13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 6,999 holding rows worth $555,261,739,000.
- Accession
- 0001567619-20-010358
- Filer
- CIK 70858
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 23,541 entries on the cover page, a total value of $555,261,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $555,261,739,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ON DECK CAP INC | 682163100 | COM | 68,324 | $105,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 4,086 | $104,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 8,270 | $104,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 27,152 | $104,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 11,031 | $104,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 7,950 | $104,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 13,453 | $104,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 5,145 | $104,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 69,626 | $104,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 15,547 | $104,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 12,702 | $104,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 15,776 | $103,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 56,310 | $103,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 54,381 | $103,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 19,558 | $103,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 7,915 | $102,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 4,130 | $102,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 6,940 | $102,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 2,243 | $102,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 23,735 | $101,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 5,274 | $101,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 24,232 | $101,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 631,618 | $101,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 8,587 | $101,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 8,275 | $100,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 61,792 | $100,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 30,441 | $100,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 47,516 | $100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 3,785 | $100,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 4,555 | $99,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 15,784 | $99,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 5,505 | $99,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 8,019 | $99,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 8,265 | $99,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 11,322 | $99,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 5,985 | $98,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,000 | $98,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 25,261 | $98,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 6,977 | $98,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 4,527 | $98,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 5,278 | $98,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 64,432 | $97,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,000 | $96,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,200 | $96,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 56,506 | $96,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 21,308 | $96,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 4,959 | $96,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 4,666 | $96,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 37,318 | $96,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 18,269 | $96,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 1,530 | $95,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,011 | $95,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 15,915 | $95,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 12,061 | $95,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 4,995 | $95,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 32,796 | $94,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 14,980 | $94,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 13,138 | $94,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 2,057 | $94,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 9,336 | $94,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 16,927 | $93,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 2,133 | $93,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 41,381 | $93,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,546 | $93,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 8,393 | $93,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 6,777 | $93,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 9,341 | $93,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,147,691 | $93,000 | thousands by filing date | principal |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 37,557 | $92,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 13,063 | $92,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 8,739 | $92,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 29,353 | $92,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 11,968 | $92,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 28,161 | $91,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 12,531 | $91,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 8,153 | $91,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 16,604 | $91,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 6,371 | $91,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 6,000 | $90,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,667 | $90,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 2,594 | $90,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 28,819 | $90,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 10,495 | $90,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 3,959 | $89,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 49,963 | $89,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 2,117 | $89,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 1,843 | $89,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 8,237 | $89,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 10,930 | $89,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 25,000 | $88,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X867 | CMN | 2,988 | $88,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 10,944 | $88,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 3,219 | $88,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 7,625 | $88,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 17,959 | $88,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 30,382 | $88,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 20,378 | $87,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 3,552 | $87,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 65,953 | $87,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 5,000 | $86,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 7,901 | $86,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 3,116 | $86,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 151,465 | $86,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 74,175 | $86,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 5,849 | $86,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 5,467 | $86,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,813 | $86,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 3,850 | $86,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 3,919 | $85,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 25,187 | $85,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 3,818 | $85,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 4,010 | $85,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 5,489 | $84,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 3,442 | $84,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 1,170 | $84,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 3,352 | $84,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 3,384 | $84,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 15,070 | $84,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 1,300 | $83,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 30,882 | $83,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 11,426 | $83,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 3,012 | $83,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 13,029 | $83,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 3,364 | $83,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 4,240 | $83,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 4,987 | $82,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 15,131 | $82,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,803 | $82,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 8,740 | $82,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 38,582 | $81,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 36,893 | $81,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 1,589 | $81,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,916 | $81,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 1,768 | $81,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 10,464 | $81,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 19,313 | $81,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 75,442 | $80,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 9,919 | $80,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 18,343 | $80,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,310 | $80,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 7,890 | $80,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 18,829 | $80,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 4,058 | $80,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 22,867 | $79,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 3,727 | $79,000 | thousands by filing date | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 1,925 | $79,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,700 | $79,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 3,365 | $79,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 18,111 | $79,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 3,679 | $79,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 9,525 | $79,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 10,856 | $79,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 1,255 | $79,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 500 | $78,000 | thousands by filing date | put |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 19,168 | $78,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 41,213 | $78,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 65,875 | $78,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 17,604 | $78,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 11,045 | $78,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 49,953 | $78,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 6,143 | $78,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 5,389 | $78,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 12,206 | $78,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 5,303 | $77,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 5,007 | $77,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 10,358 | $77,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 52,904 | $77,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 38,539 | $77,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 18,411 | $76,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 94,957 | $76,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 4,968 | $76,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 7,362 | $76,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 26,002 | $76,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 18,350 | $76,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 17,500 | $76,000 | thousands by filing date | call |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 107,695 | $76,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,100 | $75,000 | thousands by filing date | put |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,060 | $75,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 8,753 | $75,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 55,400 | $75,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 34,367 | $74,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 8,764 | $74,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 7,235 | $74,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 7,512 | $74,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 15,577 | $74,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,980 | $74,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 80,439 | $74,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 40,013 | $74,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 90,000 | $74,000 | thousands by filing date | principal |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 1,540 | $73,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 12,186 | $73,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 18,089 | $73,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,825 | $73,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,649 | $73,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 2,233 | $73,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 2,087 | $73,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 5,895 | $73,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 23,187 | $73,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 31,257 | $73,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 5,763 | $72,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 2,413 | $72,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 4,117 | $72,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 6,647 | $72,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 10,355 | $72,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 36,528 | $71,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 3,700 | $71,000 | thousands by filing date | put |
| Viewra, Inc | 92672L107 | COM | 28,429 | $71,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 8,851 | $71,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 6,668 | $71,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 3,576 | $70,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 2,591 | $70,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 46,928 | $70,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 4,252 | $70,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,361 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,800 | $69,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 7,470 | $69,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 4,434 | $69,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,349 | $69,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 2,556 | $69,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 16,446 | $69,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 8,390 | $69,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 5,240 | $69,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 8,165 | $69,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 31,892 | $69,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 300 | $68,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 244 | $68,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 3,841 | $68,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 13,887 | $68,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 21,926 | $68,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,052 | $68,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 2,240 | $68,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 75,000 | $68,000 | thousands by filing date | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 3,356 | $68,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 2,465 | $68,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 52,313 | $68,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 72,000 | $68,000 | thousands by filing date | principal |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 5,268 | $68,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 2,763 | $68,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 7,773 | $67,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 6,196 | $67,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,352 | $67,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 9,630 | $67,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,879 | $67,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 2,265 | $67,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 45,521 | $67,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,400 | $66,000 | thousands by filing date | call |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,953 | $66,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,726 | $66,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 3,662 | $66,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 36,814 | $66,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 5,943 | $66,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 23,578 | $66,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 1,446 | $65,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 3,663 | $65,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 1,164 | $65,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 5,856 | $65,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,522 | $65,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 27,605 | $65,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 114,904 | $65,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 8,005 | $65,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 11,483 | $65,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 2,887 | $65,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 14,453 | $65,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 9,115 | $65,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 400 | $64,000 | thousands by filing date | put |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 55,211 | $64,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 138,196 | $64,000 | thousands by filing date | principal |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 4,675 | $63,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,000 | $63,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 51,762 | $63,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 13,430 | $63,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 46,037 | $63,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 14,041 | $63,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 7,094 | $63,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,796 | $62,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 44,699 | $62,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 3,654 | $62,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 2,788 | $62,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 28,330 | $62,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,869 | $62,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 29,984 | $61,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 3,852 | $61,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 2,225 | $61,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 6,161 | $61,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 57,185 | $61,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 5,896 | $61,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 928 | $61,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 4,211 | $60,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 2,000 | $60,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 9,322 | $60,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,030 | $60,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 4,636 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 7,442 | $60,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 24,061 | $60,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 523,000 | $60,000 | thousands by filing date | principal |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 1,725 | $59,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 20,973 | $59,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 9,093 | $59,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 8,453 | $59,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 2,573 | $59,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 11,384 | $58,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,189 | $58,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 3,614 | $58,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 37,762 | $58,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 2,749 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 3,000 | $58,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 33,563 | $58,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 9,983 | $58,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 43,190 | $58,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 17,425 | $58,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 3,899 | $58,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 25,906 | $57,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 16,001 | $57,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 19,672 | $57,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 783 | $57,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 4,029 | $57,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 17,963 | $57,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 6,453 | $57,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 655 | $57,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 124,471 | $57,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 14,325 | $57,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 5,250 | $56,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 14,265 | $56,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 11,806 | $56,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,178 | $56,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 1,334 | $56,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 55,000 | $56,000 | thousands by filing date | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 54,549 | $55,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 7,778 | $55,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 2,020 | $55,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 7,231 | $55,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 9,749 | $55,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,354 | $55,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 7,956 | $55,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,989 | $55,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,792 | $55,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 11,778 | $54,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 2,389 | $54,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 3,248 | $54,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 7,815 | $54,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,000 | $54,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 3,900 | $54,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 20,513 | $53,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,049 | $53,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 10,576 | $53,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 4,078 | $53,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 13,884 | $53,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 45,041 | $53,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 6,375 | $53,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 21,698 | $53,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 25,011 | $53,000 | thousands by filing date | |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 43,000 | $53,000 | thousands by filing date | principal |
| CLOROX CO DEL | 189054109 | COM | 300 | $52,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 8,500 | $52,000 | thousands by filing date | call |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 8,672 | $52,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 8,045 | $52,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 9,703 | $52,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 3,187 | $52,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 13,099 | $52,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 34,560 | $52,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 2,855 | $52,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 700 | $51,000 | thousands by filing date | call |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,329 | $51,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,231 | $51,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 55,697 | $51,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 11,831 | $51,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,842 | $51,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 3,217 | $51,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,400 | $50,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 600 | $50,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 4,586 | $50,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 3,706 | $50,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 9,596 | $50,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 2,388 | $50,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 19,367 | $50,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 1,316 | $50,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 3,148 | $50,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 2,932 | $50,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 4,971 | $49,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,025 | $49,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 2,000 | $49,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 15,000 | $49,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 9,655 | $49,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,748 | $49,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 4,764 | $49,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 6,877 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 896 | $48,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 6,498 | $48,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 2,471 | $48,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 1,279 | $48,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 50,000 | $48,000 | thousands by filing date | principal |
| NESCO HLDGS INC | 64083J104 | COM | 14,727 | $48,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 3,893 | $47,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,000 | $47,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 1,803 | $47,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 17,818 | $47,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 6,209 | $47,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 1,050,000 | $47,000 | thousands by filing date | principal |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 81,646 | $47,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 7,538 | $46,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 27,322 | $46,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 8,673 | $46,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 8,637 | $46,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 2,850 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 664 | $46,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 17,692 | $46,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 71,797 | $46,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 1,959 | $46,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 4,515 | $45,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 5,749 | $45,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 3,494 | $45,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 45,000 | $45,000 | thousands by filing date | principal |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,300 | $44,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 13,218 | $44,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 3,714 | $44,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 2,000 | $44,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 792 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 1,800 | $44,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 19,204 | $44,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 21,833 | $44,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 8,117 | $44,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 635 | $43,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 888 | $43,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 59,533 | $43,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 15,225 | $43,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 4,009 | $43,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,629 | $43,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,348 | $43,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 11,890 | $43,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 9,849 | $43,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 6,947 | $43,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 2,916 | $42,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 19,600 | $42,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 90,000 | $42,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 8,083 | $42,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,549 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 1,194 | $42,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 18,525 | $42,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 9,283 | $42,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 9,285 | $42,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P751 | FTSE ITALY ETF | 2,385 | $42,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 40,000 | $42,000 | thousands by filing date | principal |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 1,675 | $42,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 23,572 | $41,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 7,771 | $41,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 11,352 | $41,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 44,000 | $41,000 | thousands by filing date | principal |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 15,849 | $41,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17324XSZ4 | MKTS HLDGS MTNF 7.000%10/2 | 45,000 | $41,000 | thousands by filing date | principal |
| ALLIENT INC | 019330109 | COM | 1,710 | $40,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 13,532 | $40,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 7,196 | $40,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 32,051 | $40,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 17,689 | $40,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 7,639 | $40,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 2,461 | $39,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 2,200 | $39,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 2,872 | $39,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 2,958 | $39,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 1,077 | $39,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 695 | $39,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 44,611 | $39,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 90,556 | $39,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 3,965 | $39,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 4,449 | $38,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 6,144 | $38,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,545 | $38,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 3,591 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 9,330 | $38,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 20,434 | $38,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 4,315 | $38,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 7,479 | $38,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 5,036 | $38,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 46,892 | $38,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 40,000 | $38,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,407 | $37,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 5,252 | $37,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $37,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 26,624 | $37,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 55,661 | $37,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 9,949 | $37,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 12,000 | $37,000 | thousands by filing date | principal |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 3,969 | $37,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 3,000 | $36,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 4,902 | $36,000 | thousands by filing date | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 1,903 | $36,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 5,095 | $36,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,033 | $36,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 26,600 | $36,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 2,730 | $36,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 69,300 | $36,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 4,900 | $36,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 175,284 | $36,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,300 | $35,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 5,199 | $35,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,959 | $35,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,350 | $35,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 6,192 | $35,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 2,668 | $35,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 21,919 | $35,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-010358 | this filing | 2020-05-15 | acceptance time not in the bulk data set |