13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 7,734 holding rows worth $379,145,489,000.
- Accession
- 0001567619-21-020297
- Filer
- CIK 1000275
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 30,151 entries on the cover page, a total value of $379,145,489,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $379,145,489,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZYNEX INC | 98986M103 | COM | 11,588 | $133,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 2,584 | $133,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 10,400 | $133,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 9,683 | $133,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 3,005 | $133,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 68,003 | $133,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 13,583 | $133,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 13,701 | $133,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 1,980 | $132,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 1,371 | $132,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 2,644 | $132,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 13,049 | $132,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 25,272 | $132,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 15,859 | $132,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 13,197 | $132,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,987 | $131,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 23,000 | $131,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 1,626 | $131,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 2,009 | $131,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 36,825 | $131,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 54,957 | $131,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 2,577 | $131,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 11,411 | $131,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 8,829 | $130,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 6,989 | $130,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P589 | FUND | 6,237 | $130,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 3,046 | $130,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 13,484 | $130,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,000 | $129,000 | thousands by filing date | call |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 6,894 | $129,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 4,820 | $129,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 2,800 | $129,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 4,200 | $129,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD | 395366AB3 | CONVERTIBLE BOND | 135,000 | $129,000 | thousands by filing date | principal |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 40,742 | $128,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 8,950 | $128,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 1,773 | $128,000 | thousands by filing date | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 4,276 | $128,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 4,403 | $127,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,693 | $127,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 3,882 | $127,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 22,584 | $127,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 8,100 | $127,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 4,998 | $127,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 7,100 | $126,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 3,092 | $126,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 2,950 | $126,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,872 | $126,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 4,760 | $126,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 3,257 | $125,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 17,980 | $125,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 5,941 | $125,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 2,134 | $125,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 26,821 | $125,000 | thousands by filing date | |
| SP Funds S&P 500 Sharia Industry Exclusions ETF | 886364801 | COM | 4,252 | $124,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 4,887 | $124,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 2,276 | $124,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 7,229 | $124,000 | thousands by filing date | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 8,846 | $124,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 4,249 | $124,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 3,250 | $124,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 13,333 | $123,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 3,800 | $123,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 3,286 | $123,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 4,770 | $123,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 5,672 | $123,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 1,187 | $122,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,378 | $122,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 2,388 | $122,000 | thousands by filing date | principal |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 81,413 | $121,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 8,565 | $121,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 23,000 | $121,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 5,936 | $121,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 3,392 | $121,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 24,326 | $120,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 4,246 | $120,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 3,741 | $120,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 2,293 | $120,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 17,707 | $120,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 20,063 | $120,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 3,430 | $120,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 52,168 | $120,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 9,200 | $119,000 | thousands by filing date | call |
| KAMAN CORP-CLASS A | 483548103 | COM | 3,311 | $119,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,679 | $119,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 6,181 | $119,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 8,600 | $119,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 6,074 | $119,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 7,223 | $119,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 11,914 | $119,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 6,032 | $118,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 13,350 | $118,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 16,235 | $117,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 7,500 | $117,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 2,903 | $117,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 4,324 | $117,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 32,585 | $117,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,000 | $116,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 4,555 | $116,000 | thousands by filing date | |
| TIDAL TRUST I | 886364769 | SP FUNDS S&P GBL | 4,936 | $116,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 14,545 | $116,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 5,537 | $116,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 22,474 | $116,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 18,788 | $115,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 10,948 | $115,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 7,526 | $115,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 35,520 | $115,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 3,228 | $115,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 5,321 | $115,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 9,843 | $114,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 9,117 | $114,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 68,456 | $114,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 62,389 | $114,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 4,918 | $114,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 1,869 | $113,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 1,000 | $113,000 | thousands by filing date | put |
| CMB.TECH NV SHS | B38564108 | Stock | 11,570 | $113,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 4,978 | $113,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 9,094 | $113,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 6,845 | $113,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 11,935 | $113,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 5,911 | $113,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 14,231 | $113,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 1,993 | $113,000 | thousands by filing date | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 3,667 | $113,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 12,673 | $112,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 13,001 | $112,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,100 | $112,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 2,102 | $112,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y438 | Q DYNAMIC GROWTH | 4,000 | $112,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 28,432 | $112,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 2,100 | $112,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 3,413 | $111,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 12,830 | $111,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X114 | *W EXP 12/31/202 | 44,400 | $111,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 3,400 | $110,000 | thousands by filing date | |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 1,955 | $110,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 11,055 | $110,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 15,027 | $109,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 5,761 | $109,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 12,037 | $109,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 20,000 | $109,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 3,139 | $109,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 2,556 | $109,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 6,004 | $109,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 2,240 | $109,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 1,551 | $109,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 15,252 | $109,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 17,500 | $109,000 | thousands by filing date | |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 162,883 | $109,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 4,296 | $108,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 13,947 | $107,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 3,182 | $107,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 2,150 | $107,000 | thousands by filing date | principal |
| INTREPID POTASH INC | 46121Y201 | COM | 3,398 | $106,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,542 | $106,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,555 | $106,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 7,537 | $106,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 8,500 | $106,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 900 | $106,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 2,296 | $105,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 2,491 | $105,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 2,206 | $105,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 6,930 | $105,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 6,819 | $105,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 20,600 | $105,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 5,768 | $104,000 | thousands by filing date | |
| DBX ETF TR | 233051127 | XTRACKERS S&P MD | 3,981 | $104,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 3,103 | $104,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 9,435 | $104,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 25,701 | $104,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 10,383 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 827 | $103,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,364 | $103,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 5,400 | $103,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 2,823 | $103,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 3,500 | $103,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 23,731 | $103,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP III | G7185D122 | UNIT 07/08/2026 | 10,263 | $103,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 1,000 | $102,000 | thousands by filing date | put |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 3,409 | $102,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 24,490 | $102,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 11,954 | $102,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 10,160 | $102,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 6,214 | $101,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 6,700 | $101,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 7,833 | $101,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 20,272 | $101,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 4,936 | $101,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 6,333 | $101,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 9,151 | $101,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 4,024 | $101,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 2,084 | $101,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,258 | $101,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 10,313 | $101,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C117 | UNIT 03/25/2026 | 10,097 | $101,000 | thousands by filing date | |
| DIRECT SELLING ACQUISITIN CO | 25460L202 | UNIT 99/99/9999 | 10,000 | $101,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 14,898 | $100,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,430 | $100,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 6,802 | $100,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 5,293 | $100,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 3,016 | $100,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 3,687 | $100,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 2,607 | $100,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 3,007 | $100,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850203 | UNIT 03/31/2028 | 10,100 | $100,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 113,000 | $100,000 | thousands by filing date | principal |
| GROUP NINE ACQUISITION CORP | 39947R203 | UNIT 01/15/2026 | 10,141 | $100,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 1,812 | $99,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 5,300 | $99,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 4,283 | $99,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 5,297 | $99,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 2,302 | $99,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601M100 | 2 CL A SHS | 10,126 | $99,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F203 | UNIT 04/01/2026 | 10,006 | $99,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 9,929 | $99,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,920 | $99,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873107 | CL A | 10,000 | $99,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C208 | UNIT 99/99/9999 | 10,000 | $99,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 9,956 | $99,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 6,471 | $98,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 9,600 | $98,000 | thousands by filing date | |
| Tcv Acquisition Corp | G8704C124 | COM | 10,000 | $98,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 9,782 | $98,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 1,867 | $97,000 | thousands by filing date | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 2,365 | $97,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 1,790 | $97,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 7,173 | $97,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 4,365 | $97,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 8,361 | $97,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 5,550 | $96,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 3,558 | $96,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 2,640 | $96,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 5,995 | $96,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 6,000 | $96,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 3,125 | $96,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,800 | $96,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 4,730 | $96,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 4,392 | $95,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 3,285 | $95,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 3,033 | $95,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 6,439 | $95,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 13,661 | $95,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 9,000 | $95,000 | thousands by filing date | |
| ISHARES TR | 46436E700 | IBONDS 21 TRM TS | 3,732 | $95,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 5,451 | $94,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 389 | $94,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 18,366 | $94,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U101 | COMMON STOCK | 9,500 | $94,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 5,146 | $93,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 7,419 | $93,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 4,200 | $93,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 9,095 | $93,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 6,184 | $93,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,345 | $93,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 2,575 | $93,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 5,418 | $93,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 31,534 | $93,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 2,398 | $93,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 9,297 | $93,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 13,739 | $92,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 7,542 | $92,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 3,710 | $92,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 10,000 | $92,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 9,241 | $92,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 3,981 | $91,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 10,000 | $91,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 7,326 | $91,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 11,322 | $91,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 4,221 | $91,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 4,884 | $91,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 3,240 | $91,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 2,142 | $91,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 4,411 | $91,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 5,700 | $91,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 22,204 | $91,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 6,083 | $91,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 2,787 | $91,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 3,524 | $90,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 3,919 | $90,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 13,220 | $90,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,936 | $90,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 6,159 | $90,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 3,568 | $90,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 10,461 | $90,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 4,975 | $90,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K206 | UNIT 03/31/2028 | 9,178 | $90,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 400 | $89,000 | thousands by filing date | put |
| CHATHAM LODGING TR | 16208T102 | COM | 7,329 | $89,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 6,002 | $89,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 15,771 | $89,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 11,660 | $89,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,013 | $89,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 9,036 | $89,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 8,720 | $89,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 5,925 | $89,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 6,290 | $88,000 | thousands by filing date | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 974 | $88,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 6,121 | $88,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 1,886 | $88,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 2,886 | $88,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 7,200 | $88,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 5,056 | $88,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 3,771 | $88,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 2,044 | $87,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 8,400 | $87,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 1,659 | $87,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 4,524 | $87,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 3,000 | $87,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W500 | INNOV LEADE ETF | 2,996 | $87,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 9,463 | $87,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 5,575 | $87,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 5,660 | $87,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,400 | $87,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 5,100 | $87,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 2,398 | $87,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 9,313 | $86,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 12,979 | $86,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 3,633 | $86,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 4,785 | $85,000 | thousands by filing date | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 3,272 | $85,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,802 | $85,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 3,000 | $85,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 2,700 | $85,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 12,440 | $85,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 40,555 | $85,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 3,663 | $85,000 | thousands by filing date | |
| FRONTIER INVESTMENT CORP | G36816117 | UNIT 06/29/2026 | 8,613 | $85,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 9,733 | $85,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 24,378 | $84,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F103 | COM CL A | 6,173 | $84,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 8,167 | $84,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U877 | TCW ESG PREMIER | 4,163 | $84,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 2,682 | $83,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 3,913 | $83,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 4,476 | $83,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 1,582 | $83,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 5,812 | $83,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 14,929 | $83,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 22,218 | $83,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 1,315 | $82,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 11,944 | $82,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L100 | CL A | 1,917 | $82,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 5,885 | $82,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 1,467 | $82,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 1,697 | $82,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 22,533 | $82,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 27,593 | $82,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 6,400 | $82,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 4,946 | $81,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 9,008 | $81,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 3,176 | $81,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 4,106 | $81,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 17,436 | $81,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190106 | COM CL A | 8,000 | $81,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 1,809 | $80,000 | thousands by filing date | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 5,531 | $80,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 5,678 | $80,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2,422 | $80,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 1,669 | $80,000 | thousands by filing date | |
| Nexxen International LTD | 89484T104 | SPON ADR | 4,345 | $80,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 2,879 | $80,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 173,812 | $80,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 21,761 | $80,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 10,124 | $80,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 12,554 | $79,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,880 | $79,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 17,375 | $79,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 25,585 | $79,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 200 | $78,000 | thousands by filing date | put |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 2,241 | $78,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 400 | $78,000 | thousands by filing date | put |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 2,593 | $78,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 6,382 | $78,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 3,428 | $78,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 5,547 | $78,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 7,677 | $78,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 2,103 | $78,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 3,564 | $78,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 955 | $78,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 25,581 | $78,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 6,230 | $77,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 2,317 | $77,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 3,370 | $77,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 4,530 | $77,000 | thousands by filing date | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 1,304 | $77,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 8,341 | $77,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 3,810 | $77,000 | thousands by filing date | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 2,734 | $77,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 1,517 | $77,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,667 | $77,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y446 | Q PORTFOLIO BLEN | 3,000 | $77,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 2,435 | $76,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 6,649 | $76,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 7,451 | $76,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 10,323 | $76,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,844 | $76,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 5,459 | $76,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 2,611 | $76,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 23,000 | $76,000 | thousands by filing date | principal |
| COREPOINT LODGING INC | 21872L104 | COM | 4,877 | $76,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 4,452 | $75,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 7,800 | $75,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 8,146 | $75,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 31,500 | $75,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 5,956 | $75,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 7,435 | $75,000 | thousands by filing date | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 2,421 | $74,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,152 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 987 | $74,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 2,472 | $74,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 12,160 | $74,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 1,951 | $74,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 22,388 | $74,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 9,140 | $74,000 | thousands by filing date | |
| ZENVIA CL A ORD | G9889V101 | COM | 5,365 | $74,000 | thousands by filing date | |
| TIO TECH A | G8T10C122 | UNIT 04/12/2028 | 7,400 | $74,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 4,455 | $74,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 7,500 | $74,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 7,287 | $73,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 5,827 | $73,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 6,469 | $73,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 2,775 | $73,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 3,704 | $73,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,742 | $73,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,805 | $73,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 3,000 | $73,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 2,487 | $73,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 6,667 | $73,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 2,900 | $73,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 7,900 | $73,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 108,389 | $73,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C208 | UNIT 03/31/2028 | 7,216 | $73,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 7,395 | $73,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 7,171 | $73,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 4,571 | $72,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 3,647 | $72,000 | thousands by filing date | |
| CS DISCO INC | 126327105 | COM | 1,509 | $72,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 18,689 | $72,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 5,625 | $72,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 4,116 | $72,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A111 | UNIT 99/99/9999 | 7,305 | $72,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 70,000 | $72,000 | thousands by filing date | principal |
| BYLINE BANCORP INC | 124411109 | COM | 2,915 | $71,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 5,045 | $71,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 743 | $71,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 2,589 | $71,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 3,559 | $71,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 4,281 | $71,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 21,619 | $71,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 5,254 | $71,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 3,705 | $71,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 6,655 | $71,000 | thousands by filing date | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 215 | $70,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 3,370 | $70,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,750 | $70,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 1,384 | $70,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,695 | $70,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 2,468 | $70,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,870 | $70,000 | thousands by filing date | |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 7,176 | $70,000 | thousands by filing date | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 2,144 | $70,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 3,277 | $69,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 2,000 | $69,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 6,628 | $69,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,248 | $69,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 1,566 | $69,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 8,245 | $69,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 4,770 | $68,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 17,223 | $68,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 2,281 | $68,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 3,617 | $68,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 5,750 | $68,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 3,497 | $68,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,919 | $68,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 3,828 | $68,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 5,000 | $68,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 3,060 | $68,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,699 | $67,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 489 | $67,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 4,546 | $67,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 2,672 | $67,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 3,529 | $67,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 712 | $67,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 3,240 | $67,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 3,609 | $67,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 10,861 | $67,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 13,500 | $67,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 6,000 | $67,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 2,758 | $66,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 2,826 | $66,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 6,941 | $66,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 11,393 | $66,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L202 | UNIT 02/04/2026 | 6,494 | $66,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 7,464 | $65,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 2,849 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,914 | $65,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 2,688 | $65,000 | thousands by filing date | |
| AGILON HEALTH INC | 00857U107 | COM | 2,477 | $65,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 3,468 | $65,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020297 | this filing | 2021-11-15 | acceptance time not in the bulk data set |