13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 6,999 holding rows worth $555,261,739,000.
- Accession
- 0001567619-20-010358
- Filer
- CIK 70858
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 23,541 entries on the cover page, a total value of $555,261,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $555,261,739,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 16,147 | $505,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 67,123 | $505,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 33,161 | $502,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 7,409 | $502,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 76,266 | $501,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 565,000 | $501,000 | thousands by filing date | principal |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 59,181 | $500,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 41,552 | $498,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 34,509 | $494,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 26,993 | $494,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 54,407 | $493,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 43,980 | $492,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 28,454 | $491,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 21,406 | $489,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 14,500 | $488,000 | thousands by filing date | put |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 23,919 | $486,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 28,085 | $486,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 8,893 | $485,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 16,788 | $485,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 47,595 | $485,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 31,034 | $485,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 19,586 | $484,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 27,609 | $483,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 10,805 | $483,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 10,832 | $482,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 124,326 | $481,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 23,440 | $481,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 124,685 | $480,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 12,487 | $479,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 17,007 | $479,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 331,259 | $477,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 56,032 | $477,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 13,962 | $476,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 113,145 | $476,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 37,739 | $475,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 5,456 | $475,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 104,640 | $473,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 229,031 | $472,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 59,341 | $472,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 65,506 | $469,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 68,994 | $469,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 37,393 | $468,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 16,363 | $468,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 20,656 | $466,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 55,998 | $466,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 40,086 | $464,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 50,452 | $464,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 127,810 | $464,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 81,601 | $464,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 35,384 | $463,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 10,645 | $461,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,900 | $460,000 | thousands by filing date | call |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 20,780 | $460,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 187,385 | $460,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 60,087 | $460,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 40,991 | $458,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 303,585 | $458,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 37,079 | $458,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 72,988 | $457,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 522,872 | $457,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 85,772 | $456,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 10,536 | $456,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,648 | $456,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 38,520 | $456,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 25,199 | $456,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 64,326 | $455,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 700 | $455,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 10,212 | $455,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 545,000 | $455,000 | thousands by filing date | principal |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 66,740 | $454,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 23,028 | $454,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 156,854 | $453,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 28,132 | $452,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 135,484 | $452,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 104,122 | $450,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 58,073 | $449,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 4,804 | $448,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 6,280 | $447,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 9,831 | $447,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 5,734 | $446,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 148,617 | $446,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 44,646 | $445,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 45,059 | $443,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 42,707 | $443,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 39,708 | $443,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 30,000 | $443,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 136,032 | $442,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 568,000 | $442,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 58,124 | $441,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,889,076 | $441,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 7,000 | $441,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 7,000 | $441,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 116,358 | $440,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 33,584 | $440,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 9,125 | $440,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 103,115 | $439,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 26,713 | $438,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 16,298 | $438,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,400 | $437,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 7,400 | $437,000 | thousands by filing date | call |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 35,750 | $437,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 12,068 | $437,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 101,514 | $436,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 18,711 | $435,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 38,663 | $435,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,200 | $433,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 18,891 | $433,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 40,000 | $432,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 30,900 | $430,000 | thousands by filing date | put |
| U S CONCRETE INC | 90333L201 | COM | 23,599 | $428,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 32,218 | $427,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 84,780 | $426,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 11,226 | $426,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 43,676 | $425,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 42,266 | $425,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 3,529 | $425,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 10,855 | $424,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 16,713 | $424,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 29,577 | $423,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 72,134 | $422,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 52,368 | $421,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 21,302 | $421,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 12,898 | $421,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 950,035 | $421,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 115,467 | $418,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 18,650 | $418,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 47,404 | $417,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 28,302 | $417,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 43,314 | $417,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 32,205 | $417,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 22,386 | $416,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 68,200 | $416,000 | thousands by filing date | put |
| QURATE RETAIL INC | 74915M100 | COM SER A | 68,200 | $416,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 14,587 | $416,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 72,011 | $415,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 7,500 | $414,000 | thousands by filing date | put |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 54,050 | $414,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 13,850 | $413,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 78,720 | $413,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 8,855 | $413,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 51,797 | $411,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 11,800 | $410,000 | thousands by filing date | put |
| COHU INC | 192576106 | COM | 32,993 | $408,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 16,962 | $408,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 75,279 | $408,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 84,943 | $408,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q381 | BETABLDRS 1-5YR | 15,705 | $408,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 25,450 | $407,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 8,934 | $407,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 6,081 | $406,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 15,743 | $406,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 12,052 | $405,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 18,449 | $405,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 21,171 | $404,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 16,751 | $404,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 22,166 | $403,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 70,617 | $403,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 12,292 | $402,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 38,568 | $402,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 12,624 | $401,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 35,490 | $400,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 51,886 | $398,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 7,274 | $397,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 101,731 | $396,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 29,653 | $396,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 15,455 | $395,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 40,533 | $395,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 127,847 | $395,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 65,906 | $395,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 58,500 | $394,000 | thousands by filing date | call |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 28,267 | $394,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,690 | $394,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 83,233 | $393,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 32,097 | $391,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 75,226 | $391,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 27,651 | $391,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,753 | $391,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 24,500 | $390,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 5,000 | $390,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 5,000 | $390,000 | thousands by filing date | call |
| HF FOODS GROUP INC | 40417F109 | COM | 46,453 | $390,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 6,517 | $390,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 11,200 | $389,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 11,900 | $388,000 | thousands by filing date | put |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 81,342 | $388,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 34,085 | $388,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 40,748 | $387,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 15,524 | $387,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 6,564 | $387,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 463,170 | $387,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,014,076 | $386,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 5,239 | $385,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 26,065 | $385,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 42,222 | $384,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 52,265 | $384,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 208,401 | $384,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 325,104 | $384,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 37,686 | $383,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 28,843 | $383,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 114,461 | $382,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 12,193 | $382,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 16,969 | $381,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 43,689 | $380,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 32,989 | $380,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 24,449 | $380,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 15,000 | $380,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,400 | $379,000 | thousands by filing date | call |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 18,196 | $379,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 37,029 | $378,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 29,962 | $377,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 28,979 | $377,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 56,358 | $376,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 18,986 | $376,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 398,000 | $376,000 | thousands by filing date | principal |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 12,824 | $375,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 16,398 | $375,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 51,017 | $374,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 8,496 | $373,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 8,849 | $373,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 80,792 | $372,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 21,818 | $372,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 26,767 | $371,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 8,092 | $370,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 32,593 | $368,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 10,142 | $367,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 17,281 | $367,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 5,463 | $366,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 37,398 | $366,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,500 | $365,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 35,008 | $365,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 39,764 | $364,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 14,107 | $364,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 353,861 | $364,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 98,412 | $363,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 124,654 | $363,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 21,000 | $362,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 117,793 | $360,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 38,743 | $360,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 67,670 | $357,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 11,341 | $357,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 26,982 | $356,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 37,633 | $356,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 37,009 | $356,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 34,146 | $355,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 26,367 | $355,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 62,295 | $355,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 393,294 | $355,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 43,108 | $355,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 28,806 | $354,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 24,925 | $354,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 71,511 | $353,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 227,193 | $352,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 14,622 | $352,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 23,112 | $352,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,000 | $351,000 | thousands by filing date | put |
| MERCER INTL INC | 588056101 | COM | 48,510 | $351,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 35,287 | $351,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 55,842 | $351,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 35,670 | $351,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 30,022 | $350,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 8,816 | $350,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 25,625 | $350,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 33,857 | $350,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 35,000 | $350,000 | thousands by filing date | call |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 47,531 | $349,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 48,421 | $349,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 52,641 | $349,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 80,703 | $348,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 17,171 | $348,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 34,323 | $347,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 111,962 | $346,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,400 | $345,000 | thousands by filing date | put |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 17,256 | $344,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 45,956 | $344,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 9,667 | $343,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 72,853 | $343,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,600 | $342,000 | thousands by filing date | put |
| SECUREWORKS CORP | 81374A105 | CL A | 29,725 | $342,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 42,139 | $340,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 16,500 | $339,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 8,328 | $339,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 193,603 | $339,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 71,172 | $339,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 36,991 | $338,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 27,479 | $337,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 28,370 | $337,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 13,600 | $336,000 | thousands by filing date | call |
| UPWORK INC | 91688F104 | COM | 52,081 | $336,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 38,730 | $335,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 34,386 | $335,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 13,778 | $335,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 57,092 | $334,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,065,750 | $333,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 24,152 | $332,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 120,712 | $332,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 15,195 | $331,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 47,553 | $330,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,315 | $330,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 39,479 | $330,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 18,975 | $330,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 317,633 | $330,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 21,959 | $329,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 14,193 | $328,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 37,542 | $326,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 59,821 | $326,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 33,284 | $326,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 7,830 | $325,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 16,197 | $325,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 4,255 | $325,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 85,061 | $325,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 4,046 | $322,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 103,848 | $322,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 187,380 | $322,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 16,621 | $319,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 27,593 | $319,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 5,988 | $318,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 29,259 | $318,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 30,792 | $318,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 15,822 | $318,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 9,078 | $316,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 23,168 | $316,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 15,723 | $314,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 37,341 | $314,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 14,275 | $313,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 31,150 | $313,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 488,129 | $313,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 21,704 | $313,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 75,281 | $312,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 51,085 | $312,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 9,331 | $311,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 7,990 | $311,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 10,637 | $308,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 31,100 | $308,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 11,228 | $308,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 24,863 | $307,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 7,317 | $307,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 112,550 | $307,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 21,029 | $306,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 74,904 | $306,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 114,142 | $306,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 4,010 | $304,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 21,800 | $304,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 5,913 | $304,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 29,144 | $303,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 125,881 | $303,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 66,326 | $303,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,800 | $302,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 130,390 | $302,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 143,403 | $301,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 31,603 | $300,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 301,000 | $300,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 373,000 | $299,000 | thousands by filing date | principal |
| GREIF INC | 397624206 | CL B | 7,450 | $298,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 12,935 | $298,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 32,116 | $297,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 111,958 | $296,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 23,932 | $296,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 43,922 | $296,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 26,899 | $295,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 25,335 | $295,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 6,527 | $295,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 47,282 | $293,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 24,596 | $292,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 39,249 | $292,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 42,377 | $292,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 9,162 | $292,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 111,800 | $291,000 | thousands by filing date | put |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 49,392 | $290,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 142,025 | $289,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 11,830 | $289,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 20,751 | $288,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 20,966 | $288,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 57,402 | $288,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 12,009 | $287,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 11,659 | $285,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 32,425 | $285,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 43,599 | $285,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 116,526 | $285,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 27,865 | $284,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 11,388 | $284,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 6,675 | $284,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 80,385 | $284,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 14,141 | $284,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 20,010 | $283,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 12,677 | $282,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 156,234 | $282,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,016 | $281,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 98,153 | $281,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 19,214 | $279,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 20,419 | $278,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 8,600 | $277,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 62,116 | $276,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 39,154 | $276,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 17,650 | $276,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 319,000 | $276,000 | thousands by filing date | principal |
| CNH INDL N V SHS | N20944109 | Stock | 49,000 | $275,000 | thousands by filing date | call |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 29,046 | $275,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 10,193 | $274,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 20,393 | $274,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 9,952 | $273,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 85,821 | $273,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 104,940 | $272,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 28,732 | $272,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 116,447 | $271,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 382,545 | $271,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,605 | $271,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 7,672 | $270,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 31,858 | $270,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 12,702 | $270,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 38,634 | $269,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 35,133 | $269,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 6,917 | $268,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 3,820 | $268,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 17,226 | $268,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 15,680 | $267,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 89,055 | $267,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 11,452 | $267,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 134,686 | $266,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 20,602 | $265,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 10,483 | $265,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 7,589 | $264,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 25,313 | $263,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 5,635 | $262,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 53,162 | $261,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 7,232 | $261,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 74,068 | $261,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 10,143 | $260,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 35,351 | $260,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 22,181 | $260,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 19,436 | $260,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 7,036 | $260,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 15,004 | $259,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 14,296 | $259,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 5,420 | $259,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 28,209 | $258,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 11,714 | $258,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 23,745 | $257,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 18,084 | $257,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 48,387 | $256,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 26,600 | $254,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 34,471 | $254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 11,527 | $254,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 6,077 | $254,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 15,142 | $253,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 14,980 | $253,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 38,953 | $252,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 13,052 | $252,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 43,630 | $252,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 7,048 | $251,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 173,832 | $251,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 14,369 | $251,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 51,774 | $251,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 37,970 | $251,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 17,618 | $250,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 4,978 | $250,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 8,783 | $250,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 65,893 | $250,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 345,361 | $250,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 32,847 | $248,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 9,770 | $248,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 102,819 | $248,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 65,327 | $248,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 16,456 | $247,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 53,150 | $247,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 8,055 | $247,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 142,704 | $246,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 26,702 | $246,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 4,228 | $246,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 18,863 | $245,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 71,314 | $245,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 25,969 | $244,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 12,954 | $244,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 68,928 | $244,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 28,014 | $244,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 29,405 | $244,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 76,965 | $243,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 9,904 | $243,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 23,550 | $243,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 11,203 | $242,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 756,349 | $242,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 17,281 | $242,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 39,608 | $242,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 21,508 | $242,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 26,622 | $241,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 42,252 | $241,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 20,214 | $240,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 77,200 | $239,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 310,443 | $239,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 10,528 | $239,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 5,509 | $239,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 12,081 | $239,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 4,880 | $239,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 47,443 | $238,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 25,785 | $237,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3,500 | $236,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3,500 | $236,000 | thousands by filing date | call |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 17,000 | $236,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 21,798 | $236,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 16,079 | $236,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 11,515 | $235,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-010358 | this filing | 2020-05-15 | acceptance time not in the bulk data set |