13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 6,999 holding rows worth $555,261,739,000.
- Accession
- 0001567619-20-010358
- Filer
- CIK 70858
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 23,541 entries on the cover page, a total value of $555,261,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $555,261,739,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRATEGY INC CL A NEW | 594972408 | Stock | 29,906 | $3,532,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 331,408 | $3,520,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 96,302 | $3,520,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 110,349 | $3,514,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 376,400 | $3,512,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 69,338 | $3,507,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 532,798 | $3,506,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 71,368 | $3,504,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 135,320 | $3,502,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 305,671 | $3,500,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 195,148 | $3,500,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 25,000 | $3,493,000 | thousands by filing date | call |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 204,762 | $3,492,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 151,234 | $3,492,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 266,280 | $3,487,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 33,688 | $3,482,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 800,518 | $3,482,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 30,800 | $3,480,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,020,486 | $3,480,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 331,000 | $3,479,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 718,205 | $3,476,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 19,600 | $3,473,000 | thousands by filing date | put |
| CLARIVATE PLC | G21810109 | ORD SHS | 167,343 | $3,473,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 256,718 | $3,473,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 652,667 | $3,472,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 191,208 | $3,465,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 189,039 | $3,462,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 51,270 | $3,450,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 166,245 | $3,450,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 63,075 | $3,449,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 101,100 | $3,448,000 | thousands by filing date | put |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 210,510 | $3,435,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 459,763 | $3,434,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 663,581 | $3,430,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 4,007,000 | $3,430,000 | thousands by filing date | principal |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 294,100 | $3,423,000 | thousands by filing date | put |
| ATHENE HOLDING LTD | G0684D107 | CL A | 137,700 | $3,418,000 | thousands by filing date | call |
| KALA BIO INC COM | 483119103 | Stock | 388,421 | $3,415,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 135,810 | $3,410,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 81,800 | $3,405,000 | thousands by filing date | put |
| CACTUS INC | 127203107 | CL A | 292,526 | $3,393,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 298,085 | $3,393,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 164,109 | $3,390,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 438,208 | $3,383,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 236,240 | $3,373,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 57,426 | $3,371,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 188,830 | $3,370,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 87,790 | $3,369,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 148,212 | $3,364,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 332,813 | $3,362,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 33,700 | $3,361,000 | thousands by filing date | put |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 332,522 | $3,358,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 47,448 | $3,357,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 55,616 | $3,352,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,659,325 | $3,352,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 200,028 | $3,351,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 100,000 | $3,350,000 | thousands by filing date | call |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 267,354 | $3,347,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 131,110 | $3,342,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 118,647 | $3,335,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 137,595 | $3,327,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 595,641 | $3,323,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 122,567 | $3,321,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 105,496 | $3,311,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 165,659 | $3,308,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 58,644 | $3,304,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 91,604 | $3,299,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 78,012 | $3,291,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 78,218 | $3,289,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 89,683 | $3,287,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 27,100 | $3,286,000 | thousands by filing date | call |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 341,733 | $3,281,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 62,900 | $3,280,000 | thousands by filing date | call |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 92,274 | $3,277,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 37,072 | $3,270,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 439,501 | $3,265,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 58,390 | $3,260,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 155,510 | $3,258,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 63,150 | $3,251,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 187,301 | $3,246,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 42,641 | $3,245,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 212,712 | $3,244,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 132,870 | $3,244,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 537,981 | $3,244,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 318,144 | $3,244,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 105,300 | $3,243,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 207,126 | $3,242,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 50,112 | $3,236,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 30,444 | $3,226,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 559,056 | $3,220,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 143,372 | $3,217,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 317,805 | $3,210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 117,385 | $3,207,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 141,570 | $3,206,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 406,570 | $3,199,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 316,777 | $3,196,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 161,025 | $3,193,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 329,200 | $3,193,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 23,710 | $3,190,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 182,121 | $3,178,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 113,800 | $3,177,000 | thousands by filing date | call |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 256,856 | $3,172,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 411,000 | $3,169,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 178,828 | $3,169,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 3,313,000 | $3,162,000 | thousands by filing date | principal |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 76,000 | $3,161,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 111,241 | $3,159,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 111,567 | $3,155,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 142,023 | $3,154,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 54,425 | $3,154,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 258,749 | $3,154,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 186,232 | $3,150,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 167,613 | $3,150,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 350,000 | $3,147,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 599,919 | $3,144,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 59,752 | $3,141,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 249,424 | $3,140,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 785,218 | $3,140,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 129,063 | $3,139,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 188,398 | $3,133,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 299,722 | $3,129,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 291,251 | $3,127,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 60,218 | $3,116,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 74,192 | $3,115,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 212,039 | $3,111,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 2,912,556 | $3,106,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 236,351 | $3,101,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 408,692 | $3,098,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 275,691 | $3,093,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 45,633 | $3,087,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 724,694 | $3,087,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 162,571 | $3,086,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 363,585 | $3,083,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,182,663 | $3,075,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 64,505 | $3,061,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 183,259 | $3,053,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 398,800 | $3,047,000 | thousands by filing date | put |
| COMSCORE INC | 20564W105 | COM | 1,080,115 | $3,046,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 119,488 | $3,046,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,242,191 | $3,043,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 3,605,000 | $3,042,000 | thousands by filing date | principal |
| ATLAS CORP | Y0436Q109 | COM | 395,504 | $3,042,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 281,888 | $3,039,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 796,043 | $3,032,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 49,800 | $3,031,000 | thousands by filing date | call |
| CARDLYTICS INC | 14161W105 | COM | 86,316 | $3,017,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 260,000 | $3,011,000 | thousands by filing date | put |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 225,098 | $3,009,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 2,000,000 | $3,008,000 | thousands by filing date | principal |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 298,755 | $3,006,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,642,300 | $3,005,000 | thousands by filing date | put |
| EQUINOX GOLD CORP | 29446Y502 | COM | 452,864 | $3,002,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 65,500 | $3,001,000 | thousands by filing date | call |
| RITE AID CORP | 767754872 | COM | 200,000 | $3,000,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 660,298 | $2,998,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 161,759 | $2,995,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 885,737 | $2,994,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 224,753 | $2,991,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 59,100 | $2,990,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 187,900 | $2,989,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 84,905 | $2,985,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 162,289 | $2,976,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 230,228 | $2,963,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,505,000 | $2,959,000 | thousands by filing date | principal |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 166,345 | $2,959,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 215,752 | $2,958,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 177,039 | $2,957,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 143,870 | $2,953,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 246,805 | $2,944,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 230,393 | $2,941,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 45,320 | $2,940,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 276,763 | $2,940,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 124,300 | $2,936,000 | thousands by filing date | call |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 396,115 | $2,931,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 283,581 | $2,927,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 130,083 | $2,927,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 34,238 | $2,922,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 69,225 | $2,918,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 320,884 | $2,917,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 73,327 | $2,906,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 262,577 | $2,894,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 181,797 | $2,889,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 157,304 | $2,889,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 142,713 | $2,878,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 64,589 | $2,872,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 355,004 | $2,872,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 302,512 | $2,864,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 24,175 | $2,863,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 40,800 | $2,862,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 56,180 | $2,861,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 88,536 | $2,859,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 80,490 | $2,852,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 88,582 | $2,850,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,503,000 | $2,850,000 | thousands by filing date | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P793 | FTSE FRANCE | 148,757 | $2,849,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 112,140 | $2,848,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 169,449 | $2,843,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 1,051,512 | $2,840,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 252,991 | $2,838,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 66,245 | $2,836,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 65,381 | $2,835,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 158,697 | $2,827,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 261,398 | $2,821,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 83,237 | $2,815,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 7,399 | $2,811,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 187,353 | $2,810,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 2,679,000 | $2,808,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 83,800 | $2,807,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 103,205 | $2,807,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 148,906 | $2,803,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 46,042 | $2,800,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 337,021 | $2,794,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 33,514 | $2,788,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 225,232 | $2,787,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 120,442 | $2,785,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,145,284 | $2,783,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 9,700 | $2,780,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 493,646 | $2,779,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 107,456 | $2,779,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 360,577 | $2,777,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 12,711 | $2,772,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 63,763 | $2,771,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 61,145 | $2,769,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 64,433 | $2,769,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 260,717 | $2,766,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 155,471 | $2,757,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 102,676 | $2,755,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 260,949 | $2,750,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 155,377 | $2,750,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 285,695 | $2,750,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 186,441 | $2,747,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 110,151 | $2,745,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 97,330 | $2,741,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 282,957 | $2,736,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 709,898 | $2,733,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 436,436 | $2,728,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 12,500 | $2,722,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 515,000 | $2,719,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 234,119 | $2,718,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 355,112 | $2,716,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 34,962 | $2,715,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 47,041 | $2,711,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 71,395 | $2,708,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 149,499 | $2,707,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 29,544 | $2,706,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 150,298 | $2,704,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 46,227 | $2,689,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 97,600 | $2,687,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 76,163 | $2,686,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 344,569 | $2,685,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 214,507 | $2,682,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 219,800 | $2,680,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 56,189 | $2,677,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 161,710 | $2,676,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 25,135 | $2,676,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 141,098 | $2,676,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 31,000 | $2,668,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 356,384 | $2,666,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 169,979 | $2,665,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 155,720 | $2,665,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 3,272,000 | $2,665,000 | thousands by filing date | principal |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 213,993 | $2,664,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 125,467 | $2,664,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 229,000 | $2,661,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,292,622 | $2,660,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 62,682 | $2,659,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 2,752,806 | $2,656,000 | thousands by filing date | principal |
| AVANTAX INC | 095229100 | COMMON STOCK | 219,659 | $2,648,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 53,425 | $2,646,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 246,365 | $2,641,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 173,183 | $2,637,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 140,559 | $2,634,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 278,376 | $2,631,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 145,448 | $2,618,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 203,240 | $2,618,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 149,367 | $2,617,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 29,253 | $2,615,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430255 | NEW AGE CONSU | 53,932 | $2,615,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 15,678 | $2,606,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 168,191 | $2,604,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 247,661 | $2,599,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 19,984 | $2,599,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 174,749 | $2,597,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 50,016 | $2,584,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 191,156 | $2,579,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 48,661 | $2,577,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 332,821 | $2,576,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430297 | HUMAN EVOLUTION | 53,277 | $2,576,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 232,548 | $2,572,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 19,200 | $2,569,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 52,735 | $2,568,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 488,664 | $2,566,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 64,810 | $2,564,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 5,014,876 | $2,558,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 337,489 | $2,558,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 218,375 | $2,555,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 69,397 | $2,550,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 94,642 | $2,536,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 55,900 | $2,531,000 | thousands by filing date | put |
| ABERDEEN INDIA FD INC | 454089103 | COM | 185,780 | $2,531,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 71,765 | $2,526,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 699,379 | $2,525,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 218,233 | $2,525,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 55,553 | $2,524,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 199,686 | $2,524,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 99,111 | $2,519,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 303,685 | $2,518,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 82,279 | $2,513,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 602,189 | $2,511,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 14,597,413 | $2,511,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 152,166 | $2,509,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 979,646 | $2,507,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 3,069,000 | $2,504,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 52,327 | $2,502,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 80,000 | $2,500,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 730,405 | $2,490,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 144,842 | $2,488,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 177,494 | $2,488,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 102,714 | $2,480,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 107,398 | $2,478,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 1,697,000 | $2,476,000 | thousands by filing date | principal |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,294,732 | $2,472,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 79,136 | $2,472,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 52,801 | $2,455,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 92,567 | $2,454,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 148,262 | $2,453,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 133,529 | $2,451,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 246,700 | $2,448,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 52,591 | $2,445,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 2,561,000 | $2,439,000 | thousands by filing date | principal |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 138,956 | $2,437,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 234,959 | $2,435,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 281,137 | $2,429,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 247,227 | $2,425,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 53,400 | $2,418,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 54,996 | $2,418,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 106,200 | $2,403,000 | thousands by filing date | call |
| LTC PPTYS INC COM | 502175102 | REIT | 77,419 | $2,393,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 158,256 | $2,393,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 327,155 | $2,392,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 218,767 | $2,389,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 563,724 | $2,385,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 39,600 | $2,384,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430347 | MOTIF DATA DRIVN | 48,440 | $2,383,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 59,268 | $2,377,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 52,080 | $2,373,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 117,079 | $2,372,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 561,915 | $2,366,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 185,963 | $2,362,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 38,124 | $2,360,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 142,789 | $2,360,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 91,267 | $2,357,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 105,885 | $2,355,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 90,439 | $2,354,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 289,087 | $2,353,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 176,366 | $2,352,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 267,431 | $2,349,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 521,540 | $2,347,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 433,908 | $2,343,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 99,104 | $2,336,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,121,291 | $2,334,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 52,760 | $2,332,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 85,493 | $2,330,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 70,000 | $2,329,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 150,000 | $2,318,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 58,600 | $2,318,000 | thousands by filing date | put |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 183,423 | $2,317,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 262,827 | $2,316,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 230,927 | $2,305,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 419,546 | $2,303,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 55,894 | $2,300,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,981,600 | $2,299,000 | thousands by filing date | call |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 2,550,000 | $2,294,000 | thousands by filing date | principal |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 166,748 | $2,293,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 99,568 | $2,291,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 57,028 | $2,291,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 43,778 | $2,290,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 352,414 | $2,290,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 27,200 | $2,282,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 27,200 | $2,282,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 49,100 | $2,282,000 | thousands by filing date | put |
| OSI SYSTEMS INC | 671044105 | COM | 33,098 | $2,281,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 161,894 | $2,278,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 308,922 | $2,268,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 311,693 | $2,266,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 180,631 | $2,265,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 57,000 | $2,254,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 188,033 | $2,253,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 95,983 | $2,253,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 397,126 | $2,251,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 2,000,000 | $2,249,000 | thousands by filing date | principal |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 165,801 | $2,245,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 12,600 | $2,232,000 | thousands by filing date | call |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 296,775 | $2,232,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 106,126 | $2,232,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 184,606 | $2,232,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 75,196 | $2,231,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 282,965 | $2,230,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 253,169 | $2,229,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 70,000 | $2,226,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 330,000 | $2,224,000 | thousands by filing date | put |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 27,043 | $2,220,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 96,392 | $2,218,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 249,533 | $2,214,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 214,133 | $2,214,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 166,117 | $2,211,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 155,159 | $2,205,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 142,142 | $2,202,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 43,878 | $2,186,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 39,230 | $2,183,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430321 | FINANCE REIMAGI | 47,081 | $2,183,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 1,615,841 | $2,181,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 604,948 | $2,178,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 164,905 | $2,175,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 35,381 | $2,171,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,185,793 | $2,170,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 28,112 | $2,169,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 25,300 | $2,166,000 | thousands by filing date | put |
| FULLER H B CO COM | 359694106 | Stock | 77,563 | $2,166,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 14,916 | $2,161,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 40,275 | $2,158,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 380,000 | $2,155,000 | thousands by filing date | put |
| WILLSCOT CORP | 971375126 | COM | 212,705 | $2,155,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 101,091 | $2,151,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 96,442 | $2,142,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 176,672 | $2,140,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 265,939 | $2,140,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 59,766 | $2,134,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 94,688 | $2,133,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 88,757 | $2,124,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 60,511 | $2,118,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 68,137 | $2,118,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,157,514 | $2,118,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 78,330 | $2,118,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 99,534 | $2,117,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G302 | MSCI USA ESG | 50,000 | $2,113,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 245,000 | $2,112,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 21,600 | $2,110,000 | thousands by filing date | put |
| Direxion S&P 500 High minus Low Quality ETF | 25460G401 | S&P 500 HI MIN | 50,000 | $2,107,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 499,089 | $2,106,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 32,905 | $2,101,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 143,179 | $2,098,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 33,300 | $2,097,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 40,000 | $2,095,000 | thousands by filing date | call |
| KONTOOR BRANDS INC | 50050N103 | COM | 109,167 | $2,092,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 36,000 | $2,088,000 | thousands by filing date | put |
| APPIAN CORP | 03782L101 | CL A | 51,777 | $2,083,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 50,000 | $2,080,000 | thousands by filing date | call |
| DESIGNER BRANDS INC | 250565108 | CL A | 416,455 | $2,074,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 62,858 | $2,074,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 24,519 | $2,071,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430271 | MANUFCTING REVL | 47,204 | $2,071,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 117,629 | $2,069,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 202,939 | $2,068,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 43,060 | $2,064,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 65,622 | $2,064,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 334,300 | $2,063,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 279,506 | $2,063,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 167,026 | $2,061,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,880,983 | $2,052,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 3,000,000 | $2,051,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 70,630 | $2,050,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 133,810 | $2,047,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 75,000 | $2,045,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 127,477 | $2,043,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 94,078 | $2,043,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,333,503 | $2,040,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 244,736 | $2,036,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 35,208 | $2,033,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 60,676 | $2,032,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 436,153 | $2,028,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 66,240 | $2,026,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 72,796 | $2,025,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 71,400 | $2,024,000 | thousands by filing date | put |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 136,808 | $2,022,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 32,100 | $2,020,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 91,687 | $2,020,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 166,568 | $2,015,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 193,159 | $2,013,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 52,718 | $2,012,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 236,706 | $2,010,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 49,853 | $2,002,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2,210,302 | $2,001,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 25,000 | $2,000,000 | thousands by filing date | call |
| JAMES RIV GROUP LTD | G5005R107 | COM | 55,005 | $1,993,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 402,505 | $1,988,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 340,926 | $1,987,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 170,661 | $1,986,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 69,258 | $1,985,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 22,937 | $1,983,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,128,344 | $1,974,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 94,737 | $1,971,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 98,259 | $1,971,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 200,000 | $1,970,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 143,964 | $1,968,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 41,979 | $1,967,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 268,529 | $1,965,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 167,661 | $1,963,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 541,858 | $1,961,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 398,900 | $1,959,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-010358 | this filing | 2020-05-15 | acceptance time not in the bulk data set |