13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 7,231 holding rows worth $697,724,888,000.
- Accession
- 0001567619-20-003877
- Filer
- CIK 70858
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 24,173 entries on the cover page, a total value of $697,724,888,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $697,724,888,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.
- included managerBofA Securities Europe SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DUCOMMUN INC DEL | 264147109 | COM | 40,777 | $2,061,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 23,400 | $2,055,000 | thousands by filing date | put |
| APPIAN CORP | 03782L101 | CL A | 53,732 | $2,053,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 22,398 | $2,049,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 50,726 | $2,041,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 74,529 | $2,038,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 56,245 | $2,037,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 51,443 | $2,037,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,909,000 | $2,036,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 198,967 | $2,025,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 200,000 | $2,024,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 50,134 | $2,020,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 316,100 | $2,017,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 62,993 | $2,013,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 59,155 | $2,010,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 41,693 | $2,010,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 214,921 | $2,005,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 73,872 | $2,001,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 200,000 | $1,998,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 42,782 | $1,995,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 9,500 | $1,992,000 | thousands by filing date | put |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 200,000 | $1,992,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 66,658 | $1,986,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 22,600 | $1,984,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 117,881 | $1,984,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 20,809 | $1,980,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 42,116 | $1,980,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 91,400 | $1,974,000 | thousands by filing date | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 65,900 | $1,972,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 156,688 | $1,971,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 105,800 | $1,967,000 | thousands by filing date | call |
| HANGER INC | 41043F208 | COMMON STOCK | 70,665 | $1,951,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 950,464 | $1,948,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 47,749 | $1,937,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 635,396 | $1,932,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 30,000 | $1,926,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 77,845 | $1,924,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 100,000 | $1,922,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 49,537 | $1,914,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 44,912 | $1,914,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 55,473 | $1,911,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 20,629 | $1,908,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 33,199 | $1,906,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 61,126 | $1,905,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 123,676 | $1,905,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 65,588 | $1,901,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 37,463 | $1,898,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 132,202 | $1,897,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 126,921 | $1,892,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 93,200 | $1,892,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 29,200 | $1,888,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 146,746 | $1,887,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 82,503 | $1,885,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 360,664 | $1,884,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 120,131 | $1,880,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 75,664 | $1,880,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 133,655 | $1,877,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 47,404 | $1,876,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 323,329 | $1,875,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 30,600 | $1,868,000 | thousands by filing date | put |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 71,866 | $1,862,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 104,209 | $1,862,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 104,447 | $1,860,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 96,582 | $1,860,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,727,000 | $1,858,000 | thousands by filing date | principal |
| Eaton Corp. Plc | G29183103 | COM | 19,600 | $1,857,000 | thousands by filing date | call |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 106,231 | $1,852,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 90,845 | $1,847,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 128,782 | $1,847,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 65,870 | $1,842,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 44,270 | $1,841,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 193,076 | $1,836,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 106,902 | $1,826,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 590,561 | $1,825,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 476,730 | $1,825,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 160,932 | $1,824,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 13,210 | $1,822,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 100,000 | $1,812,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 1,250,000 | $1,812,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 17,600 | $1,811,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 11,000 | $1,809,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551100 | COM | 131,681 | $1,809,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 70,547 | $1,808,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 419,717 | $1,805,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 91,741 | $1,797,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 114,613 | $1,796,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 104,300 | $1,787,000 | thousands by filing date | call |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 79,591 | $1,785,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 32,398 | $1,785,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 74,331 | $1,781,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 78,080 | $1,780,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 123,993 | $1,779,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 54,677 | $1,778,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 205,178 | $1,778,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 28,600 | $1,774,000 | thousands by filing date | call |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 128,964 | $1,773,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 158,459 | $1,772,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 17,863 | $1,770,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 41,300 | $1,764,000 | thousands by filing date | put |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 19,670 | $1,763,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 166,991 | $1,757,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 100,553 | $1,747,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 86,517 | $1,745,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 55,467 | $1,743,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 271,439 | $1,740,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 103,127 | $1,739,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 40,300 | $1,737,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 112,740 | $1,737,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 68,950 | $1,736,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 69,224 | $1,734,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 72,963 | $1,732,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 110,964 | $1,729,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 203,950 | $1,728,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 32,096 | $1,727,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 18,200 | $1,724,000 | thousands by filing date | put |
| LINDE PLC | G5494J103 | SHS | 8,100 | $1,724,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 40,235 | $1,720,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 155,505 | $1,720,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 42,000 | $1,719,000 | thousands by filing date | call |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 93,744 | $1,718,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 176,862 | $1,717,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 34,784 | $1,713,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 51,486 | $1,712,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 77,911 | $1,709,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 125,141 | $1,705,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 108,556 | $1,705,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 43,318 | $1,705,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 72,266 | $1,705,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 102,750 | $1,701,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 28,500 | $1,700,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 86,321 | $1,699,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 25,957 | $1,699,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 128,090 | $1,698,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 175,885 | $1,697,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 99,879 | $1,696,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,000 | $1,695,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 17,900 | $1,691,000 | thousands by filing date | put |
| BANDWIDTH INC | 05988J103 | COM CL A | 26,392 | $1,690,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 151,897 | $1,690,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 53,246 | $1,687,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 35,000 | $1,680,000 | thousands by filing date | put |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 34,474 | $1,675,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 62,047 | $1,675,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 32,835 | $1,672,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 108,506 | $1,670,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 188,542 | $1,668,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 43,869 | $1,666,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 90,201 | $1,664,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 129,072 | $1,663,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 99,751 | $1,658,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 101,720 | $1,658,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 53,253 | $1,657,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 68,862 | $1,656,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 24,000 | $1,652,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 38,760 | $1,651,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 27,222 | $1,650,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 36,346 | $1,645,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 103,427 | $1,644,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 75,400 | $1,643,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 77,200 | $1,635,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 150,000 | $1,635,000 | thousands by filing date | put |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 53,866 | $1,635,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 141,965 | $1,634,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 215,534 | $1,634,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 109,463 | $1,634,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 33,902 | $1,632,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 82,070 | $1,629,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 26,672 | $1,623,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 122,905 | $1,621,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 32,769 | $1,621,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 31,776 | $1,619,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,571,640 | $1,619,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 315,975 | $1,618,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 12,200 | $1,615,000 | thousands by filing date | put |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 79,981 | $1,613,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 84,121 | $1,612,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 105,938 | $1,611,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 11,582 | $1,611,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 50,174 | $1,610,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 135,777 | $1,609,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 187,637 | $1,604,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 22,200 | $1,603,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 232,620 | $1,598,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 39,005 | $1,594,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 58,549 | $1,591,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 266,289 | $1,587,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 56,025 | $1,586,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 491,915 | $1,584,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 29,307 | $1,583,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 552,698 | $1,581,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 27,354 | $1,580,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 80,000 | $1,578,000 | thousands by filing date | call |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 46,279 | $1,574,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 101,923 | $1,574,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 13,312 | $1,566,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 36,222 | $1,562,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 74,071 | $1,561,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 21,621 | $1,555,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 84,059 | $1,555,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 11,700 | $1,548,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 47,460 | $1,542,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,133,577 | $1,541,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 67,872 | $1,535,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 62,513 | $1,534,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 109,334 | $1,530,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 75,000 | $1,530,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 47,340 | $1,527,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 92,386 | $1,521,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 70,371 | $1,517,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 59,393 | $1,517,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,000,000 | $1,513,000 | thousands by filing date | principal |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,042,990 | $1,512,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 224,631 | $1,512,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 5,000 | $1,510,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 13,600 | $1,509,000 | thousands by filing date | call |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 103,302 | $1,509,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 36,674 | $1,509,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 61,800 | $1,507,000 | thousands by filing date | put |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 13,000 | $1,504,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 37,995 | $1,503,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 29,862 | $1,503,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 20,000 | $1,501,000 | thousands by filing date | put |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 58,400 | $1,497,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 189,323 | $1,497,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 57,828 | $1,492,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 174,624 | $1,487,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 37,410 | $1,481,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 192,297 | $1,480,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 1,062,000 | $1,479,000 | thousands by filing date | principal |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 43,060 | $1,478,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 15,156 | $1,473,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 12,475 | $1,473,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 183,649 | $1,467,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 111,813 | $1,463,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 20,400 | $1,462,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 40,000 | $1,460,000 | thousands by filing date | call |
| SHOCKWAVE MED INC | 82489T104 | COM | 33,180 | $1,457,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 102,056 | $1,456,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 101,905 | $1,456,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 600,000 | $1,455,000 | thousands by filing date | principal |
| Stryker Corporation | 863667101 | COM | 6,900 | $1,449,000 | thousands by filing date | call |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 31,184 | $1,446,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 13,600 | $1,445,000 | thousands by filing date | call |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 80,707 | $1,443,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 112,036 | $1,443,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 10,000 | $1,443,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 45,095 | $1,440,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 82,018 | $1,439,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 65,863 | $1,439,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 612,886 | $1,434,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 42,975 | $1,434,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 168,364 | $1,433,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 25,970 | $1,427,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 11,800 | $1,427,000 | thousands by filing date | call |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 177,482 | $1,427,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 46,622 | $1,425,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 44,312 | $1,421,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 53,465 | $1,416,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 126,283 | $1,415,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 31,238 | $1,415,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 30,637 | $1,408,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 37,985 | $1,408,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 97,334 | $1,408,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 137,712 | $1,407,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 1,256,000 | $1,405,000 | thousands by filing date | principal |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 146,694 | $1,402,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 39,953 | $1,401,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 92,437 | $1,401,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 158,200 | $1,400,000 | thousands by filing date | call |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 175,151 | $1,399,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 27,576 | $1,397,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 12,100 | $1,395,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,486,000 | $1,395,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 29,143 | $1,393,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 95,132 | $1,392,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 8,600 | $1,390,000 | thousands by filing date | put |
| DBX ETF TR | 233051242 | CMN | 46,242 | $1,388,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 23,143 | $1,380,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 1,950,000 | $1,380,000 | thousands by filing date | principal |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 702,427 | $1,378,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 58,846 | $1,375,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 647,819 | $1,374,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 474,396 | $1,367,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 32,847 | $1,364,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 178,001 | $1,363,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 77,000 | $1,357,000 | thousands by filing date | put |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 35,808 | $1,354,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 355,926 | $1,353,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 57,333 | $1,350,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 100,000 | $1,350,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 39,238 | $1,348,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 183,391 | $1,348,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 1,600,000 | $1,346,000 | thousands by filing date | principal |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 33,373 | $1,345,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 31,027 | $1,341,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 39,383 | $1,340,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 44,600 | $1,335,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 87,435 | $1,330,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 74,900 | $1,330,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 57,112 | $1,328,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 21,560 | $1,326,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 76,155 | $1,325,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 15,400 | $1,318,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 48,363 | $1,317,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 42,319 | $1,317,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 28,400 | $1,316,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 118,600 | $1,316,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 85,239 | $1,315,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 217,691 | $1,315,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 27,078 | $1,314,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 53,248 | $1,312,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 23,300 | $1,311,000 | thousands by filing date | put |
| GEN DIGITAL INC COM | 668771108 | Stock | 51,300 | $1,309,000 | thousands by filing date | call |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 45,766 | $1,308,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 84,583 | $1,308,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 77,481 | $1,307,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 358,520 | $1,305,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 64,836 | $1,303,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 71,012 | $1,302,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 154,194 | $1,299,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 376,501 | $1,299,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 38,581 | $1,297,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 75,233 | $1,293,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 60,655 | $1,291,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 275,000 | $1,290,000 | thousands by filing date | put |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 230,718 | $1,287,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 50,400 | $1,286,000 | thousands by filing date | put |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 91,129 | $1,285,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 100,000 | $1,283,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 6,100 | $1,279,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 36,261 | $1,279,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 61,220 | $1,279,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 42,173 | $1,277,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 86,034 | $1,273,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 37,000 | $1,269,000 | thousands by filing date | put |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 23,648 | $1,268,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 56,657 | $1,267,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 61,648 | $1,265,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 30,367 | $1,264,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 29,744 | $1,264,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 78,823 | $1,261,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 58,500 | $1,254,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 37,254 | $1,254,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 266,728 | $1,254,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 369,396 | $1,252,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 90,822 | $1,252,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AF5 | NOTE 5.250% 7/0 | 1,000,000 | $1,252,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 23,224 | $1,251,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 102,600 | $1,250,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,831 | $1,247,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 29,854 | $1,245,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 33,491 | $1,243,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 163,122 | $1,243,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 24,432 | $1,235,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 27,501 | $1,234,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 137,414 | $1,230,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 47,935 | $1,230,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 130,449 | $1,230,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 30,000 | $1,229,000 | thousands by filing date | put |
| REGENXBIO INC | 75901B107 | COM | 30,000 | $1,229,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 59,439 | $1,228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 10,847 | $1,227,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 202,642 | $1,226,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 80,921 | $1,222,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 32,420 | $1,221,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 19,163 | $1,218,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 47,573 | $1,216,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 54,119 | $1,211,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 26,300 | $1,210,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 91,268 | $1,207,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 12,626 | $1,204,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 18,562 | $1,202,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 69,400 | $1,200,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 125,909 | $1,199,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 22,000 | $1,198,000 | thousands by filing date | call |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 100,711 | $1,197,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 85,634 | $1,197,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 197,794 | $1,193,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 24,408 | $1,192,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 38,368 | $1,190,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 181,131 | $1,190,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 35,343 | $1,186,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 13,366 | $1,181,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 7,700 | $1,179,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 23,671 | $1,178,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 1,170,000 | $1,176,000 | thousands by filing date | principal |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 36,730 | $1,174,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 57,175 | $1,173,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 1,105,000 | $1,170,000 | thousands by filing date | principal |
| LUTHER BURBANK CORP | 550550107 | COM | 101,534 | $1,170,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 354,831 | $1,168,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,000 | $1,167,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,000 | $1,167,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 65,052 | $1,164,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 75,954 | $1,163,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 78,847 | $1,162,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 27,754 | $1,159,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 85,699 | $1,155,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 83,857 | $1,154,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 70,600 | $1,153,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 81,449 | $1,150,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 190,000 | $1,150,000 | thousands by filing date | call |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 50,060 | $1,149,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 38,254 | $1,149,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 17,014 | $1,149,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 69,030 | $1,146,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 99,359 | $1,145,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 50,419 | $1,141,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 28,899 | $1,139,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 80,768 | $1,138,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 25,634 | $1,138,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 106,735 | $1,137,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 58,876 | $1,136,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 43,484 | $1,134,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 76,121 | $1,133,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 14,135 | $1,133,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 47,550 | $1,132,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 36,389 | $1,131,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 32,630 | $1,130,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 200,000 | $1,128,000 | thousands by filing date | put |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 24,393 | $1,124,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 16,500 | $1,123,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 40,289 | $1,121,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 42,819 | $1,121,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 72,612 | $1,120,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 82,733 | $1,116,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 46,460 | $1,114,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 69,370 | $1,109,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 50,357 | $1,107,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 13,944 | $1,106,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 20,123 | $1,102,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 41,094 | $1,100,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 87,140 | $1,099,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 23,686 | $1,098,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 24,323 | $1,098,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 17,200 | $1,096,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 226,053 | $1,095,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 40,114 | $1,095,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 22,312 | $1,094,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 150,450 | $1,094,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 781,775 | $1,094,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 50,183 | $1,092,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 39,036 | $1,090,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 20,000 | $1,089,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 100,600 | $1,088,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 28,614 | $1,087,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 57,324 | $1,086,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 91,834 | $1,085,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 262,785 | $1,083,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 62,706 | $1,083,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 117,274 | $1,081,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 40,099 | $1,079,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 1,200,000 | $1,077,000 | thousands by filing date | principal |
| REGENXBIO INC | 75901B107 | COM | 26,285 | $1,076,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 28,737 | $1,071,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 32,252 | $1,070,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 39,516 | $1,068,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 42,868 | $1,067,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 120,295 | $1,063,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 45,522 | $1,063,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 341,970 | $1,061,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 20,800 | $1,060,000 | thousands by filing date | call |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 51,854 | $1,058,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 86,569 | $1,058,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 204,823 | $1,057,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 37,725 | $1,056,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 74,961 | $1,055,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 65,781 | $1,053,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 55,586 | $1,053,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 98,129 | $1,052,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 226,957 | $1,051,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 36,197 | $1,050,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 70,000 | $1,048,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 70,000 | $1,048,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 39,274 | $1,048,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 26,563 | $1,048,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 72,229 | $1,046,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 16,253 | $1,045,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 12,490 | $1,044,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 24,369 | $1,042,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 59,791 | $1,041,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 37,890 | $1,039,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 145,100 | $1,037,000 | thousands by filing date | call |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 55,151 | $1,036,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 15,049 | $1,033,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 23,553 | $1,033,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 30,511 | $1,032,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 125,700 | $1,032,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 105,522 | $1,032,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 35,818 | $1,029,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 22,300 | $1,029,000 | thousands by filing date | call |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 98,676 | $1,029,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 25,200 | $1,026,000 | thousands by filing date | call |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 64,933 | $1,025,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 18,986 | $1,024,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 19,924 | $1,022,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 28,391 | $1,021,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 41,000 | $1,021,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 52,265 | $1,018,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 38,155 | $1,016,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003877 | this filing | 2020-02-14 | acceptance time not in the bulk data set |