13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 6,999 holding rows worth $555,261,739,000.
- Accession
- 0001567619-20-010358
- Filer
- CIK 70858
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 23,541 entries on the cover page, a total value of $555,261,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $555,261,739,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 149,467 | $5,974,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 265,117 | $5,970,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 299,313 | $5,968,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 6,856,000 | $5,964,000 | thousands by filing date | principal |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 543,512 | $5,956,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 373,887 | $5,952,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 427,450 | $5,946,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 258,792 | $5,939,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 454,095 | $5,939,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 7,415,000 | $5,932,000 | thousands by filing date | principal |
| DOMTAR CORP | 257559203 | COM NEW | 274,050 | $5,930,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 4,340,000 | $5,929,000 | thousands by filing date | principal |
| DILLARDS INC CL A | 254067101 | Stock | 160,445 | $5,928,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 69,109 | $5,925,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 312,404 | $5,925,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 315,190 | $5,919,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 1,264,072 | $5,904,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 536,514 | $5,902,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 85,329 | $5,889,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 91,133 | $5,887,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 75,700 | $5,881,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 319,883 | $5,867,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 67,635 | $5,857,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 467,471 | $5,857,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 370,000 | $5,846,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 798,310 | $5,835,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 220,109 | $5,830,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 319,453 | $5,827,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 443,151 | $5,818,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 134,887 | $5,818,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 403,183 | $5,814,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,078,491 | $5,813,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 78,231 | $5,809,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,839,000 | $5,808,000 | thousands by filing date | principal |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 118,721 | $5,802,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 128,464 | $5,798,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 4,072,000 | $5,798,000 | thousands by filing date | principal |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 234,916 | $5,794,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 400,635 | $5,773,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 323,521 | $5,773,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 502,264 | $5,772,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 3,142,000 | $5,772,000 | thousands by filing date | principal |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 242,261 | $5,750,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 181,361 | $5,749,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 149,223 | $5,747,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 288,900 | $5,746,000 | thousands by filing date | put |
| AMERISAFE INC | 03071H100 | COM | 89,093 | $5,743,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 67,288 | $5,714,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 66,663 | $5,714,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 85,500 | $5,714,000 | thousands by filing date | put |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 213,120 | $5,710,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 4,675,000 | $5,710,000 | thousands by filing date | principal |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 541,781 | $5,705,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 221,319 | $5,690,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 219,540 | $5,680,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 918,108 | $5,674,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 126,989 | $5,668,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 64,045 | $5,665,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 812,560 | $5,663,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 239,064 | $5,660,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 47,100 | $5,657,000 | thousands by filing date | call |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 192,167 | $5,657,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 413,244 | $5,657,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 100,358 | $5,648,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 120,719 | $5,648,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 117,661 | $5,645,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 97,774 | $5,641,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 413,781 | $5,624,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 237,560 | $5,623,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 59,600 | $5,622,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 549,074 | $5,611,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 267,862 | $5,602,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 73,792 | $5,602,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 246,139 | $5,600,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 6,207,000 | $5,593,000 | thousands by filing date | principal |
| MIDDLEBYCORP | 596278101 | STOK | 98,237 | $5,587,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 891,689 | $5,582,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,488,943 | $5,569,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 204,341 | $5,557,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 600,000 | $5,556,000 | thousands by filing date | call |
| BANNER CORP | 06652V208 | COM NEW | 167,696 | $5,540,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 310,796 | $5,539,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 149,844 | $5,534,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 214,291 | $5,531,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 189,405 | $5,525,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 591,934 | $5,517,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 141,781 | $5,511,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 156,187 | $5,505,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 279,406 | $5,505,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 122,894 | $5,499,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 314,171 | $5,494,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 371,366 | $5,490,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 190,128 | $5,460,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 634,311 | $5,449,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 742,245 | $5,441,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 194,605 | $5,432,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 74,400 | $5,429,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 300,000 | $5,427,000 | thousands by filing date | put |
| FB FINL CORP | 30257X104 | COM | 274,640 | $5,416,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 250,000 | $5,413,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 371,026 | $5,398,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 8,084,000 | $5,398,000 | thousands by filing date | principal |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 384,400 | $5,385,000 | thousands by filing date | put |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 6,261,000 | $5,384,000 | thousands by filing date | principal |
| OLIN CORP | 680665205 | COM PAR $1 | 460,634 | $5,376,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 65,681 | $5,373,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 168,260 | $5,370,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 573,091 | $5,364,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 192,905 | $5,361,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 333,085 | $5,354,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 85,833 | $5,348,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 213,561 | $5,340,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,427,778 | $5,297,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 196,523 | $5,276,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 60,100 | $5,258,000 | thousands by filing date | call |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 333,338 | $5,257,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,339,126 | $5,250,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 54,985 | $5,246,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 576,492 | $5,241,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 653,557 | $5,234,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 264,087 | $5,234,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 219,020 | $5,227,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 48,872 | $5,225,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 88,842 | $5,223,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 108,306 | $5,223,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 465,645 | $5,220,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 30,000 | $5,219,000 | thousands by filing date | put |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 255,207 | $5,211,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 402,754 | $5,200,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 138,075 | $5,197,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 182,344 | $5,194,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 144,521 | $5,192,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 83,888 | $5,180,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 106,963 | $5,168,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 576,692 | $5,167,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 131,877 | $5,166,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 457,350 | $5,159,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 88,196 | $5,158,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 417,690 | $5,158,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 615,188 | $5,149,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 40,200 | $5,140,000 | thousands by filing date | put |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 186,900 | $5,140,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 197,648 | $5,137,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,219,996 | $5,136,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 191,419 | $5,136,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 138,518 | $5,134,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 479,145 | $5,127,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 5,532,000 | $5,127,000 | thousands by filing date | principal |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 452,038 | $5,122,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,240,376 | $5,122,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 124,464 | $5,107,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,221,618 | $5,106,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 414,233 | $5,094,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 985,885 | $5,087,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 421,619 | $5,059,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 130,800 | $5,058,000 | thousands by filing date | put |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 149,691 | $5,056,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 238,098 | $5,040,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 231,866 | $5,013,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G203 | FLIGHT TO SAFT | 100,000 | $5,011,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 256,593 | $5,009,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 351,502 | $5,005,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 49,656 | $5,005,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 50,000 | $4,999,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 536,322 | $4,998,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 154,813 | $4,994,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 814,420 | $4,992,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 5,245,000 | $4,972,000 | thousands by filing date | principal |
| ATKORE INC | 047649108 | COMMON STOCK | 235,839 | $4,969,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 627,729 | $4,965,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 151,846 | $4,956,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 882,452 | $4,950,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 83,698 | $4,946,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 44,786 | $4,942,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 370,732 | $4,942,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 5,128,000 | $4,941,000 | thousands by filing date | principal |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 92,169 | $4,937,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 667,755 | $4,928,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 89,501 | $4,924,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 199,145 | $4,924,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 37,800 | $4,922,000 | thousands by filing date | put |
| BOSTON BEER INC CL A | 100557107 | Stock | 13,377 | $4,917,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 119,508 | $4,915,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 205,000 | $4,906,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 65,623 | $4,898,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,153,600 | $4,891,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 5,005,000 | $4,889,000 | thousands by filing date | principal |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 115,008 | $4,888,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 671,471 | $4,875,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 145,035 | $4,872,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 220,349 | $4,868,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 93,875 | $4,868,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 675,189 | $4,856,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 82,522 | $4,851,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 655,003 | $4,847,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 3,584,000 | $4,840,000 | thousands by filing date | principal |
| VIRTU FINL INC | 928254101 | CL A | 232,322 | $4,838,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 23,185 | $4,835,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 329,352 | $4,835,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 148,401 | $4,832,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 94,361 | $4,831,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 206,098 | $4,828,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 230,095 | $4,811,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 33,400 | $4,809,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,184,508 | $4,809,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 183,610 | $4,809,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 269,699 | $4,803,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 959,472 | $4,797,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 667,478 | $4,759,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 511,290 | $4,755,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 32,865 | $4,754,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,165,392 | $4,744,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 401,177 | $4,743,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 370,603 | $4,736,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 216,808 | $4,728,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 168,459 | $4,727,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 356,306 | $4,721,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 130,199 | $4,720,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 104,700 | $4,716,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 46,900 | $4,712,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,116,478 | $4,700,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 4,714,000 | $4,699,000 | thousands by filing date | principal |
| DROPBOX INC CL A | 26210C104 | Stock | 259,100 | $4,690,000 | thousands by filing date | put |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 29,469 | $4,688,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 151,045 | $4,688,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,506,109 | $4,684,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 305,467 | $4,680,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 895,259 | $4,674,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 119,055 | $4,666,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 236,182 | $4,664,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 907,886 | $4,657,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 339,142 | $4,656,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 55,058 | $4,645,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 41,062 | $4,630,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,014,013 | $4,624,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 386,246 | $4,620,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 85,644 | $4,620,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 168,362 | $4,618,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 246,709 | $4,616,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 472,034 | $4,608,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 5,129,000 | $4,599,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 232,553 | $4,597,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 966,738 | $4,593,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 141,046 | $4,589,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 75,277 | $4,588,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 124,798 | $4,583,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 596,836 | $4,583,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 278,588 | $4,566,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 852,073 | $4,559,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 100,000 | $4,557,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,141,000 | $4,552,000 | thousands by filing date | principal |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 892,914 | $4,536,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 104,373 | $4,530,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 100,000 | $4,527,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 348,441 | $4,526,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 322,092 | $4,522,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 355,160 | $4,517,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 2,024,000 | $4,511,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 66,756 | $4,510,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 49,800 | $4,491,000 | thousands by filing date | call |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 71,979 | $4,486,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 843,279 | $4,486,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 50,000 | $4,483,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 306,226 | $4,483,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,134,700 | $4,482,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 137,054 | $4,469,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 975,942 | $4,460,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 134,952 | $4,458,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 169,638 | $4,453,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 94,343 | $4,453,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 112,974 | $4,447,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 548,096 | $4,439,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 96,940 | $4,439,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 111,671 | $4,438,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 483,176 | $4,431,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 444,090 | $4,427,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 352,121 | $4,416,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 62,105 | $4,414,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 172,440 | $4,409,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 198,242 | $4,401,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 138,503 | $4,400,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 215,283 | $4,390,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 91,256 | $4,381,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 576,575 | $4,369,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 453,826 | $4,365,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 400,929 | $4,354,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 242,700 | $4,350,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 422,884 | $4,343,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 127,600 | $4,338,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 244,302 | $4,338,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 126,309 | $4,337,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 295,274 | $4,335,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 247,680 | $4,332,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,077,379 | $4,332,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 702,060 | $4,331,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 52,686 | $4,325,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 108,864 | $4,321,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 171,389 | $4,318,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 266,340 | $4,315,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 503,963 | $4,308,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 109,500 | $4,304,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 31,500 | $4,300,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,380 | $4,279,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 178,206 | $4,266,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 35,200 | $4,263,000 | thousands by filing date | call |
| SAFEHOLD INC | 78645L100 | COM | 67,374 | $4,260,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 161,275 | $4,256,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 235,189 | $4,255,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 120,248 | $4,249,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 88,488 | $4,248,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 361,657 | $4,246,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 157,582 | $4,234,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 135,234 | $4,230,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 171,315 | $4,220,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 503,550 | $4,209,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 78,758 | $4,203,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 64,515 | $4,201,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 42,200 | $4,200,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 1,981,287 | $4,200,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 195,350 | $4,199,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 440,237 | $4,196,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 183,022 | $4,193,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 163,076 | $4,184,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 36,000 | $4,178,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 313,432 | $4,178,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 337,172 | $4,177,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 75,000 | $4,176,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 59,694 | $4,176,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 84,941 | $4,174,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 3,068,576 | $4,174,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 218,326 | $4,172,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 218,148 | $4,171,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 150,737 | $4,162,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 60,310 | $4,162,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 144,035 | $4,157,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 194,420 | $4,151,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 25,000 | $4,142,000 | thousands by filing date | put |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 214,898 | $4,139,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 41,600 | $4,133,000 | thousands by filing date | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 759,131 | $4,122,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 134,800 | $4,121,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 1,660,146 | $4,117,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 29,456 | $4,117,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 968,646 | $4,117,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 95,221 | $4,110,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 121,680 | $4,103,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 263,872 | $4,101,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 231,221 | $4,099,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 131,775 | $4,097,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 104,870 | $4,096,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 164,258 | $4,093,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 192,431 | $4,087,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 118,627 | $4,080,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 313,801 | $4,076,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 104,511 | $4,071,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 45,300 | $4,068,000 | thousands by filing date | put |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 156,966 | $4,065,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 235,716 | $4,065,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 168,457 | $4,061,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 215,955 | $4,056,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 128,767 | $4,053,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 250,000 | $4,050,000 | thousands by filing date | call |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 211,251 | $4,047,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 234,732 | $4,047,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 30,658 | $4,038,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 242,251 | $4,038,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 703,026 | $4,029,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 648,635 | $4,028,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 236,202 | $4,020,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 178,833 | $4,018,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 80,601 | $4,016,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 96,743 | $4,015,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 106,253 | $4,010,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 776,595 | $4,008,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 97,044 | $4,008,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 287,222 | $4,007,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 316,645 | $3,996,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,016,593 | $3,993,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 4,761,000 | $3,973,000 | thousands by filing date | principal |
| High Templar Tech Limit | 747798106 | COM | 2,206,782 | $3,972,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 525,113 | $3,969,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 3,920,000 | $3,967,000 | thousands by filing date | principal |
| MYR GROUP INC | 55405W104 | COM | 151,243 | $3,961,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 158,989 | $3,959,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 120,855 | $3,957,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 296,462 | $3,952,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 87,182 | $3,936,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 293,618 | $3,935,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 151,243 | $3,921,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 450,023 | $3,920,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 235,693 | $3,920,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 27,631 | $3,912,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 312,735 | $3,910,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 215,936 | $3,910,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 81,177 | $3,906,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 152,166 | $3,906,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 253,159 | $3,899,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 25,200 | $3,895,000 | thousands by filing date | put |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,268,642 | $3,894,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,690,860 | $3,890,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 909,468 | $3,883,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 219,445 | $3,882,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 768,028 | $3,871,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 247,014 | $3,860,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 57,751 | $3,859,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 213,852 | $3,856,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 225,496 | $3,852,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 83,644 | $3,848,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 130,103 | $3,823,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,330,260 | $3,821,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 403,800 | $3,820,000 | thousands by filing date | put |
| WORKIVA INC COM CL A | 98139A105 | Stock | 118,035 | $3,816,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 443,724 | $3,816,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 617,756 | $3,806,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 23,300 | $3,804,000 | thousands by filing date | call |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 111,529 | $3,796,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 134,300 | $3,795,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 134,300 | $3,795,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 99,400 | $3,795,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 25,443 | $3,773,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 409,649 | $3,773,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 16,677 | $3,770,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 72,300 | $3,770,000 | thousands by filing date | put |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 137,072 | $3,769,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 81,000 | $3,764,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 1,648,857 | $3,759,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 85,089 | $3,757,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 56,464 | $3,756,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,168,923 | $3,752,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 70,631 | $3,752,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 4,690,000 | $3,752,000 | thousands by filing date | principal |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 150,054 | $3,751,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 379,448 | $3,749,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 152,100 | $3,736,000 | thousands by filing date | put |
| K12 INC | 48273U102 | COM | 198,087 | $3,736,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 75,352 | $3,735,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 300,787 | $3,731,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 196,961 | $3,729,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 275,266 | $3,727,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 134,002 | $3,723,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 230,499 | $3,714,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 287,525 | $3,709,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 280,200 | $3,707,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 42,042 | $3,694,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 50,000 | $3,692,000 | thousands by filing date | call |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 129,195 | $3,691,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 217,417 | $3,686,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 97,608 | $3,684,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 98,231 | $3,684,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 360,000 | $3,684,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 649,034 | $3,680,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 200,800 | $3,679,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 50,639 | $3,679,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 58,839 | $3,678,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 196,786 | $3,674,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 402,621 | $3,668,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 55,893 | $3,658,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 173,471 | $3,655,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 258,334 | $3,653,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 126,852 | $3,652,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 157,676 | $3,650,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 34,974 | $3,648,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 220,152 | $3,648,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 68,560 | $3,642,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 310,184 | $3,639,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 497,499 | $3,638,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 303,236 | $3,635,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 95,124 | $3,630,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 63,153 | $3,630,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 17,900 | $3,626,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 25,700 | $3,625,000 | thousands by filing date | call |
| FORTIVE CORP | 34959J207 | PREFERRED | 5,036 | $3,625,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 84,081 | $3,624,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 189,504 | $3,623,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 162,107 | $3,620,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 209,138 | $3,614,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 61,215 | $3,614,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 579,169 | $3,609,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 38,062 | $3,600,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 175,347 | $3,598,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 164,194 | $3,596,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 190,005 | $3,594,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 100,013 | $3,592,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 239,297 | $3,590,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 265,728 | $3,571,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 257,870 | $3,570,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 86,402 | $3,568,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 99,957 | $3,558,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 372,338 | $3,556,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 283,316 | $3,555,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 222,162 | $3,555,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 3,643,000 | $3,552,000 | thousands by filing date | principal |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 124,668 | $3,549,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 217,657 | $3,547,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 2,385,000 | $3,542,000 | thousands by filing date | principal |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 97,377 | $3,541,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 106,300 | $3,540,000 | thousands by filing date | call |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 146,854 | $3,540,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 10,376 | $3,539,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 56,462 | $3,535,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-010358 | this filing | 2020-05-15 | acceptance time not in the bulk data set |