13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 6,886 holding rows worth $252,891,319,000.
- Accession
- 0001567619-19-021473
- Filer
- CIK 1000275
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 25,498 entries on the cover page, a total value of $252,891,319,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,891,319,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JABIL INC COM | 466313103 | Stock | 77,075 | $2,757,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 239,445 | $2,757,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 93,301 | $2,753,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 40,000 | $2,752,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 300,200 | $2,750,000 | thousands by filing date | call |
| BIO RAD LABS INC | 090572207 | CL A | 8,264 | $2,750,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 141,112 | $2,749,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 101,429 | $2,747,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 45,524 | $2,743,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 52,556 | $2,736,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 338,587 | $2,722,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 86,936 | $2,715,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 16,171 | $2,714,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 45,345 | $2,710,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 104,568 | $2,710,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 97,587 | $2,698,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 45,000 | $2,696,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 23,439 | $2,695,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 305,000 | $2,692,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 20,000 | $2,688,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 74,855 | $2,687,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 71,887 | $2,677,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 40,000 | $2,674,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 33,841 | $2,670,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 79,395 | $2,670,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 7,328 | $2,668,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 50,400 | $2,667,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 48,554 | $2,665,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 28,943 | $2,657,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 287,652 | $2,655,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,871,000 | $2,653,000 | thousands by filing date | principal |
| SPLUNK INC | 848637104 | COM | 22,500 | $2,652,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 30,000 | $2,640,000 | thousands by filing date | call |
| FOX CORP CL A COM | 35137L105 | Stock | 83,652 | $2,638,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 31,648 | $2,637,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 100,000 | $2,632,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 27,725 | $2,631,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 40,476 | $2,628,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 94,500 | $2,620,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 69,400 | $2,619,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 158,655 | $2,619,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 281,400 | $2,617,000 | thousands by filing date | call |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 241,485 | $2,615,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 110,316 | $2,607,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 50,853 | $2,603,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 128,883 | $2,600,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 25,000 | $2,590,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 25,000 | $2,590,000 | thousands by filing date | call |
| INVESCO EXCHNG TRAD SLF INDE | 46139W304 | CORRT INM DEFS | 100,000 | $2,587,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 101,000 | $2,586,000 | thousands by filing date | call |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 51,002 | $2,580,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 15,627 | $2,578,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 226,290 | $2,577,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 35,692 | $2,572,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 34,510 | $2,568,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 64,255 | $2,566,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 10,359 | $2,565,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 53,719 | $2,561,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 281,425 | $2,555,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 42,143 | $2,554,000 | thousands by filing date | principal |
| GENERAL MILLS INC COM | 370334104 | Stock | 46,300 | $2,553,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 147,100 | $2,551,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 65,238 | $2,545,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 321,317 | $2,541,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 74,085 | $2,537,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 15,100 | $2,536,000 | thousands by filing date | put |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 27,924 | $2,535,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 97,537 | $2,525,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 58,414 | $2,518,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 54,980 | $2,515,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 88,880 | $2,512,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 211,772 | $2,509,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 122,297 | $2,507,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 166,142 | $2,507,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 55,946 | $2,504,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 93,166 | $2,498,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 42,080 | $2,498,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 25,001 | $2,495,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 71,298 | $2,495,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 85,191 | $2,487,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 70,683 | $2,486,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 93,946 | $2,483,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 26,896 | $2,482,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 66,525 | $2,479,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 35,308 | $2,476,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 55,300 | $2,474,000 | thousands by filing date | put |
| INVESCO | 46138J825 | EXCHANGE TRADED | 115,661 | $2,472,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W403 | CORRT INM VALU | 100,000 | $2,468,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 50,000 | $2,466,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 20,459 | $2,452,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 38,490 | $2,450,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 39,878 | $2,442,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 36,315 | $2,439,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 25,559 | $2,437,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 114,639 | $2,435,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 145,506 | $2,431,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 104,718 | $2,429,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 58,315 | $2,426,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 155,273 | $2,425,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 54,486 | $2,423,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 69,506 | $2,418,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 118,189 | $2,418,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 75,399 | $2,417,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 107,860 | $2,415,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 58,600 | $2,414,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 465,200 | $2,414,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 301,347 | $2,406,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 50,857 | $2,402,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 81,037 | $2,394,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 29,115 | $2,392,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 51,271 | $2,391,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 51,342 | $2,385,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 212,485 | $2,380,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 15,684 | $2,378,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 26,339 | $2,377,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 57,794 | $2,375,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 160,659 | $2,363,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 70,633 | $2,357,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 45,000 | $2,356,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 80,467 | $2,356,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 114,958 | $2,350,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 26,875 | $2,347,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 48,146 | $2,344,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 138,231 | $2,339,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,583 | $2,327,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 113,763 | $2,326,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 205,084 | $2,324,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 35,000 | $2,322,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 69,714 | $2,322,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 48,502 | $2,322,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 44,559 | $2,320,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 221,672 | $2,319,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 84,008 | $2,316,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 21,000 | $2,309,000 | thousands by filing date | call |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 2,272,000 | $2,306,000 | thousands by filing date | principal |
| WPX ENERGY INC | 98212B103 | COM | 217,678 | $2,305,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 97,249 | $2,301,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 157,492 | $2,299,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 57,308 | $2,293,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 39,919 | $2,292,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 217,948 | $2,291,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 58,880 | $2,290,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 58,313 | $2,285,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 163,991 | $2,283,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 44,739 | $2,281,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 30,380 | $2,280,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 25,260 | $2,277,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 41,588 | $2,275,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 76,362 | $2,274,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 195,762 | $2,269,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 45,204 | $2,263,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 59,733 | $2,262,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 75,000 | $2,259,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 68,580 | $2,258,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 93,579 | $2,255,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 50,933 | $2,253,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 43,421 | $2,247,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 100,000 | $2,246,000 | thousands by filing date | call |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 87,079 | $2,245,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 465,393 | $2,243,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 110,028 | $2,238,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 50,100 | $2,228,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,000 | $2,228,000 | thousands by filing date | put |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 170,069 | $2,228,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 18,038 | $2,227,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 120,849 | $2,226,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 16,274 | $2,225,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 153,812 | $2,223,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 68,841 | $2,221,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 14,007 | $2,215,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 169,582 | $2,215,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 95,105 | $2,214,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 15,859 | $2,206,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30,000 | $2,205,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 72,035 | $2,202,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 175,395 | $2,202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 93,672 | $2,195,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 113,800 | $2,191,000 | thousands by filing date | call |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 109,193 | $2,189,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 114,279 | $2,187,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 20,930 | $2,186,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 41,452 | $2,186,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 24,000 | $2,184,000 | thousands by filing date | put |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 518,388 | $2,183,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 54,653 | $2,178,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 354,609 | $2,177,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 82,693 | $2,174,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 46,510 | $2,173,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 105,192 | $2,172,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 142,793 | $2,172,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 56,073 | $2,165,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 32,960 | $2,161,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 107,500 | $2,158,000 | thousands by filing date | put |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 63,097 | $2,153,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 23,756 | $2,148,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 50,988 | $2,145,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 85,007 | $2,137,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 46,465 | $2,135,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 53,671 | $2,135,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 405,210 | $2,131,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 55,655 | $2,130,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 126,689 | $2,128,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 52,700 | $2,121,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 84,083 | $2,121,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 15,407 | $2,117,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 81,187 | $2,117,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 98,447 | $2,114,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 10,000 | $2,113,000 | thousands by filing date | put |
| ISHARES TR | 46434V571 | ISHARES TR | 82,689 | $2,110,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 52,917 | $2,109,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 37,000 | $2,108,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 71,901 | $2,105,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 29,672 | $2,105,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 79,937 | $2,104,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 12,500 | $2,104,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 15,559 | $2,103,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 209,249 | $2,103,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 201,753 | $2,102,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 32,571 | $2,102,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 100,111 | $2,100,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 143,420 | $2,099,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 64,816 | $2,098,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 67,197 | $2,097,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 60,353 | $2,097,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 52,688 | $2,094,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 212,082 | $2,094,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 45,732 | $2,090,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 59,614 | $2,088,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 11,370 | $2,087,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 69,665 | $2,087,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 130,076 | $2,086,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 183,892 | $2,085,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 101,228 | $2,080,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 76,196 | $2,076,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 100,000 | $2,075,000 | thousands by filing date | call |
| TPI Composites Inc | 87266J104 | Common Stock | 110,656 | $2,075,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 4,363,938 | $2,074,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 23,335 | $2,073,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 84,717 | $2,073,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 62,754 | $2,072,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 95,185 | $2,072,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 36,788 | $2,067,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 130,073 | $2,062,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 80,233 | $2,058,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 84,872 | $2,055,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 16,751 | $2,052,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 10,804 | $2,052,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 66,617 | $2,048,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 128,820 | $2,047,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 37,260 | $2,046,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 30,000 | $2,045,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 19,612 | $2,045,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 60,168 | $2,039,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 26,403 | $2,039,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 75,332 | $2,037,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 78,645 | $2,035,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 45,000 | $2,034,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 81,940 | $2,028,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 57,530 | $2,026,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 29,147 | $2,024,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 67,800 | $2,022,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 36,055 | $2,016,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 94,907 | $2,011,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 43,403 | $2,010,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 49,151 | $2,007,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 449,704 | $2,005,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 180,827 | $2,003,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 37,618 | $2,001,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 143,779 | $2,000,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 49,564 | $1,998,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 42,449 | $1,994,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 114,947 | $1,987,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 36,546 | $1,987,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 24,447 | $1,983,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 121,507 | $1,982,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 43,655 | $1,974,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 489,355 | $1,967,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 144,453 | $1,963,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 49,591 | $1,959,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 8,900 | $1,957,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 131,041 | $1,956,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 55,865 | $1,954,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 240,000 | $1,954,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 40,000 | $1,949,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 287,311 | $1,948,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 120,663 | $1,947,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 32,500 | $1,947,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 24,357 | $1,944,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 86,835 | $1,936,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 13,704 | $1,935,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 41,600 | $1,933,000 | thousands by filing date | put |
| AXONENTERPRISEINC | 05464C101 | STOK | 33,906 | $1,925,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 123,089 | $1,924,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 64,147 | $1,924,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 37,407 | $1,920,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 90,125 | $1,920,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 100,568 | $1,914,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 67,782 | $1,911,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 49,886 | $1,910,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2,877 | $1,908,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 204,795 | $1,896,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 20,776 | $1,894,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 25,070 | $1,888,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 421,463 | $1,884,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 309,834 | $1,883,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 147,229 | $1,883,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 35,000 | $1,875,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 35,000 | $1,875,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 63,734 | $1,873,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 249,469 | $1,867,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 56,164 | $1,867,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 113,380 | $1,861,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 100,000 | $1,860,000 | thousands by filing date | put |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 71,092 | $1,859,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 85,000 | $1,857,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 227,683 | $1,856,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 135,244 | $1,854,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 19,795 | $1,848,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 111,828 | $1,847,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 76,595 | $1,845,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 16,501 | $1,837,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 31,300 | $1,835,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 126,307 | $1,827,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 111,673 | $1,826,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 56,696 | $1,825,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 396,500 | $1,824,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 15,200 | $1,821,000 | thousands by filing date | put |
| STITCH FIX INC | 860897107 | COM CL A | 94,600 | $1,821,000 | thousands by filing date | put |
| CUSHING ETF TRUST | 23163L108 | ENRGY &MLP ETF | 78,554 | $1,821,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 23,555 | $1,820,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 140,305 | $1,817,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 75,573 | $1,812,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 368,817 | $1,804,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 132,363 | $1,801,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 111,283 | $1,800,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 179,302 | $1,798,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 67,470 | $1,797,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 25,320 | $1,796,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 292,690 | $1,794,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 61,700 | $1,793,000 | thousands by filing date | put |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 40,000 | $1,792,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 62,019 | $1,790,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 1,688,000 | $1,788,000 | thousands by filing date | principal |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 177,343 | $1,786,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 53,000 | $1,785,000 | thousands by filing date | call |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 37,663 | $1,783,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 101,397 | $1,778,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 11,132 | $1,777,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 59,149 | $1,774,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 60,237 | $1,770,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 135,138 | $1,766,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 88,250 | $1,764,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 16,164 | $1,764,000 | thousands by filing date | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 83,810 | $1,763,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 33,087 | $1,762,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 131,845 | $1,760,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A263 | ACQUIRERS FD | 71,100 | $1,760,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 62,592 | $1,757,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 94,284 | $1,754,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 18,158 | $1,753,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 31,365 | $1,753,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 133,594 | $1,752,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 35,233 | $1,750,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 172,252 | $1,750,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 178,074 | $1,747,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 28,041 | $1,747,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 53,420 | $1,744,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 61,204 | $1,741,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 421,817 | $1,741,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 57,685 | $1,741,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 75,603 | $1,735,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 62,420 | $1,735,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 50,925 | $1,735,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 97,387 | $1,734,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 32,500 | $1,733,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 99,656 | $1,732,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 48,279 | $1,730,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 30,000 | $1,728,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 36,947 | $1,726,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 69,938 | $1,724,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 332,003 | $1,724,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 42,218 | $1,723,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 22,182 | $1,720,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 71,956 | $1,720,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 89,279 | $1,719,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 85,041 | $1,713,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 110,187 | $1,712,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 16,254 | $1,711,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 42,000 | $1,709,000 | thousands by filing date | put |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 61,399 | $1,708,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 302,730 | $1,707,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 50,000 | $1,706,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 50,000 | $1,705,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 45,347 | $1,703,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 199,075 | $1,702,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 19,435 | $1,699,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 56,327 | $1,696,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 14,000 | $1,690,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 99,703 | $1,689,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 90,800 | $1,688,000 | thousands by filing date | call |
| WARRIOR MET COAL INC | 93627C101 | COM | 86,450 | $1,688,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 70,732 | $1,687,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 45,959 | $1,686,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 137,024 | $1,684,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 25,071 | $1,683,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 26,202 | $1,682,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 58,779 | $1,680,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 200,000 | $1,678,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 92,446 | $1,677,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 82,600 | $1,677,000 | thousands by filing date | call |
| BRUKER CORP | 116794108 | COM | 38,165 | $1,676,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 56,139 | $1,658,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 12,310 | $1,656,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 1,835 | $1,656,000 | thousands by filing date | principal |
| LEMAITRE VASCULAR INC | 525558201 | COM | 48,434 | $1,655,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 52,386 | $1,652,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 28,300 | $1,647,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 143,610 | $1,647,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 12,425 | $1,645,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 66,973 | $1,637,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 115,872 | $1,636,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 38,915 | $1,636,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 57,841 | $1,634,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 51,506 | $1,634,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 127,587 | $1,632,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 183,989 | $1,631,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 20,000 | $1,629,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 15,000 | $1,625,000 | thousands by filing date | call |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 139,748 | $1,624,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 35,972 | $1,621,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 11,678 | $1,617,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 16,821 | $1,617,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 108,570 | $1,617,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 37,770 | $1,617,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 111,872 | $1,616,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 53,652 | $1,610,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 30,000 | $1,608,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 54,704 | $1,606,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 17,600 | $1,604,000 | thousands by filing date | call |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 14,715 | $1,604,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 30,000 | $1,600,000 | thousands by filing date | put |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 137,681 | $1,598,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 438,155 | $1,595,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 99,512 | $1,593,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 169,967 | $1,593,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 10,000 | $1,590,000 | thousands by filing date | call |
| ANIXTER INTL INC | 035290105 | COM | 22,971 | $1,587,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 123,254 | $1,586,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 50,105 | $1,584,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 55,176 | $1,583,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 12,174 | $1,578,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 60,697 | $1,576,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 93,524 | $1,575,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 151,425 | $1,573,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 66,365 | $1,573,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 457,602 | $1,570,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 10,222 | $1,569,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 127,595 | $1,566,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 102,794 | $1,558,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 169,003 | $1,552,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 62,456 | $1,552,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 39,825 | $1,550,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 69,293 | $1,550,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 155,292 | $1,550,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 19,883 | $1,549,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 203,953 | $1,549,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 53,406 | $1,547,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 30,492 | $1,546,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 14,346 | $1,545,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 17,900 | $1,537,000 | thousands by filing date | put |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 88,251 | $1,536,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 430,324 | $1,531,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 27,634 | $1,530,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 37,213 | $1,529,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 80,200 | $1,524,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 54,817 | $1,523,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 15,014 | $1,522,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 52,754 | $1,519,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 41,030 | $1,517,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 98,071 | $1,515,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J627 | ESG REV ETF | 47,426 | $1,515,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 7,000 | $1,514,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 67,879 | $1,513,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 29,140 | $1,512,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 10,000 | $1,512,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 23,478 | $1,509,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 121,238 | $1,508,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 60,192 | $1,507,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 118,187 | $1,506,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 59,093 | $1,505,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 40,372 | $1,504,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 119,756 | $1,502,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 65,639 | $1,493,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 103,733 | $1,493,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 85,165 | $1,492,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 102,906 | $1,490,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 30,000 | $1,488,000 | thousands by filing date | put |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 25,982 | $1,488,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 23,433 | $1,484,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 11,900 | $1,483,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021473 | this filing | 2019-11-14 | acceptance time not in the bulk data set |