440 | $210,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 13,896 | $209,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 3,557 | $209,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 16,230 | $209,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 4,380 | $208,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 10,894 | $208,000 | thousands by filing date | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 33,969 | $208,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 31,104 | $207,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 5,306 | $207,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 22,875 | $207,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 456,999 | $207,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 17,952 | $206,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 13,884 | $206,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 3,840 | $206,000 | thousands by filing date | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 2,784 | $205,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 4,068 | $205,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 3,161 | $205,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 4,548 | $205,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 6,002 | $205,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 7,605 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 3,824 | $205,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 18,625 | $205,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 7,635 | $204,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 8,846 | $204,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 10,802 | $204,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 12,287 | $204,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 2,655 | $204,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 8,288 | $203,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 9,697 | $203,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 7,353 | $203,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 4,619 | $202,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,060 | $202,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 3,027 | $202,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 14,844 | $202,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 6,644 | $202,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 16,200 | $202,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 15,314 | $201,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 8,306 | $201,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 19,588 | $201,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 7,543 | $201,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 8,226 | $201,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 20,293 | $201,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 23,201 | $200,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 10,746 | $200,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 20,129 | $200,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 5,862 | $199,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 4,667 | $199,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 6,137 | $199,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 3,445 | $199,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 2,466 | $199,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 6,087 | $199,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 20,336 | $199,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B200 | UNIT 02/25/2028 | 20,215 | $199,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253T106 | CLASS A ORD SHS | 20,000 | $199,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 35,171 | $198,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 3,895 | $198,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 15,718 | $198,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 6,850 | $198,000 | thousands by filing date | |
| CLOUGH HEDGED EQUITY ETF | 53656F649 | ETF | 7,570 | $198,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 20,127 | $198,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 12,364 | $197,000 | thousands by filing date | |
| OLAPLEX HLDGS INC | 679369108 | COM | 8,000 | $197,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,564 | $197,000 | thousands by filing date | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 3,217 | $197,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 5,849 | $196,000 | thousands by filing date | |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 8,921 | $196,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLD CRPI | G8253W109 | CMN | 20,000 | $196,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 7,949 | $195,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 5,700 | $195,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 15,813 | $195,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 26,487 | $195,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,271 | $195,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 3,839 | $195,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 5,908 | $195,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 66,000 | $195,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 26,200 | $194,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870103 | CMN | 19,800 | $194,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 4,607 | $193,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 10,983 | $193,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 15,676 | $193,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 47,962 | $193,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 7,790 | $192,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 4,225 | $192,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 16,557 | $192,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 10,450 | $192,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 70,719 | $191,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q503 | US EQUI RESH ETF | 7,462 | $191,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 7,750 | $191,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 3,038 | $191,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 2,100 | $190,000 | thousands by filing date | put |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 21,374 | $190,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 21,248 | $189,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 25,143 | $189,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 12,438 | $189,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 10,726 | $189,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 7,650 | $189,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 18,450 | $188,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M202 | UNIT 99/99/9999 | 18,789 | $188,000 | thousands by filing date | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 5,467 | $187,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 8,655 | $187,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 6,899 | $187,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 5,314 | $186,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 26,521 | $186,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 6,622 | $186,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 22,925 | $186,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 7,343 | $186,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 7,234 | $185,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 3,958 | $185,000 | thousands by filing date | |
| PUTNAM ETF TRUST | 746729409 | FOCSD LARCP GWT | 6,857 | $185,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 18,000 | $185,000 | thousands by filing date | |
| Dimensional International Value ETF | 25434V807 | SHS | 5,607 | $184,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 7,040 | $184,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 1,862 | $184,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 10,748 | $184,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 30,349 | $184,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 13,837 | $183,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 3,917 | $183,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 5,733 | $183,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 34,878 | $183,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 18,000 | $183,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,000 | $182,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 7,906 | $182,000 | thousands by filing date | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 15,203 | $182,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 12,265 | $182,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 18,000 | $182,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 4,695 | $182,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 8,805 | $180,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 8,064 | $180,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 1,868 | $180,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 9,950 | $180,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 9,185 | $180,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 15,774 | $180,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 7,561 | $179,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 3,000 | $179,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 3,428 | $178,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4,721 | $178,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 27,785 | $178,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 19,579 | $178,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 2,891 | $178,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 8,100 | $178,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 48,354 | $178,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A263 | ACQUIRERS FD | 6,400 | $178,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 12,683 | $178,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 6,284 | $178,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 4,126 | $177,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 3,896 | $177,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 6,717 | $177,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 818 | $177,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L771 | SPAR INT VAL ETF | 7,130 | $177,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 12,337 | $177,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 20,136 | $177,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 11,198 | $176,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 7,886 | $176,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 5,214 | $176,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 4,545 | $176,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 13,051 | $176,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 3,591 | $176,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 10,260 | $175,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 13,418 | $175,000 | thousands by filing date | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 5,457 | $175,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,444 | $175,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 13,811 | $175,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 252 | $175,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 4,969 | $175,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 25,541 | $174,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 8,001 | $174,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 5,224 | $174,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 21,690 | $174,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 49,020 | $174,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 17,415 | $174,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 4,013 | $173,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 4,819 | $173,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 21,703 | $173,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 6,508 | $173,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 49,221 | $173,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 17,685 | $173,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 17,551 | $173,000 | thousands by filing date | |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 37,734 | $173,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 4,675 | $172,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 4,501 | $172,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 4,487 | $172,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 5,900 | $170,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 5,658 | $170,000 | thousands by filing date | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 30,423 | $170,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 6,940 | $170,000 | thousands by filing date | |
| FUTURE HEALTH ESG CORP | 36118W201 | UNIT 09/09/2026 | 17,001 | $170,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 9,784 | $169,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 8,460 | $169,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 19,765 | $169,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 8,300 | $169,000 | thousands by filing date | call |
| BANK FIRST CORP | 06211J100 | COM | 2,372 | $168,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 23,333 | $168,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 3,036 | $168,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 3,182 | $168,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 3,578 | $168,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 8,543 | $167,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 9,501 | $167,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 8,107 | $166,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 5,091 | $166,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 12,014 | $166,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 2,754 | $165,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 3,940 | $165,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 13,334 | $165,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 141,049 | $165,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 10,552 | $165,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 10,047 | $165,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 21,443 | $165,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 10,670 | $165,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 14,815 | $165,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 6,583 | $165,000 | thousands by filing date | |
| LISTED FD TR | 53656F607 | COM | 4,355 | $164,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 33,451 | $164,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 16,237 | $163,000 | thousands by filing date | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 5,000 | $163,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 3,858 | $163,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092287 | WOMEN'S LEADER | 8,215 | $163,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 232 | $163,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 12,800 | $163,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,639 | $162,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 1,860 | $162,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 31,244 | $162,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 1,771 | $162,000 | thousands by filing date | |
| SPRINKLR INC | 85208T107 | CL A | 9,225 | $161,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 9,421 | $161,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 3,727 | $161,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 16,879 | $161,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 6,717 | $161,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 16,325 | $161,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 4,052 | $160,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 35,707 | $160,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 5,426 | $160,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094118 | UNIT 03/17/2026 | 16,197 | $160,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A203 | UNIT 05/01/2025 | 16,028 | $160,000 | thousands by filing date | |
| DBX ETF TR | 233051119 | XTRACKERS S&P SM | 6,176 | $160,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 21,436 | $160,000 | thousands by filing date | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 86,885 | $160,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 3,500 | $159,000 | thousands by filing date | put |
| MACROGENICS INC | 556099109 | COM | 7,629 | $159,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 6,244 | $159,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 12,597 | $159,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 43,533 | $159,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,348 | $158,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 94,730 | $158,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 2,912 | $157,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 18,925 | $157,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 18,037 | $157,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 53,100 | $157,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 21,113 | $157,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 9,936 | $157,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 29,604 | $157,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 3,325 | $157,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 116,457 | $157,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 5,859 | $156,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 12,577 | $156,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 3,229 | $156,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 5,825 | $156,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 3,096 | $156,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,385 | $156,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 4,015 | $156,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 7,177 | $155,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 24,620 | $155,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 42,789 | $155,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 6,000 | $155,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 26,679 | $155,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,530 | $155,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 3,810 | $154,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 6,897 | $154,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,833 | $154,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 8,261 | $154,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 152,000 | $154,000 | thousands by filing date | principal |
| DBX ETF TR | 233051226 | CMN | 4,780 | $153,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 4,906 | $153,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 15,526 | $153,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 6,156 | $152,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 5,866 | $152,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25,000 | $152,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 5,240 | $152,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 39,000 | $152,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 8,284 | $151,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,261 | $151,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 16,765 | $151,000 | thousands by filing date | |
| SIREN ETF TR | 829658301 | CMN | 2,801 | $151,000 | thousands by filing date | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 6,555 | $151,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,789 | $150,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 8,200 | $150,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 1,720 | $149,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 11,784 | $149,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,038 | $149,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 26,195 | $149,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 3,909 | $148,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 36 | $148,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 22,501 | $148,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 8,684 | $148,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 17,400 | $148,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 27,340 | $148,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 3,901 | $147,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 3,771 | $147,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 3,963 | $147,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 6,200 | $147,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 6,386 | $147,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 29,596 | $146,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 14,926 | $146,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 18,023 | $145,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 20,493 | $145,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 18,713 | $145,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 7,572 | $145,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 39,150 | $145,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,028 | $144,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 10,557 | $144,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 53,234 | $144,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 12,327 | $144,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 14,729 | $144,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 19,344 | $143,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122106 | COM | 8,820 | $143,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 4,804 | $143,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 5,698 | $143,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAD5 | BOND | 140,000 | $143,000 | thousands by filing date | principal |
| GUINNESS ATKINSON FDS | 402031868 | SMARTETFS ADVER | 5,114 | $143,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I -A | 302438106 | COM CL A | 14,500 | $143,000 | thousands by filing date | |
| PGIM ETF TR | 69344A503 | QMA STRGC GWTH | 1,985 | $143,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 7,851 | $142,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 7,603 | $142,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 8,872 | $142,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 9,190 | $142,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 15,470 | $142,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 11,567 | $142,000 | thousands by filing date | |
| KRANESHARES TR | 500767595 | CICC CN CONSUMER | 6,003 | $142,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 12,500 | $142,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 4,836 | $141,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 7,676 | $141,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 9,553 | $141,000 | thousands by filing date | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 841 | $140,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 12,664 | $140,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 11,211 | $140,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 12,301 | $140,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 3,156 | $140,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 6,500 | $140,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 4,372 | $139,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 2,098 | $139,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 11,057 | $139,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 42,995 | $139,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 19,889 | $139,000 | thousands by filing date | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 5,620 | $139,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 6,450 | $139,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 4,800 | $138,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 2,420 | $138,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 6,013 | $138,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 6,900 | $138,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 11,545 | $138,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 13,811 | $138,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 1,335 | $137,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 3,446 | $137,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 1,860 | $137,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 30,694 | $137,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 5,314 | $137,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 12,800 | $136,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 6,081 | $136,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 6,041 | $135,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 44,207 | $135,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 8,859 | $135,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 7,654 | $135,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 5,550 | $135,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 6,541 | $135,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 6,374 | $134,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 5,072 | $134,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 35,104 | $134,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 48,289 | $134,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 19,421 | $133,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 3,778 | $133,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 14,606 | $133,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020297 | this filing | 2021-11-15 | acceptance time not in the bulk data set |