13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 7,231 holding rows worth $697,724,888,000.
- Accession
- 0001567619-20-003877
- Filer
- CIK 70858
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 24,173 entries on the cover page, a total value of $697,724,888,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $697,724,888,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.
- included managerBofA Securities Europe SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 34,657 | $1,015,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 41,772 | $1,015,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 78,941 | $1,013,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 19,485 | $1,012,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 17,233 | $1,012,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 91,406 | $1,010,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 112,702 | $1,009,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 72,269 | $1,008,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 34,722 | $1,007,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 88,935 | $1,006,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 54,777 | $1,006,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 60,394 | $999,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 49,190 | $998,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 50,171 | $998,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 50,240 | $996,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 13,400 | $995,000 | thousands by filing date | put |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 35,000 | $994,000 | thousands by filing date | put |
| CHASE CORP | 16150R104 | COM | 8,363 | $990,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 245,028 | $988,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 33,222 | $988,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 87,819 | $988,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 175,000 | $987,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 30,000 | $984,000 | thousands by filing date | put |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 49,543 | $984,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 15,900 | $977,000 | thousands by filing date | call |
| TALOS ENERGY INC | 87484T108 | COM | 32,395 | $976,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 62,150 | $974,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 43,959 | $973,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 52,823 | $971,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 60,085 | $969,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 70,029 | $968,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 146,371 | $967,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 84,503 | $965,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 152,444 | $964,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 123,080 | $958,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 35,012 | $957,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 20,800 | $957,000 | thousands by filing date | call |
| SmileDirectClub Inc | 83192H106 | COM | 109,413 | $956,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 77,893 | $955,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 38,648 | $951,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 17,678 | $949,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 33,702 | $946,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 52,934 | $946,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 50,000 | $943,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 44,621 | $943,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 27,652 | $942,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 81,600 | $942,000 | thousands by filing date | call |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 18,193 | $942,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 46,722 | $941,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 91,019 | $939,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 706,000 | $939,000 | thousands by filing date | principal |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 13,000 | $938,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 24,333 | $936,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 39,852 | $935,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 111,556 | $933,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 48,700 | $932,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 26,012 | $932,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 56,901 | $932,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 27,183 | $932,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 73,217 | $931,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 144,525 | $931,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 102,415 | $931,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 12,278 | $930,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 32,369 | $926,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 16,833 | $925,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 38,874 | $922,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 12,300 | $921,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 30,200 | $920,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 109,879 | $920,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 39,063 | $917,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 32,799 | $916,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 65,985 | $914,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 122,364 | $913,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 521,260 | $912,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 64,706 | $907,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 27,033 | $906,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 135,752 | $904,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 103,005 | $902,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 10,847 | $902,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 38,308 | $900,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W403 | CORRT INM VALU | 35,882 | $898,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 30,190 | $897,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,000 | $896,000 | thousands by filing date | put |
| RMR GROUP INC | 74967R106 | CL A | 19,598 | $895,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 29,256 | $890,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 33,332 | $890,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 105,436 | $889,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 84,122 | $888,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 55,349 | $886,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 243,219 | $885,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 56,213 | $885,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 21,636 | $883,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,000 | $882,000 | thousands by filing date | put |
| BAR HBR BANKSHARES | 066849100 | COM | 34,728 | $882,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 15,108 | $880,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 40,847 | $879,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 10,000 | $876,000 | thousands by filing date | put |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 19,458 | $876,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 142,230 | $874,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 313,814 | $874,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 119,944 | $873,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 112,336 | $873,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 53,401 | $872,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,637 | $871,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 64,826 | $870,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,600 | $866,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 5,200 | $866,000 | thousands by filing date | call |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 26,580 | $863,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 254,359 | $862,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 133,371 | $860,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 26,750 | $855,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 136,423 | $855,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 5,000 | $853,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904101 | COM | 19,762 | $853,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 42,000 | $851,000 | thousands by filing date | call |
| KELLY SVCS INC | 488152208 | CL A | 37,556 | $848,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 7,485 | $847,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 64,303 | $846,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 91,327 | $844,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 27,908 | $843,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 39,143 | $843,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 38,761 | $841,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 78,474 | $841,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 24,788 | $840,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 53,255 | $839,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 10,677 | $839,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 57,287 | $839,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 12,120 | $839,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 10,000 | $837,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 12,135 | $837,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 76,524 | $829,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 17,940 | $828,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 26,933 | $819,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 15,803 | $819,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 123,184 | $817,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 95,751 | $817,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 44,132 | $817,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 53,491 | $817,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 7,800 | $813,000 | thousands by filing date | put |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 32,327 | $813,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 61,672 | $812,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 51,948 | $811,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 638,277 | $810,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 65,000 | $808,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 68,413 | $807,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 70,000 | $806,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 48,941 | $803,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 20,000 | $803,000 | thousands by filing date | call |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 79,991 | $802,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 59,158 | $802,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 27,024 | $800,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 7,200 | $799,000 | thousands by filing date | put |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 28,031 | $799,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 23,358 | $797,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 32,000 | $797,000 | thousands by filing date | put |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 49,427 | $794,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 25,564 | $793,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 37,516 | $792,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 130,711 | $791,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 31,283 | $791,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 15,358 | $790,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 53,892 | $788,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 382,066 | $788,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 26,212 | $786,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 47,284 | $786,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 70,901 | $785,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 24,906 | $785,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 18,314 | $784,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 34,371 | $780,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 17,027 | $778,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 13,100 | $778,000 | thousands by filing date | call |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 4,118 | $778,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 74,560 | $775,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 444,000 | $774,000 | thousands by filing date | principal |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 10,076 | $773,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 77,398 | $772,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 33,770 | $770,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 523,143 | $768,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 23,417 | $768,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 22,340 | $768,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 30,333 | $767,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 57,001 | $767,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 29,371 | $767,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 99,304 | $764,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 10,349 | $764,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,016 | $763,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 77,915 | $763,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 42,313 | $762,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 21,957 | $762,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 28,887 | $761,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 64,325 | $761,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 17,005 | $760,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 18,761 | $759,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 101,000 | $759,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 29,064 | $757,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 21,166 | $756,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 11,100 | $755,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 14,900 | $754,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 12,000 | $754,000 | thousands by filing date | call |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 48,156 | $751,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 44,616 | $749,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 38,750 | $748,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 100,419 | $748,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,200 | $747,000 | thousands by filing date | call |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 77,903 | $747,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 135,761 | $747,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 19,093 | $747,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 6,703 | $745,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 47,528 | $745,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,539 | $744,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 113,715 | $743,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 28,419 | $743,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 9,800 | $742,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 6,966 | $742,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 28,502 | $740,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 46,340 | $740,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 86,200 | $740,000 | thousands by filing date | put |
| ARTESIAN RES CORP | 043113208 | CL A | 19,860 | $739,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 195,631 | $739,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 53,564 | $738,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 40,069 | $737,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 15,259 | $736,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 134,469 | $735,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 94,161 | $734,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 25,562 | $733,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 24,782 | $733,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 86,875 | $732,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 46,480 | $732,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 7,800 | $731,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 30,223 | $728,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 43,851 | $728,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 26,581 | $727,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 6,200 | $727,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 24,183 | $727,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 30,504 | $726,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 112,940 | $725,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 14,300 | $724,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 20,292 | $723,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 36,134 | $722,000 | thousands by filing date | |
| FANGDD NETWORK GROUP LTD | 30712L109 | SPONSORED ADS | 46,541 | $722,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 15,154 | $720,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 42,492 | $720,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 151,640 | $720,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 59,746 | $719,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 44,100 | $717,000 | thousands by filing date | call |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 37,015 | $717,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 14,961 | $717,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 14,492 | $717,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 12,500 | $717,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 128,809 | $714,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 14,248 | $713,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 27,790 | $713,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 19,381 | $713,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 21,400 | $712,000 | thousands by filing date | call |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 45,558 | $712,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 43,274 | $711,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 8,108 | $709,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 45,376 | $709,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 66,734 | $709,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 117,400 | $709,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 43,504 | $707,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 126,808 | $706,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 27,155 | $706,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 21,081 | $705,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 61,337 | $704,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 69,561 | $704,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 28,059 | $704,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 58,132 | $703,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 17,124 | $703,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 19,386 | $703,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 7,972 | $702,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 22,354 | $700,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 68,114 | $697,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 7,760 | $696,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 12,486 | $696,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 65,916 | $696,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 122,447 | $694,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 137,986 | $694,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 669,000 | $693,000 | thousands by filing date | principal |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 35,069 | $689,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 14,854 | $688,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 90,500 | $687,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 35,606 | $687,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 51,186 | $686,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 11,000 | $685,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 50,665 | $685,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 111,990 | $685,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 19,073 | $685,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 11,569 | $684,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 18,397 | $682,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 47,667 | $679,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10,000 | $678,000 | thousands by filing date | call |
| KEY TRONIC CORP | 493144109 | COM | 124,654 | $678,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 21,448 | $677,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 27,441 | $677,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 76,096 | $676,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 29,805 | $675,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 20,122 | $675,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 50,835 | $674,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 31,150 | $673,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,312 | $673,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 136,445 | $671,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 24,039 | $668,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 46,849 | $668,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 53,052 | $667,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 18,653 | $667,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 24,430 | $664,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 175,513 | $664,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 40,201 | $662,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 29,018 | $662,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 18,822 | $660,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 44,312 | $660,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 142,115 | $659,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 30,776 | $657,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 206,900 | $656,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 30,387 | $654,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 75,875 | $652,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 279,477 | $652,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 28,481 | $651,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 574,000 | $651,000 | thousands by filing date | principal |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 21,036 | $649,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 48,141 | $648,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 23,939 | $648,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 33,700 | $646,000 | thousands by filing date | put |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 81,469 | $643,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 10,312 | $642,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 32,114 | $642,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 24,220 | $642,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 79,092 | $642,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 83,220 | $641,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 572,426 | $641,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 66,133 | $640,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 7,392 | $639,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 15,199 | $638,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 10,313 | $637,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 81,705 | $637,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 11,974 | $637,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 8,172 | $637,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 38,232 | $637,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 6,261 | $635,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 104,149 | $634,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 34,694 | $634,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 54,250 | $633,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 8,500 | $631,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 37,211 | $631,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 26,742 | $630,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 10,100 | $629,000 | thousands by filing date | call |
| WORLD ACCEP CORPORATION | 981419104 | COM | 7,290 | $629,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 64,438 | $629,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 102,503 | $629,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 33,131 | $629,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 30,212 | $628,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 13,468 | $628,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 38,854 | $627,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 78,343 | $627,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 18,191 | $625,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 60,104 | $625,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 12,176 | $623,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 24,323 | $623,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 132,871 | $623,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 183,549 | $620,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 30,615 | $618,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 27,957 | $616,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 21,607 | $616,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 16,388 | $616,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 30,721 | $615,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 17,892 | $615,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,900 | $614,000 | thousands by filing date | put |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 93,527 | $614,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 18,112 | $614,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 67,920 | $614,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 28,983 | $613,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 19,528 | $613,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 16,979 | $612,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 32,835 | $611,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 114,632 | $611,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 11,772 | $610,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 14,440 | $608,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 31,213 | $608,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 22,700 | $604,000 | thousands by filing date | put |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 22,700 | $604,000 | thousands by filing date | call |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 8,867 | $604,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 43,462 | $604,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 46,647 | $603,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 85,152 | $602,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 69,095 | $601,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 160,983 | $601,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 19,212 | $600,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 12,284 | $600,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 28,121 | $599,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 154,472 | $599,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 8,263 | $599,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 450,962 | $599,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 17,613 | $599,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 34,385 | $598,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 9,052 | $597,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 33,575 | $597,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 29,336 | $594,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 43,669 | $594,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 153,997 | $591,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 43,417 | $591,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 31,929 | $591,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 22,634 | $589,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 49,130 | $588,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 64,307 | $587,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 13,496 | $585,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 22,540 | $584,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 18,361 | $583,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,300 | $582,000 | thousands by filing date | call |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 42,303 | $582,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 6,366 | $580,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 14,588 | $580,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 10,985 | $579,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 16,919 | $578,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 11,125 | $577,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 68,200 | $575,000 | thousands by filing date | put |
| QURATE RETAIL INC | 74915M100 | COM SER A | 68,200 | $575,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 85,342 | $575,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 7,500 | $573,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 135,712 | $573,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 72,555 | $570,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 28,222 | $570,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 19,104 | $569,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 55,346 | $569,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 36,538 | $566,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 20,973 | $566,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 49,434 | $566,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 9,800 | $565,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 34,727 | $565,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 767,361 | $565,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 12,078 | $564,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 23,759 | $563,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 14,851 | $562,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 11,905 | $559,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 118,862 | $559,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 8,806 | $558,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 29,100 | $557,000 | thousands by filing date | put |
| SIMULATIONS PLUS INC | 829214105 | COM | 19,190 | $557,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 69,229 | $557,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 15,000 | $557,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 28,835 | $556,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 11,411 | $556,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,400 | $555,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 54,182 | $555,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 21,133 | $555,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 17,938 | $554,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 11,013 | $554,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 37,425 | $553,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 22,959 | $553,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 16,017 | $553,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 21,576 | $552,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 203,175 | $551,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 98,888 | $550,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 9,955 | $548,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 155,812 | $548,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 16,545 | $547,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 21,277 | $546,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 17,432 | $546,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 74,874 | $546,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 43,241 | $545,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 61,393 | $545,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 128 | $544,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 25,121 | $544,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 5,489 | $543,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 43,471 | $540,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 143,969 | $540,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 16,206 | $539,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 84,312 | $539,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 10,508 | $538,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 28,292 | $538,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,000 | $536,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 48,231 | $535,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 34,384 | $534,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 50,704 | $532,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 22,946 | $531,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 7,179 | $530,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 30,000 | $529,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 113,128 | $528,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 8,278 | $527,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 39,804 | $526,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 36,220 | $525,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 10,265 | $524,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 16,311 | $521,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 31,870 | $520,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 33,473 | $519,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,900 | $517,000 | thousands by filing date | put |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 11,801 | $517,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 9,986 | $516,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 20,084 | $516,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 42,101 | $516,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 134,649 | $516,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 497,000 | $516,000 | thousands by filing date | principal |
| ONEOK INC NEW | 682680103 | COM | 6,800 | $515,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 8,900 | $514,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 31,671 | $514,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,200 | $513,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 99,850 | $513,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 13,006 | $512,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 19,976 | $511,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 17,607 | $510,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003877 | this filing | 2020-02-14 | acceptance time not in the bulk data set |