13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 7,231 holding rows worth $697,724,888,000.
- Accession
- 0001567619-20-003877
- Filer
- CIK 70858
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 24,173 entries on the cover page, a total value of $697,724,888,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $697,724,888,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.
- included managerBofA Securities Europe SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 400 | $1,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 500 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,010 | $1,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 500 | $1,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 111 | $1,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 48 | $1,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 634 | $1,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 325 | $1,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 970 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 61 | $1,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 643 | $1,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 8,865 | $1,000 | thousands by filing date | principal |
| AVINGER INC | 053734604 | COM | 887 | $1,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 1,558 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 50 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 502 | $1,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 490 | $1,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460G104 | OIL GAS BL 3X SH | 30 | $1,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 390 | $1,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 6,125 | $1,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 61 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 4,218 | $1,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 2,594 | $1,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 350 | $1,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 3,071 | $1,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 7,971 | $1,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 248 | $1,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 500 | $1,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 732 | $1,000 | thousands by filing date | principal |
| EDISON NATION INC | 28103E106 | COM | 300 | $1,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 1,610 | $1,000 | thousands by filing date | |
| SPHERIX INC | 84842R502 | COM | 538 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,964 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECNOGLASS INC | G87264100 | ORD SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKELAND INDS INC | 511795106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAXART INC NEW | 92243A200 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARNWELL INDS INC | 068221100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JIAYIN GROUP INC | 47737C104 | CMN | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTRA INC | 92827K301 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIU TECHNOLOGIES | 65481N100 | CMN | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLIVEX LTD | M4130Y106 | CMN | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & CO INC NEW | 19249M102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T INC | 009207101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Community West Bancshares | 204157101 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 465 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 460 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Bancshares | 909458101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYBEROPTICS CORP COM | 232517102 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNIC INC | 4525EP101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSA PHARMA INC | 29668H708 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPHASE LABS INC | 74345W108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASANKO GOLD INC | 04341Y105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HMN FINL INC | 40424G108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 221 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 1,721 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIONANO GENOMICS INC | 09075F107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P114 | FUND | 284 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TINGO GROUP INC | 55328R109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARIOHEALTH CORP | 23725P209 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD STD VENTURES CORP | 380738104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXFO INC | 302046107 | SUB VTG SHS | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITCHAM INDS INC COM | 606501104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLES + COLVARD LTD | 159765106 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 13,790 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKE SHORE BANCORP INC | 510700107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 1 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| OCONEE FED FINL CORP | 675607105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMER INFANT INC | 865646103 | COMM STK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOWL AMER INC BWL | 102565108 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 2,502 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCLAIRE FINL CORP | 290828102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IKONICS CORP | 45172K102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Kelso Technologies Inc | 48826D201 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK INC | 205750300 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 262 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 403 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICC HOLDINGS INC | 44931Q104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 472 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LILIS ENERGY INC | 532403201 | COM NEW | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIO GOLD INC | 01627X108 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURYN RES INC | 05208W108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORREVIO PHARMA CORP | 22026V105 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOLOGIX INC | 29266S304 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L306 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C409 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 204 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y307 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W204 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Trovagene Inc | 897238606 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A853 | COM | 301 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W200 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTUS GI HLDGS INC | 62014P108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FFBW INC | 30258M107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDRA LIFE SCIENCES INC | 29273B112 | *W EXP 05/08/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 2,966 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET ELEMENT INC | 64111R300 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALSTAR CORP | 74758R208 | COM NEW | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W105 | *W EXP 12/21/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRANCH | 22539U107 | FI ENHNCD EUR 50 | 279 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKAZOO SA | L0164E116 | *W EXP 09/11/202 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPRESSPA GROUP INC COM NEW | 98420U604 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA BIOPHARMA INC | 81689B103 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTECTIVE INS CORP | 74368L104 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANCER GENETICS INC | 13739U203 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-KEY INTL INC | 09060C309 | COM | 419 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANS WORLD ENTMT CORP | 89336Q209 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 1,275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHNG TRADED FD TR | 46138G771 | CINTL ULTR DVD R | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOWPOINT INC | 379887508 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J503 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003877 | this filing | 2020-02-14 | acceptance time not in the bulk data set |