13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 6,886 holding rows worth $252,891,319,000.
- Accession
- 0001567619-19-021473
- Filer
- CIK 1000275
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 25,498 entries on the cover page, a total value of $252,891,319,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,891,319,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 36,868 | $1,483,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 20,237 | $1,481,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 86,832 | $1,479,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 97,639 | $1,479,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 92,649 | $1,475,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 35,033 | $1,475,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 72,600 | $1,474,000 | thousands by filing date | put |
| PEGASYSTEMS INC COM | 705573103 | Stock | 21,629 | $1,471,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 36,849 | $1,468,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 26,010 | $1,466,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 94,652 | $1,465,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 44,626 | $1,464,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 713,564 | $1,463,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 101,862 | $1,462,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 79,727 | $1,460,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 32,687 | $1,460,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 47,776 | $1,457,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 53,258 | $1,456,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 29,433 | $1,454,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 164,340 | $1,454,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 34,240 | $1,449,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 138,961 | $1,448,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 76,500 | $1,447,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 46,669 | $1,446,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 101,773 | $1,446,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 75,000 | $1,441,000 | thousands by filing date | put |
| CENTRAL SECURITIES CORP | 155123102 | COM | 45,907 | $1,441,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 84,349 | $1,440,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 77,557 | $1,440,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 136,715 | $1,437,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 53,739 | $1,435,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 70,984 | $1,435,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 135,872 | $1,435,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 56,616 | $1,435,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 39,493 | $1,434,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 100,338 | $1,431,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 1,395,000 | $1,431,000 | thousands by filing date | principal |
| RENASANT CORP | 75970E107 | COM | 40,838 | $1,430,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 62,593 | $1,427,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 60,457 | $1,427,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 79,116 | $1,427,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 20,885 | $1,425,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 10,916 | $1,425,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 83,989 | $1,425,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 27,038 | $1,422,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 412,495 | $1,419,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 73,014 | $1,418,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 38,660 | $1,417,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 18,377 | $1,416,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 40,808 | $1,416,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 122,518 | $1,416,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 90,253 | $1,412,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 50,487 | $1,407,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 109,385 | $1,405,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 21,035 | $1,404,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 79,900 | $1,404,000 | thousands by filing date | call |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 53,995 | $1,404,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 25,063 | $1,402,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 51,306 | $1,398,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 11,800 | $1,396,000 | thousands by filing date | call |
| MIDDLESEX WTR CO | 596680108 | COM | 21,468 | $1,395,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 22,500 | $1,394,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 41,852 | $1,393,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 30,074 | $1,392,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 169,250 | $1,391,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 1,363,000 | $1,388,000 | thousands by filing date | principal |
| DEL MONTE CORP ORD | G36738105 | Stock | 40,646 | $1,386,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 28,686 | $1,386,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 15,000 | $1,380,000 | thousands by filing date | call |
| SAIA INC | 78709Y105 | COM | 14,733 | $1,380,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 233,432 | $1,380,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 29,965 | $1,377,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 32,877 | $1,375,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 40,200 | $1,374,000 | thousands by filing date | call |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 84,688 | $1,372,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 41,241 | $1,370,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 23,650 | $1,367,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 81,043 | $1,367,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 17,915 | $1,365,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 35,052 | $1,365,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 67,079 | $1,365,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 67,628 | $1,364,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 13,037 | $1,363,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 30,498 | $1,360,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 114,417 | $1,360,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 16,650 | $1,359,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 70,712 | $1,358,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 99,235 | $1,358,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 15,934 | $1,357,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 187,821 | $1,356,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 59,852 | $1,356,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 35,000 | $1,354,000 | thousands by filing date | put |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 39,436 | $1,353,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 10,403 | $1,346,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 65,223 | $1,345,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 148,656 | $1,345,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 96,766 | $1,341,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,159,997 | $1,339,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 57,107 | $1,337,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 89,298 | $1,335,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 62,000 | $1,333,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 348,806 | $1,332,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 52,325 | $1,331,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 19,400 | $1,330,000 | thousands by filing date | call |
| MCGRATH RENTCORP | 580589109 | COM | 19,115 | $1,330,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 99,879 | $1,327,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 27,217 | $1,327,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,365 | $1,325,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 49,990 | $1,325,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 23,786 | $1,324,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 243,879 | $1,324,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 30,173 | $1,322,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 44,934 | $1,317,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 34,231 | $1,316,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 47,045 | $1,312,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 47,307 | $1,302,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 263,940 | $1,302,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 30,561 | $1,298,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 46,058 | $1,298,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 27,681 | $1,295,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 63,553 | $1,293,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 68,782 | $1,291,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 38,741 | $1,290,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 93,974 | $1,290,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 58,040 | $1,289,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 57,038 | $1,288,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 72,761 | $1,288,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 85,485 | $1,287,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 94,719 | $1,286,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 98,070 | $1,285,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,187 | $1,282,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 10,983 | $1,281,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 15,000 | $1,280,000 | thousands by filing date | call |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 42,038 | $1,277,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 73,897 | $1,276,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 13,694 | $1,275,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 84,116 | $1,274,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 21,480 | $1,273,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 47,997 | $1,269,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 16,761 | $1,269,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 145,277 | $1,269,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 63,137 | $1,268,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 48,954 | $1,267,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 80,593 | $1,265,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 42,360 | $1,263,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 276,193 | $1,261,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 23,500 | $1,261,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 36,899 | $1,260,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 60,755 | $1,258,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 18,298 | $1,258,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 15,000 | $1,255,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 48,805 | $1,255,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 67,314 | $1,254,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 80,973 | $1,254,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 37,963 | $1,253,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 103,074 | $1,253,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 26,429 | $1,251,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 952,000 | $1,250,000 | thousands by filing date | principal |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 78,695 | $1,249,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 44,857 | $1,248,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 33,720 | $1,248,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 13,707 | $1,246,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 54,013 | $1,246,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 33,107 | $1,245,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 35,780 | $1,244,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 25,502 | $1,244,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 34,942 | $1,243,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 22,642 | $1,241,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 78,812 | $1,241,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 48,609 | $1,241,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 55,203 | $1,240,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 34,128 | $1,240,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 160,097 | $1,239,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 28,145 | $1,239,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 47,627 | $1,239,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 135,025 | $1,237,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 98,041 | $1,236,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 49,493 | $1,234,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 61,518 | $1,231,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 56,659 | $1,231,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 136,806 | $1,231,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 67,487 | $1,229,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 47,600 | $1,227,000 | thousands by filing date | put |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 196,667 | $1,227,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 21,650 | $1,227,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 39,099 | $1,227,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 16,050 | $1,225,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 29,197 | $1,221,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 13,118 | $1,220,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 223,866 | $1,220,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 17,390 | $1,218,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 23,009 | $1,217,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 54,566 | $1,213,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 23,901 | $1,212,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 30,000 | $1,211,000 | thousands by filing date | put |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 31,382 | $1,211,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 64,189 | $1,209,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 10,267 | $1,208,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 51,078 | $1,208,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 125,688 | $1,208,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 27,652 | $1,207,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 84,354 | $1,207,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 16,034 | $1,206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 12,049 | $1,203,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 923,263 | $1,201,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 110,377 | $1,200,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 48,909 | $1,200,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 98,960 | $1,199,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 161,567 | $1,198,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 100,667 | $1,196,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 28,023 | $1,192,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 24,500 | $1,192,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 25,743 | $1,191,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 139,313 | $1,184,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 24,719 | $1,184,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 11,906 | $1,182,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 54,181 | $1,180,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 37,338 | $1,180,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 20,460 | $1,179,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 22,783 | $1,178,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 19,616 | $1,178,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 4,465 | $1,177,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 19,000 | $1,176,000 | thousands by filing date | call |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 113,094 | $1,175,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 20,143 | $1,172,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 22,981 | $1,171,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 16,080 | $1,170,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 15,687 | $1,170,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 21,874 | $1,169,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 40,283 | $1,165,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 32,691 | $1,163,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 50,000 | $1,160,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 56,937 | $1,156,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 8,000 | $1,155,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 8,000 | $1,155,000 | thousands by filing date | call |
| EQUINIX INC COM | 29444U700 | REIT | 2,000 | $1,154,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 2,000 | $1,154,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 26,588 | $1,153,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,000 | $1,152,000 | thousands by filing date | put |
| ISHARES INC | 46434G863 | COM | 35,405 | $1,152,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 10,924 | $1,151,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 26,131 | $1,148,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 28,617 | $1,147,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 19,710 | $1,147,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 122,200 | $1,146,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 21,600 | $1,145,000 | thousands by filing date | call |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 18,581 | $1,142,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 24,167 | $1,140,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 45,494 | $1,140,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 100,000 | $1,139,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 34,136 | $1,137,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 64,508 | $1,133,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 38,403 | $1,132,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 45,580 | $1,131,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 51,092 | $1,130,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 22,880 | $1,128,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 101,253 | $1,127,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 474,000 | $1,123,000 | thousands by filing date | call |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 42,965 | $1,123,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 45,838 | $1,122,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 64,955 | $1,122,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 33,520 | $1,122,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 174,972 | $1,120,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 22,370 | $1,116,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 34,632 | $1,113,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 32,658 | $1,113,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 28,730 | $1,113,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 80,691 | $1,110,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 46,696 | $1,110,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 12,690 | $1,109,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 86,662 | $1,108,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 43,307 | $1,107,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 190,326 | $1,107,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 13,654 | $1,103,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 4,500 | $1,102,000 | thousands by filing date | call |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 74,811 | $1,102,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 28,274 | $1,098,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 46,926 | $1,097,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 36,227 | $1,097,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 23,456 | $1,094,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 34,175 | $1,091,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 59,788 | $1,090,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 13,500 | $1,087,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 318,525 | $1,080,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 41,320 | $1,080,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 10,894 | $1,079,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 19,056 | $1,078,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 49,053 | $1,075,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 21,799 | $1,072,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 65,109 | $1,072,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 37,005 | $1,072,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 25,400 | $1,070,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 70,612 | $1,070,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 22,067 | $1,069,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 22,800 | $1,069,000 | thousands by filing date | call |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 41,719 | $1,068,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 22,548 | $1,065,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 35,784 | $1,065,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 17,152 | $1,065,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100,000 | $1,064,000 | thousands by filing date | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 49,849 | $1,063,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 74,310 | $1,061,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 15,800 | $1,061,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 68,753 | $1,059,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 134,944 | $1,057,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 96,720 | $1,055,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 46,530 | $1,052,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 41,632 | $1,051,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 44,666 | $1,050,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 200,000 | $1,050,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 117,285 | $1,050,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 91,017 | $1,049,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 39,369 | $1,048,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 14,775 | $1,047,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 35,601 | $1,046,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 29,959 | $1,046,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 39,914 | $1,044,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 193,074 | $1,043,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 29,263 | $1,041,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 391,611 | $1,041,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 69,203 | $1,040,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 68,231 | $1,039,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 87,284 | $1,038,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 57,248 | $1,037,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 62,184 | $1,036,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 30,922 | $1,035,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 12,710 | $1,034,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 68,819 | $1,034,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 128,755 | $1,032,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 167,769 | $1,032,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 199,124 | $1,027,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 77,243 | $1,025,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 40,000 | $1,024,000 | thousands by filing date | put |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 15,966 | $1,024,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 45,031 | $1,023,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 44,292 | $1,022,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 151,992 | $1,020,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 37,694 | $1,020,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,900 | $1,019,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 56,111 | $1,018,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 17,399 | $1,016,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 69,227 | $1,015,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 16,544 | $1,015,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 28,094 | $1,015,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 120,881 | $1,014,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 73,578 | $1,008,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 38,256 | $1,007,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 17,326 | $1,000,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 21,777 | $998,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 71,399 | $997,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 67,798 | $997,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 40,675 | $994,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 52,444 | $993,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,050,000 | $992,000 | thousands by filing date | principal |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 86,000 | $990,000 | thousands by filing date | put |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 8,200 | $986,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 51,394 | $983,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 20,241 | $982,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 37,196 | $982,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 97,100 | $982,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 21,578 | $977,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 31,023 | $976,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 50,390 | $976,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 428,500 | $973,000 | thousands by filing date | put |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 8,596 | $970,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 53,750 | $969,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 29,100 | $969,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 137,954 | $969,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 15,389 | $963,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 10,498 | $963,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 61,142 | $962,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 40,000 | $961,000 | thousands by filing date | put |
| ISHARES TR | 46434V886 | CMN | 30,842 | $961,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 97,500 | $961,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 583,038 | $956,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 68,332 | $956,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 46,350 | $954,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 33,851 | $952,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 79,850 | $952,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 63,130 | $952,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 83,618 | $951,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 27,074 | $951,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 37,958 | $948,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 92,541 | $948,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 47,641 | $947,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 28,054 | $944,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 17,692 | $940,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 486,551 | $940,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 43,003 | $938,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 389,000 | $937,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 17,771 | $937,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 58,188 | $935,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 20,000 | $934,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 13,085 | $931,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 34,619 | $930,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 11,641 | $929,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 13,750 | $928,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 104,596 | $927,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 33,812 | $926,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 11,308 | $926,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 23,410 | $926,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 78,294 | $926,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 45,579 | $924,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 90,246 | $924,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 14,002 | $923,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 21,657 | $922,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 35,216 | $921,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 6,545 | $917,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 35,536 | $917,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 66,604 | $917,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 20,143 | $916,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 25,009 | $915,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 23,758 | $915,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 27,500 | $914,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 19,242 | $914,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 26,109 | $914,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 27,868 | $912,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 47,121 | $911,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 12,021 | $911,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 80,967 | $910,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 18,670 | $909,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 57,298 | $909,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 61,437 | $909,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 66,987 | $908,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 12,741 | $907,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 15,866 | $907,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 27,782 | $907,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 22,883 | $906,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 12,141 | $905,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 39,459 | $903,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 33,652 | $899,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 34,792 | $898,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 13,584 | $897,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 17,300 | $897,000 | thousands by filing date | call |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 59,892 | $897,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 56,340 | $895,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 22,200 | $894,000 | thousands by filing date | call |
| AVANTOR INC COM | 05352A100 | Stock | 60,802 | $893,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 42,963 | $891,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 26,319 | $890,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 70,880 | $887,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 17,613 | $886,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 89,456 | $886,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 65,341 | $885,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 26,113 | $882,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 16,439 | $881,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 23,758 | $879,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 57,165 | $878,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 69,497 | $877,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 87,761 | $877,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 58,668 | $876,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 31,100 | $876,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 149,967 | $874,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 75,169 | $871,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 32,984 | $869,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 26,800 | $867,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 28,260 | $866,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 35,264 | $865,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 57,688 | $865,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 80,216 | $865,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 16,320 | $863,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 15,039 | $862,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 49,482 | $862,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 27,330 | $861,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 8,780 | $860,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 13,314 | $860,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 11,470 | $860,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 21,501 | $859,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 401,984 | $859,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 20,398 | $857,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 5,194 | $856,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 5,854 | $856,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 108,775 | $855,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,336 | $854,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 73,202 | $853,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,000 | $852,000 | thousands by filing date | put |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 15,296 | $851,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 18,308 | $851,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 23,200 | $848,000 | thousands by filing date | call |
| NEVRO CORP | 64157F103 | COM | 9,825 | $844,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 48,589 | $843,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 17,034 | $843,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 23,709 | $843,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 30,279 | $843,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 85,750 | $841,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 172,336 | $839,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 16,156 | $838,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 10,019 | $837,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 5,963 | $837,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 7,030 | $837,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 21,441 | $834,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 69,828 | $833,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 14,168 | $831,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 12,863 | $830,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,798 | $830,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 16,637 | $828,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 21,542 | $826,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 26,158 | $826,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 4,538 | $826,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 50,764 | $825,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021473 | this filing | 2019-11-14 | acceptance time not in the bulk data set |