13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 6,999 holding rows worth $555,261,739,000.
- Accession
- 0001567619-20-010358
- Filer
- CIK 70858
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 23,541 entries on the cover page, a total value of $555,261,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $555,261,739,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 20,269 | $235,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 22,093 | $234,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 900 | $233,000 | thousands by filing date | put |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 16,128 | $233,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 18,828 | $230,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 95,265 | $230,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 147,761 | $230,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,300 | $229,000 | thousands by filing date | put |
| VWO | 922042858 | SHS | 6,800 | $228,000 | thousands by filing date | put |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 12,770 | $228,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 13,948 | $228,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 12,276 | $226,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 13,842 | $226,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 5,028 | $226,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 86,926 | $226,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 18,394 | $225,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 29,334 | $223,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 15,957 | $223,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 7,499 | $222,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,806 | $221,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 21,563 | $220,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 52,508 | $219,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 46,966 | $219,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 24,086 | $219,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 27,077 | $218,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 7,247 | $218,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 25,796 | $217,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 65,957 | $217,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 11,124 | $217,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 8,630 | $217,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 14,211 | $216,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 10,187 | $216,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 33,279 | $216,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 69,303 | $215,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 9,777 | $215,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 10,250 | $215,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 93,772 | $215,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 18,070 | $215,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 43,601 | $215,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 4,947 | $214,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 41,111 | $214,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 6,555 | $213,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 29,192 | $213,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 90,483 | $213,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 29,438 | $212,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,700 | $212,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 5,313 | $212,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,468 | $212,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 21,512 | $212,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 7,429 | $211,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 4,183 | $211,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 31,017 | $210,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 16,407 | $210,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 6,821 | $210,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,405 | $209,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 258,341 | $209,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 21,258 | $209,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 95,864 | $208,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 34,000 | $208,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 9,324 | $207,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 20,287 | $206,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 34,384 | $206,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 26,324 | $206,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 6,282 | $205,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 21,939 | $205,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,100 | $205,000 | thousands by filing date | call |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,782 | $205,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 7,302 | $205,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,262 | $205,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 18,942 | $203,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 14,970 | $203,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 5,450 | $203,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 252,860 | $203,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 7,758 | $202,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 205,487 | $202,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 13,111 | $201,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 32,539 | $201,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 19,441 | $200,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 12,174 | $200,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 88,049 | $200,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 9,611 | $200,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 13,860 | $200,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 17,881 | $200,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 556,549 | $200,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 15,458 | $200,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 39,902 | $199,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 17,062 | $198,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 16,730 | $197,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 47,312 | $197,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 19,758 | $196,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 8,025 | $195,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 25,478 | $195,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 7,300 | $195,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 37,427 | $194,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 227,218 | $194,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 8,369 | $194,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 24,187 | $193,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 57,366 | $193,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 118,180 | $193,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 10,000 | $192,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 11,630 | $192,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 15,498 | $192,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,400 | $191,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,500 | $191,000 | thousands by filing date | put |
| INVESCO | 46090C305 | EXCHANGE TRADED | 5,707 | $191,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 7,368 | $191,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 90,500 | $190,000 | thousands by filing date | put |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 18,577 | $190,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 10,125 | $190,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 39,554 | $189,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 9,619 | $189,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 6,596 | $189,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 61,781 | $188,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 18,786 | $188,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 5,779 | $188,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,582 | $187,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,631 | $187,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 4,572 | $187,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 9,423 | $187,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 103,265 | $187,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 97,950 | $186,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 36,623 | $186,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 15,514 | $186,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 10,683 | $186,000 | thousands by filing date | |
| ARTARA THERAPEUTICS INC | 04300J107 | COM | 8,071 | $186,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,800 | $185,000 | thousands by filing date | call |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 17,051 | $185,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 18,110 | $185,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 24,545 | $185,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 16,813 | $184,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 9,029 | $184,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 15,000 | $184,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 8,076 | $183,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 15,700 | $183,000 | thousands by filing date | call |
| NUVEEN GA DIVID | 67072B107 | COM | 15,429 | $183,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 48,038 | $183,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 14,072 | $182,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 20,000 | $182,000 | thousands by filing date | put |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 16,754 | $182,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 7,477 | $182,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 23,549 | $181,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 47,241 | $180,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 7,254 | $180,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 8,372 | $179,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 77,779 | $179,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,300 | $178,000 | thousands by filing date | put |
| NEWTEKONE INC | 652526203 | COM NEW | 13,491 | $178,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 14,867 | $178,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 40,251 | $178,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 22,183 | $178,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 98,209 | $178,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 8,733 | $177,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,900 | $177,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 61,135 | $177,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 15,884 | $177,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 30,144 | $177,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 7,177 | $177,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 22,445 | $176,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 8,800 | $176,000 | thousands by filing date | call |
| SPROTT FOCUS TR INC | 85208J109 | COM | 34,810 | $176,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 6,620 | $175,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 20,637 | $175,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 38,311 | $174,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 15,904 | $174,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 20,020 | $174,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 23,147 | $174,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 11,092 | $174,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 17,676 | $174,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 205,000 | $174,000 | thousands by filing date | principal |
| Mallinckrodt Plc | G5785G107 | SHS | 87,600 | $173,000 | thousands by filing date | put |
| NEXA RES S A | L67359106 | COM | 49,791 | $173,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 28,191 | $173,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 10,845 | $173,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 36,084 | $173,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 22,760 | $172,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 40,511 | $172,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,643 | $172,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 9,763 | $172,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 7,233 | $171,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 14,420 | $171,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 14,154 | $171,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 2,759 | $171,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 15,107 | $171,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 30,829 | $171,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 6,000 | $170,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 5,900 | $170,000 | thousands by filing date | call |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 6,197 | $170,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 212,000 | $170,000 | thousands by filing date | principal |
| SHARPSPRING INC | 820054104 | COM | 27,977 | $170,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 15,083 | $169,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 27,351 | $168,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 20,876 | $168,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 26,327 | $168,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 9,107 | $168,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,959 | $168,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 9,004 | $168,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 31,853 | $167,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 12,852 | $167,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 7,163 | $167,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 37,366 | $167,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 1,775 | $167,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 5,500 | $166,000 | thousands by filing date | put |
| FRANCHISE GROUP INC | 35180X105 | COM | 19,097 | $166,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 12,952 | $166,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 13,325 | $166,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 6,772 | $166,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 7,424 | $166,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 4,846 | $166,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 22,610 | $166,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 18,872 | $166,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 22,978 | $165,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 53,696 | $165,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 6,783 | $165,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 48,286 | $164,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 23,524 | $164,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 16,042 | $164,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 328,304 | $164,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 9,804 | $163,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 27,347 | $163,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 82,200 | $163,000 | thousands by filing date | call |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 2,000 | $163,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 5,529 | $163,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 26,475 | $163,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 31,882 | $162,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 14,345 | $162,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,904 | $161,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 8,419 | $161,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 5,854 | $161,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 18,432 | $161,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 16,835 | $160,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 16,736 | $160,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 17,180 | $160,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 26,504 | $160,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 88,462 | $160,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 17,888 | $160,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 13,871 | $160,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 111,221 | $160,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 26,574 | $160,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 62,648 | $159,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 6,026 | $159,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 19,926 | $159,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,100 | $158,000 | thousands by filing date | put |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 188,000 | $158,000 | thousands by filing date | principal |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 16,187 | $157,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 14,970 | $157,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 28,939 | $157,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 48,155 | $157,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 624,861 | $156,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 66,654 | $156,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,200 | $155,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 48,352 | $155,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 33,179 | $155,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 136,235 | $155,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 34,468 | $154,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 6,408 | $154,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 6,904 | $154,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 55,646 | $154,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 11,090 | $154,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 14,135 | $154,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 25,628 | $153,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 20,023 | $153,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 37,466 | $153,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 101,010 | $153,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 23,708 | $152,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 7,080 | $152,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 26,706 | $151,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 9,991 | $151,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 13,612 | $151,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 42,151 | $151,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 170,000 | $151,000 | thousands by filing date | principal |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 12,437 | $150,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 3,200 | $150,000 | thousands by filing date | put |
| MYOKARDIA INC | 62857M105 | COM | 3,200 | $150,000 | thousands by filing date | call |
| SALISBURY BANCORP INC | 795226109 | COM | 4,822 | $150,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 50,969 | $150,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 10,495 | $150,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 13,803 | $149,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,281 | $148,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 3,589 | $148,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 25,474 | $148,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 28,200 | $148,000 | thousands by filing date | principal |
| CORTLAND BANCORP COM | 220587109 | COM | 11,009 | $148,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 23,921 | $147,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 6,216 | $147,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 3,545 | $147,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 6,063 | $147,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 6,958 | $147,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 30,400 | $147,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 11,618 | $146,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 7,215 | $146,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 31,234 | $146,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 108,054 | $145,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 5,569 | $145,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 9,026 | $145,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 5,906 | $145,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 240,883 | $145,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,103 | $144,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 48,190 | $144,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 13,122 | $144,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 18,960 | $144,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 7,584 | $144,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 15,018 | $143,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 7,773 | $143,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 15,469 | $143,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,100 | $142,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,100 | $142,000 | thousands by filing date | call |
| XPEL INC | 98379L100 | COM | 14,153 | $142,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 4,952 | $142,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 479,053 | $142,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 22,691 | $142,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 2,534 | $142,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 29,289 | $142,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 26,527 | $142,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 43,878 | $141,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 54,054 | $141,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 109,629 | $141,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 12,405 | $141,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 4,673 | $140,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 18,286 | $140,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 49,270 | $140,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 9,436 | $139,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 4,672 | $139,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 25,948 | $139,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 8,208 | $139,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 54,835 | $138,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 6,741 | $138,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 6,640 | $138,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 22,358 | $137,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 43,344 | $137,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 4,458 | $137,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 2,225 | $137,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 5,401 | $137,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 20,881 | $136,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 11,869 | $136,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 18,161 | $136,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,000 | $135,000 | thousands by filing date | put |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 20,960 | $135,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 23,587 | $135,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 32,173 | $135,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 6,788 | $135,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 23,406 | $135,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,200 | $134,000 | thousands by filing date | call |
| Vanguard Value ETF | 922908744 | SHS | 1,500 | $134,000 | thousands by filing date | put |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 11,135 | $134,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 5,849 | $134,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 19,195 | $134,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 39,202 | $134,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 18,569 | $134,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 6,654 | $133,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 22,017 | $133,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 5,987 | $133,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 300 | $132,000 | thousands by filing date | call |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 19,619 | $132,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 14,978 | $132,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 6,209 | $132,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 33,131 | $132,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 5,289 | $132,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 3,563 | $132,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 31,882 | $132,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 47,008 | $132,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 13,262 | $132,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 6,016 | $131,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 8,412 | $131,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 5,333 | $131,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 30,000 | $131,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 5,528 | $131,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 7,641 | $131,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 10,183 | $131,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 40,330 | $130,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 23,057 | $130,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 8,657 | $130,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 24,065 | $130,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 17,029 | $130,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,107 | $130,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 8,725 | $130,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 22,030 | $129,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 160,400 | $129,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 32,753 | $129,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 9,893 | $129,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 14,110 | $129,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 11,200 | $129,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 6,742 | $128,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 283,823 | $128,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 2,029 | $128,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,816 | $128,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 22,830 | $128,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 21,500 | $128,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 50,764 | $127,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 8,365 | $127,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 9,201 | $127,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 19,050 | $126,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 17,478 | $126,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 41,715 | $126,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 2,178 | $125,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 119,591 | $125,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 9,901 | $125,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 7,942 | $125,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 66,968 | $125,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 5,776 | $125,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 17,579 | $124,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 6,568 | $124,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 4,879 | $124,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 20,288 | $124,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 18,690 | $124,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 6,340 | $123,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 8,795 | $122,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 11,673 | $122,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 2,048 | $120,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1,621 | $120,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 45,606 | $120,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 10,984 | $120,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 79,919 | $120,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,600 | $119,000 | thousands by filing date | call |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 168,981 | $118,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 14,430 | $118,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 7,424 | $118,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 9,583 | $118,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 7,936 | $118,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 700 | $117,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 700 | $117,000 | thousands by filing date | call |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 6,522 | $117,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 15,701 | $117,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 9,976 | $117,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 11,864 | $117,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 61,624 | $116,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 7,395 | $116,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 4,429 | $116,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 18,143 | $116,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 28,857 | $116,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 7,446 | $115,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 17,113 | $115,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 7,320 | $115,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 4,312 | $115,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,400 | $114,000 | thousands by filing date | put |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 23,113 | $114,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 6,960 | $114,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 21,762 | $114,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 30,893 | $114,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,300 | $113,000 | thousands by filing date | put |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 4,535 | $113,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 2,221 | $113,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 14,844 | $113,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 2,572 | $113,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 7,764 | $113,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 18,754 | $112,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 14,927 | $112,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 6,188 | $112,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 3,636 | $112,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 3,294 | $112,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 21,875 | $112,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 6,905 | $112,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 9,774 | $112,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 4,585 | $112,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 17,396 | $112,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 55,303 | $112,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 26,031 | $112,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 21,478 | $111,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 64,661 | $111,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 4,575 | $111,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 184,000 | $111,000 | thousands by filing date | principal |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 4,448 | $111,000 | thousands by filing date | |
| AKAZOO SA COM NPV | L0164E108 | COMMON STOCK | 39,810 | $111,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 9,507 | $110,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 13,009 | $110,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 9,995 | $110,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 7,940 | $110,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 29,453 | $110,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 31,473 | $110,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 29,447 | $110,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 80,000 | $110,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 5,708 | $109,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 9,732 | $109,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 2,717 | $109,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 16,227 | $109,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 11,024 | $109,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 6,741 | $109,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 279,447 | $109,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 78,312 | $109,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,480 | $109,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 3,926 | $109,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 62,236 | $109,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 31,484 | $108,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 35,746 | $108,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 8,553 | $108,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 28,736 | $108,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 24,803 | $108,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,191 | $107,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 32,927 | $107,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 41,413 | $107,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 21,342 | $106,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 14,040 | $106,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 12,195 | $106,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 8,275 | $105,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 800 | $105,000 | thousands by filing date | put |
| ALLOT LTD | M0854Q105 | SHS | 11,140 | $105,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 3,345 | $105,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 5,557 | $105,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 15,824 | $105,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 7,701 | $105,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 33,826 | $105,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-010358 | this filing | 2020-05-15 | acceptance time not in the bulk data set |