13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 7,231 holding rows worth $697,724,888,000.
- Accession
- 0001567619-20-003877
- Filer
- CIK 70858
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 24,173 entries on the cover page, a total value of $697,724,888,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $697,724,888,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.
- included managerBofA Securities Europe SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 162,985 | $10,582,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 407,753 | $10,573,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 997,600 | $10,564,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 243,220 | $10,524,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 493,377 | $10,524,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 485,059 | $10,521,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 136,716 | $10,520,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 274,960 | $10,514,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 386,002 | $10,500,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 351,717 | $10,495,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 356,550 | $10,476,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 361,755 | $10,456,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 282,375 | $10,453,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 51,500 | $10,437,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,062,017 | $10,424,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,338,000 | $10,410,000 | thousands by filing date | call |
| ALLETE INC | 018522300 | COM NEW | 128,203 | $10,406,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 551,988 | $10,372,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 317,862 | $10,371,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 261,954 | $10,371,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 595,040 | $10,371,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 778,452 | $10,345,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 260,000 | $10,335,000 | thousands by filing date | put |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 848,370 | $10,307,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 274,150 | $10,295,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 935,652 | $10,292,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 480,000 | $10,291,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 117,500 | $10,260,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 331,160 | $10,253,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 4,610,000 | $10,251,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 10,215,000 | $10,237,000 | thousands by filing date | principal |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 67,600 | $10,233,000 | thousands by filing date | call |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 232,490 | $10,232,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 199,598 | $10,231,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 50,400 | $10,215,000 | thousands by filing date | put |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 471,095 | $10,195,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 173,499 | $10,193,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 892,500 | $10,184,000 | thousands by filing date | call |
| FIBROGEN INC | 31572Q808 | COM | 237,310 | $10,179,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 244,510 | $10,169,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 9,608,000 | $10,150,000 | thousands by filing date | principal |
| OXFORD INDS INC | 691497309 | COM | 134,499 | $10,144,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 45,780 | $10,138,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 80,651 | $10,125,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 230,079 | $10,121,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 189,568 | $10,106,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,096,219 | $10,082,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 550,832 | $10,081,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 380,754 | $10,066,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 116,473 | $10,043,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 90,541 | $10,041,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,335,501 | $10,036,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 432,745 | $10,023,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 118,862 | $10,017,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,545,502 | $10,015,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 559,100 | $10,013,000 | thousands by filing date | put |
| BANNER CORP | 06652V208 | COM NEW | 176,951 | $10,013,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 122,900 | $10,012,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,191,772 | $10,010,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 237,800 | $9,980,000 | thousands by filing date | call |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 317,198 | $9,963,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 88,401 | $9,960,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 80,600 | $9,923,000 | thousands by filing date | put |
| DRIL-QUIP INC | 262037104 | COM | 211,433 | $9,919,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 222,933 | $9,903,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 205,087 | $9,887,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 261,745 | $9,865,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 242,982 | $9,861,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 109,100 | $9,859,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 149,821 | $9,857,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 135,486 | $9,851,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 302,290 | $9,804,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 148,684 | $9,786,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 215,600 | $9,782,000 | thousands by filing date | call |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 215,000 | $9,765,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 215,800 | $9,759,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 663,597 | $9,754,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 94,274 | $9,752,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 403,388 | $9,737,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 121,388 | $9,713,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 153,750 | $9,687,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 149,373 | $9,684,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 250,000 | $9,683,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 88,100 | $9,671,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 3,210,919 | $9,665,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 453,637 | $9,656,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 236,862 | $9,583,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 110,647 | $9,581,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 8,731,000 | $9,578,000 | thousands by filing date | principal |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 37,800 | $9,569,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 303,761 | $9,562,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 135,528 | $9,546,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 250,000 | $9,545,000 | thousands by filing date | call |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 210,011 | $9,539,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 400,199 | $9,521,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 537,600 | $9,505,000 | thousands by filing date | put |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 104,831 | $9,503,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 95,242 | $9,501,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 354,431 | $9,488,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 495,166 | $9,477,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 9,717,000 | $9,450,000 | thousands by filing date | principal |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 105,100 | $9,441,000 | thousands by filing date | put |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 580,294 | $9,432,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 871,703 | $9,432,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 479,623 | $9,429,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,309,700 | $9,417,000 | thousands by filing date | put |
| KINSALECAPGROUPINC | 49714P108 | STOK | 92,308 | $9,384,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 274,153 | $9,384,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 144,965 | $9,382,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 292,249 | $9,381,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 209,900 | $9,362,000 | thousands by filing date | put |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 9,187,000 | $9,359,000 | thousands by filing date | principal |
| K12 INC | 48273U102 | COM | 459,526 | $9,352,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 860,000 | $9,348,000 | thousands by filing date | put |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 316,336 | $9,339,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 505,134 | $9,339,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 8,160,000 | $9,336,000 | thousands by filing date | principal |
| MCGRATH RENTCORP | 580589109 | COM | 121,832 | $9,325,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 255,073 | $9,297,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 103,666 | $9,281,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 235,710 | $9,273,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 18,400 | $9,250,000 | thousands by filing date | put |
| LINDE PLC | G5494J103 | SHS | 43,400 | $9,240,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 260,500 | $9,240,000 | thousands by filing date | call |
| AVANGRID INC | 05351W103 | COM | 180,510 | $9,234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 192,889 | $9,234,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 250,198 | $9,204,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,600,470 | $9,203,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 420,269 | $9,187,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 192,400 | $9,186,000 | thousands by filing date | put |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 768,605 | $9,170,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 197,772 | $9,166,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 605,205 | $9,163,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,929,328 | $9,145,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 156,100 | $9,128,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 90,600 | $9,127,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 562,623 | $9,121,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 333,205 | $9,110,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 2,207,676 | $9,096,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 494,090 | $9,066,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 27,900 | $9,064,000 | thousands by filing date | call |
| AVANTOR INC COM | 05352A100 | Stock | 499,344 | $9,063,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 27,300 | $9,057,000 | thousands by filing date | put |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 145,476 | $9,055,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 253,250 | $9,051,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 252,974 | $9,049,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 78,817 | $9,013,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 270,570 | $9,013,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 510,005 | $9,007,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 517,300 | $9,006,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 97,317 | $9,002,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,477,213 | $8,996,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 6,172,000 | $8,995,000 | thousands by filing date | principal |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 109,857 | $8,970,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 322,274 | $8,949,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 359,738 | $8,943,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 245,123 | $8,939,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 175,000 | $8,920,000 | thousands by filing date | put |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 428,505 | $8,917,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 68,373 | $8,895,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 307,060 | $8,894,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 588,586 | $8,889,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 418,815 | $8,888,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 400,115 | $8,887,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 184,518 | $8,887,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,106,235 | $8,883,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 356,869 | $8,882,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 767,735 | $8,860,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 787,464 | $8,858,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 5,941,000 | $8,852,000 | thousands by filing date | principal |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 182,396 | $8,847,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 238,839 | $8,837,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 377,415 | $8,836,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 242,269 | $8,816,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 70,700 | $8,801,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 129,695 | $8,794,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 351,967 | $8,792,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 490,061 | $8,787,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 135,758 | $8,774,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 331,786 | $8,762,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 91,174 | $8,760,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 322,104 | $8,757,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 119,218 | $8,755,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 497,082 | $8,754,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 6,126,000 | $8,730,000 | thousands by filing date | principal |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 23,200 | $8,711,000 | thousands by filing date | put |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 111,281 | $8,707,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 664,184 | $8,701,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 278,659 | $8,680,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 173,358 | $8,676,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 180,810 | $8,665,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 268,759 | $8,662,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 170,905 | $8,651,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 5,001,000 | $8,647,000 | thousands by filing date | principal |
| WILEY JOHN & SONS INC | 968223206 | CL A | 177,978 | $8,635,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 48,200 | $8,626,000 | thousands by filing date | put |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 73,456 | $8,608,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 589,542 | $8,608,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 140,967 | $8,593,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 468,970 | $8,577,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 353,820 | $8,577,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 200,853 | $8,572,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,641,000 | $8,550,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 327,011 | $8,548,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 323,010 | $8,540,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 1,005,757 | $8,540,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 510,926 | $8,527,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 406,884 | $8,508,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 290,267 | $8,504,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 360,285 | $8,499,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 496,061 | $8,488,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 108,100 | $8,477,000 | thousands by filing date | call |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 232,727 | $8,477,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 50,236 | $8,475,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P751 | FTSE ITALY ETF | 340,979 | $8,473,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 186,671 | $8,469,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 322,771 | $8,469,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 146,959 | $8,459,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 82,967 | $8,457,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 100,000 | $8,455,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 309,177 | $8,453,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 88,150 | $8,447,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 87,272 | $8,442,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 617,058 | $8,441,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 563,576 | $8,438,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 9,500,000 | $8,432,000 | thousands by filing date | principal |
| WESTLAKE CORPORATION | 960413102 | COM | 120,126 | $8,428,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 64,000 | $8,412,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 199,000 | $8,410,000 | thousands by filing date | call |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 152,079 | $8,399,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 30,000 | $8,371,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 344,024 | $8,371,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 408,273 | $8,370,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 160,130 | $8,367,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 644,179 | $8,361,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 140,198 | $8,355,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 748,540 | $8,354,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 60,000 | $8,352,000 | thousands by filing date | put |
| URBAN EDGE PPTYS | 91704F104 | COM | 434,394 | $8,332,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 132,704 | $8,328,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 318,813 | $8,327,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 303,144 | $8,320,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 584,798 | $8,315,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 385,197 | $8,313,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 165,820 | $8,298,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 737,534 | $8,297,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 110,524 | $8,292,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 229,263 | $8,286,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 499,396 | $8,285,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 582,592 | $8,278,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 14,000 | $8,276,000 | thousands by filing date | call |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 209,344 | $8,273,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 300,840 | $8,264,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 443,562 | $8,259,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 200,901 | $8,255,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 5,710,000 | $8,252,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 330,983 | $8,250,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 5,456,000 | $8,248,000 | thousands by filing date | principal |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 201,204 | $8,245,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 242,928 | $8,226,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 443,331 | $8,224,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 254,338 | $8,219,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 212,496 | $8,219,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 6,567,000 | $8,216,000 | thousands by filing date | principal |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 290,855 | $8,199,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 61,300 | $8,184,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 126,600 | $8,181,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 653,356 | $8,180,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 326,029 | $8,180,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 2,070,021 | $8,178,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 62,500 | $8,176,000 | thousands by filing date | put |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 8,000,000 | $8,107,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 310,061 | $8,098,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 610,729 | $8,092,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 446,200 | $8,085,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 299,866 | $8,082,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 96,680 | $8,048,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 341,646 | $8,028,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 120,000 | $8,017,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 8,178,000 | $8,010,000 | thousands by filing date | principal |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 480,340 | $8,007,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 237,423 | $7,999,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 531,571 | $7,995,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,145,500 | $7,984,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 108,932 | $7,982,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 367,130 | $7,981,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 665,923 | $7,978,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 484,721 | $7,977,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 323,919 | $7,939,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 98,660 | $7,935,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 209,714 | $7,923,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 69,800 | $7,919,000 | thousands by filing date | call |
| SITE CENTERS CORP | 82981J109 | COM | 564,439 | $7,914,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 387,716 | $7,910,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 162,258 | $7,891,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 553,771 | $7,886,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 184,536 | $7,871,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 269,468 | $7,863,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 637,071 | $7,861,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 251,565 | $7,854,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 313,072 | $7,850,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 310,496 | $7,846,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 255,456 | $7,845,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 648,849 | $7,832,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 185,132 | $7,828,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 5,730,000 | $7,815,000 | thousands by filing date | principal |
| MSG NETWORK INC | 553573106 | CL A | 449,103 | $7,814,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 1,058,313 | $7,768,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 429,994 | $7,757,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 102,570 | $7,755,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 37,481 | $7,754,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 113,011 | $7,741,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 780,335 | $7,733,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 49,552 | $7,721,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 284,780 | $7,712,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 266,169 | $7,709,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 253,932 | $7,694,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 206,231 | $7,674,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 207,818 | $7,669,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 296,119 | $7,666,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 102,985 | $7,651,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 515,350 | $7,648,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 126,225 | $7,643,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 229,254 | $7,643,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,625,100 | $7,622,000 | thousands by filing date | call |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 342,529 | $7,617,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 106,108 | $7,612,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 402,063 | $7,607,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 941,909 | $7,601,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 241,375 | $7,601,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 140,330 | $7,598,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 178,576 | $7,577,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 50,000 | $7,574,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,511,098 | $7,571,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 633,974 | $7,563,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 332,507 | $7,561,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 619,505 | $7,539,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 6,789,000 | $7,528,000 | thousands by filing date | principal |
| WD 40 CO COM | 929236107 | Stock | 38,738 | $7,520,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 469,662 | $7,519,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 187,175 | $7,498,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 926,491 | $7,485,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 176,598 | $7,449,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 301,903 | $7,436,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 392,204 | $7,431,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 275,285 | $7,421,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 138,971 | $7,421,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 86,635 | $7,416,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 232,286 | $7,415,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 35,980 | $7,414,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 341,196 | $7,411,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 30,600 | $7,410,000 | thousands by filing date | put |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 143,088 | $7,404,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 518,479 | $7,398,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 224,614 | $7,379,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 314,091 | $7,372,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 210,937 | $7,347,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 282,923 | $7,344,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 48,993 | $7,339,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 100,072 | $7,325,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 237,453 | $7,313,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 169,167 | $7,313,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 155,819 | $7,313,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 60,844 | $7,308,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 150,000 | $7,302,000 | thousands by filing date | put |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 251,735 | $7,300,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 197,834 | $7,300,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 66,601 | $7,298,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 80,856 | $7,279,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 6,521,000 | $7,279,000 | thousands by filing date | principal |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 423,344 | $7,265,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 225,000 | $7,254,000 | thousands by filing date | call |
| STEPAN CO | 858586100 | COM | 70,612 | $7,233,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 181,117 | $7,232,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 539,486 | $7,229,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 269,305 | $7,212,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 300,297 | $7,202,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 99,346 | $7,201,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 238,685 | $7,185,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 271,796 | $7,183,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,200,532 | $7,174,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 5,771,000 | $7,166,000 | thousands by filing date | principal |
| CERENCE INC COM | 156727109 | Stock | 316,482 | $7,162,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 67,986 | $7,161,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 523,344 | $7,160,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 256,350 | $7,158,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 330,319 | $7,152,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 119,217 | $7,152,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 76,900 | $7,112,000 | thousands by filing date | put |
| HNI CORP COM | 404251100 | Stock | 189,789 | $7,109,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 686,574 | $7,106,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 246,236 | $7,102,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 456,439 | $7,098,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 784,226 | $7,097,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 46,083 | $7,085,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 167,600 | $7,083,000 | thousands by filing date | put |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 432,036 | $7,081,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 481,300 | $7,070,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 483,481 | $7,069,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,570,918 | $7,069,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 371,091 | $7,051,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 3,264,279 | $7,051,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 68,126 | $7,043,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 352,700 | $7,040,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 315,714 | $7,037,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 340,806 | $7,034,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 149,705 | $7,030,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 90,882 | $7,020,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 165,133 | $7,019,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,453,000 | $7,018,000 | thousands by filing date | call |
| CMB.TECH NV SHS | B38564108 | Stock | 559,558 | $7,017,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 142,805 | $7,004,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 129,700 | $7,001,000 | thousands by filing date | call |
| TRITON INTL LTD | G9078F107 | CL A | 174,179 | $7,001,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 151,900 | $6,995,000 | thousands by filing date | put |
| Apollo Global Management Inc | 03768E105 | COM CL A | 146,600 | $6,994,000 | thousands by filing date | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 385,456 | $6,992,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 135,600 | $6,968,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 250,176 | $6,959,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 39,300 | $6,956,000 | thousands by filing date | call |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 121,805 | $6,954,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 551,375 | $6,936,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 594,525 | $6,932,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 126,406 | $6,924,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 384,206 | $6,919,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 171,047 | $6,915,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 353,484 | $6,914,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 143,702 | $6,902,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 680,000 | $6,902,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 326,437 | $6,898,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 177,315 | $6,892,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 242,673 | $6,892,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 870,365 | $6,876,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 272,986 | $6,868,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 149,817 | $6,850,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 6,216,000 | $6,850,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 55,000 | $6,847,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,313,747 | $6,845,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,770,000 | $6,845,000 | thousands by filing date | principal |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 272,495 | $6,842,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 680,935 | $6,830,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 6,791,000 | $6,829,000 | thousands by filing date | principal |
| ISHARES TR | 46434V886 | CMN | 207,072 | $6,827,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 63,721 | $6,826,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 145,855 | $6,826,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 62,220 | $6,823,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 5,771 | $6,798,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 421,581 | $6,792,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,338,663 | $6,786,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 268,440 | $6,781,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 482,604 | $6,774,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,613,000 | $6,774,000 | thousands by filing date | principal |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 836,307 | $6,766,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 109,958 | $6,752,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 146,600 | $6,751,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 191,811 | $6,746,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 168,495 | $6,733,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 334,635 | $6,723,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,447,896 | $6,689,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 119,374 | $6,687,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 841,446 | $6,672,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 47,962 | $6,667,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 56,900 | $6,661,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 51,532 | $6,659,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 26,000 | $6,641,000 | thousands by filing date | call |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 496,460 | $6,633,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 244,860 | $6,623,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 275,952 | $6,612,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 51,366 | $6,607,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 419,307 | $6,600,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 45,226 | $6,600,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 718,065 | $6,599,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 78,000 | $6,595,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 154,381 | $6,594,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 8,432 | $6,587,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 60,200 | $6,582,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 251,333 | $6,582,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 5,150,000 | $6,579,000 | thousands by filing date | principal |
| iShares MSCI Frontier 100 | 464286145 | cs | 216,530 | $6,572,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 5,700,000 | $6,568,000 | thousands by filing date | principal |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 511,279 | $6,555,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 107,300 | $6,549,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 197,366 | $6,545,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 279,722 | $6,543,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 308,900 | $6,539,000 | thousands by filing date | call |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 996,500 | $6,537,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 128,485 | $6,537,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 90,937 | $6,527,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 605,470 | $6,515,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 200,111 | $6,489,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 322,600 | $6,484,000 | thousands by filing date | call |
| ATHENE HOLDING LTD | G0684D107 | CL A | 137,700 | $6,476,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 396,887 | $6,472,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 319,791 | $6,466,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 299,372 | $6,466,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 67,815 | $6,452,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 192,273 | $6,447,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 76,900 | $6,441,000 | thousands by filing date | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 483,316 | $6,438,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 59,527 | $6,433,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003877 | this filing | 2020-02-14 | acceptance time not in the bulk data set |