13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 7,231 holding rows worth $697,724,888,000.
- Accession
- 0001567619-20-003877
- Filer
- CIK 70858
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 24,173 entries on the cover page, a total value of $697,724,888,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $697,724,888,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.
- included managerBofA Securities Europe SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 630,000 | $6,432,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 65,500 | $6,404,000 | thousands by filing date | put |
| PERFICIENT INC | 71375U101 | COM | 138,959 | $6,402,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 108,500 | $6,397,000 | thousands by filing date | put |
| MUELLER INDS INC COM | 624756102 | Stock | 201,418 | $6,394,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 82,603 | $6,389,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,617,278 | $6,388,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 231,037 | $6,384,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 47,877 | $6,383,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,341,614 | $6,373,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 120,138 | $6,370,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 63,828 | $6,367,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 204,740 | $6,366,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 102,600 | $6,363,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 195,329 | $6,362,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 548,844 | $6,356,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 138,262 | $6,354,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 115,000 | $6,335,000 | thousands by filing date | call |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 214,378 | $6,325,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 145,563 | $6,320,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 64,600 | $6,316,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,413,245 | $6,316,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 706,547 | $6,296,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 200,373 | $6,286,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 245,321 | $6,276,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 299,710 | $6,267,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 815,358 | $6,255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 127,665 | $6,255,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 562,072 | $6,251,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 125,169 | $6,251,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 995,146 | $6,240,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 104,529 | $6,231,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 120,018 | $6,230,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,271,799 | $6,224,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 664,337 | $6,219,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 146,421 | $6,209,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 144,300 | $6,192,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 144,300 | $6,192,000 | thousands by filing date | call |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 723,443 | $6,192,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 527,729 | $6,191,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 187,755 | $6,173,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 76,955 | $6,165,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 675,884 | $6,164,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 79,241 | $6,158,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 197,069 | $6,150,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 681,123 | $6,150,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 287,762 | $6,144,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 67,634 | $6,128,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 163,583 | $6,127,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 337,902 | $6,126,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 131,340 | $6,124,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 7,424,045 | $6,124,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 242,031 | $6,116,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 997,628 | $6,115,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 107,010 | $6,108,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 22,400 | $6,092,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 47,041 | $6,061,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 271,316 | $6,053,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 281,935 | $6,045,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 333,474 | $6,032,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 37,606 | $6,021,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 296,281 | $6,008,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 234,215 | $6,006,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,479,764 | $6,001,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 3,918,000 | $6,000,000 | thousands by filing date | principal |
| ATRICURE INC | 04963C209 | COM | 184,293 | $5,991,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 132,527 | $5,980,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 194,901 | $5,968,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 218,532 | $5,953,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 409,250 | $5,951,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 3,836,000 | $5,951,000 | thousands by filing date | principal |
| PG&E CORP COM | 69331C108 | Stock | 547,406 | $5,950,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 50,612 | $5,940,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 89,867 | $5,934,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 157,739 | $5,932,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 608,693 | $5,930,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 324,340 | $5,913,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 539,343 | $5,906,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 243,724 | $5,906,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 154,501 | $5,904,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 701,780 | $5,902,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 20,769 | $5,899,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 15,599 | $5,895,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 236,388 | $5,893,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 398,402 | $5,889,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 341,100 | $5,884,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 280,381 | $5,877,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 424,651 | $5,873,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 200,296 | $5,872,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 3,070,000 | $5,850,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 7,416,000 | $5,840,000 | thousands by filing date | principal |
| KKR & CO INC | 48251W104 | COM | 200,000 | $5,834,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 336,645 | $5,821,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 413,134 | $5,805,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 93,069 | $5,803,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 281,703 | $5,791,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 699,121 | $5,789,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,675,452 | $5,780,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 429,764 | $5,772,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 141,515 | $5,762,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 131,318 | $5,742,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 37,800 | $5,738,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 212,785 | $5,736,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 158,957 | $5,736,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 427,473 | $5,728,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 234,118 | $5,725,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 142,668 | $5,717,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 124,162 | $5,715,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 123,370 | $5,712,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 125,926 | $5,705,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 862,596 | $5,693,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 56,891 | $5,689,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 743,351 | $5,686,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 343,925 | $5,675,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 508,632 | $5,661,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 128,038 | $5,658,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 548,051 | $5,655,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 215,998 | $5,653,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 54,053 | $5,649,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 255,589 | $5,649,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 252,517 | $5,644,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 188,431 | $5,638,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 211,430 | $5,624,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 57,809 | $5,623,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 29,982 | $5,618,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 151,952 | $5,615,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 101,150 | $5,608,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 180,504 | $5,599,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 5,459,000 | $5,596,000 | thousands by filing date | principal |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,167,972 | $5,595,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 5,396,000 | $5,593,000 | thousands by filing date | principal |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,094,485 | $5,588,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 413,820 | $5,587,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 25,500 | $5,578,000 | thousands by filing date | call |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 463,575 | $5,572,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 133,478 | $5,561,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 60,371 | $5,560,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 180,475 | $5,559,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 204,815 | $5,554,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 788,784 | $5,545,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 162,045 | $5,536,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 191,127 | $5,531,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 180,795 | $5,527,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 200,145 | $5,525,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 78,122 | $5,519,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 174,045 | $5,517,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 16,600 | $5,507,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 149,743 | $5,494,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 71,090 | $5,493,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 108,421 | $5,492,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 167,108 | $5,492,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 46,282 | $5,489,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 166,762 | $5,482,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 136,584 | $5,467,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 20,000 | $5,461,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 175,484 | $5,454,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 459,098 | $5,445,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 110,187 | $5,444,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 500,000 | $5,435,000 | thousands by filing date | call |
| GRAFTECH INTL LTD | 384313508 | COM | 466,618 | $5,422,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 403,694 | $5,418,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 82,841 | $5,414,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 545,245 | $5,413,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 62,423 | $5,407,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2,500,000 | $5,400,000 | thousands by filing date | put |
| INVESCO EXCHNG TRAD SLF INDE | 46139W809 | MLT FTR CR PLS | 207,000 | $5,394,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,877,153 | $5,387,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 4,567 | $5,385,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 35,600 | $5,383,000 | thousands by filing date | call |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 481,932 | $5,383,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 471,300 | $5,382,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 403,785 | $5,375,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,088,000 | $5,375,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 67,165 | $5,369,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 378,060 | $5,369,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 153,479 | $5,368,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 161,241 | $5,354,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 476,055 | $5,351,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 290,869 | $5,334,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 61,604 | $5,332,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 141,238 | $5,331,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 228,319 | $5,329,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 131,704 | $5,320,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 88,490 | $5,317,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 414,500 | $5,310,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 200,000 | $5,308,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 42,112 | $5,303,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 239,893 | $5,294,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 199,647 | $5,283,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 250,000 | $5,273,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 250,000 | $5,263,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 655,067 | $5,260,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,843,513 | $5,254,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 51,300 | $5,252,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 190,946 | $5,251,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 137,230 | $5,249,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 203,453 | $5,245,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 127,925 | $5,239,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 271,178 | $5,235,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 25,700 | $5,227,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 100,000 | $5,221,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 82,630 | $5,218,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 31,417 | $5,215,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 346,262 | $5,211,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 73,054 | $5,211,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 330,767 | $5,209,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 200,000 | $5,194,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 180,181 | $5,189,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 215,206 | $5,178,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 269,972 | $5,170,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 192,226 | $5,167,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 106,200 | $5,166,000 | thousands by filing date | call |
| ACTUANT CORP | 00508X203 | CL A NEW | 198,413 | $5,165,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 135,481 | $5,162,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 51,147 | $5,152,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 172,967 | $5,150,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 599,940 | $5,148,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 113,559 | $5,148,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 169,300 | $5,144,000 | thousands by filing date | call |
| ARCOSA INC COM | 039653100 | Stock | 115,065 | $5,126,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 242,247 | $5,126,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 248,638 | $5,113,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 153,229 | $5,112,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 500,000 | $5,110,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 311,664 | $5,108,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 79,819 | $5,106,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 315,984 | $5,106,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 50,231 | $5,104,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 177,426 | $5,101,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 384,786 | $5,099,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 326,163 | $5,095,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 90,000 | $5,084,000 | thousands by filing date | call |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 101,043 | $5,074,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 84,258 | $5,063,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 188,525 | $5,058,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 815,384 | $5,046,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 5,005,000 | $5,044,000 | thousands by filing date | principal |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 204,996 | $5,043,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 31,488 | $5,042,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 166,522 | $5,040,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 35,000 | $5,040,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 87,231 | $5,036,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 79,083 | $5,027,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 156,983 | $5,017,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 83,896 | $4,998,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 89,614 | $4,976,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 219,479 | $4,971,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 875,935 | $4,958,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 144,138 | $4,957,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 151,802 | $4,950,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 3,500,000 | $4,947,000 | thousands by filing date | principal |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 80,867 | $4,945,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 101,037 | $4,945,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 280,955 | $4,943,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 62,798 | $4,937,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 72,429 | $4,932,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 4,866,000 | $4,926,000 | thousands by filing date | principal |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 80,000 | $4,918,000 | thousands by filing date | put |
| TRI CONTL CORP | 895436103 | COM | 174,083 | $4,909,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 68,357 | $4,898,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 4,432,000 | $4,888,000 | thousands by filing date | principal |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 175,400 | $4,887,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 276,282 | $4,880,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 350,118 | $4,870,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 368,975 | $4,870,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 164,399 | $4,866,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,301,138 | $4,852,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 92,858 | $4,852,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 126,161 | $4,851,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 164,595 | $4,832,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 114,857 | $4,831,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 143,053 | $4,831,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 145,112 | $4,821,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 44,800 | $4,816,000 | thousands by filing date | call |
| VERIS RESIDENTIAL INC | 554489104 | COM | 207,801 | $4,807,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 174,273 | $4,804,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 4,764,000 | $4,804,000 | thousands by filing date | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 183,582 | $4,799,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 2,284,000 | $4,790,000 | thousands by filing date | principal |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 176,637 | $4,785,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 665,236 | $4,783,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 232,500 | $4,778,000 | thousands by filing date | put |
| MGE ENERGY INC | 55277P104 | COM | 60,386 | $4,759,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 25,000 | $4,744,000 | thousands by filing date | put |
| EPLUS INC | 294268107 | COM | 56,234 | $4,739,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 50,600 | $4,738,000 | thousands by filing date | put |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 66,773 | $4,736,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 72,347 | $4,734,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 256,635 | $4,734,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 127,455 | $4,733,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 1,654,029 | $4,730,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 120,139 | $4,727,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 108,774 | $4,719,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 2,024,000 | $4,714,000 | thousands by filing date | principal |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 525,755 | $4,706,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 199,788 | $4,705,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 128,547 | $4,693,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 120,740 | $4,691,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 40,600 | $4,679,000 | thousands by filing date | put |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 214,070 | $4,678,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 284,401 | $4,661,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 110,961 | $4,660,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 154,679 | $4,652,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 152,238 | $4,644,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 302,497 | $4,643,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 331,739 | $4,641,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 108,788 | $4,641,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 85,135 | $4,634,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 235,820 | $4,621,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 80,666 | $4,619,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 468,997 | $4,616,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 340,564 | $4,615,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 740,195 | $4,612,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 27,000 | $4,606,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 84,506 | $4,604,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 227,772 | $4,604,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W106 | EMMKT DB DEFSV | 179,000 | $4,604,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 265,085 | $4,594,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 458,038 | $4,594,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 284,776 | $4,593,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 28,868 | $4,587,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 83,330 | $4,583,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 239,704 | $4,583,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 208,817 | $4,575,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 9,100 | $4,575,000 | thousands by filing date | call |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 374,216 | $4,573,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 130,716 | $4,572,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 70,700 | $4,569,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 123,600 | $4,567,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 63,734 | $4,548,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 43,400 | $4,545,000 | thousands by filing date | call |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 60,876 | $4,537,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 63,807 | $4,532,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 95,000 | $4,532,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 149,000 | $4,527,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 94,089 | $4,517,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 270,012 | $4,514,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 82,504 | $4,510,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 120,989 | $4,506,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 619,455 | $4,498,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 296,398 | $4,496,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 4,326,000 | $4,494,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 73,857 | $4,493,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 4,766,000 | $4,484,000 | thousands by filing date | principal |
| ITRON INC COM | 465741106 | Stock | 53,356 | $4,479,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,091 | $4,479,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 224,300 | $4,477,000 | thousands by filing date | call |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 325,449 | $4,475,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 32,047 | $4,468,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 115,297 | $4,462,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 263,676 | $4,456,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 87,536 | $4,438,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 59,823 | $4,433,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 51,900 | $4,428,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 73,609 | $4,427,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 576,427 | $4,421,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 52,222 | $4,408,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 356,569 | $4,407,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 106,740 | $4,397,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 277,281 | $4,389,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 182,836 | $4,388,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 315,416 | $4,378,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 120,565 | $4,377,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 65,360 | $4,372,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 66,131 | $4,365,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 39,503 | $4,343,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 108,902 | $4,333,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 45,931 | $4,331,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 194,542 | $4,327,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 211,961 | $4,312,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 305,011 | $4,307,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 527,850 | $4,302,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 630,126 | $4,297,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 268,625 | $4,295,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 76,700 | $4,291,000 | thousands by filing date | call |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 118,182 | $4,284,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 263,762 | $4,281,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 144,904 | $4,270,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 427,466 | $4,270,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 105,736 | $4,270,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 105,838 | $4,266,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 85,446 | $4,259,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 27,797 | $4,259,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 51,971 | $4,259,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 29,614 | $4,253,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 58,477 | $4,246,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 259,900 | $4,245,000 | thousands by filing date | call |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 106,326 | $4,244,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 25,800 | $4,243,000 | thousands by filing date | call |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 410,059 | $4,243,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 268,707 | $4,238,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 32,200 | $4,232,000 | thousands by filing date | call |
| AEGION CORP | 00770F104 | COMMON STOCK | 188,937 | $4,226,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 29,533 | $4,213,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 237,843 | $4,212,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 54,673 | $4,206,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 121,975 | $4,204,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 449,391 | $4,197,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 122,459 | $4,196,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 44,227 | $4,188,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 16,730 | $4,171,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 692,607 | $4,170,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 231,557 | $4,166,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 109,530 | $4,165,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 118,442 | $4,156,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 48,832 | $4,145,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 191,536 | $4,138,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 77,185 | $4,137,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 4,000,000 | $4,130,000 | thousands by filing date | principal |
| CARETRUST REIT INC COM | 14174T107 | REIT | 199,705 | $4,120,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 248,591 | $4,112,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 53,249 | $4,100,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 88,766 | $4,092,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 111,522 | $4,091,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 35,500 | $4,089,000 | thousands by filing date | put |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 402,000 | $4,088,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 77,928 | $4,083,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 86,766 | $4,077,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 60,364 | $4,074,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 305,687 | $4,071,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 302,598 | $4,068,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 188,514 | $4,052,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 57,224 | $4,043,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 207,529 | $4,037,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 318,562 | $4,023,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 4,207,000 | $4,023,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 36,100 | $4,022,000 | thousands by filing date | put |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 169,504 | $4,022,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 25,055 | $4,021,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 26,800 | $4,014,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 1,676,082 | $4,006,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 130,100 | $4,005,000 | thousands by filing date | call |
| ZENDESK INC | 98936J101 | COM | 52,200 | $4,000,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 60,769 | $3,997,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 71,720 | $3,996,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 62,915 | $3,990,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 175,896 | $3,989,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 38,600 | $3,987,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 28,800 | $3,984,000 | thousands by filing date | put |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 495,223 | $3,982,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 403,711 | $3,981,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 143,622 | $3,980,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 136,700 | $3,979,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 82,386 | $3,976,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,138,800 | $3,974,000 | thousands by filing date | put |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 90,456 | $3,970,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 279,186 | $3,967,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 120,119 | $3,962,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 50,000 | $3,960,000 | thousands by filing date | call |
| SYNTHORX INC COM | 87167A103 | Stock | 56,653 | $3,960,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 88,369 | $3,952,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 133,530 | $3,952,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 109,930 | $3,951,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 397,471 | $3,946,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 61,824 | $3,943,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 67,635 | $3,939,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 36,400 | $3,937,000 | thousands by filing date | put |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 263,980 | $3,930,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 548,734 | $3,929,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 135,786 | $3,926,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 247,351 | $3,918,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 161,146 | $3,914,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 117,664 | $3,904,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 65,782 | $3,899,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 217,161 | $3,898,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 10,600 | $3,885,000 | thousands by filing date | call |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 150,141 | $3,885,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 82,619 | $3,885,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 278,882 | $3,883,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 5,001,000 | $3,882,000 | thousands by filing date | principal |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 40,554 | $3,881,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 49,759 | $3,878,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 185,706 | $3,877,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 144,655 | $3,870,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 272,524 | $3,856,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 93,047 | $3,855,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 55,800 | $3,852,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 111,525 | $3,846,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 707,427 | $3,841,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 187,447 | $3,840,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 144,992 | $3,835,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 82,904 | $3,833,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 38,384 | $3,830,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 154,278 | $3,829,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 45,000 | $3,822,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 436,668 | $3,821,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 65,588 | $3,808,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 186,357 | $3,807,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 346,275 | $3,799,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 232,060 | $3,797,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 102,100 | $3,797,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 35,957 | $3,795,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 116,394 | $3,793,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 89,588 | $3,789,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 55,070 | $3,786,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 63,680 | $3,785,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 174,488 | $3,782,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 135,997 | $3,780,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 3,478,000 | $3,771,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 212,550 | $3,769,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003877 | this filing | 2020-02-14 | acceptance time not in the bulk data set |