13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 6,999 holding rows worth $555,261,739,000.
- Accession
- 0001567619-20-010358
- Filer
- CIK 70858
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 23,541 entries on the cover page, a total value of $555,261,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $555,261,739,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 162,273 | $1,959,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 2,039,853 | $1,954,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 81,110 | $1,948,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 29,300 | $1,944,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 32,136 | $1,943,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 300,016 | $1,936,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 313,062 | $1,935,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 158,788 | $1,932,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 80,666 | $1,928,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 258,364 | $1,927,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 215,000 | $1,924,000 | thousands by filing date | call |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 73,293 | $1,920,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 17,040 | $1,919,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 326,337 | $1,918,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 1,620,000 | $1,914,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 77,628 | $1,909,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 99,297 | $1,908,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 100,509 | $1,902,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 170,073 | $1,901,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 62,322 | $1,897,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 65,845 | $1,897,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 42,477 | $1,896,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 85,957 | $1,895,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 151,000 | $1,892,000 | thousands by filing date | call |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 563,379 | $1,882,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 61,981 | $1,880,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 172,024 | $1,880,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 235,823 | $1,875,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 156,069 | $1,874,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 238,129 | $1,874,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 87,508 | $1,872,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 55,420 | $1,872,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 95,400 | $1,872,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,222,500 | $1,870,000 | thousands by filing date | call |
| SITE CENTERS CORP | 82981J109 | COM | 358,789 | $1,869,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 401,641 | $1,868,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 160,944 | $1,868,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 134,167 | $1,866,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 207,409 | $1,865,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 1,607,002 | $1,864,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 371,282 | $1,860,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 131,421 | $1,858,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 64,275 | $1,858,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 41,277 | $1,853,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 158,993 | $1,850,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 53,171 | $1,848,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,086,958 | $1,847,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 400,000 | $1,840,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 178,249 | $1,837,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 80,027 | $1,837,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 232,898 | $1,826,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 56,147 | $1,819,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 176,580 | $1,814,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 59,023 | $1,812,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 36,782 | $1,811,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 500,000 | $1,810,000 | thousands by filing date | call |
| HANGER INC | 41043F208 | COMMON STOCK | 116,200 | $1,810,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 159,397 | $1,806,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 36,086 | $1,806,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 127,646 | $1,804,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 204,306 | $1,798,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 20,000 | $1,796,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 100,235 | $1,796,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 82,511 | $1,791,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 44,029 | $1,791,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 91,371 | $1,787,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 146,541 | $1,786,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 84,709 | $1,784,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 20,600 | $1,783,000 | thousands by filing date | call |
| BLOOM ENERGY CORP | 093712107 | COM | 340,488 | $1,780,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 423,600 | $1,771,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 3,237,714 | $1,771,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 256,000 | $1,769,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,700 | $1,767,000 | thousands by filing date | put |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 79,771 | $1,765,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 67,597 | $1,764,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 110,879 | $1,763,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 530,038 | $1,760,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 102,512 | $1,760,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 301,760 | $1,759,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 84,650 | $1,758,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 84,016 | $1,758,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 268,403 | $1,752,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 228,027 | $1,751,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 54,300 | $1,747,000 | thousands by filing date | call |
| MIDDLESEX WTR CO | 596680108 | COM | 28,999 | $1,743,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 500,286 | $1,741,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 25,000 | $1,740,000 | thousands by filing date | put |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 197,697 | $1,740,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 98,815 | $1,737,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 43,079 | $1,735,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 51,854 | $1,730,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 291,421 | $1,730,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 74,485 | $1,730,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 104,348 | $1,725,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 63,830 | $1,723,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 63,895 | $1,722,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 352,806 | $1,722,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 13,457 | $1,717,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 210,976 | $1,715,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 33,700 | $1,713,000 | thousands by filing date | call |
| WARRIOR MET COAL INC | 93627C101 | COM | 161,077 | $1,710,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 51,441 | $1,710,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 593,545 | $1,709,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 47,881 | $1,707,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 75,000 | $1,706,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 80,897 | $1,706,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 110,000 | $1,705,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 96,036 | $1,705,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 30,658 | $1,705,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 63,589 | $1,705,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 41,928 | $1,699,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 33,040 | $1,698,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 30,000 | $1,691,000 | thousands by filing date | put |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 63,317 | $1,689,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 233,529 | $1,686,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 219,822 | $1,686,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 117,503 | $1,684,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 70,527 | $1,684,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 66,311 | $1,680,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 53,200 | $1,679,000 | thousands by filing date | put |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 111,244 | $1,674,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 17,100 | $1,673,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 92,371 | $1,671,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 116,305 | $1,671,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 79,233 | $1,663,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 131,498 | $1,657,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 26,626 | $1,657,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 44,188 | $1,655,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 112,989 | $1,655,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 229,477 | $1,652,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 105,682 | $1,652,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 307,263 | $1,650,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 103,714 | $1,648,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 106,912 | $1,646,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 111,100 | $1,642,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 170,492 | $1,639,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 91,948 | $1,639,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 108,201 | $1,637,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 106,492 | $1,636,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 135,830 | $1,631,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 130,595 | $1,630,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 231,509 | $1,630,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 61,850 | $1,623,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 65,060 | $1,622,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 146,684 | $1,622,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 152,605 | $1,621,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 37,782 | $1,620,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 199,172 | $1,617,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 27,040 | $1,605,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 233,800 | $1,602,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 62,890 | $1,601,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 47,870 | $1,599,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 58,336 | $1,595,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 174,351 | $1,593,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 128,942 | $1,590,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 48,958 | $1,588,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 35,700 | $1,586,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 58,800 | $1,585,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 14,700 | $1,584,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 30,784 | $1,583,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 149,644 | $1,577,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 14,086 | $1,572,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 115,700 | $1,571,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 60,381 | $1,570,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 59,278 | $1,565,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 182,773 | $1,563,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 231,356 | $1,563,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 73,665 | $1,561,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 205,344 | $1,558,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 55,066 | $1,557,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 68,135 | $1,556,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 81,839 | $1,556,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 308,762 | $1,553,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 159,217 | $1,553,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 58,654 | $1,552,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 63,900 | $1,550,000 | thousands by filing date | call |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 131,889 | $1,548,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 65,000 | $1,544,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 95,953 | $1,544,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 57,323 | $1,543,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 215,900 | $1,542,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 934,000 | $1,542,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 1,790,000 | $1,541,000 | thousands by filing date | principal |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 180,461 | $1,536,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 90,686 | $1,534,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 32,712 | $1,534,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 29,080 | $1,533,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 108,249 | $1,531,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 932,241 | $1,529,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 11,300 | $1,528,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 113,838 | $1,528,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 58,363 | $1,527,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 151,856 | $1,526,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 349,026 | $1,526,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 134,005 | $1,525,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 148,179 | $1,520,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 460,499 | $1,520,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 117,808 | $1,519,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 157,127 | $1,514,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 513,954 | $1,511,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 75,503 | $1,510,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 300,708 | $1,507,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 97,594 | $1,505,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 422,520 | $1,504,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 2,241,872 | $1,502,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 164,902 | $1,500,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 105,902 | $1,500,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 26,748 | $1,499,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 427,646 | $1,497,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 43,853 | $1,497,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 106,878 | $1,494,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 29,800 | $1,492,000 | thousands by filing date | call |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 99,457 | $1,491,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 81,726 | $1,491,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 1,950,000 | $1,489,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 25,140 | $1,488,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 68,057 | $1,487,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 113,800 | $1,485,000 | thousands by filing date | call |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 119,813 | $1,484,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 73,493 | $1,479,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 73,984 | $1,478,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4,700 | $1,476,000 | thousands by filing date | call |
| 8X8 INC NEW | 282914AB6 | BOND | 1,694,000 | $1,475,000 | thousands by filing date | principal |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 94,151 | $1,472,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 31,971 | $1,472,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 76,281 | $1,469,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 160,912 | $1,467,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 26,474 | $1,464,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 4,633,000 | $1,464,000 | thousands by filing date | principal |
| HECLA MNG CO | 422704106 | COM | 803,387 | $1,463,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 157,072 | $1,462,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 165,834 | $1,461,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 89,992 | $1,460,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,500 | $1,459,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 46,607 | $1,459,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 48,587 | $1,452,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 62,372 | $1,450,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 94,222 | $1,448,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 99,148 | $1,445,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 147,125 | $1,443,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 471,065 | $1,441,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 174,179 | $1,440,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 142,887 | $1,439,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 136,383 | $1,438,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 16,600 | $1,437,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 124,124 | $1,436,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 19,999 | $1,436,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 15,200 | $1,434,000 | thousands by filing date | call |
| SPX FLOW INC COM | 78469X107 | Stock | 50,420 | $1,433,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 142,767 | $1,433,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 14,300 | $1,432,000 | thousands by filing date | call |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 25,775 | $1,429,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 251,317 | $1,429,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 75,210 | $1,429,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 47,955 | $1,428,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 6,257 | $1,428,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 43,021 | $1,428,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 50,620 | $1,423,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 17,267 | $1,422,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 27,627 | $1,420,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 426,636 | $1,420,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 116,985 | $1,420,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 1,517 | $1,418,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 70,608 | $1,415,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 99,513 | $1,414,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 82,922 | $1,412,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 106,559 | $1,412,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 185,422 | $1,411,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 297,420 | $1,409,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 34,427 | $1,407,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 92,700 | $1,407,000 | thousands by filing date | put |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 174,142 | $1,404,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 152,555 | $1,404,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 178,201 | $1,403,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 146,509 | $1,402,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 38,677 | $1,402,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 118,340 | $1,402,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 8,100 | $1,401,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 82,306 | $1,398,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 199,783 | $1,397,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 34,259 | $1,395,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 17,790 | $1,393,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 1,412,000 | $1,393,000 | thousands by filing date | principal |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 190,990 | $1,391,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 87,229 | $1,388,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 21,002 | $1,388,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 24,880 | $1,386,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 162,806 | $1,384,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 12,403 | $1,384,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 55,057 | $1,383,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 200,000 | $1,376,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 200,000 | $1,376,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 45,357 | $1,375,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 30,270 | $1,375,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 111,507 | $1,373,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 117,976 | $1,370,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 32,563 | $1,368,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5,000 | $1,366,000 | thousands by filing date | put |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 296,351 | $1,366,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 46,778 | $1,366,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 164,382 | $1,364,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 501,145 | $1,363,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 144,585 | $1,362,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 104,369 | $1,362,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 18,869 | $1,359,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 280,658 | $1,358,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 29,078 | $1,356,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 67,097 | $1,355,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 121,649 | $1,354,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 65,677 | $1,351,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 100,382 | $1,349,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 45,936 | $1,346,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 256,000 | $1,344,000 | thousands by filing date | put |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 115,577 | $1,338,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 111,128 | $1,334,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 72,425 | $1,330,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 164,508 | $1,326,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 661,552 | $1,324,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 73,000 | $1,321,000 | thousands by filing date | put |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 356,908 | $1,321,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 57,118 | $1,320,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 46,838 | $1,318,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 280,959 | $1,314,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 45,629 | $1,313,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 189,448 | $1,309,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 1,558,000 | $1,309,000 | thousands by filing date | principal |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 100,000 | $1,305,000 | thousands by filing date | put |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 90,319 | $1,303,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 120,414 | $1,302,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 64,412 | $1,301,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 39,027 | $1,301,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 131,719 | $1,300,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 198,212 | $1,299,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 42,659 | $1,299,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 67,717 | $1,298,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 127,498 | $1,295,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 67,704 | $1,293,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 23,200 | $1,292,000 | thousands by filing date | call |
| QUINSTREET INC | 74874Q100 | COM | 160,377 | $1,292,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 179,916 | $1,292,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 55,923 | $1,291,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 49,863 | $1,291,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 35,000 | $1,288,000 | thousands by filing date | call |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 173,172 | $1,288,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 54,814 | $1,285,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 15,000 | $1,284,000 | thousands by filing date | call |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 245,868 | $1,284,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 54,549 | $1,281,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 12,172 | $1,281,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 90,762 | $1,280,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 127,715 | $1,278,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 27,800 | $1,278,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 53,800 | $1,277,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 113,062 | $1,273,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 200,000 | $1,272,000 | thousands by filing date | put |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 116,992 | $1,272,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 531,071 | $1,269,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 94,815 | $1,268,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 208,805 | $1,267,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 65,451 | $1,267,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 26,861 | $1,267,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,035,989 | $1,264,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 41,747 | $1,264,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 203,002 | $1,264,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 87,089 | $1,262,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 36,000 | $1,260,000 | thousands by filing date | put |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 62,495 | $1,257,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 62,552 | $1,251,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 66,043 | $1,251,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 167,740 | $1,250,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 81,616 | $1,246,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 223,542 | $1,243,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 3,543,312 | $1,240,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 92,456 | $1,236,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 50,000 | $1,234,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 177,748 | $1,225,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 201,217 | $1,223,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 59,109 | $1,222,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 370,000 | $1,217,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 25,140 | $1,217,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 47,004 | $1,215,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 17,966 | $1,214,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 553,341 | $1,212,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 38,754 | $1,210,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 112,977 | $1,209,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 89,359 | $1,207,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 40,523 | $1,200,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 29,142 | $1,200,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 60,315 | $1,198,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 30,010 | $1,198,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 25,000 | $1,196,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 41,277 | $1,195,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 113,540 | $1,192,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 1,235,000 | $1,192,000 | thousands by filing date | principal |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 363,685 | $1,190,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 41,112 | $1,189,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 58,856 | $1,189,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 32,429 | $1,185,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 167,974 | $1,184,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 140,009 | $1,184,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 92,479 | $1,184,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 1,800,000 | $1,182,000 | thousands by filing date | principal |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 26,472 | $1,180,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 45,983 | $1,178,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 55,452 | $1,177,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 111,963 | $1,177,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 58,562 | $1,170,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 1,384,000 | $1,169,000 | thousands by filing date | principal |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 138,120 | $1,167,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,291,000 | $1,166,000 | thousands by filing date | principal |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 42,344 | $1,164,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,800 | $1,159,000 | thousands by filing date | put |
| PGT INNOVATIONS INC | 69336V101 | COM | 138,280 | $1,159,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 38,062 | $1,157,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,100 | $1,156,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,100 | $1,156,000 | thousands by filing date | call |
| NOVAVAX INC | 670002401 | COM NEW | 85,146 | $1,156,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 180,540 | $1,154,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 153,493 | $1,154,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 150,000 | $1,151,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 85,600 | $1,143,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 42,965 | $1,143,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 47,940 | $1,142,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 195,803 | $1,139,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 31,808 | $1,138,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 243,592 | $1,138,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,200,000 | $1,137,000 | thousands by filing date | principal |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 85,534 | $1,136,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 148,500 | $1,135,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 200,000 | $1,134,000 | thousands by filing date | call |
| BOOT BARN HLDGS INC | 099406100 | COM | 87,639 | $1,133,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 44,990 | $1,132,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 313,287 | $1,128,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 50,797 | $1,125,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 103,173 | $1,125,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 1,213,000 | $1,123,000 | thousands by filing date | principal |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 19,062 | $1,121,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 35,252 | $1,121,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 109,741 | $1,119,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 31,959 | $1,117,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 27,979 | $1,116,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 110,674 | $1,115,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 24,564 | $1,115,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 124,050 | $1,115,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 38,542 | $1,112,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 37,500 | $1,111,000 | thousands by filing date | put |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 110,763 | $1,108,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 137,061 | $1,105,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 648,731 | $1,103,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 46,441 | $1,103,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 217,195 | $1,099,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 20,735 | $1,098,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 14,358 | $1,097,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 147,769 | $1,095,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 44,302 | $1,090,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 445,722 | $1,088,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 56,344 | $1,087,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 69,919 | $1,085,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 144,005 | $1,084,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 15,090 | $1,083,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 21,214 | $1,079,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 173,942 | $1,077,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 581,486 | $1,076,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 156,700 | $1,074,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 32,578 | $1,073,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 105,905 | $1,071,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 12,881 | $1,070,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 41,748 | $1,068,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 48,588 | $1,068,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 23,439 | $1,066,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 108,613 | $1,063,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 842,548 | $1,062,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 24,763 | $1,061,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 37,733 | $1,059,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 149,476 | $1,057,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 107,247 | $1,055,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 23,652 | $1,053,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 129,984 | $1,053,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 28,857 | $1,051,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 38,159 | $1,049,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 41,440 | $1,042,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 986,000 | $1,040,000 | thousands by filing date | principal |
| APPFOLIO INC | 03783C100 | COM CL A | 9,350 | $1,037,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 87,261 | $1,037,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 51,780 | $1,037,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 81,969 | $1,036,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 57,030 | $1,035,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 35,187 | $1,032,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 38,935 | $1,030,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 90,814 | $1,028,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 50,120 | $1,026,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 10,500 | $1,025,000 | thousands by filing date | call |
| RH | 74967XAA1 | BOND | 1,272,000 | $1,025,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 98,047 | $1,024,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 8,169 | $1,023,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 203,676 | $1,023,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 33,791 | $1,022,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 56,165 | $1,021,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 71,700 | $1,020,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-010358 | this filing | 2020-05-15 | acceptance time not in the bulk data set |