13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 7,734 holding rows worth $379,145,489,000.
- Accession
- 0001567619-21-020297
- Filer
- CIK 1000275
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 30,151 entries on the cover page, a total value of $379,145,489,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $379,145,489,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 116 | $1,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 250 | $1,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 23 | $1,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 400 | $1,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 96 | $1,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 200 | $1,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 351 | $1,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 74 | $1,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 57 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 50 | $1,000 | thousands by filing date | |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 164 | $1,000 | thousands by filing date | |
| AGILETHOUGHT INC | 00857F100 | COM | 100 | $1,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 584 | $1,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 274 | $1,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 449 | $1,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 471 | $1,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 945 | $1,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 240 | $1,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 900 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 81 | $1,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 54 | $1,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HXXXBANKRUPTCY EFF 030123 | 18271L107 | Treas | 200 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 50 | $1,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 210 | $1,000 | thousands by filing date | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 200 | $1,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 91 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,576 | $1,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L303 | UNIT 99/99/9999 | 75 | $1,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 61 | $1,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A119 | UNIT 03/02/2026 | 150 | $1,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A812 | US LARGE CAP CRE | 52 | $1,000 | thousands by filing date | |
| ASSURE HLDGS CORP | 04625J204 | COM | 94 | $1,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748106 | CL SHS | 80 | $1,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 78 | $1,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741128 | UNIT 99/99/9999 | 82 | $1,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 103 | $1,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q121 | UNIT 03/18/2029 | 136 | $1,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L117 | *W EXP 09/01/202 | 332 | $1,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529126 | *W EXP 99/99/999 | 913 | $1,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 141 | $1,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 101 | $1,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 133 | $1,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| AGRIFY CORP | 00853E107 | COM | 57 | $1,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074404 | Stock | 220 | $1,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 174 | $1,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 910 | $1,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 400 | $1,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 207 | $1,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 126 | $1,000 | thousands by filing date | |
| VIQ SOLUTIONS INC | 91825V400 | COM NEW | 350 | $1,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 402 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 790 | $1,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 1,072 | $1,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 503 | $1,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI | 31811H205 | UNT | 99 | $1,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 139 | $1,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 100 | $1,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 145 | $1,000 | thousands by filing date | |
| KRANESHARES TR | 500767819 | EMERGING MKTS | 48 | $1,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 96 | $1,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 251 | $1,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K200 | UNIT 99/99/9999 | 131 | $1,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H122 | UNIT 09/29/2027 | 93 | $1,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X106 | COM CL A | 57 | $1,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 82 | $1,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC COM | 30318F100 | Stock | 79 | $1,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 256 | $1,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 1,714 | $1,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP UNIT EXP 020228 | 26886A200 | Stock | 85 | $1,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI CO UNIT EX 033128 | 936273200 | Stock | 115 | $1,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 83 | $1,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 136 | $1,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 500 | $1,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L118 | UNIT 99/99/9999 | 82 | $1,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 166 | $1,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 68 | $1,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q204 | UNIT 10/01/2025 | 132 | $1,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 168 | $1,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204108 | COM | 149 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G812 | ULTSHT CONS SERV | 83 | $1,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 113 | $1,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 82 | $1,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 580 | $1,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R106 | CL A | 133 | $1,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 104 | $1,000 | thousands by filing date | |
| LEO HOLDINGS III CORP | G5463T108 | SHS CL A | 90 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 10 | $1,000 | thousands by filing date | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEOPARK LTD USD SHS | G38327105 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 850 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMATICS N.V | N44445109 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE GLOBAL INC | 42727E103 | COM | 208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gilat Satellite Network | M51474118 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 431 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 233 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPRESS INC | 30219E103 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMAR ACQUISITION CORP II | G03709121 | COMMON STOCK | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Bancshares | 909458101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTOO | 89853L104 | Stock | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INUVO INC | 46122W204 | COM NEW | 560 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF IS FABRICATION INC | 402307102 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 496 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 459 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN ONE INC | 91705J105 | CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLITIONRX LTD | 928661107 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 247 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWLET INC | 69120X107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFSWEB INC | 717098206 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIETAL CDMO INC | 75629F109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEACHANGE INTL INC | 811699107 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,073 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCONEE FED FINL CORP | 675607105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NULL | 09071M205 | NULL | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NULL | 68620A203 | NULL | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 304 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VENUS CONCEPT INC | 92332W105 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 304 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALYXT INC | 13173L107 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L308 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y116 | *W EXP 12/31/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 382 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOOD WKS II ACQUISITION CORP | 38216G112 | *W EXP 02/01/202 | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMARA INC | 45249V107 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A770 | SELECT GROWT ETF | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST PARTNRS ACQUISITN C | G19550121 | *W EXP 05/12/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 22 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUCANA PLC | 67022C106 | ADR | 189 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Uxin Ltd | 91818X108 | ADS | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 520 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUCID GROUP INC | 549498111 | W EXP 07/23/202 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 282 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARYA SCIENCES ACQUISITN CORP | G31658100 | CLASS A ORD SHS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDOC ACQUISITION CORP | G4000A136 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 362 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUWELLIS INC | 67113Y108 | COM | 208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 304 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Z-WORK ACQUISITION CORP | 98880C201 | UNIT 99/99/9999 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARIES I ACQUISITION CORP (U.S.) | G0542N123 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC | 731094108 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 256 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAS TECHNOLOGY ACQSN CORP UNIT | G0404A128 | Stock | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGNYTE ACQUISITION CORP | 45175H205 | UNIT 01/05/2026 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIAN RUIXIANG HLDGS LTD | G8884K102 | CL A SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG CYPRESS ACQUISITION CORP | 089115109 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CM LIFE SCIENCES III INC | 125841114 | *W EXP 04/30/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REINVENT TECHNOLOGY PARTNERS | G7484L122 | *W EXP 03/12/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERNORTH DOUBLELINE STRATE | 76882G156 | RIGHT 10/01/2021 | 22,239 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020297 | this filing | 2021-11-15 | acceptance time not in the bulk data set |