13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 6,999 holding rows worth $555,261,739,000.
- Accession
- 0001567619-20-010358
- Filer
- CIK 70858
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 23,541 entries on the cover page, a total value of $555,261,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $555,261,739,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRAY MEDIA INC | 389375205 | CL A | 406 | $5,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 14,724 | $5,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 125 | $5,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 4,909 | $5,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 1,800 | $5,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 11,148 | $5,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 9,600 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 645 | $5,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 8,200 | $5,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 3,000 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 700 | $5,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 7,590 | $5,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 1,800 | $5,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 1,000 | $5,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 3,246 | $5,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 14,827 | $5,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 2,983 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y741 | YIELD ENHND FD | 179 | $5,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 5,000 | $5,000 | thousands by filing date | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $4,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 2,400 | $4,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 500 | $4,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 11,000 | $4,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 1,225 | $4,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,639 | $4,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 1,425 | $4,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 182 | $4,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 144 | $4,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 2,229 | $4,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 1,062 | $4,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 1,962 | $4,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 562 | $4,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,281 | $4,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 459 | $4,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 341 | $4,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,663 | $4,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 2,774 | $4,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 200 | $4,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 5,000 | $4,000 | thousands by filing date | principal |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,048 | $4,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,485 | $4,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 2,000 | $4,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 12,812 | $4,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 173 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 2,032 | $4,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 4,892 | $4,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 1,000 | $4,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 376 | $4,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 2,262 | $4,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 813 | $4,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 3,205 | $4,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,000 | $4,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 12,500 | $4,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q204 | ADR | 2,385 | $4,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 155 | $4,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 3,687 | $4,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 714 | $4,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 808 | $4,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 1,752 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y400 | Cmn | 225 | $4,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 1,298 | $3,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 100 | $3,000 | thousands by filing date | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 300 | $3,000 | thousands by filing date | put |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 2,163 | $3,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 200 | $3,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 100 | $3,000 | thousands by filing date | put |
| BIG SKY INDL INC | 911805307 | COM | 994 | $3,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 15,125 | $3,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 200 | $3,000 | thousands by filing date | put |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 1,526 | $3,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 470 | $3,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 1,098 | $3,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,268 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 4,559 | $3,000 | thousands by filing date | principal |
| Perion Network Ltd | M78673114 | COM | 578 | $3,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 1,611 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 193 | $3,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 1,737 | $3,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 1,379 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 231 | $3,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 965 | $3,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 407 | $3,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,151 | $3,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 5,000 | $3,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 11,667 | $3,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 400 | $3,000 | thousands by filing date | put |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 400 | $3,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 18,500 | $3,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 1,111 | $3,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,505 | $3,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X309 | COM | 11,000 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,000 | $3,000 | thousands by filing date | principal |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 955 | $3,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 4,281 | $3,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 800 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 116 | $3,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 159 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 130 | $3,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 3,924 | $3,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 1,000 | $3,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 921 | $3,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 8,592 | $3,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 1,376 | $3,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 876 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 50 | $3,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 1,558 | $3,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 1,427 | $3,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 12,000 | $3,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,233 | $3,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 3,000 | $3,000 | thousands by filing date | principal |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 5,255 | $3,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 3,000 | $3,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y509 | Cmn | 135 | $3,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628301 | COM | 1,563 | $3,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 256 | $2,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 1,079 | $2,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,000 | $2,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 4,302 | $2,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 386 | $2,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 4,818 | $2,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 1,185 | $2,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1,551 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 104 | $2,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 20 | $2,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 709 | $2,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 1,024 | $2,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 743 | $2,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 9,241 | $2,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 4,640 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 133 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 252 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 140 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 200 | $2,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 441 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 125 | $2,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 5 | $2,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 2,222 | $2,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 3,024 | $2,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 945 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 964 | $2,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 7,000 | $2,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 2,000 | $2,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 2,000 | $2,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 2,000 | $2,000 | thousands by filing date | principal |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 532 | $2,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,524 | $2,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,100 | $2,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 2,647 | $2,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,658 | $2,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4,800 | $2,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 1,000 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 4,370 | $2,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 5,735 | $2,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 2,100 | $2,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,000 | $2,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 5,469 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 200 | $2,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 9,167 | $2,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 250 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 150 | $2,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 2,347 | $2,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 664 | $2,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 3,000 | $2,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 1,717 | $2,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 893 | $2,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 1,833 | $2,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 4,500 | $2,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 657 | $2,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 3,923 | $2,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 7,011 | $2,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 138 | $2,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 4,000 | $2,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 2,032 | $2,000 | thousands by filing date | principal |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 1,490 | $2,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 2,344 | $2,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 376 | $2,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 3,502 | $2,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 1,065 | $2,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 39 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 2,000 | $2,000 | thousands by filing date | principal |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 1,054 | $2,000 | thousands by filing date | |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 20,000 | $2,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 1,154 | $2,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 5,283 | $2,000 | thousands by filing date | |
| XPRESSPA GROUP INC COM NEW | 98420U604 | Stock | 9,212 | $2,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 1,771 | $2,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L206 | SPONSRED ADS NEW | 133 | $2,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 892 | $1,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 610 | $1,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 3,447 | $1,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 847 | $1,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 1,103 | $1,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 184 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 22 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 43 | $1,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 95 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 213 | $1,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 452 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 74 | $1,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 734 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 4,922 | $1,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 47 | $1,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 50 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 30 | $1,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 418 | $1,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 1,655 | $1,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 100 | $1,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 701 | $1,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 177 | $1,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 252 | $1,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 70 | $1,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 1,000 | $1,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 1,724 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E646 | DAIL PHA MED ETF | 90 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 967 | $1,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 560 | $1,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 375 | $1,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 100 | $1,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 50 | $1,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,700 | $1,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 1,400 | $1,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 11,869 | $1,000 | thousands by filing date | principal |
| AIR INDS GROUP COM | 00912N205 | Stock | 1,181 | $1,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 154 | $1,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 867 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 4,313 | $1,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 719 | $1,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 400 | $1,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 1,732 | $1,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 200 | $1,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 252 | $1,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 680 | $1,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 200 | $1,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 1,700 | $1,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 255 | $1,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 425 | $1,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,000 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 751 | $1,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 756 | $1,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 4,469 | $1,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 342 | $1,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 500 | $1,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 267 | $1,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 500 | $1,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 1,689 | $1,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 642 | $1,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 1,000 | $1,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 305 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 645 | $1,000 | thousands by filing date | principal |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 1,267 | $1,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 928 | $1,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 970 | $1,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 639 | $1,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 2,250 | $1,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 1,770 | $1,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 3,000 | $1,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 1,000 | $1,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 2,115 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 54 | $1,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 325 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 504 | $1,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,339 | $1,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 1,000 | $1,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 523 | $1,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 2,800 | $1,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 526 | $1,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 247 | $1,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 1,537 | $1,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 6,125 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 75 | $1,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 292 | $1,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 523 | $1,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 721 | $1,000 | thousands by filing date | |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 2,966 | $1,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,559 | $1,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 1,229 | $1,000 | thousands by filing date | |
| PECK CO HLDGS INC | 705163103 | COM NEW | 490 | $1,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 40 | $1,000 | thousands by filing date | |
| EDISON NATION INC | 28103E106 | COM | 300 | $1,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 6,250 | $1,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 200 | $1,000 | thousands by filing date | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K205 | UNIT 99/99/9999 | 50 | $1,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 219 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,223 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,820 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STELLUS CAP INVT CORP | 858568108 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REKOR SYSTEMS INC | 759419104 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFS CAPITAL CORP | 67103B100 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESCENT CAP BDC INC | 225655109 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRISON CAP INC | 366554103 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECNOGLASS INC | G87264100 | ORD SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 252 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOMO INC | 62857J201 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 403 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNOPTA INC | 8676EP108 | COM | 281 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,600 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DLH HLDGS CORP | 23335Q100 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 389 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 221 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 266 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 279 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 2,330 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DAXOR CORP | 239467103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 264 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 1,151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSETTA RES INC COM | 777385105 | Stock | 339 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSA PHARMA INC | 29668H708 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 483 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 221 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 1,035 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAVMED INC | 70387R106 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARIOHEALTH CORP | 23725P209 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIT CORP | 909218109 | COM | 2,740 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITCHAM INDS INC COM | 606501104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHILOH INDUSTRIES INC | 824543102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLES + COLVARD LTD | 159765106 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCORE CORP | 290846203 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 8,500 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 1 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740L469 | 2 YR TREAS BULL | 180 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| B COMMUNICATIONS LTD | M15629104 | SHS | 234 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Taronis Technologies Inc Com New | 876214206 | Equity | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENPREX INC | 372446104 | COM | 178 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK INC | 205750300 | COM NEW | 988 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MY SIZE INC | 62844N208 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 510 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTROCORE INC | 28531P103 | COM | 571 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMV INC | 44974L103 | COM | 281 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 766 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 403 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTSIDE DISTILLING INC | 277802302 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 206 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 594 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORREVIO PHARMA CORP | 22026V105 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 1,260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 638 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTW RETAILWINDS INC | 74980D100 | COM | 1,936 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REMARK HLDGS INC | 75955K102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPACE BIOSCIENCES INC | 46062X303 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 8,865 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L306 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP CORP | 390320109 | COM | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C409 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINGER INC | 053734604 | COM | 887 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 607 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 204 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y307 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 16 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Trovagene Inc | 897238606 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENESTECH INC | 81720R208 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTS INTERNATIONAL INC | 30283W104 | COM | 949 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W200 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 920 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 1,938 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J800 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIKIDO PHARMA INC | 008875106 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAN INC | 66988N106 | COM | 971 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDRA LIFE SCIENCES INC | 29273B112 | *W EXP 05/08/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW HOME CO INC COM | 645370107 | COM | 174 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MTBC INC | 55378G102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 960 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 565 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JMU LTD | 46647L204 | SPONSORED ADS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J JILL INC | 46620W102 | COM | 1,034 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREMONT MTG TR | 894789106 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 2,328 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKAZOO SA | L0164E116 | *W EXP 09/11/202 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 1,150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA BIOPHARMA INC | 81689B103 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPTECH ACQUISITION CORP | 74349F119 | *W EXP 05/26/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANCER GENETICS INC | 13739U203 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGIRAD CORP | 253827703 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNT COS FIN TR INC | 44558T100 | COM | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 5,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DARIOHEALTH CORP | 23725P118 | *W EXP 03/08/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-KEY INTL INC | 09060C309 | COM | 417 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LM FDG AMER INC | 502074115 | *W EXP 10/31/202 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANS WORLD ENTMT CORP | 89336Q209 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 1,275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRANCH | 90274D424 | 2XLEVE ETRACS WF | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-010358 | this filing | 2020-05-15 | acceptance time not in the bulk data set |