13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 6,999 holding rows worth $555,261,739,000.
- Accession
- 0001567619-20-010358
- Filer
- CIK 70858
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 23,541 entries on the cover page, a total value of $555,261,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $555,261,739,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LEMAITRE VASCULAR INC | 525558201 | COM | 40,819 | $1,018,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 45,256 | $1,016,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 111,059 | $1,016,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 164,000 | $1,014,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 93,479 | $1,013,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 45,879 | $1,012,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 41,510 | $1,011,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 97,609 | $1,005,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 125,386 | $1,003,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 58,663 | $1,002,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 110,423 | $999,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 22,882 | $998,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 13,800 | $996,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 60,672 | $992,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 104,608 | $988,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 42,026 | $987,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 93,733 | $986,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 44,315 | $986,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 41,283 | $986,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 23,836 | $985,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 28,436 | $983,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,500 | $979,000 | thousands by filing date | put |
| ISHARES TR | 46429B135 | INT PFD STK FD | 93,307 | $975,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 96,200 | $974,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 137,067 | $973,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 76,166 | $971,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 144,302 | $970,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 20,400 | $968,000 | thousands by filing date | put |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 72,998 | $967,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 20,242 | $966,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 32,192 | $966,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 30,000 | $965,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 135,338 | $963,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 66,889 | $963,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 79,624 | $961,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 197,437 | $958,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 365,000 | $956,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 25,395 | $956,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 72,731 | $954,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 17,288 | $951,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 244,729 | $950,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 59,495 | $949,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 42,394 | $948,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 132,309 | $948,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 158,403 | $948,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 193,352 | $947,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 43,203 | $945,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 34,842 | $944,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 939,734 | $940,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 80,752 | $939,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 1,200,000 | $937,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 100,372 | $936,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 85,520 | $935,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 21,572 | $932,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 33,168 | $932,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 78,017 | $931,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 67,701 | $930,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 33,616 | $929,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 22,800 | $929,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 64,511 | $927,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,396,954 | $926,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 216,561 | $924,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 41,613 | $923,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 75,747 | $922,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 63,712 | $918,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 20,200 | $916,000 | thousands by filing date | put |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 305,456 | $916,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 106,300 | $916,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 104,214 | $915,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 36,685 | $913,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 44,622 | $913,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 138,745 | $912,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 161,240 | $909,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 181,600 | $908,000 | thousands by filing date | put |
| LANTHEUS HLDGS INC | 516544103 | COM | 70,980 | $905,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 102,739 | $905,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 32,201 | $904,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 125,000 | $899,000 | thousands by filing date | call |
| MEDALLIA INC | 584021109 | COM | 44,794 | $897,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 24,837 | $893,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 34,687 | $892,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 18,188 | $892,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 71,033 | $892,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 23,299 | $892,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 68,281 | $891,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,700 | $890,000 | thousands by filing date | call |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 36,740 | $888,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,657,590 | $888,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 17,600 | $887,000 | thousands by filing date | call |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 128,662 | $886,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 30,948 | $884,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 350,396 | $883,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 104,119 | $880,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 10,610 | $873,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 12,840 | $872,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 40,113 | $869,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 23,090 | $869,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 76,320 | $869,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 94,389 | $867,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 36,700 | $867,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 149,119 | $865,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 45,016 | $863,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 84,298 | $862,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 21,679 | $860,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 122,680 | $860,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 149,659 | $859,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 29,093 | $858,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 163,222 | $856,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 32,954 | $854,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 103,731 | $853,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 92,984 | $853,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 67,167 | $852,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 39,000 | $851,000 | thousands by filing date | call |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 67,664 | $851,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 27,152 | $851,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 73,350 | $851,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 25,000 | $849,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 125,231 | $848,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 34,111 | $848,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 212,320 | $845,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 97,531 | $844,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 91,400 | $842,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 62,865 | $842,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 133,300 | $841,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 58,028 | $839,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 56,385 | $837,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 32,757 | $837,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 35,731 | $837,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,900 | $836,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 199,783 | $833,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 154,018 | $833,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 24,703 | $830,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 409,027 | $830,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 64,418 | $828,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 121,739 | $828,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 46,400 | $827,000 | thousands by filing date | call |
| WPP PLC NEW ADR | 92937A102 | ADR | 24,476 | $826,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 98,889 | $826,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 50,186 | $825,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 89,810 | $824,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 19,953 | $823,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 50,881 | $823,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 112,538 | $822,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 57,373 | $822,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 82,573 | $821,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 46,933 | $821,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 65,786 | $821,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 38,762 | $821,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 52,583 | $820,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 29,409 | $820,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 39,912 | $819,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 27,975 | $819,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 14,868 | $819,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 51,880 | $818,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 911,951 | $818,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 33,002 | $818,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 18,170 | $817,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 21,363 | $816,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 16,600 | $816,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 40,939 | $812,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 56,297 | $812,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 19,890 | $810,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,700 | $806,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 35,377 | $806,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 38,339 | $804,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 42,147 | $804,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 67,860 | $803,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 64,625 | $803,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 15,769 | $803,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 108,146 | $803,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 154,346 | $800,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 43,642 | $798,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 53,863 | $797,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 54,042 | $796,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 69,500 | $791,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 122,734 | $790,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 15,598 | $790,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,400 | $788,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 33,387 | $786,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 8,000 | $785,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 200,000 | $784,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 59,078 | $784,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 16,973 | $782,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 60,783 | $778,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 276 | $777,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 27,638 | $772,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 61,800 | $769,000 | thousands by filing date | put |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 27,693 | $768,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 792,000 | $768,000 | thousands by filing date | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 88,260 | $767,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,952 | $762,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 5,000 | $761,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152208 | CL A | 59,949 | $761,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 41,793 | $761,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 78,829 | $761,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 75,090 | $761,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 59,301 | $759,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 579,000 | $755,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 61,772 | $753,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 62,144 | $753,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 13,560 | $748,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 396,744 | $746,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 33,851 | $746,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 23,561 | $744,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 92,998 | $744,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 38,795 | $741,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 43,616 | $741,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 34,263 | $741,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 20,609 | $741,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 736,000 | $741,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 61,759 | $738,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 46,341 | $737,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 122,394 | $737,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 17,138 | $737,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 13,429 | $737,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 26,735 | $737,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 145,641 | $736,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 20,635 | $735,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 86,792 | $733,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 495,970 | $733,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 22,642 | $733,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 7,771 | $731,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 36,436 | $731,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 98,296 | $730,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 112,449 | $730,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 79,094 | $729,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 114,461 | $729,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 53,264 | $728,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 36,385 | $728,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 184,352 | $728,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 107,570 | $725,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 80,000 | $725,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 10,675 | $725,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 608,477 | $724,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 155,054 | $724,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 54,074 | $723,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 33,070 | $722,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 142,340 | $721,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 139,241 | $720,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 47,930 | $720,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 86,708 | $719,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 50,156 | $718,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 67,173 | $717,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 91,392 | $717,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 5,900 | $716,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 40,200 | $716,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 112,518 | $716,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 25,212 | $715,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 27,010 | $715,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,000 | $714,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 22,972 | $713,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 50,000 | $712,000 | thousands by filing date | put |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 94,980 | $712,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 458,703 | $711,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 215,964 | $711,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 176,042 | $711,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 11,758 | $710,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 59,497 | $709,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 59,995 | $708,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 46,509 | $708,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 38,957 | $706,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 326,579 | $706,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 66,118 | $705,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 76,822 | $705,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 39,211 | $704,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 175,788 | $703,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 686,000 | $701,000 | thousands by filing date | principal |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 33,149 | $700,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 50,991 | $699,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 10,200 | $699,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 65,230 | $699,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 101,093 | $699,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 11,155 | $699,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 12,081 | $698,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 50,344 | $697,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 101,396 | $696,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 20,928 | $694,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 53,736 | $694,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 31,627 | $693,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 56,461 | $692,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 16,198 | $691,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 14,215 | $686,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 85,458 | $683,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 43,515 | $682,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 233,208 | $681,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 145,600 | $680,000 | thousands by filing date | put |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 45,300 | $679,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 92,256 | $677,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 194,611 | $677,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 47,977 | $677,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 11,400 | $676,000 | thousands by filing date | put |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 481,000 | $676,000 | thousands by filing date | principal |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 95,575 | $674,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 314,549 | $674,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 59,855 | $673,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 3,655,915 | $673,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 12,938 | $673,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 65,027 | $671,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 521,260 | $670,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 44,677 | $669,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 82,192 | $668,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 44,953 | $667,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 205,698 | $666,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 65,199 | $666,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 38,942 | $665,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 28,095 | $663,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 35,328 | $662,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 93,442 | $662,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 32,458 | $662,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 639,000 | $662,000 | thousands by filing date | principal |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 104,947 | $661,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 55,364 | $660,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 15,000 | $657,000 | thousands by filing date | put |
| ARGAN INC | 04010E109 | COM | 19,003 | $657,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 52,384 | $657,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 36,550 | $655,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 17,381 | $654,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 45,987 | $654,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 15,071 | $651,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 39,000 | $651,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | 500688106 | COM | 727,616 | $651,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 63,262 | $649,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 13,900 | $649,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 72,490 | $648,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 100,316 | $648,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 16,041 | $646,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 73,306 | $646,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 27,851 | $646,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 123,089 | $643,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 30,397 | $643,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 36,132 | $642,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 183,267 | $641,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 84,978 | $641,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 303,963 | $639,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 9,007 | $638,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 52,773 | $636,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 56,791 | $635,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 11,990 | $635,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 99,446 | $634,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 246,775 | $634,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 52,962 | $633,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 11,603 | $633,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 97,279 | $633,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 42,754 | $632,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 87,171 | $631,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 22,235 | $631,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 15,439 | $629,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 16,900 | $628,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 123,907 | $628,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 56,312 | $628,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 59,435 | $627,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 52,060 | $627,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 57,904 | $625,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 15,025 | $624,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 30,267 | $624,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 50,901 | $624,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 176,169 | $623,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 75,778 | $623,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 474,468 | $621,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,700 | $620,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 2,700 | $620,000 | thousands by filing date | call |
| ARCBEST CORP COM | 03937C105 | Stock | 35,308 | $619,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 42,376 | $619,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 71,684 | $616,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 2,337,298 | $615,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 44,139 | $613,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 50,802 | $613,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 55,880 | $613,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 238,789 | $612,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 24,189 | $611,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 17,107 | $611,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 70,006 | $610,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 11,909 | $610,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 24,842 | $609,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 304,276 | $609,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 183,855 | $607,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 24,930 | $606,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 84,855 | $605,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 57,843 | $604,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 63,278 | $603,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 80,979 | $602,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 21,084 | $600,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 16,647 | $599,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 26,938 | $599,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 224,904 | $598,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 20,445 | $597,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 7,826 | $597,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 25,000 | $595,000 | thousands by filing date | put |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 20,459 | $594,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 23,723 | $594,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 77,638 | $594,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 28,452 | $593,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 103,158 | $593,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 24,073 | $592,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 66,321 | $592,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 42,041 | $591,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 612,000 | $591,000 | thousands by filing date | principal |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 3,000,000 | $590,000 | thousands by filing date | principal |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 129,472 | $589,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 93,443 | $588,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 167,583 | $587,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 21,699 | $585,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 23,600 | $584,000 | thousands by filing date | put |
| GARRETT MOTION INC | 366505105 | COM | 203,452 | $583,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 56,866 | $583,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 36,444 | $583,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 17,000 | $582,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 12,100 | $580,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 54,179 | $579,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 10,400 | $577,000 | thousands by filing date | put |
| SHOE STA GROUP INC | 824889109 | COM | 27,727 | $577,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 572,000 | $577,000 | thousands by filing date | principal |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 39,677 | $576,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 12,600 | $575,000 | thousands by filing date | put |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 65,241 | $575,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 53,658 | $575,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 9,550 | $574,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 89,574 | $571,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 553,271 | $570,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 108,360 | $569,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 21,198 | $569,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 11,809 | $569,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 25,004 | $567,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 41,947 | $566,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 40,024 | $566,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 29,103 | $565,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 308,900 | $565,000 | thousands by filing date | call |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 26,100 | $565,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 11,923 | $564,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 36,035 | $564,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 46,073 | $563,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 923,265 | $563,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 205,351 | $562,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 80,810 | $561,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 24,941 | $561,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 39,008 | $560,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 16,670 | $559,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 52,287 | $557,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 45,372 | $556,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 86,896 | $555,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 374,258 | $553,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 388,615 | $552,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 39,830 | $550,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 49,155 | $549,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 14,675 | $549,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 51,952 | $548,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 44,042 | $546,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 16,700 | $545,000 | thousands by filing date | call |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 53,397 | $545,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 21,858 | $543,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 5,481 | $542,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,700 | $539,000 | thousands by filing date | put |
| HAPPEN INC COM NEW | 52603A208 | Stock | 68,586 | $539,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 114,658 | $536,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 4,212 | $536,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 23,335 | $536,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 12,836 | $535,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 19,754 | $535,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 1,188,500 | $535,000 | thousands by filing date | put |
| OI SA-ADR | 670851500 | ADR | 1,220,842 | $535,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 144,592 | $535,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 51,068 | $533,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 71,371 | $532,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 45,702 | $532,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 228,065 | $532,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 138,805 | $532,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 49,370 | $531,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 48,523 | $531,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 9,996 | $530,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 320,192 | $528,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 18,830 | $527,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 117,228 | $527,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 16,384 | $525,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 57,753 | $525,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 86,966 | $525,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 39,142 | $525,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 14,763 | $523,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 59,977 | $523,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 45,125 | $523,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 19,397 | $523,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 34,408 | $522,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 270,051 | $522,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 83,850 | $521,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 199,014 | $519,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 48,621 | $519,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 19,209 | $519,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 28,348 | $518,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 21,631 | $516,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 37,661 | $516,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 16,381 | $515,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 20,113 | $515,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 38,811 | $514,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 10,459 | $514,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,356,125 | $514,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 348,191 | $514,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 383,055 | $513,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 394,562 | $513,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 28,379 | $510,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 145,000 | $508,000 | thousands by filing date | put |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 48,355 | $508,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-010358 | this filing | 2020-05-15 | acceptance time not in the bulk data set |