13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 7,231 holding rows worth $697,724,888,000.
- Accession
- 0001567619-20-003877
- Filer
- CIK 70858
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 24,173 entries on the cover page, a total value of $697,724,888,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $697,724,888,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.
- included managerBofA Securities Europe SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 179,347 | $3,764,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 512,239 | $3,755,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 98,228 | $3,749,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 66,545 | $3,748,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 4,256,569 | $3,745,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 53,526 | $3,745,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 173,167 | $3,742,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 140,273 | $3,737,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 250,144 | $3,725,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 338,837 | $3,724,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 316,504 | $3,718,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 200,000 | $3,718,000 | thousands by filing date | put |
| BlackRock Muniy Michigan | 09254V105 | Fund | 261,549 | $3,713,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 607,722 | $3,707,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 649,733 | $3,704,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 126,560 | $3,687,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 455,859 | $3,687,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 82,798 | $3,686,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 250,253 | $3,669,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 2,772,000 | $3,668,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 158,136 | $3,664,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 141,394 | $3,664,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 29,900 | $3,661,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 95,518 | $3,661,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 99,000 | $3,658,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 169,367 | $3,656,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 360,000 | $3,650,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 70,718 | $3,647,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 396,867 | $3,647,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 135,300 | $3,646,000 | thousands by filing date | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 229,930 | $3,621,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 50,000 | $3,620,000 | thousands by filing date | call |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 176,816 | $3,614,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 131,381 | $3,604,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 179,534 | $3,603,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 83,767 | $3,592,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 495,781 | $3,589,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 110,469 | $3,587,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 252,073 | $3,577,000 | thousands by filing date | |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 5,425,000 | $3,572,000 | thousands by filing date | principal |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 98,409 | $3,571,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 349,000 | $3,567,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 180,537 | $3,564,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 42,900 | $3,553,000 | thousands by filing date | put |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 298,190 | $3,531,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 169,658 | $3,529,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 52,183 | $3,524,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 3,190,000 | $3,524,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 62,282 | $3,522,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 178,468 | $3,521,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 30,290 | $3,513,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 211,932 | $3,509,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 146,420 | $3,507,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 59,450 | $3,505,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 58,418 | $3,502,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 147,772 | $3,501,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 3,627,000 | $3,501,000 | thousands by filing date | principal |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 261,620 | $3,500,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 269,412 | $3,494,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 38,407 | $3,493,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 350,000 | $3,493,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 173,400 | $3,485,000 | thousands by filing date | put |
| ADIENT PLC | G0084W101 | ORD SHS | 163,922 | $3,482,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 65,676 | $3,479,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 721,720 | $3,478,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 162,186 | $3,477,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 1,375,000 | $3,476,000 | thousands by filing date | principal |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 81,337 | $3,474,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 331,000 | $3,466,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 455,906 | $3,460,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 79,043 | $3,460,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 136,012 | $3,456,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 51,187 | $3,455,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 27,500 | $3,449,000 | thousands by filing date | call |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 95,133 | $3,448,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 150,553 | $3,448,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 160,706 | $3,440,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 16,197 | $3,433,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 37,000 | $3,425,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 222,046 | $3,423,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 116,812 | $3,421,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 129,543 | $3,420,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 346,527 | $3,417,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 121,348 | $3,415,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 136,798 | $3,415,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 264,397 | $3,403,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 2,240,000 | $3,401,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E127 | REIT ETF | 221,229 | $3,400,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 201,327 | $3,383,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 23,003 | $3,380,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 19,500 | $3,379,000 | thousands by filing date | call |
| LAKELAND FINL CORP | 511656100 | COM | 69,023 | $3,377,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,019,373 | $3,374,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 194,717 | $3,372,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 167,424 | $3,371,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 73,628 | $3,367,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 20,200 | $3,365,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 539,122 | $3,358,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 161,075 | $3,344,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E414 | MSCI CYCLI | 50,000 | $3,340,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 9,100 | $3,335,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 24,100 | $3,334,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 171,141 | $3,331,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 31,264 | $3,323,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 50,000 | $3,321,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 39,637 | $3,310,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 17,000 | $3,300,000 | thousands by filing date | call |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 98,828 | $3,294,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 226,744 | $3,290,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 213,293 | $3,272,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 193,550 | $3,259,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 18,200 | $3,257,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 778,044 | $3,252,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 128,260 | $3,251,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 119,912 | $3,248,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 178,193 | $3,232,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 150,549 | $3,228,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 162,742 | $3,227,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 25,000 | $3,226,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 38,500 | $3,225,000 | thousands by filing date | put |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 200,803 | $3,223,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 3,248,000 | $3,222,000 | thousands by filing date | principal |
| CIRCOR INTL INC | 17273K109 | COM | 69,534 | $3,215,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 85,118 | $3,212,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,272,999 | $3,206,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 43,626 | $3,205,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 76,436 | $3,204,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 19,301 | $3,198,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 140,652 | $3,194,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E430 | RUSLL LRG OVER | 50,000 | $3,190,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 289,000 | $3,188,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 109,900 | $3,186,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 128,002 | $3,186,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 722,938 | $3,181,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 51,565 | $3,180,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 210,221 | $3,179,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 107,452 | $3,178,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 75,552 | $3,172,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E471 | FTSE US OVER | 50,000 | $3,172,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 146,500 | $3,170,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 269,943 | $3,169,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 55,240 | $3,168,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 21,200 | $3,165,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 12,011 | $3,158,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 384,394 | $3,156,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 192,180 | $3,154,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 255,016 | $3,152,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 107,842 | $3,141,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 56,188 | $3,138,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 69,952 | $3,131,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 391,836 | $3,131,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 142,246 | $3,131,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 50,000 | $3,128,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 50,000 | $3,128,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 148,000 | $3,122,000 | thousands by filing date | call |
| FERRO CORP | 315405100 | COM | 210,408 | $3,121,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 47,296 | $3,109,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 14,800 | $3,108,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 73,792 | $3,103,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 211,031 | $3,100,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 91,981 | $3,099,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 296,132 | $3,098,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 75,117 | $3,095,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 45,243 | $3,088,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 147,337 | $3,087,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 51,531 | $3,085,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 41,759 | $3,079,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 254,830 | $3,078,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 81,557 | $3,074,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 19,700 | $3,073,000 | thousands by filing date | call |
| Fidelity High Dividend ETF | 316092840 | SHS | 94,597 | $3,071,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 182,069 | $3,071,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 49,660 | $3,070,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 39,200 | $3,063,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 235,604 | $3,063,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 20,200 | $3,060,000 | thousands by filing date | call |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 156,739 | $3,058,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 222,220 | $3,052,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 48,800 | $3,051,000 | thousands by filing date | put |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 168,757 | $3,045,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 88,749 | $3,045,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 411,593 | $3,033,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 88,217 | $3,033,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 56,038 | $3,024,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 19,432 | $3,013,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 511,379 | $3,012,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 58,600 | $3,011,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 191,524 | $2,998,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 130,797 | $2,995,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 299,618 | $2,994,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 120,537 | $2,993,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 90,988 | $2,985,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 272,062 | $2,981,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 100,200 | $2,980,000 | thousands by filing date | call |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 297,749 | $2,980,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 362,541 | $2,977,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 75,435 | $2,975,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 252,910 | $2,970,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 34,800 | $2,969,000 | thousands by filing date | call |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 54,785 | $2,969,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 157,781 | $2,968,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 3,059,000 | $2,965,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 24,326 | $2,961,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 52,600 | $2,960,000 | thousands by filing date | call |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 181,424 | $2,960,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 68,970 | $2,956,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 150,920 | $2,948,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 61,122 | $2,938,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 14,978 | $2,927,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 218,506 | $2,926,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W205 | EMR MKT DB VLU | 110,000 | $2,923,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 71,579 | $2,921,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 47,285 | $2,919,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 275,865 | $2,916,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 152,843 | $2,915,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 109,742 | $2,914,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 57,370 | $2,910,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 70,000 | $2,906,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 109,227 | $2,902,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 97,500 | $2,901,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 87,610 | $2,898,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 39,766 | $2,898,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 31,741 | $2,897,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E372 | MSCI DEV OVER | 50,000 | $2,895,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 84,997 | $2,891,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 70,000 | $2,885,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 249,270 | $2,884,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 47,292 | $2,880,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 61,270 | $2,877,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 32,800 | $2,876,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 548,572 | $2,874,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 42,315 | $2,872,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E455 | CMN | 50,279 | $2,871,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 211,187 | $2,866,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 122,988 | $2,865,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 29,785 | $2,865,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 73,954 | $2,860,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 109,796 | $2,860,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 101,461 | $2,859,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 74,689 | $2,854,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 367,171 | $2,850,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 2,800,000 | $2,848,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 98,151 | $2,846,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 30,700 | $2,841,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 78,696 | $2,834,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 49,655 | $2,830,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 235,810 | $2,826,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 2,752,806 | $2,823,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 186,935 | $2,821,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 75,800 | $2,819,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 113,804 | $2,804,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 164,700 | $2,800,000 | thousands by filing date | call |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 174,069 | $2,800,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 275,714 | $2,797,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 159,504 | $2,796,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 44,716 | $2,795,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 2,203,000 | $2,795,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 25,900 | $2,784,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 44,590 | $2,784,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 101,722 | $2,781,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 213,435 | $2,775,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E422 | RUSLL SML OVER | 50,000 | $2,775,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 254,000 | $2,769,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 126,218 | $2,769,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 67,000 | $2,761,000 | thousands by filing date | put |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 152,500 | $2,759,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 648,567 | $2,757,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 22,600 | $2,754,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E463 | FTSE INTL OVER | 50,284 | $2,754,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 597,875 | $2,750,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 242,142 | $2,748,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 132,436 | $2,742,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 154,200 | $2,726,000 | thousands by filing date | call |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 201,727 | $2,723,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 22,876 | $2,723,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E398 | MSCI DEF OVER | 50,000 | $2,720,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 106,885 | $2,718,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 122,892 | $2,716,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 104,919 | $2,713,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 42,166 | $2,707,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 5,205,000 | $2,707,000 | thousands by filing date | principal |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 48,864 | $2,706,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 318,913 | $2,704,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 86,382 | $2,699,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 52,987 | $2,697,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 255,492 | $2,695,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 49,056 | $2,693,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 105,308 | $2,690,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 104,357 | $2,683,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 29,000 | $2,682,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E380 | MSCI EMRG OVER | 50,000 | $2,680,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 608,998 | $2,679,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 50,867 | $2,676,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 394,439 | $2,674,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 524,670 | $2,670,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 258,000 | $2,668,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 202,794 | $2,667,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 37,284 | $2,664,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 33,762 | $2,663,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 1,786,000 | $2,662,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311206 | CL C | 138,648 | $2,660,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 74,642 | $2,650,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 116,304 | $2,650,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,252,000 | $2,647,000 | thousands by filing date | principal |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 136,536 | $2,642,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 25,181 | $2,633,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 45,910 | $2,619,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 440,856 | $2,619,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 230,976 | $2,617,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 44,382 | $2,614,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 421,019 | $2,609,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 500,000 | $2,605,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 158,238 | $2,597,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 62,080 | $2,592,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 53,024 | $2,591,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 141,647 | $2,590,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 246,070 | $2,588,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 117,459 | $2,588,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 61,574 | $2,579,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 189,628 | $2,579,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 191,548 | $2,577,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 52,934 | $2,574,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 146,960 | $2,572,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 99,074 | $2,571,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 26,797 | $2,570,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 59,663 | $2,569,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 50,000 | $2,567,000 | thousands by filing date | put |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 169,518 | $2,567,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 318,489 | $2,567,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 78,919 | $2,561,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 63,508 | $2,560,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 249,000 | $2,560,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 261,338 | $2,556,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 244,368 | $2,547,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 70,227 | $2,545,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 80,605 | $2,541,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 35,739 | $2,540,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 106,073 | $2,533,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 174,960 | $2,533,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 68,817 | $2,515,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 249,262 | $2,510,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 63,205 | $2,509,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 269,126 | $2,503,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 73,000 | $2,502,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 38,674 | $2,501,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 81,728 | $2,501,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 27,781 | $2,499,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 31,367 | $2,486,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 54,600 | $2,482,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 277,408 | $2,481,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 36,270 | $2,479,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 168,789 | $2,478,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 81,111 | $2,474,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 12,000 | $2,473,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 12,000 | $2,473,000 | thousands by filing date | call |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 179,268 | $2,470,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 54,996 | $2,469,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 163,166 | $2,464,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 219,891 | $2,463,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 150,000 | $2,459,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 393,359 | $2,459,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 231,871 | $2,456,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 320,442 | $2,450,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 194,607 | $2,448,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 69,387 | $2,444,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 74,604 | $2,440,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 27,800 | $2,437,000 | thousands by filing date | call |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 167,925 | $2,437,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 65,454 | $2,434,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 129,013 | $2,431,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 208,771 | $2,428,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 23,447 | $2,423,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 93,291 | $2,417,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 94,264 | $2,417,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 37,206 | $2,416,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 158,262 | $2,414,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 81,355 | $2,410,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 33,300 | $2,409,000 | thousands by filing date | call |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 285,224 | $2,408,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 354,987 | $2,404,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 55,995 | $2,402,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 163,442 | $2,393,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 48,017 | $2,385,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 94,130 | $2,383,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 565,602 | $2,381,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 2,550,000 | $2,376,000 | thousands by filing date | principal |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 31,967 | $2,375,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 112,406 | $2,375,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 56,526 | $2,374,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 57,490 | $2,368,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 21,100 | $2,367,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P706 | CMN | 78,147 | $2,362,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 63,397 | $2,356,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 8,000 | $2,354,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 48,508 | $2,347,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 55,862 | $2,346,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 267,260 | $2,339,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 126,276 | $2,336,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 119,285 | $2,335,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 90,768 | $2,333,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 133,253 | $2,327,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 30,085 | $2,324,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 108,727 | $2,313,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 153,784 | $2,310,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 140,473 | $2,308,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 125,640 | $2,307,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 180,688 | $2,304,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 92,932 | $2,304,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 90,413 | $2,304,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 101,871 | $2,303,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 25,000 | $2,292,000 | thousands by filing date | put |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 265,526 | $2,292,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,880,000 | $2,292,000 | thousands by filing date | principal |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 11,800 | $2,291,000 | thousands by filing date | put |
| EVERQUOTE INC | 30041R108 | COM CL A | 66,709 | $2,291,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 153,523 | $2,288,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 87,372 | $2,285,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 188,039 | $2,280,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 82,644 | $2,278,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 156,514 | $2,277,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 25,000 | $2,276,000 | thousands by filing date | put |
| YEXT INC | 98585N106 | COM | 157,793 | $2,275,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 100,000 | $2,274,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 100,000 | $2,274,000 | thousands by filing date | call |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 37,847 | $2,273,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 44,792 | $2,270,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 203,300 | $2,269,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 407,765 | $2,267,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 151,730 | $2,267,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 180,648 | $2,260,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 105,000 | $2,259,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 211,646 | $2,256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 46,896 | $2,254,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 22,485 | $2,251,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 110,833 | $2,248,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 59,518 | $2,245,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 123,365 | $2,236,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 41,798 | $2,235,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 155,878 | $2,234,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 23,260 | $2,232,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 55,300 | $2,223,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 69,500 | $2,215,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 14,800 | $2,215,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 223,615 | $2,212,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 131,879 | $2,209,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 237,395 | $2,208,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 32,015 | $2,205,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 162,728 | $2,205,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 133,908 | $2,204,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 16,500 | $2,203,000 | thousands by filing date | put |
| MARINEMAX INC | 567908108 | COM | 132,022 | $2,203,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 150,284 | $2,193,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,000,000 | $2,193,000 | thousands by filing date | principal |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 90,930 | $2,188,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 79,967 | $2,187,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 21,200 | $2,182,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 42,452 | $2,177,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 149,984 | $2,177,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 188,369 | $2,177,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 104,445 | $2,172,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 87,863 | $2,165,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 42,500 | $2,165,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 99,965 | $2,165,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 20,000 | $2,163,000 | thousands by filing date | call |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 138,141 | $2,161,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 83,519 | $2,160,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 100,000 | $2,151,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 86,924 | $2,150,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 267,879 | $2,148,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 140,139 | $2,147,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 320,216 | $2,145,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 45,580 | $2,143,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 45,000 | $2,140,000 | thousands by filing date | call |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 97,449 | $2,140,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 61,712 | $2,139,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 40,300 | $2,137,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 18,700 | $2,137,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 111,638 | $2,135,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 56,087 | $2,133,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,000,000 | $2,129,000 | thousands by filing date | principal |
| BROWN FORMAN CORP | 115637100 | CL A | 33,840 | $2,124,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 28,599 | $2,122,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 37,398 | $2,118,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 24,692 | $2,117,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 59,764 | $2,114,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 66,300 | $2,113,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 163,195 | $2,110,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 17,000 | $2,107,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 163,769 | $2,105,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 497,658 | $2,100,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 41,526 | $2,097,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 38,399 | $2,092,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 64,999 | $2,090,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 222,868 | $2,086,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 73,798 | $2,081,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 2,001,000 | $2,080,000 | thousands by filing date | principal |
| LAKELAND BANCORP INC | 511637100 | COM | 119,538 | $2,077,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 7,145 | $2,075,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 120,760 | $2,075,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 53,498 | $2,070,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003877 | this filing | 2020-02-14 | acceptance time not in the bulk data set |