13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 7,231 holding rows worth $697,724,888,000.
- Accession
- 0001567619-20-003877
- Filer
- CIK 70858
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 24,173 entries on the cover page, a total value of $697,724,888,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $697,724,888,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.
- included managerBofA Securities Europe SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IMMUNOMEDICS INC | 452907108 | COM | 836,445 | $17,699,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 50,630 | $17,698,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 298,907 | $17,662,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,556,085 | $17,662,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 694,375 | $17,644,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 609,541 | $17,628,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,018,575 | $17,621,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 388,100 | $17,608,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 260,550 | $17,585,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 440,290 | $17,563,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 535,772 | $17,550,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 432,700 | $17,525,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 234,348 | $17,520,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 159,248 | $17,510,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 125,500 | $17,428,000 | thousands by filing date | put |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 390,348 | $17,382,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 2,713,830 | $17,369,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 473,045 | $17,338,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 862,564 | $17,336,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 898,015 | $17,322,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 516,569 | $17,321,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 138,832 | $17,316,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 275,400 | $17,314,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 530,947 | $17,303,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 419,056 | $17,262,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 174,510 | $17,260,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 780,900 | $17,258,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 1,248,149 | $17,237,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 257,155 | $17,230,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 470,353 | $17,224,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 264,600 | $17,207,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 251,666 | $17,133,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 346,335 | $17,116,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 638,419 | $17,104,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 366,300 | $17,095,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 362,227 | $17,079,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 348,384 | $17,079,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 552,520 | $17,066,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 413,800 | $17,052,000 | thousands by filing date | call |
| CIMPRESS PLC | G2143T103 | SHS EURO | 135,476 | $17,040,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 142,200 | $17,030,000 | thousands by filing date | put |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 643,106 | $17,023,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 193,101 | $17,008,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 186,200 | $16,984,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,234,367 | $16,979,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,167,429 | $16,974,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 957,186 | $16,923,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 244,203 | $16,916,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 4,199,687 | $16,883,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 374,000 | $16,841,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 1,240,000 | $16,840,000 | thousands by filing date | put |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 122,632 | $16,760,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 330,879 | $16,742,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,000,000 | $16,680,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 238,747 | $16,677,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 691,782 | $16,645,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 851,133 | $16,622,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 960,000 | $16,608,000 | thousands by filing date | call |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 506,107 | $16,600,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 456,736 | $16,580,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 174,200 | $16,544,000 | thousands by filing date | put |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 631,866 | $16,532,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 543,819 | $16,531,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,790,166 | $16,514,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 279,700 | $16,491,000 | thousands by filing date | call |
| ISHARES TR | 46434V571 | ISHARES TR | 645,814 | $16,481,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 551,983 | $16,477,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 492,084 | $16,475,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 139,936 | $16,471,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 628,079 | $16,468,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 161,902 | $16,455,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 436,464 | $16,440,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 734,196 | $16,424,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,051,036 | $16,407,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,834,704 | $16,330,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 134,700 | $16,283,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 74,300 | $16,268,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 257,490 | $16,250,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 297,655 | $16,249,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 426,230 | $16,227,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,354,804 | $16,201,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 13,519,000 | $16,168,000 | thousands by filing date | principal |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 602,590 | $16,149,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,080,092 | $16,147,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 670,563 | $16,140,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 935,074 | $16,130,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 158,762 | $16,123,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 241,718 | $16,120,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 323,934 | $16,113,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 543,743 | $16,094,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 786,432 | $16,091,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,122,476 | $16,074,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 244,239 | $16,059,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,699,026 | $16,039,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 479,704 | $16,037,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 663,353 | $16,033,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 471,559 | $16,019,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 495,386 | $15,976,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 57,200 | $15,961,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 124,400 | $15,949,000 | thousands by filing date | call |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 1,125,905 | $15,931,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 797,272 | $15,913,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,369,590 | $15,888,000 | thousands by filing date | |
| MEDICINES CO | 584688AJ4 | NOTE 3.500% 1/1 | 4,641,000 | $15,849,000 | thousands by filing date | principal |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 182,105 | $15,847,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 122,767 | $15,812,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 926,081 | $15,804,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 474,352 | $15,782,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 373,259 | $15,774,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 330,002 | $15,741,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 411,918 | $15,718,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 90,700 | $15,715,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 1,764,700 | $15,706,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 264,300 | $15,705,000 | thousands by filing date | put |
| GREAT WESTN BANCORP INC | 391416104 | COM | 451,988 | $15,702,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 141,400 | $15,681,000 | thousands by filing date | call |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 24,522 | $15,670,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 1,034,100 | $15,636,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 873,582 | $15,628,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 270,652 | $15,598,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 713,796 | $15,590,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 18,600 | $15,571,000 | thousands by filing date | call |
| NEVRO CORP | 64157F103 | COM | 132,468 | $15,569,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 177,340 | $15,561,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,177,600 | $15,556,000 | thousands by filing date | put |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 282,193 | $15,552,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 226,285 | $15,532,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 300,819 | $15,511,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 784,788 | $15,507,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 292,969 | $15,498,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,159,646 | $15,482,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 327,186 | $15,479,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 520,901 | $15,454,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 692,986 | $15,453,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 265,000 | $15,436,000 | thousands by filing date | call |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,939,179 | $15,359,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 160,045 | $15,358,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 306,827 | $15,301,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,114,579 | $15,292,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 269,137 | $15,279,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 109,900 | $15,262,000 | thousands by filing date | call |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,073,492 | $15,212,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 271,508 | $15,193,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 829,783 | $15,184,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 696,424 | $15,141,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 954,048 | $15,141,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,320,133 | $15,141,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 444,758 | $15,140,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 329,400 | $15,119,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 431,395 | $15,094,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,643,991 | $15,085,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,557,997 | $15,081,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 364,784 | $15,058,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 362,276 | $15,052,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 51,101 | $15,033,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 3,187,711 | $15,014,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 551,463 | $15,000,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 376,093 | $14,991,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 322,220 | $14,984,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 90,500 | $14,982,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 143,500 | $14,966,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 141,400 | $14,933,000 | thousands by filing date | put |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 347,372 | $14,926,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 636,678 | $14,905,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 998,848 | $14,842,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 795,000 | $14,819,000 | thousands by filing date | put |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 316,231 | $14,819,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 361,500 | $14,796,000 | thousands by filing date | put |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 217,932 | $14,769,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 207,248 | $14,756,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 870,871 | $14,752,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 100,727 | $14,748,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 69,100 | $14,716,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 682,989 | $14,712,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 280,471 | $14,705,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 173,485 | $14,701,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 439,100 | $14,696,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 825,146 | $14,684,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,050,924 | $14,670,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 561,376 | $14,652,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,033,180 | $14,640,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 10,507,000 | $14,608,000 | thousands by filing date | principal |
| HEARTLAND EXPRESS INC | 422347104 | COM | 693,478 | $14,598,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,400,000 | $14,595,000 | thousands by filing date | put |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 137,625 | $14,572,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 112,242 | $14,526,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 155,000 | $14,516,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 985,183 | $14,511,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 628,846 | $14,470,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 360,029 | $14,463,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 670,908 | $14,431,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 180,864 | $14,406,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 99,207 | $14,377,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 223,600 | $14,355,000 | thousands by filing date | call |
| ASHLAND INC | 044186104 | COM | 187,538 | $14,352,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 188,737 | $14,328,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 482,239 | $14,327,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 123,100 | $14,308,000 | thousands by filing date | call |
| KEMPER CORP COM | 488401100 | Stock | 184,530 | $14,300,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 2,355,704 | $14,299,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 765,808 | $14,274,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 163,311 | $14,270,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 402,498 | $14,257,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 203,148 | $14,254,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,452,172 | $14,230,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,320,911 | $14,227,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 2,206,832 | $14,212,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 550,872 | $14,190,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 967,853 | $14,188,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 121,000 | $14,187,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 217,999 | $14,159,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 210,610 | $14,144,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 133,900 | $14,141,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 456,478 | $14,133,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 553,063 | $14,128,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 590,543 | $14,101,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 436,693 | $14,049,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 223,000 | $14,045,000 | thousands by filing date | put |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 67,807 | $14,025,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 257,048 | $14,001,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 258,573 | $13,996,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 683,634 | $13,994,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 259,000 | $13,981,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 298,251 | $13,979,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 526,000 | $13,971,000 | thousands by filing date | put |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 278,338 | $13,965,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 200,817 | $13,949,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 465,206 | $13,937,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 600,602 | $13,926,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 435,021 | $13,912,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 712,439 | $13,885,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 420,427 | $13,865,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 1,350,000 | $13,824,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 11,530,000 | $13,801,000 | thousands by filing date | principal |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,221,967 | $13,760,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 265,321 | $13,738,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 561,000 | $13,728,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 388,074 | $13,723,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,209,716 | $13,719,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 343,619 | $13,708,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 268,000 | $13,700,000 | thousands by filing date | call |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 253,276 | $13,663,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 112,700 | $13,623,000 | thousands by filing date | call |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 117,807 | $13,617,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 160,200 | $13,607,000 | thousands by filing date | call |
| MOBILE MINI INC | 60740F105 | COM | 358,416 | $13,587,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 472,970 | $13,570,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 239,707 | $13,561,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 300,500 | $13,556,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 634,967 | $13,549,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 1,005,766 | $13,533,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 187,322 | $13,523,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 555,146 | $13,512,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 766,592 | $13,508,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,272,033 | $13,508,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 571,804 | $13,501,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 6,728,000 | $13,482,000 | thousands by filing date | principal |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 209,638 | $13,478,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 711,158 | $13,476,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 951,124 | $13,448,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 107,776 | $13,425,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 686,507 | $13,414,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 58,200 | $13,376,000 | thousands by filing date | put |
| SAIA INC | 78709Y105 | COM | 143,599 | $13,371,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 264,946 | $13,363,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 226,942 | $13,361,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 7,395,000 | $13,351,000 | thousands by filing date | principal |
| G III APPAREL GROUP LTD | 36237H101 | COM | 398,493 | $13,350,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 229,030 | $13,348,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 1,462,700 | $13,340,000 | thousands by filing date | put |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 563,071 | $13,334,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 253,050 | $13,305,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 259,000 | $13,295,000 | thousands by filing date | call |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 1,308,608 | $13,295,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 654,876 | $13,294,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,160,093 | $13,283,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 437,106 | $13,280,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 266,858 | $13,274,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 382,979 | $13,269,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 169,700 | $13,242,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 72,212 | $13,234,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 391,941 | $13,197,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 214,500 | $13,175,000 | thousands by filing date | put |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 596,112 | $13,174,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 522,533 | $13,168,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 12,117,000 | $13,163,000 | thousands by filing date | principal |
| MURPHY OIL CORP COM | 626717102 | Stock | 491,080 | $13,161,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 623,940 | $13,159,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 319,770 | $13,152,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 473,894 | $13,150,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 460,703 | $13,149,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 190,342 | $13,136,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 553,405 | $13,133,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 318,400 | $13,131,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 220,788 | $13,113,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 610,751 | $13,113,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 87,500 | $13,104,000 | thousands by filing date | put |
| WESBANCO INC | 950810101 | COM | 346,366 | $13,090,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 200,000 | $13,062,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 147,641 | $13,057,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 119,262 | $13,014,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 353,344 | $13,013,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 172,383 | $12,987,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 951,238 | $12,974,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 488,241 | $12,968,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 224,995 | $12,965,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 266,257 | $12,951,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 110,507 | $12,929,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 9,506,000 | $12,919,000 | thousands by filing date | principal |
| ENERPLUS CORP | 292766102 | COM | 1,808,656 | $12,896,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 506,200 | $12,888,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,257,478 | $12,876,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 339,532 | $12,861,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 360,449 | $12,856,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 166,222 | $12,842,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 126,700 | $12,836,000 | thousands by filing date | call |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 152,446 | $12,814,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 120,518 | $12,809,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 72,629 | $12,799,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,979,854 | $12,784,000 | thousands by filing date | |
| RH | 74967X103 | COM | 59,800 | $12,767,000 | thousands by filing date | put |
| ISHARES TR | 46435G102 | CONV BD ETF | 203,481 | $12,761,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 344,248 | $12,734,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 282,137 | $12,724,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,046,680 | $12,696,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 218,761 | $12,668,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 580,800 | $12,659,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 249,543 | $12,654,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 850,992 | $12,654,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,995,264 | $12,640,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 136,596 | $12,635,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 348,941 | $12,635,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 151,333 | $12,623,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 279,445 | $12,605,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 195,187 | $12,550,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 849,289 | $12,544,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 114,385 | $12,528,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 95,029 | $12,507,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 305,547 | $12,466,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 289,753 | $12,466,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 465,710 | $12,431,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 972,289 | $12,416,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 258,027 | $12,408,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 351,922 | $12,406,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 969,933 | $12,405,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 161,386 | $12,396,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 325,574 | $12,389,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 285,000 | $12,383,000 | thousands by filing date | call |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 478,934 | $12,366,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 253,394 | $12,350,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 111,300 | $12,344,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 271,268 | $12,324,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 132,178 | $12,281,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 364,349 | $12,278,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 364,447 | $12,256,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 576,244 | $12,216,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 255,633 | $12,206,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 243,459 | $12,154,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 608,761 | $12,145,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 64,825 | $12,130,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 510,316 | $12,126,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 350,523 | $12,096,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 79,900 | $12,082,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 365,057 | $12,080,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 310,756 | $12,076,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,113,800 | $12,051,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 281,203 | $12,046,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 76,070 | $12,045,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 225,275 | $12,020,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 395,596 | $12,017,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 538,498 | $12,003,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,245,307 | $11,993,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 844,615 | $11,986,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 235,060 | $11,981,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 566,410 | $11,979,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 108,224 | $11,977,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 273,732 | $11,966,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 598,156 | $11,951,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 267,627 | $11,946,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 569,273 | $11,937,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 216,600 | $11,930,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 200,000 | $11,900,000 | thousands by filing date | put |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 75,233 | $11,869,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 31,600 | $11,865,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 670,476 | $11,860,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 315,300 | $11,852,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 250,768 | $11,851,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 126,493 | $11,836,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 786,331 | $11,835,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 661,153 | $11,828,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 117,455 | $11,825,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 657,388 | $11,814,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 366,641 | $11,808,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,188,055 | $11,786,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 2,437,765 | $11,775,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 264,088 | $11,770,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 299,888 | $11,765,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 97,400 | $11,737,000 | thousands by filing date | put |
| HURON CONSULTING GROUP INC | 447462102 | COM | 170,689 | $11,730,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 36,100 | $11,728,000 | thousands by filing date | put |
| INVESCO | 46138J874 | EXCHANGE TRADED | 479,648 | $11,728,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 125,869 | $11,711,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 341,844 | $11,701,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 253,837 | $11,674,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 119,076 | $11,662,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 644,974 | $11,655,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 506,919 | $11,639,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 9,123,000 | $11,629,000 | thousands by filing date | principal |
| RLJ LODGING TR COM | 74965L101 | REIT | 655,639 | $11,618,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 362,400 | $11,615,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,274,767 | $11,613,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 786,100 | $11,579,000 | thousands by filing date | put |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 230,198 | $11,564,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 71,100 | $11,564,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522109 | COM | 522,013 | $11,562,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 2,076,338 | $11,545,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 248,269 | $11,544,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 149,485 | $11,538,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 247,900 | $11,537,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 556,276 | $11,515,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 278,320 | $11,513,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,671,500 | $11,500,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 42,100 | $11,495,000 | thousands by filing date | put |
| FIVE9 INC | 338307101 | COM | 175,113 | $11,483,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,259,000 | $11,479,000 | thousands by filing date | principal |
| GENTHERM INC | 37253A103 | COM | 258,456 | $11,473,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 485,495 | $11,462,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 270,683 | $11,450,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 190,738 | $11,428,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 69,559 | $11,426,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,402,580 | $11,417,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 205,154 | $11,374,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 80,000 | $11,372,000 | thousands by filing date | call |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 160,602 | $11,367,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 251,082 | $11,332,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 271,902 | $11,325,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 161,851 | $11,321,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 3,108,938 | $11,316,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 138,572 | $11,281,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 358,799 | $11,281,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 879,800 | $11,270,000 | thousands by filing date | put |
| DENNYS CORP | 24869P104 | COM | 566,816 | $11,269,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 122,992 | $11,268,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 595,845 | $11,268,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 986,948 | $11,261,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 549,825 | $11,260,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 10,605,000 | $11,258,000 | thousands by filing date | principal |
| Honeywell Technologies | 438516106 | COM | 63,500 | $11,240,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 424,665 | $11,236,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 202,594 | $11,228,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 59,229 | $11,193,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 855,029 | $11,193,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 211,978 | $11,191,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 207,525 | $11,186,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 38,000 | $11,179,000 | thousands by filing date | call |
| QUAKER HOUGHTON | 747316107 | COM | 67,945 | $11,178,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 956,729 | $11,174,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 429,982 | $11,167,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 11,544,000 | $11,154,000 | thousands by filing date | principal |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 97,061 | $11,152,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 655,615 | $11,106,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 436,556 | $11,102,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 1,090,000 | $11,096,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 805,375 | $11,094,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 165,991 | $11,087,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 371,181 | $11,054,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 152,440 | $11,051,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 499,776 | $11,015,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 105,000 | $10,996,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 91,400 | $10,946,000 | thousands by filing date | call |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 181,843 | $10,938,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 213,245 | $10,937,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 429,827 | $10,936,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 488,706 | $10,918,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 317,229 | $10,887,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 337,721 | $10,868,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 266,502 | $10,842,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 962,372 | $10,818,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 225,222 | $10,817,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 172,000 | $10,814,000 | thousands by filing date | put |
| BRP INC COM SUN VTG | 05577W200 | Stock | 237,142 | $10,806,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 295,722 | $10,803,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 164,914 | $10,795,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 329,680 | $10,785,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 493,629 | $10,770,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 123,300 | $10,766,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 1,527,000 | $10,735,000 | thousands by filing date | call |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 405,281 | $10,731,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 11,093,000 | $10,707,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 451,260 | $10,705,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 164,545 | $10,675,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 145,400 | $10,670,000 | thousands by filing date | call |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 194,405 | $10,651,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 127,431 | $10,643,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 319,530 | $10,643,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 192,607 | $10,630,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 441,991 | $10,629,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 398,284 | $10,625,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 176,033 | $10,620,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 487,564 | $10,612,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003877 | this filing | 2020-02-14 | acceptance time not in the bulk data set |