13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 7,734 holding rows worth $379,145,489,000.
- Accession
- 0001567619-21-020297
- Filer
- CIK 1000275
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 30,151 entries on the cover page, a total value of $379,145,489,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $379,145,489,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 2,305 | $9,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 403 | $9,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 309 | $9,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 1,894 | $9,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 334 | $9,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,419 | $9,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 68 | $9,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 682 | $9,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 1,111 | $9,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 3,000 | $9,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 1,000 | $9,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 912 | $9,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 2,170 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 388 | $9,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 14,994 | $9,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 3,000 | $9,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 9,387 | $9,000 | thousands by filing date | |
| POST HOLDINGS PARTNERING COR | 737465203 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 4,616 | $9,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 912 | $9,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 619 | $9,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 1,500 | $9,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 3,000 | $9,000 | thousands by filing date | principal |
| BLUE OWL CAPITAL INC | 09581B111 | *W EXP 05/19/202 | 2,000 | $9,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 300 | $8,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,025 | $8,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 326 | $8,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 1,113 | $8,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 2,308 | $8,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,368 | $8,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 108 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 103 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 223 | $8,000 | thousands by filing date | |
| Tscan Therapeutics Inc | 89854M101 | COM | 1,000 | $8,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 215 | $8,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 800 | $8,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 453 | $8,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 558 | $8,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 1,500 | $8,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 1,000 | $8,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 6,000 | $8,000 | thousands by filing date | principal |
| VOLTA INC | 92873V102 | COM CL A | 859 | $8,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 3,019 | $8,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 10,784 | $8,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 2,000 | $8,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 640 | $8,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800103 | COM CL A | 843 | $8,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 706 | $8,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 8,183 | $8,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 4,904 | $8,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 500 | $8,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 2,000 | $7,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 859 | $7,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,018 | $7,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,184 | $7,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 332 | $7,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 776 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 360 | $7,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 1,000 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 316 | $7,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 2,000 | $7,000 | thousands by filing date | principal |
| Cango Inc/KY | 137586103 | ADS | 1,765 | $7,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,500 | $7,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 5,000 | $7,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 5,000 | $7,000 | thousands by filing date | principal |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 450 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 30 | $7,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 840 | $7,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 232 | $7,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 8,600 | $7,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 2,500 | $7,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 930 | $7,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 2,395 | $7,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 3,055 | $7,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 1,891 | $7,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 1,000 | $7,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 641 | $6,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 200 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 56 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 99 | $6,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 243 | $6,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 301 | $6,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 174 | $6,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 205 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 200 | $6,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 232 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 195 | $6,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 228 | $6,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 247 | $6,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 150 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 115 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 211 | $6,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 601 | $6,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 507 | $6,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 344 | $6,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 200 | $6,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 100 | $6,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 500 | $6,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 3,900 | $6,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 2,471 | $6,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,000 | $6,000 | thousands by filing date | principal |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 773 | $6,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,000 | $6,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 4,000 | $6,000 | thousands by filing date | |
| WORKSPORT LTD | 98139q209 | COM | 975 | $6,000 | thousands by filing date | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 299 | $6,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276123 | UNIT 02/26/2028 | 609 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 246 | $6,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 118 | $6,000 | thousands by filing date | principal |
| NORTH MOUNTAIN MERGER CORP | 661204107 | CMN | 572 | $6,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 585 | $6,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 33 | $6,000 | thousands by filing date | principal |
| LFTRW US 23 Oct 25 C11.5 | 52470X117 | *W EXP 10/23/202 | 8,000 | $6,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 61 | $6,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 1,100 | $6,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,540 | $6,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 2,937 | $6,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C110 | *W EXP 09/10/202 | 2,739 | $6,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 200 | $5,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 450 | $5,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 4,195 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 170 | $5,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 1,000 | $5,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 167 | $5,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 550 | $5,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 500 | $5,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 250 | $5,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 500 | $5,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 151 | $5,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 925 | $5,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 194 | $5,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,100 | $5,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 9,000 | $5,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 105 | $5,000 | thousands by filing date | |
| INSPIREMD INC | 45779A846 | COM | 1,167 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 234 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 135 | $5,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 917 | $5,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 550 | $5,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,400 | $5,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,000 | $5,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,924 | $5,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,000 | $5,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A788 | REAL ASSETS ESG | 344 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 340 | $5,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 906 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347G739 | FUND | 250 | $5,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 3,200 | $5,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,931 | $5,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 2,000 | $5,000 | thousands by filing date | principal |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 800 | $5,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L105 | COM | 597 | $5,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 545 | $5,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 1,128 | $5,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 3,000 | $5,000 | thousands by filing date | principal |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,533 | $5,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,299 | $5,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 2,665 | $5,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 746 | $5,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 1,686 | $5,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 478 | $5,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 463 | $5,000 | thousands by filing date | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 500 | $5,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 490 | $5,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 1,000 | $5,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 500 | $5,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 9,207 | $5,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 7,063 | $5,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 500 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 28 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 167 | $5,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 461 | $5,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895100 | CMN | 188 | $5,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P102 | CMN | 498 | $5,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 5,000 | $5,000 | thousands by filing date | principal |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 1,588 | $5,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 500 | $5,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 249 | $5,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 10,000 | $5,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B123 | UNIT 09/15/2027 | 529 | $5,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T100 | COM CL A | 448 | $5,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 124 | $4,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 104 | $4,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 300 | $4,000 | thousands by filing date | call |
| ICL GROUP LTD SHS | M53213100 | Stock | 585 | $4,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 483 | $4,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 100 | $4,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 6,000 | $4,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 664 | $4,000 | thousands by filing date | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 164 | $4,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 841 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 200 | $4,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 140 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 76 | $4,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 104 | $4,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 110 | $4,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 200 | $4,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 200 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 147 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 140 | $4,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 611 | $4,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 300 | $4,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 120 | $4,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 377 | $4,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 475 | $4,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 418 | $4,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 4,023 | $4,000 | thousands by filing date | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 437 | $4,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,000 | $4,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 2,000 | $4,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 3,000 | $4,000 | thousands by filing date | principal |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,000 | $4,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 2,249 | $4,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 2,000 | $4,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 500 | $4,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 81 | $4,000 | thousands by filing date | principal |
| SILVER SPIKE ACQUISITN CORP | G8201H121 | UNIT 02/26/2026 | 363 | $4,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L113 | UNIT 03/25/2028 | 434 | $4,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 378 | $4,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 351 | $4,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 386 | $4,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 397 | $4,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S122 | UNIT 02/25/2026 | 393 | $4,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 391 | $4,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A102 | COM CL A | 412 | $4,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507206 | UNIT 05/12/2026 | 396 | $4,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 1,159 | $4,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 1,000 | $4,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 8,500 | $4,000 | thousands by filing date | |
| VPC IMPACT ACQU HOLDI III IN | 91835J108 | COM CL A | 373 | $4,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 1,300 | $4,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 200 | $4,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 1,700 | $4,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 565 | $4,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 6,062 | $4,000 | thousands by filing date | |
| KINGSWOOD ACQUISITION CORP | 496861105 | CMN | 371 | $4,000 | thousands by filing date | |
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 153 | $4,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 1,000 | $4,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 2,000 | $4,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $4,000 | thousands by filing date | principal |
| LONGVIEW ACQUISITION CORP II | 54319Q105 | COM CL A | 392 | $4,000 | thousands by filing date | |
| AVISTA PUB ACQUISITION CORP II UNIT EX 040626 | G07247110 | Stock | 379 | $4,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 432 | $4,000 | thousands by filing date | |
| GLOBAL SPAC PARTNERS CO | G3934K137 | UNIT 03/12/2026 | 404 | $4,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 434 | $4,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 413 | $4,000 | thousands by filing date | |
| MCAP ACQ CRP; TNT ACQ DT: 2/26/2023; CASH: $10.00 | 55282T109 | COM CL A | 453 | $4,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L124 | UNIT 99/99/9999 | 350 | $4,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 1,690 | $4,000 | thousands by filing date | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 65 | $3,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 100 | $3,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 686 | $3,000 | thousands by filing date | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 350 | $3,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 470 | $3,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 58 | $3,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 906 | $3,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 128 | $3,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 260 | $3,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 94 | $3,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 4,597 | $3,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 466 | $3,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 153 | $3,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 200 | $3,000 | thousands by filing date | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 394 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 34 | $3,000 | thousands by filing date | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 89 | $3,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 200 | $3,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,260 | $3,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,000 | $3,000 | thousands by filing date | principal |
| ObsEva SA | H5861P103 | COM | 882 | $3,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 2,000 | $3,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,000 | $3,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 2,000 | $3,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,000 | $3,000 | thousands by filing date | principal |
| Draganfly Inc | 26142Q205 | COM | 900 | $3,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 520 | $3,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 287 | $3,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 1,000 | $3,000 | thousands by filing date | principal |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 440 | $3,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,740 | $3,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 424 | $3,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 674 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 255 | $3,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 343 | $3,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 1,000 | $3,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 3,171 | $3,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 279 | $3,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 1,000 | $3,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H120 | UNIT 99/99/9999 | 338 | $3,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 1,000 | $3,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 302 | $3,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,000 | $3,000 | thousands by filing date | principal |
| VIVEON HEALTH ACQUISITION CO | 92853V106 | COM | 335 | $3,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874200 | UNIT 03/16/2026 | 281 | $3,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 342 | $3,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 273 | $3,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 2,000 | $3,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 3,000 | $3,000 | thousands by filing date | principal |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 316 | $3,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 678 | $3,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 280 | $3,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 300 | $3,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K110 | UNIT 99/99/9999 | 279 | $3,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 38 | $3,000 | thousands by filing date | principal |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 311 | $3,000 | thousands by filing date | |
| Figure Acquisition Corp I | 302438114 | Warrant | 2,619 | $3,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 171 | $3,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITION UNIT EX 030126 | 74350A207 | Stock | 351 | $3,000 | thousands by filing date | |
| BIG SKY GROWTH PARTNERS INC UNIT EX 040126 | 08954L201 | Stock | 271 | $3,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 333 | $3,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579205 | UNIT 03/17/2026 | 347 | $3,000 | thousands by filing date | |
| DYNAMICS SPECIAL PURPOSE COR | 268010105 | CLASS A COM | 299 | $3,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 1,000 | $3,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 2,922 | $3,000 | thousands by filing date | |
| ARCHIMEDES TECH SPAC PARTNR | 039562202 | UNIT 03/10/2026 | 308 | $3,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 300 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A669 | NATIONWIDE RSK | 100 | $3,000 | thousands by filing date | |
| PROCURE ETF TR I | 74280T201 | LGBTQ+100ESG ETF | 115 | $3,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 281 | $3,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 283 | $3,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 343 | $3,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 436 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,993 | $2,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 15 | $2,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 88 | $2,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 800 | $2,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 150 | $2,000 | thousands by filing date | |
| WARBY PARKER INC | 93403J106 | CL A COM | 40 | $2,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 219 | $2,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 650 | $2,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 63 | $2,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 3,338 | $2,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 1,126 | $2,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 80 | $2,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 36 | $2,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 776 | $2,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 200 | $2,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 1,000 | $2,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 33 | $2,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 86 | $2,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 1,000 | $2,000 | thousands by filing date | principal |
| Ishares Bb Rated Corp B | 46435U473 | COM | 34 | $2,000 | thousands by filing date | |
| URANIUM RTY CORP | 91702V101 | COM | 427 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 135 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 104 | $2,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 75 | $2,000 | thousands by filing date | |
| SIMILARWEB LTD | M84137104 | SHS | 100 | $2,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 662 | $2,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 190 | $2,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 795 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 152 | $2,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 351 | $2,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 492 | $2,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 153 | $2,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 127 | $2,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 24 | $2,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 500 | $2,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 490 | $2,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 396 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 200 | $2,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 660 | $2,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 410 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 100 | $2,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 400 | $2,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 2,000 | $2,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 2,000 | $2,000 | thousands by filing date | principal |
| NEWEGG COMMERCE INC | G6483G100 | COM | 153 | $2,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 200 | $2,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 2,000 | $2,000 | thousands by filing date | principal |
| KAIROS ACQUISITION CORP | G52110114 | COM | 220 | $2,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 1,000 | $2,000 | thousands by filing date | principal |
| JASPER THERAPEUTICS INC | 471871103 | COM | 201 | $2,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 253 | $2,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 700 | $2,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 113 | $2,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 191 | $2,000 | thousands by filing date | |
| VERSUS SYSTEMS INC | 92535P808 | COM NEW | 622 | $2,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 449 | $2,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 1,285 | $2,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 1,674 | $2,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 227 | $2,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G104 | COMMON STOCK | 242 | $2,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 2,000 | $2,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,000 | $2,000 | thousands by filing date | principal |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 226 | $2,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A796 | FOCUSED DISCOVRY | 132 | $2,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 500 | $2,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169107 | CLASS A COM | 200 | $2,000 | thousands by filing date | |
| MAQUIA CAPITAL ACQUISITION C | 56564V200 | UNIT 99/99/9999 | 232 | $2,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 187 | $2,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A102 | CL A | 195 | $2,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T205 | UNIT 99/99/9999 | 241 | $2,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL P | 46064R205 | UNIT 99/99/9999 | 229 | $2,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 202 | $2,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 162 | $2,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 207 | $2,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 213 | $2,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K873 | CL A | 955 | $2,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 172 | $2,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 864 | $2,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792205 | UNIT 99/99/9999 | 206 | $2,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 1,675 | $2,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 159 | $2,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C109 | CMN | 232 | $2,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K101 | CMN | 200 | $2,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 200 | $2,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 63 | $2,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 224 | $2,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 1,000 | $2,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 208 | $2,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 182 | $2,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 108 | $2,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B203 | UNIT 11/15/2027 | 198 | $2,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 2,200 | $2,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 4,322 | $2,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 227 | $2,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 226 | $2,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP UNIT | G01046120 | Stock | 171 | $2,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 224 | $2,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNITIES, INC. | 502015209 | COM | 149 | $2,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870111 | *W EXP 03/16/202 | 1,575 | $2,000 | thousands by filing date | |
| RENOVACOR INC | 75989E106 | COM | 200 | $2,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 161 | $2,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 195 | $2,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 176 | $2,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 200 | $2,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B107 | CL A SHS | 244 | $2,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 775 | $2,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 149 | $2,000 | thousands by filing date | |
| ALKURI GLOBAL ACQUISITION CO | 66981N103 | COM CL A | 155 | $2,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 281 | $2,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G101 | COM | 220 | $2,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 169 | $2,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 700 | $2,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M107 | CMN | 173 | $2,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 113 | $1,000 | thousands by filing date | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 65 | $1,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 39 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 56 | $1,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 113 | $1,000 | thousands by filing date | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 100 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 25 | $1,000 | thousands by filing date | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 37 | $1,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 50 | $1,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 44 | $1,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 79 | $1,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 13 | $1,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 94 | $1,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 308 | $1,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 77 | $1,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 168 | $1,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 32 | $1,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 140 | $1,000 | thousands by filing date | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 125 | $1,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 125 | $1,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 1,000 | $1,000 | thousands by filing date | principal |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 415 | $1,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,000 | $1,000 | thousands by filing date | principal |
| GAIA INC NEW | 36269P104 | CL A | 110 | $1,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 275 | $1,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 161 | $1,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 191 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 56 | $1,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 45 | $1,000 | thousands by filing date | |
| INTERCURE LTD | M549GJ111 | COM NEW | 101 | $1,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 319 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H402 | CMN | 21 | $1,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 1 | $1,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 193 | $1,000 | thousands by filing date | |
| BENSON HILL INC | 082490111 | WT | 800 | $1,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 162 | $1,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 187 | $1,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 294 | $1,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 2,595 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 25 | $1,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 140 | $1,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 51 | $1,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 79 | $1,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 2,475 | $1,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 83 | $1,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 81 | $1,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 80 | $1,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 275 | $1,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 98 | $1,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 71 | $1,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 1,214 | $1,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 350 | $1,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 48 | $1,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 335 | $1,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 73 | $1,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 200 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020297 | this filing | 2021-11-15 | acceptance time not in the bulk data set |