13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 6,999 holding rows worth $555,261,739,000.
- Accession
- 0001567619-20-010358
- Filer
- CIK 70858
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 23,541 entries on the cover page, a total value of $555,261,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $555,261,739,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CANOPY GROWTH CORP | 138035100 | COM | 750,000 | $10,815,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 89,000 | $10,792,000 | thousands by filing date | put |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 646,027 | $10,782,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 760,000 | $10,754,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 224,326 | $10,746,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 112,000 | $10,723,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 351,312 | $10,716,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 132,400 | $10,708,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,549,463 | $10,708,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 241,012 | $10,708,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 637,050 | $10,677,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 946,794 | $10,670,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 338,772 | $10,654,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 321,059 | $10,647,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 295,241 | $10,628,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 168,459 | $10,605,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 250,000 | $10,598,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 193,655 | $10,565,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 346,077 | $10,562,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 693,683 | $10,559,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 663,154 | $10,557,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 239,034 | $10,544,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 236,230 | $10,539,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 405,330 | $10,526,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 427,098 | $10,506,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 865,993 | $10,487,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 180,186 | $10,487,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 51,700 | $10,481,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 396,349 | $10,456,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 1,040,000 | $10,452,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,759,477 | $10,434,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 447,137 | $10,422,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 201,611 | $10,413,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 836,100 | $10,401,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 125,400 | $10,400,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 331,954 | $10,373,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 268,164 | $10,360,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 205,356 | $10,356,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 282,436 | $10,354,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 243,325 | $10,338,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 566,098 | $10,338,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 255,943 | $10,314,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 443,939 | $10,312,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 370,077 | $10,292,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 3,686,785 | $10,249,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 223,200 | $10,227,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 900,743 | $10,224,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 160,003 | $10,224,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 139,262 | $10,218,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 357,475 | $10,199,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 671,824 | $10,198,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 89,400 | $10,157,000 | thousands by filing date | call |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 190,111 | $10,125,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 375,921 | $10,108,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 249,162 | $10,104,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 406,981 | $10,101,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 81,903 | $10,100,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,665,359 | $10,080,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 4,287,968 | $10,078,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 643,594 | $10,027,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 327,707 | $10,007,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 503,159 | $9,998,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 763,470 | $9,986,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 119,311 | $9,976,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 78,835 | $9,954,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 231,424 | $9,950,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,259,334 | $9,949,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 967,862 | $9,921,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 928,514 | $9,897,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,128,215 | $9,893,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 181,722 | $9,874,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 313,395 | $9,874,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 326,191 | $9,851,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 729,700 | $9,844,000 | thousands by filing date | put |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 722,533 | $9,812,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,463,088 | $9,803,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 650,123 | $9,798,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 119,658 | $9,788,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 215,167 | $9,784,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 995,470 | $9,745,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 45,950 | $9,713,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 30,700 | $9,713,000 | thousands by filing date | call |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 490,304 | $9,713,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,379,314 | $9,710,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 183,450 | $9,697,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 363,259 | $9,692,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 301,776 | $9,645,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 714,300 | $9,636,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 83,556 | $9,621,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 274,405 | $9,618,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 120,584 | $9,611,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 913,036 | $9,606,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 91,799 | $9,595,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 348,432 | $9,593,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,979,027 | $9,592,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 811,900 | $9,580,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 179,073 | $9,566,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 490,406 | $9,563,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 68,800 | $9,544,000 | thousands by filing date | put |
| GLAUKOS CORP COM | 377322102 | Stock | 309,249 | $9,543,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 306,621 | $9,518,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 221,670 | $9,514,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 658,733 | $9,506,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 349,090 | $9,495,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 330,417 | $9,494,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,170,765 | $9,484,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 301,675 | $9,473,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 195,157 | $9,464,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 378,670 | $9,463,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 9,076,000 | $9,436,000 | thousands by filing date | principal |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 293,745 | $9,425,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 422,717 | $9,423,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 56,800 | $9,392,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 388,688 | $9,391,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 306,294 | $9,379,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 566,626 | $9,378,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,298,720 | $9,377,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,869,312 | $9,366,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 216,160 | $9,290,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 127,548 | $9,276,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 586,808 | $9,248,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 111,005 | $9,244,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 195,297 | $9,243,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 10,071,000 | $9,223,000 | thousands by filing date | principal |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 68,004 | $9,216,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 280,301 | $9,212,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 125,238 | $9,210,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 484,220 | $9,171,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 429,545 | $9,162,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 127,772 | $9,154,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 198,616 | $9,148,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,197,283 | $9,148,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 166,173 | $9,135,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 130,100 | $9,127,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 5,399,940 | $9,125,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 8,406,000 | $9,115,000 | thousands by filing date | principal |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 478,373 | $9,113,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 205,621 | $9,100,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 336,412 | $9,083,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 673,479 | $9,078,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 149,461 | $9,068,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 177,397 | $9,067,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 541,179 | $9,054,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,194,334 | $9,018,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 379,458 | $8,994,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 258,816 | $8,994,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 109,459 | $8,971,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 946,802 | $8,966,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 130,403 | $8,958,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 320,641 | $8,955,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 331,321 | $8,936,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 251,406 | $8,919,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 533,279 | $8,906,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 191,790 | $8,896,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 153,600 | $8,889,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 104,915 | $8,882,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 239,047 | $8,834,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 250,188 | $8,830,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 362,373 | $8,812,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 408,843 | $8,811,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 233,986 | $8,800,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 242,552 | $8,795,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 365,098 | $8,790,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 454,126 | $8,783,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 587,637 | $8,779,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 241,562 | $8,759,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 308,589 | $8,758,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 331,381 | $8,755,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 628,296 | $8,746,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 333,450 | $8,746,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 107,423 | $8,739,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 354,168 | $8,732,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,238,861 | $8,722,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 449,029 | $8,720,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 554,339 | $8,720,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 622,200 | $8,717,000 | thousands by filing date | call |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 330,676 | $8,710,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 273,469 | $8,705,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 159,935 | $8,694,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 422,209 | $8,680,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 431,721 | $8,673,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 265,300 | $8,660,000 | thousands by filing date | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 299,542 | $8,660,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 343,765 | $8,656,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 345,499 | $8,639,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 35,900 | $8,638,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 307,101 | $8,630,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 1,608,884 | $8,607,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 185,600 | $8,601,000 | thousands by filing date | call |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 2,646,951 | $8,576,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 262,072 | $8,576,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 195,710 | $8,569,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,310,143 | $8,555,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 92,000 | $8,554,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 326,783 | $8,545,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 390,552 | $8,538,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,037,776 | $8,530,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 346,828 | $8,522,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 92,069 | $8,519,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 239,935 | $8,508,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 20,400 | $8,506,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 945,076 | $8,481,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,075,988 | $8,469,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 276,600 | $8,456,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 100,000 | $8,450,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 164,475 | $8,427,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 247,597 | $8,419,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 359,513 | $8,406,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 316,596 | $8,402,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 686,526 | $8,369,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 307,638 | $8,364,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 794,226 | $8,347,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 120,337 | $8,337,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 387,065 | $8,322,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 65,004 | $8,320,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 200,000 | $8,320,000 | thousands by filing date | put |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 187,025 | $8,305,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 110,900 | $8,296,000 | thousands by filing date | put |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 8,013 | $8,279,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 378,855 | $8,274,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 118,713 | $8,224,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 4,592,000 | $8,220,000 | thousands by filing date | principal |
| AMBARELLA INC | G037AX101 | SHS | 169,119 | $8,212,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 147,117 | $8,210,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,292,868 | $8,210,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 230,317 | $8,193,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 219,010 | $8,168,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 143,221 | $8,157,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 10,187,000 | $8,151,000 | thousands by filing date | principal |
| NATERA INC COM | 632307104 | Stock | 272,261 | $8,130,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 76,557 | $8,129,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,072,962 | $8,112,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 620,467 | $8,103,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 313,516 | $8,101,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,170,450 | $8,088,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 168,599 | $8,073,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 243,470 | $8,061,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 217,516 | $8,061,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 393,335 | $8,059,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 40,112 | $8,056,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 91,800 | $8,031,000 | thousands by filing date | put |
| NETSCOUT SYS INC | 64115T104 | COM | 339,242 | $8,031,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 7,196,000 | $8,031,000 | thousands by filing date | principal |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 497,428 | $8,023,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 597,213 | $8,015,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 320,708 | $8,008,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 484,795 | $7,999,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 306,102 | $7,987,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 1,531,550 | $7,979,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 360,785 | $7,954,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 107,932 | $7,945,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,974,900 | $7,939,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 108,800 | $7,938,000 | thousands by filing date | put |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 417,187 | $7,930,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 364,624 | $7,913,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 93,500 | $7,901,000 | thousands by filing date | call |
| FORWARD AIR CORP | 349853101 | COM | 155,927 | $7,897,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 384,246 | $7,896,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 946,574 | $7,895,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 231,500 | $7,894,000 | thousands by filing date | call |
| TELUS CORPORATION COM | 87971M103 | Stock | 500,000 | $7,890,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 434,703 | $7,876,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 761,477 | $7,874,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 82,422 | $7,868,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 437,333 | $7,867,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 187,506 | $7,866,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 150,950 | $7,854,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,864,417 | $7,830,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 87,042 | $7,823,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 148,812 | $7,794,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 8,032,000 | $7,792,000 | thousands by filing date | principal |
| LINDE PLC | G5494J103 | SHS | 45,000 | $7,785,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 155,100 | $7,767,000 | thousands by filing date | put |
| SPS COMM INC COM | 78463M107 | Stock | 166,874 | $7,761,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 171,823 | $7,760,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 467,925 | $7,739,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,339,000 | $7,729,000 | thousands by filing date | principal |
| CIMPRESS PLC | G2143T103 | SHS EURO | 145,095 | $7,718,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 187,636 | $7,712,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 466,906 | $7,704,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 10,970,000 | $7,695,000 | thousands by filing date | principal |
| ISHARES TR | 46435U697 | IBONDS DEC | 293,771 | $7,685,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 412,308 | $7,677,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 692,381 | $7,631,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 1,324,485 | $7,616,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 76,411 | $7,615,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 936,673 | $7,614,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 315,348 | $7,592,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 117,885 | $7,588,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 150,044 | $7,587,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 470,302 | $7,581,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 387,462 | $7,555,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 103,934 | $7,552,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 379,654 | $7,551,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 23,700 | $7,542,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 39,827 | $7,534,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 263,001 | $7,519,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 126,901 | $7,512,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 333,468 | $7,488,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 557,964 | $7,464,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 7,662,000 | $7,459,000 | thousands by filing date | principal |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 920,500 | $7,456,000 | thousands by filing date | put |
| EVERTEC INC | 30040P103 | COM | 327,935 | $7,454,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 441,318 | $7,446,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 48,553 | $7,435,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 212,284 | $7,430,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 340,115 | $7,428,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 116,489 | $7,418,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 75,819 | $7,402,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,305,118 | $7,400,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 217,367 | $7,375,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 302,153 | $7,373,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 165,204 | $7,368,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 253,493 | $7,347,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 67,400 | $7,336,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 15,000 | $7,324,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 358,586 | $7,318,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 293,872 | $7,314,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 148,777 | $7,304,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 596,983 | $7,302,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 283,043 | $7,300,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 789,243 | $7,293,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 656,473 | $7,286,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 355,688 | $7,286,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,811,000 | $7,280,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,221,280 | $7,266,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 376,464 | $7,262,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 327,657 | $7,250,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 131,054 | $7,248,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 799,828 | $7,246,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 527,092 | $7,243,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 486,080 | $7,233,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 310,463 | $7,233,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 565,338 | $7,231,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 409,203 | $7,226,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 227,591 | $7,226,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 214,740 | $7,225,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 212,310 | $7,211,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 971,752 | $7,211,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 686,574 | $7,209,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 36,785 | $7,206,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 904,672 | $7,192,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 812,469 | $7,190,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,652,138 | $7,187,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 101,128 | $7,183,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 653,661 | $7,178,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 383,435 | $7,170,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 97,991 | $7,164,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 547,052 | $7,145,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 945,000 | $7,121,000 | thousands by filing date | principal |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 127,690 | $7,097,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 156,411 | $7,094,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 131,800 | $7,082,000 | thousands by filing date | call |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 664,161 | $7,080,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 247,900 | $7,073,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 300,000 | $7,068,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 63,700 | $7,067,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 225,003 | $7,065,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 714,683 | $7,055,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 231,060 | $7,047,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 8,919,000 | $7,046,000 | thousands by filing date | principal |
| BRUNSWICK CORP | 117043109 | COM | 199,143 | $7,043,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 6,763,000 | $7,039,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 227,406 | $7,036,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,040,000 | $7,020,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 98,954 | $7,020,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 111,794 | $7,008,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 371,052 | $7,002,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 241,110 | $6,999,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 280,423 | $6,999,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 135,199 | $6,997,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 1,139,030 | $6,993,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 322,377 | $6,983,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 405,234 | $6,983,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 183,800 | $6,979,000 | thousands by filing date | call |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 2,004,913 | $6,977,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 570,080 | $6,966,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 187,354 | $6,948,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 144,273 | $6,943,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 274,517 | $6,932,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,262,812 | $6,918,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 285,438 | $6,899,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 344,961 | $6,899,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 49,700 | $6,894,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,931,637 | $6,890,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 226,269 | $6,879,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 84,126 | $6,877,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 680,000 | $6,848,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,133,750 | $6,847,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 77,095 | $6,845,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 518,891 | $6,843,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 965,777 | $6,829,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 714,122 | $6,827,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 218,537 | $6,821,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 325,938 | $6,819,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,226,540 | $6,813,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 6,985,000 | $6,812,000 | thousands by filing date | principal |
| CVB FINL CORP COM | 126600105 | Stock | 339,467 | $6,805,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 455,736 | $6,794,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,874,844 | $6,784,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 356,808 | $6,779,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 357,311 | $6,765,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,860,538 | $6,753,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 295,302 | $6,753,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,350,540 | $6,753,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 144,805 | $6,712,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 321,524 | $6,710,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 72,000 | $6,708,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 72,000 | $6,708,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 248,565 | $6,696,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 185,890 | $6,688,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 341,846 | $6,688,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 354,758 | $6,685,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 463,919 | $6,661,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 100,000 | $6,660,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 453,369 | $6,656,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 6,990,000 | $6,652,000 | thousands by filing date | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 461,231 | $6,651,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 263,382 | $6,646,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 278,928 | $6,634,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 292,957 | $6,633,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 119,967 | $6,626,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 277,284 | $6,624,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 819,346 | $6,620,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 611,500 | $6,616,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,692,400 | $6,603,000 | thousands by filing date | put |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 5,967,000 | $6,602,000 | thousands by filing date | principal |
| WEBSTER FINL CORP | 947890109 | COM | 288,237 | $6,601,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 74,936 | $6,588,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 621,953 | $6,575,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 27,700 | $6,568,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 113,450 | $6,565,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 1,564,404 | $6,555,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,656,302 | $6,542,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 5,892,000 | $6,525,000 | thousands by filing date | principal |
| CARTERS INC | 146229109 | COM | 99,148 | $6,518,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 133,299 | $6,504,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 183,107 | $6,495,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 519,677 | $6,491,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 630,000 | $6,483,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 93,283 | $6,481,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 303,644 | $6,468,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 400,000 | $6,452,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 52,151 | $6,451,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 824,745 | $6,442,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 22,700 | $6,437,000 | thousands by filing date | call |
| JELD-WEN HLDG INC | 47580P103 | COM | 661,267 | $6,434,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 211,605 | $6,430,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 128,061 | $6,413,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 154,851 | $6,397,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 320,000 | $6,390,000 | thousands by filing date | call |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 367,962 | $6,384,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 191,300 | $6,370,000 | thousands by filing date | put |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 68,840 | $6,322,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 145,647 | $6,311,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 284,858 | $6,310,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 259,544 | $6,309,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 63,642 | $6,301,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 163,602 | $6,294,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 194,618 | $6,294,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 174,457 | $6,293,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 1,329,740 | $6,277,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 115,378 | $6,276,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 366,788 | $6,272,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 177,804 | $6,258,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 230,402 | $6,249,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 173,148 | $6,242,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 273,229 | $6,240,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 112,991 | $6,240,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 6,709,000 | $6,237,000 | thousands by filing date | principal |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 260,600 | $6,236,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 49,000 | $6,232,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,086,750 | $6,228,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 172,828 | $6,214,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 104,680 | $6,191,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 5,593,000 | $6,191,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F770 | CONV | 140,151 | $6,179,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 4,724,000 | $6,161,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 188,806 | $6,157,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 4,800,000 | $6,151,000 | thousands by filing date | principal |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 84,020 | $6,150,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 749,638 | $6,147,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 864,180 | $6,145,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 372,122 | $6,144,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 201,891 | $6,140,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 95,381 | $6,138,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 74,000 | $6,137,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 524,324 | $6,119,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 182,158 | $6,108,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 227,869 | $6,108,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 97,089 | $6,103,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 111,724 | $6,097,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 734,573 | $6,067,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 570,055 | $6,065,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 272,821 | $6,056,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 338,634 | $6,041,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 124,976 | $6,030,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 12,288,000 | $6,023,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 329,482 | $6,011,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 414,455 | $5,975,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-010358 | this filing | 2020-05-15 | acceptance time not in the bulk data set |