13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 7,231 holding rows worth $697,724,888,000.
- Accession
- 0001567619-20-003877
- Filer
- CIK 70858
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 24,173 entries on the cover page, a total value of $697,724,888,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $697,724,888,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.
- included managerBofA Securities Europe SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 10,050 | $244,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 8,228 | $244,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 21,803 | $244,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 61,218 | $244,000 | thousands by filing date | |
| MRI INTERVENTIONS INC | 55347P209 | COM NEW | 50,750 | $244,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 15,047 | $243,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 19,321 | $243,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 36,050 | $243,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 7,772 | $243,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 16,397 | $243,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 16,977 | $243,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 48,373 | $243,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,412 | $242,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 25,037 | $242,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 22,035 | $242,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 5,909 | $241,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 17,759 | $241,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1,875 | $241,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,000 | $240,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 196,370 | $240,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 19,955 | $240,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 6,147 | $239,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 108,764 | $239,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 22,378 | $238,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 20,314 | $238,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 37,603 | $238,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 15,066 | $237,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 7,000 | $237,000 | thousands by filing date | put |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 28,626 | $237,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 7,570 | $236,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 80,013 | $236,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 11,634 | $236,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 14,059 | $235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 11,987 | $235,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 25,417 | $235,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 7,592 | $235,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 16,964 | $235,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 30,016 | $235,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 23,602 | $234,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 3,200 | $233,000 | thousands by filing date | put |
| MYOKARDIA INC | 62857M105 | COM | 3,200 | $233,000 | thousands by filing date | call |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 18,690 | $233,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 16,506 | $232,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 181,390 | $232,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 16,707 | $232,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 4,300 | $231,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,400 | $231,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 40,418 | $231,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 20,000 | $231,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 98,230 | $231,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 113,847 | $231,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 15,300 | $231,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 7,062 | $231,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 66,252 | $230,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 6,139 | $229,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,924 | $229,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 16,385 | $229,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 8,329 | $229,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 21,515 | $229,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 23,925 | $228,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 25,887 | $228,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 39,583 | $227,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 71,546 | $227,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 25,805 | $227,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 16,638 | $226,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 12,588 | $226,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 12,314 | $226,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 4,670 | $225,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 5,628 | $225,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 7,000 | $225,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 55,327 | $225,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 183,626 | $225,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 3,992 | $224,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 8,562 | $224,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,600 | $222,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 31,278 | $222,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 38,184 | $222,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 9,368 | $222,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 10,806 | $221,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 11,257 | $221,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 9,483 | $220,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 13,503 | $220,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 129,145 | $220,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 28,069 | $219,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 8,566 | $219,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 12,090 | $219,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 10,000 | $217,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 12,218 | $217,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 10,878 | $217,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 56,469 | $217,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 49,585 | $217,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 44,726 | $217,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 8,544 | $216,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,281 | $216,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 9,216 | $212,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,100 | $211,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 23,224 | $211,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 29,790 | $211,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 8,096 | $211,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 17,868 | $211,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 6,851 | $211,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 23,735 | $211,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,400 | $210,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,280 | $210,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 20,978 | $210,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 9,579 | $210,000 | thousands by filing date | |
| AKAZOO SA COM NPV | L0164E108 | COMMON STOCK | 39,810 | $210,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 23,339 | $210,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 19,670 | $209,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 14,080 | $209,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 26,035 | $209,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 20,000 | $209,000 | thousands by filing date | call |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 13,808 | $209,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 89,262 | $209,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 10,445 | $209,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 7,087 | $208,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 12,362 | $208,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 2,851 | $208,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 16,184 | $207,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 42,524 | $207,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 59,466 | $207,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,671 | $206,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 22,531 | $206,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 80,000 | $206,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 7,775 | $205,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 23,597 | $205,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 16,857 | $205,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 159,000 | $205,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 5,835 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,352 | $204,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 41,870 | $204,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 6,640 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 5,619 | $203,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 62,102 | $203,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 20,150 | $203,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 7,309 | $202,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 8,652 | $202,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 10,759 | $200,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 3,514 | $200,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 44,068 | $200,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 36,286 | $199,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 4,986 | $199,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 81,324 | $199,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 28,063 | $198,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 65,142 | $198,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 19,543 | $198,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 57,117 | $198,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 31,151 | $198,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 6,181 | $197,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 11,400 | $197,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 5,463 | $196,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 4,744 | $196,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 8,586 | $196,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 196,564 | $196,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 500 | $195,000 | thousands by filing date | call |
| EVOLUS INC | 30052C107 | COM | 16,001 | $195,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 78,300 | $195,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 16,910 | $194,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 12,247 | $194,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 12,686 | $193,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 22,091 | $193,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 33,462 | $193,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 186,000 | $193,000 | thousands by filing date | principal |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 12,369 | $192,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 43,005 | $192,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 5,826 | $191,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 25,041 | $191,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 7,584 | $191,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,950 | $190,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 12,522 | $189,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 13,618 | $188,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 7,788 | $188,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 276,814 | $188,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 9,250 | $187,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 26,993 | $187,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J627 | ESG REV ETF | 5,365 | $187,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,963 | $186,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 41,731 | $186,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 73,488 | $186,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 7,080 | $186,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 7,453 | $185,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 11,779 | $185,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 76,400 | $185,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 6,236 | $185,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 8,970 | $184,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 11,275 | $184,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 96,082 | $183,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 3,625 | $183,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 21,229 | $183,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 23,377 | $183,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 263,352 | $183,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 3,669 | $182,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y616 | CMN | 6,713 | $182,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 20,800 | $182,000 | thousands by filing date | call |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 7,895 | $182,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 6,743 | $182,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 14,100 | $181,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 17,302 | $179,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 25,122 | $179,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 240,000 | $179,000 | thousands by filing date | principal |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 15,810 | $177,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 103,044 | $177,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 1,600 | $176,000 | thousands by filing date | call |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 19,599 | $176,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,800 | $175,000 | thousands by filing date | put |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 7,566 | $175,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 18,226 | $175,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 5,638 | $175,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 39,532 | $175,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 5,002 | $175,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 7,570 | $175,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 8,108 | $175,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 8,000 | $174,000 | thousands by filing date | call |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 13,225 | $174,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 19,409 | $174,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 21,374 | $174,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 20,425 | $173,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,700 | $172,000 | thousands by filing date | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 8,655 | $172,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,834 | $171,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 10,136 | $171,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 3,731 | $170,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 20,050 | $170,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 4,401 | $170,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 23,501 | $169,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 4,603 | $168,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 8,602 | $168,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 2,111 | $168,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 7,945 | $167,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 4,361 | $167,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 27,906 | $166,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 11,895 | $166,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 16,286 | $165,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 3,269 | $165,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 5,329 | $165,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 22,626 | $165,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 12,109 | $165,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 24,366 | $165,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 1,849 | $164,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 15,927 | $164,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 5,578 | $164,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 80,777 | $164,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 17,324 | $164,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,000 | $163,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 9,535 | $163,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 21,285 | $163,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 13,463 | $162,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 11,392 | $162,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 4,205 | $162,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 9,539 | $162,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 2,112 | $161,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 6,261 | $161,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 49,716 | $161,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 183,276 | $161,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,200 | $160,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 21,596 | $160,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 44,016 | $160,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 36,000 | $160,000 | thousands by filing date | call |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 9,683 | $159,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 9,300 | $159,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 22,278 | $158,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 26,465 | $158,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 5,879 | $158,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 8,252 | $157,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 50,828 | $157,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,000 | $156,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 36,957 | $156,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 17,235 | $156,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 6,089 | $156,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 2,500 | $156,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 7,084 | $156,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y741 | YIELD ENHND FD | 5,893 | $156,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 11,561 | $155,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 32,422 | $155,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 8,057 | $155,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 62,187 | $155,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 13,841 | $155,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 24,286 | $154,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 5,000 | $154,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 5,000 | $154,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,429 | $154,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 26,243 | $153,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 11,210 | $152,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 19,608 | $152,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 20,537 | $152,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 7,560 | $152,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 13,348 | $151,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 9,200 | $151,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 2,047 | $151,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 80,310 | $151,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5,356 | $150,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 4,359 | $150,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 51,700 | $150,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 4,910 | $150,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 27,953 | $150,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 3,383 | $150,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 34,156 | $150,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 5,000 | $148,000 | thousands by filing date | call |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 6,517 | $148,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 5,930 | $148,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 3,496 | $148,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 14,275 | $148,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,000 | $147,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,629 | $147,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 10,508 | $147,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 169,000 | $147,000 | thousands by filing date | principal |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 17,366 | $147,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 5,938 | $147,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 3,862 | $146,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 59,370 | $146,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 5,000 | $145,000 | thousands by filing date | put |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 6,626 | $145,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 85,566 | $145,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 20,500 | $145,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 11,854 | $145,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 51,804 | $145,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 13,197 | $144,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 6,231 | $144,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 3,132 | $144,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 4,000 | $144,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 24,690 | $144,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 5,127 | $144,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 5,559 | $143,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 3,676 | $143,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 5,633 | $143,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 13,055 | $143,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 631,618 | $143,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 51,061 | $143,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,800 | $142,000 | thousands by filing date | call |
| CASA SYS INC | 14713L102 | COM | 34,814 | $142,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 36,063 | $142,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 7,074 | $141,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 5,370 | $141,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 13,185 | $141,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 23,997 | $141,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,767 | $140,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 65,692 | $140,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 12,595 | $139,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 7,946 | $139,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 5,958 | $138,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,157 | $137,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,884 | $137,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 3,476 | $136,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 15,847 | $136,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 1,937 | $135,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 12,478 | $135,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,395 | $135,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 5,687 | $135,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 15,355 | $135,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,900 | $134,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 3,411 | $134,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 15,782 | $134,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 8,591 | $134,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 19,583 | $134,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 15,929 | $134,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 27,233 | $134,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 600 | $133,000 | thousands by filing date | put |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 5,385 | $132,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 11,814 | $132,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 5,958 | $132,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 16,544 | $132,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 17,928 | $132,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 51,683 | $131,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 218 | $131,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 23,844 | $131,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 7,531 | $131,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 2,104 | $131,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 10,768 | $130,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 8,384 | $130,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 22,200 | $130,000 | thousands by filing date | principal |
| NUVEEN GA DIVID | 67072B107 | COM | 10,280 | $130,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 15,625 | $129,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 5,213 | $129,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 37,127 | $129,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 7,853 | $129,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,579 | $129,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 6,312 | $129,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 1,481 | $128,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 7,392 | $128,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 35,275 | $128,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 11,651 | $128,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 5,663 | $128,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,500 | $127,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 1,500 | $127,000 | thousands by filing date | call |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 4,442 | $127,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,500 | $126,000 | thousands by filing date | put |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 5,731 | $126,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 12,789 | $126,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 9,802 | $126,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 11,258 | $126,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 121,000 | $126,000 | thousands by filing date | principal |
| GEO GROUP INC NEW | 36162J106 | COM | 7,500 | $125,000 | thousands by filing date | put |
| OHIO VY BANC CORP | 677719106 | COM | 3,158 | $125,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 4,717 | $125,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 22,811 | $124,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 34,195 | $124,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 4,000 | $124,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 6,913 | $124,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 4,585 | $124,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 27,900 | $124,000 | thousands by filing date | put |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 40,000 | $124,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 7,300 | $123,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,214 | $123,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 32,259 | $122,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 89,506 | $122,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 4,528 | $122,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 2,100 | $121,000 | thousands by filing date | call |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 1,540 | $121,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 7,303 | $121,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 7,955 | $121,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 2,501 | $121,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 8,150 | $121,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 24,202 | $121,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 29,856 | $120,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 61,398 | $120,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 26,658 | $120,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 7,153 | $120,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 14,651 | $120,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 5,205 | $119,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 5,003 | $119,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 14,769 | $119,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 3,002 | $119,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 4,712 | $119,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 7,032 | $119,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 9,651 | $118,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 6,772 | $118,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 13,607 | $118,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 11,156 | $117,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,418 | $117,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 28,831 | $117,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 27,593 | $117,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E347 | S&P500 MIN VAR | 3,660 | $117,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 7,917 | $117,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 19,628 | $117,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G821 | EMERGING MKTS | 4,864 | $117,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 10,619 | $116,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 15,707 | $116,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 4,049 | $116,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 5,556 | $116,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 18,065 | $116,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 1,501 | $115,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 5,212 | $115,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 42,517 | $114,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 4,513 | $113,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 1,300 | $113,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 3,905 | $113,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 4,520 | $113,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,154 | $112,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 7,605 | $112,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 24,389 | $112,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 1,255 | $112,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,000 | $111,000 | thousands by filing date | put |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,800 | $111,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 4,160 | $111,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 2,666 | $110,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 800 | $110,000 | thousands by filing date | put |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 5,671 | $110,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 4,700 | $110,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 4,700 | $110,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 27,345 | $110,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 9,822 | $109,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 32,969 | $109,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 5,000 | $108,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 104,000 | $108,000 | thousands by filing date | principal |
| DENISON MINES CORP | 248356107 | COM | 258,419 | $107,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 2,100 | $107,000 | thousands by filing date | put |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 17,240 | $107,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 15,761 | $107,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 1,170 | $107,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 2,761 | $107,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 5,533 | $107,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 8,019 | $107,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 8,155 | $107,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 6,645 | $107,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 6,362 | $106,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 7,322 | $106,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 112,000 | $106,000 | thousands by filing date | principal |
| SAVARA INC | 805111101 | COM | 23,525 | $105,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 9,328 | $105,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 7,000 | $105,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 3,615 | $105,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 9,409 | $105,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 13,118 | $104,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 1,864 | $104,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 17,552 | $104,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 15,081 | $104,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 12,724 | $103,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 3,613 | $102,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 2,885 | $102,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 9,510 | $101,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 3,559 | $101,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 5,000 | $101,000 | thousands by filing date | put |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 6,990 | $100,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 69,300 | $100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 3,385 | $100,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 7,168 | $99,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 2,800 | $99,000 | thousands by filing date | put |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 15,227 | $99,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 6,428 | $99,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 7,042 | $99,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003877 | this filing | 2020-02-14 | acceptance time not in the bulk data set |