13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 7,231 holding rows worth $697,724,888,000.
- Accession
- 0001567619-20-003877
- Filer
- CIK 70858
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 24,173 entries on the cover page, a total value of $697,724,888,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $697,724,888,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.
- included managerBofA Securities Europe SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 30,591 | $510,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 28,266 | $510,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 8,000 | $508,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 2,300 | $506,000 | thousands by filing date | put |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 11,248 | $506,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 12,751 | $506,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 16,765 | $505,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 34,475 | $500,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 6,095 | $499,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 82,597 | $499,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 29,216 | $498,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 14,619 | $497,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 9,852 | $496,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 28,661 | $496,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 40,054 | $496,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 172,100 | $496,000 | thousands by filing date | put |
| EVOGENE LTD | M4119S104 | SHS | 325,104 | $494,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 17,697 | $492,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 41,303 | $491,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 50,000 | $491,000 | thousands by filing date | call |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 6,517 | $491,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 44,500 | $490,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 36,914 | $490,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 352,637 | $490,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 17,069 | $489,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 35,383 | $487,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,200 | $486,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 17,250 | $484,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 28,613 | $484,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 35,500 | $482,000 | thousands by filing date | call |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 42,281 | $482,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 372,737 | $481,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 78,930 | $480,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 9,211 | $478,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 40,046 | $478,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 33,450 | $478,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $478,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 20,172 | $477,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 100,955 | $477,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 16,809 | $475,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 17,342 | $475,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 27,043 | $474,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 22,640 | $472,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 14,176 | $472,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 218,400 | $472,000 | thousands by filing date | call |
| ALECTOR INC | 014442107 | COMMON STOCK | 27,325 | $471,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 15,651 | $471,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 28,490 | $469,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 6,994 | $469,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 47,017 | $469,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 7,759 | $468,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 7,939 | $468,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 36,856 | $466,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 25,194 | $466,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 38,712 | $465,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 182,782 | $464,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 145,586 | $461,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 35,005 | $460,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 27,538 | $459,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 12,222 | $458,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 22,941 | $458,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 40,151 | $458,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 33,705 | $458,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 315,275 | $457,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 111,751 | $456,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 23,100 | $456,000 | thousands by filing date | put |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 26,897 | $455,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,000 | $454,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 511,564 | $454,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 9,241 | $453,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 35,250 | $453,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 45,035 | $452,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 17,841 | $452,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 40,221 | $451,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 9,828 | $450,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 16,958 | $449,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 56,840 | $448,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 12,609 | $448,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 27,997 | $447,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 40,473 | $446,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 26,352 | $446,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 42,946 | $446,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,500 | $445,000 | thousands by filing date | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 59,259 | $445,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 8,400 | $445,000 | thousands by filing date | call |
| MERCHANTS BANCORP IND | 58844R108 | COM | 22,586 | $445,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 9,300 | $442,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 10,257 | $441,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 21,601 | $441,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 9,011 | $441,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 70,600 | $440,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 3,455 | $439,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 28,268 | $439,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 12,441 | $439,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 9,600 | $438,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 5,000 | $438,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 173,076 | $438,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,206 | $438,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 25,201 | $438,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 14,482 | $438,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 34,122 | $438,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 29,838 | $437,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 25,044 | $436,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 16,753 | $436,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 48,871 | $436,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 35,417 | $436,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 8,575 | $435,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 41,344 | $435,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 36,711 | $434,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4,044 | $434,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 273,160 | $434,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,690 | $434,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 17,064 | $433,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 42,663 | $431,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 169,769 | $431,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 30,596 | $429,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 85,821 | $429,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 18,824 | $428,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 11,202 | $427,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 40,757 | $427,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 101,391 | $427,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 102,935 | $426,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 34,757 | $425,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 22,307 | $425,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 50,000 | $425,000 | thousands by filing date | call |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 25,000 | $425,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 32,657 | $423,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,700 | $422,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 30,161 | $422,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 12,042 | $421,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 11,271 | $420,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 20,336 | $419,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 148,481 | $419,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 38,517 | $418,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 88,216 | $418,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 109,648 | $418,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,672 | $417,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 50,536 | $416,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 19,200 | $415,000 | thousands by filing date | call |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 14,672 | $415,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,804 | $414,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 11,208 | $414,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 21,752 | $413,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 29,948 | $413,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 35,774 | $412,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 15,431 | $411,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 9,822 | $411,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 49,935 | $408,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 19,952 | $406,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 9,011 | $406,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 11,509 | $406,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 20,629 | $405,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 17,425 | $404,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 81,357 | $404,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 28,000 | $404,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 49,461 | $403,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 42,831 | $403,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 13,887 | $402,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 238,681 | $401,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 32,500 | $401,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 106,734 | $400,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 6,157 | $400,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 59,035 | $399,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 12,971 | $399,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 28,180 | $398,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 42,950 | $397,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 12,051 | $396,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 10,354 | $396,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 8,934 | $396,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,315 | $396,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 20,658 | $396,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 9,832 | $395,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 35,870 | $395,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 44,081 | $395,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 21,445 | $394,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 23,000 | $394,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 26,011 | $394,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 24,290 | $394,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 17,707 | $394,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 6,373 | $393,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 11,977 | $391,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 15,477 | $390,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 14,374 | $390,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 11,831 | $390,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 24,445 | $390,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 38,557 | $390,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 9,406 | $389,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 10,745 | $389,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 12,800 | $388,000 | thousands by filing date | call |
| ELDORADO RESORTS INC | 28470R102 | COM | 6,500 | $388,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 61,310 | $388,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 43,922 | $388,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 13,500 | $387,000 | thousands by filing date | put |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 20,000 | $386,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 7,934 | $385,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 152,481 | $385,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 27,317 | $385,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 5,039 | $383,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 5,679 | $383,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 22,555 | $382,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 7,679 | $382,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 39,820 | $382,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 92,246 | $382,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 23,635 | $381,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,963,937 | $381,000 | thousands by filing date | principal |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 52,900 | $380,000 | thousands by filing date | call |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 18,853 | $379,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 6,857 | $379,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 18,828 | $378,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 11,837 | $378,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 36,146 | $378,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 7,762 | $377,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 13,918 | $377,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,200 | $375,000 | thousands by filing date | put |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 16,241 | $375,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 5,900 | $374,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 34,306 | $374,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 5,200 | $373,000 | thousands by filing date | call |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 33,300 | $373,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 45,835 | $373,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 31,343 | $373,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 96,410 | $372,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 49,774 | $372,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 22,989 | $370,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 71,409 | $370,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 52,376 | $370,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 18,970 | $369,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,400 | $368,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y400 | Cmn | 15,169 | $368,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 27,815 | $367,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 10,240 | $367,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 24,043 | $366,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 12,146 | $366,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 12,134 | $366,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 27,257 | $365,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,913 | $365,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 20,801 | $364,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 35,047 | $361,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 13,470 | $361,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 17,365 | $360,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 109,500 | $360,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 10,000 | $359,000 | thousands by filing date | put |
| DMC GLOBAL INC | 23291C103 | COM | 7,971 | $358,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 19,888 | $358,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 77,306 | $358,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 38,994 | $357,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 29,467 | $356,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 10,954 | $356,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 18,200 | $355,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L852 | COM | 7,371 | $355,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 6,560,425 | $354,000 | thousands by filing date | principal |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 6,165 | $354,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,800 | $353,000 | thousands by filing date | put |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 12,291 | $353,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 8,586 | $352,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 58,929 | $351,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 18,477 | $351,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 4,766 | $351,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 27,828 | $350,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 93,875 | $350,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 9,189 | $349,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 104,927 | $349,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 95,965 | $348,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 20,389 | $348,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,836 | $348,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 24,795 | $348,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 23,500 | $348,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 23,257 | $347,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,000 | $346,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 29,256 | $346,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 32,487 | $345,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 29,647 | $345,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,000 | $344,000 | thousands by filing date | call |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 27,593 | $344,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 17,023 | $343,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 13,202 | $342,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 37,487 | $342,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 29,654 | $342,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,778 | $341,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 30,620 | $341,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 36,769 | $341,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 124,381 | $341,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 6,600 | $340,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 37,809 | $340,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 21,656 | $339,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 19,262 | $339,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 6,982 | $338,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 47,757 | $338,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 53,087 | $337,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 20,628 | $337,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 5,420 | $337,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 9,300 | $336,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 48,551 | $336,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 36,269 | $336,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 14,137 | $335,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 14,845 | $335,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 20,202 | $335,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 42,237 | $335,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 343,000 | $334,000 | thousands by filing date | principal |
| STARTEK INC | 85569C107 | COM | 41,890 | $334,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,100 | $333,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,100 | $333,000 | thousands by filing date | call |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 31,693 | $333,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 11,770 | $332,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 11,648 | $332,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 7,700 | $331,000 | thousands by filing date | call |
| VERSO CORP | 92531L207 | CL A | 18,352 | $331,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 22,182 | $329,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 75,922 | $329,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,800 | $329,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 100,000 | $329,000 | thousands by filing date | call |
| COREPOINT LODGING INC | 21872L104 | COM | 30,744 | $329,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,500 | $328,000 | thousands by filing date | put |
| GP STRATEGIES CORP | 36225V104 | COM | 24,728 | $328,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 14,269 | $327,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 12,998 | $326,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 12,795 | $325,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 10,200 | $325,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 36,483 | $325,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 22,788 | $323,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 14,834 | $322,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 21,979 | $322,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,800 | $321,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 10,235 | $320,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 6,868 | $320,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 20,640 | $320,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 29,929 | $319,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 44,595 | $318,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 24,000 | $317,000 | thousands by filing date | call |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 30,232 | $317,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 10,941 | $317,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 18,967 | $317,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 19,633 | $315,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 48,204 | $315,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 4,942 | $315,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 9,523 | $313,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 12,295 | $313,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 18,497 | $312,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,000 | $311,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 19,653 | $311,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 31,848 | $311,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 8,694 | $310,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,600 | $309,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 71,182 | $309,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 37,355 | $309,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 40,374 | $308,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 61,233 | $307,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 27,111 | $307,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 12,194 | $307,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 13,462 | $305,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 59,111 | $305,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 34,526 | $305,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 13,945 | $305,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 76,705 | $305,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 149,337 | $304,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 8,012 | $304,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 48,016 | $303,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 27,424 | $302,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,314 | $302,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 19,754 | $301,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 14,398 | $301,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 29,834 | $301,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 35,489 | $301,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 9,735 | $300,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 26,612 | $300,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 301,000 | $300,000 | thousands by filing date | principal |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,300 | $297,000 | thousands by filing date | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 14,439 | $297,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 8,899 | $297,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 62,245 | $297,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,000 | $296,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 8,930 | $296,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 24,210 | $296,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 19,209 | $295,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 30,015 | $295,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 20,767 | $295,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 69,956 | $295,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 9,287 | $295,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,300 | $294,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 18,600 | $294,000 | thousands by filing date | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 7,464 | $293,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 55,206 | $293,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 4,653 | $293,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 7,653 | $293,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,086 | $293,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 80,271 | $293,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 11,835 | $292,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 7,357 | $292,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 15,761 | $291,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 10,741 | $291,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 5,233 | $290,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 14,232 | $290,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 7,783 | $289,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 5,630 | $288,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 10,000 | $287,000 | thousands by filing date | call |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 10,684 | $287,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 32,622 | $287,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 6,814 | $287,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 12,215 | $287,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 3,270 | $286,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 23,093 | $286,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 14,000 | $284,000 | thousands by filing date | put |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 7,409 | $284,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 51,615 | $283,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 33,400 | $281,000 | thousands by filing date | put |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 18,440 | $281,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 6,326 | $279,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 3,666 | $278,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 43,035 | $277,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 14,767 | $277,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 25,344 | $277,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 3,831 | $277,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 240,883 | $277,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 7,129 | $276,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 16,719 | $276,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 17,466 | $276,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 5,455 | $275,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 16,236 | $275,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 30,000 | $275,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 12,590 | $275,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 5,282 | $274,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 63,070 | $274,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 88,049 | $273,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 29,111 | $273,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,716 | $273,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 6,100 | $272,000 | thousands by filing date | put |
| NV5 HOLDINGS, INC | 62945V109 | COM | 5,376 | $272,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 19,487 | $271,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 46,147 | $270,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 67,460 | $270,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 29,859 | $270,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 15,000 | $270,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 31,685 | $269,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 35,850 | $269,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 12,321 | $269,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 18,879 | $269,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 14,337 | $268,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 5,676 | $268,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 6,359 | $268,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 2,094 | $268,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 7,014 | $267,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1,761 | $266,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 13,840 | $266,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 7,011 | $265,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 36,762 | $265,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 12,067 | $264,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 21,139 | $264,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 23,722 | $264,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 17,571 | $264,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 18,922 | $264,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 21,263 | $262,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 6,930 | $262,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 3,741 | $262,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 29,969 | $262,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 70,868 | $262,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 15,100 | $261,000 | thousands by filing date | put |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 10,916 | $261,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 7,701 | $260,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 46,648 | $260,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 25,952 | $260,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 19,771 | $260,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 38,426 | $259,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 32,560 | $258,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 5,634 | $258,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 36,700 | $258,000 | thousands by filing date | put |
| TWO RIV BANCORP | 90207C105 | COMMON | 11,481 | $257,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 11,703 | $257,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 17,274 | $256,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 13,014 | $255,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 193,464 | $255,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 9,049 | $253,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 60,772 | $252,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 11,312 | $252,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 16,800 | $252,000 | thousands by filing date | call |
| JOINT CORP | 47973J102 | COM | 15,627 | $252,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 15,410 | $252,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 4,172 | $252,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 39,361 | $252,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 3,579 | $251,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 18,706 | $250,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 5,598 | $250,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 33,942 | $250,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 16,563 | $249,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 92,562 | $248,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 59,673 | $248,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 25,338 | $248,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 478,711 | $248,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 36,800 | $248,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 6,247 | $248,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 15,128 | $247,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 6,721 | $247,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 3,162 | $246,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 4,880 | $246,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 8,681 | $245,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 101,213 | $245,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 13,278 | $245,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 7,613 | $245,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 86,389 | $244,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 18,124 | $244,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 18,379 | $244,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003877 | this filing | 2020-02-14 | acceptance time not in the bulk data set |