13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 6,886 holding rows worth $252,891,319,000.
- Accession
- 0001567619-19-021473
- Filer
- CIK 1000275
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 25,498 entries on the cover page, a total value of $252,891,319,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,891,319,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 101,360 | $5,500,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 290,766 | $5,498,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 40,398 | $5,488,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 126,800 | $5,485,000 | thousands by filing date | call |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 165,000 | $5,471,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,528,693 | $5,462,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 44,867 | $5,460,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 325,700 | $5,456,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 85,466 | $5,453,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 181,103 | $5,449,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 68,455 | $5,442,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 152,841 | $5,437,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 66,791 | $5,421,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 132,500 | $5,419,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 141,712 | $5,412,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 10,000 | $5,399,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 86,179 | $5,393,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 264,436 | $5,392,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 367,981 | $5,391,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 204,346 | $5,375,000 | thousands by filing date | principal |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 378,829 | $5,372,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 86,128 | $5,356,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 300,000 | $5,352,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,818,000 | $5,338,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 110,906 | $5,326,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 97,306 | $5,323,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 43,200 | $5,323,000 | thousands by filing date | call |
| OKTAINCCLASSA | 679295105 | STOK | 54,000 | $5,317,000 | thousands by filing date | call |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 229,154 | $5,316,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 4,079,000 | $5,308,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 149,051 | $5,306,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 174,100 | $5,305,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 340,000 | $5,284,000 | thousands by filing date | put |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 122,744 | $5,274,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 47,541 | $5,273,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W700 | MLT FTR CR FXD | 200,000 | $5,268,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 74,532 | $5,249,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 460,300 | $5,243,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 193,423 | $5,239,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 70,000 | $5,235,000 | thousands by filing date | call |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 95,804 | $5,233,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 355,381 | $5,224,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 176,600 | $5,218,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 24,300 | $5,217,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 167,345 | $5,212,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 32,218 | $5,209,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 110,400 | $5,206,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 44,132 | $5,206,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 242,707 | $5,201,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 319,984 | $5,193,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 285,399 | $5,189,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 378,478 | $5,187,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W106 | EMMKT DB DEFSV | 200,000 | $5,179,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 59,228 | $5,177,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 253,655 | $5,172,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 347,117 | $5,172,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 230,197 | $5,163,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 193,181 | $5,158,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 79,754 | $5,155,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 392,151 | $5,149,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 99,800 | $5,143,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 54,000 | $5,138,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 13,700 | $5,135,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 306,785 | $5,133,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 5,049,000 | $5,123,000 | thousands by filing date | principal |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 143,561 | $5,119,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 375,033 | $5,108,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 142,124 | $5,105,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 90,251 | $5,098,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 357,622 | $5,089,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 100,000 | $5,071,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 149,023 | $5,066,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 182,922 | $5,058,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,290,045 | $5,057,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 312,022 | $5,041,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 104,406 | $5,036,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 101,300 | $5,031,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 113,499 | $5,027,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 36,911 | $5,021,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 20,505 | $5,017,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 222,068 | $5,016,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 39,851 | $5,014,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 4,813,000 | $5,012,000 | thousands by filing date | principal |
| ISHARES TR | 464288372 | COM | 107,805 | $5,010,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 111,319 | $5,003,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 211,478 | $4,998,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 39,513 | $4,994,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 262,223 | $4,991,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 40,000 | $4,986,000 | thousands by filing date | put |
| COHERENT INC | 192479103 | COM | 32,273 | $4,961,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 49,826 | $4,960,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 105,830 | $4,959,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 694,661 | $4,953,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 92,225 | $4,947,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 169,398 | $4,943,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 92,885 | $4,943,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,060,722 | $4,943,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 19,040 | $4,934,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 113,318 | $4,930,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 41,600 | $4,918,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 499,037 | $4,917,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 33,078 | $4,916,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 42,692 | $4,906,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 136,768 | $4,905,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 347,132 | $4,897,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,115,000 | $4,895,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 25,200 | $4,878,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 933,432 | $4,877,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 39,004 | $4,870,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 48,828 | $4,856,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 33,300 | $4,847,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 100,200 | $4,841,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 47,411 | $4,841,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 166,257 | $4,831,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 60,000 | $4,825,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 118,629 | $4,824,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 778,531 | $4,819,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 120,000 | $4,810,000 | thousands by filing date | put |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 120,000 | $4,810,000 | thousands by filing date | call |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 279,251 | $4,805,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 92,115 | $4,801,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 78,596 | $4,800,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 28,342 | $4,795,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 219,400 | $4,794,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 172,948 | $4,793,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 336,000 | $4,785,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 3,638,000 | $4,769,000 | thousands by filing date | principal |
| Visa Inc | 92826C839 | COM | 27,700 | $4,765,000 | thousands by filing date | put |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 272,365 | $4,753,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 96,797 | $4,740,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 450,026 | $4,738,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 1,629,730 | $4,727,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 42,141 | $4,724,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 250,100 | $4,715,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 224,436 | $4,664,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 53,021 | $4,652,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 35,700 | $4,652,000 | thousands by filing date | call |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 144,510 | $4,649,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 126,413 | $4,640,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 2,580,000 | $4,638,000 | thousands by filing date | principal |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 52,121 | $4,626,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 295,801 | $4,621,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 192,800 | $4,618,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 173,200 | $4,612,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 116,748 | $4,602,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 399,828 | $4,590,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 305,726 | $4,583,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 59,976 | $4,573,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 232,129 | $4,568,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 96,225 | $4,557,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 143,400 | $4,530,000 | thousands by filing date | put |
| DUKE REALTY CORP | 264411505 | COM NEW | 133,129 | $4,522,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 34,612 | $4,517,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 214,868 | $4,508,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 260,100 | $4,508,000 | thousands by filing date | call |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 288,205 | $4,507,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 553,071 | $4,502,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 143,603 | $4,498,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 60,138 | $4,497,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 901,197 | $4,497,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 121,389 | $4,494,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 229,073 | $4,493,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 112,774 | $4,491,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 358,842 | $4,486,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 78,880 | $4,475,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 115,124 | $4,468,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 119,314 | $4,465,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 149,600 | $4,461,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 100,000 | $4,452,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 85,000 | $4,450,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 326,201 | $4,446,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 112,517 | $4,443,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 39,991 | $4,440,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 184,675 | $4,439,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 194,510 | $4,437,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 129,340 | $4,431,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 53,771 | $4,430,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 240,720 | $4,429,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 105,856 | $4,422,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 185,750 | $4,420,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 51,499 | $4,419,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 111,948 | $4,416,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 289,000 | $4,387,000 | thousands by filing date | put |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 158,147 | $4,370,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 189,831 | $4,368,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 456,500 | $4,355,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 36,916 | $4,352,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 78,687 | $4,352,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 213,130 | $4,351,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 264,277 | $4,350,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 106,031 | $4,346,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 363,770 | $4,343,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 48,018 | $4,337,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 77,278 | $4,336,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 86,437 | $4,302,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 310,828 | $4,302,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 69,493 | $4,289,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 480,670 | $4,283,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 298,007 | $4,282,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 77,253 | $4,281,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 192,641 | $4,281,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 82,466 | $4,277,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 143,784 | $4,274,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 70,200 | $4,265,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 91,505 | $4,261,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 28,754 | $4,243,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 100,000 | $4,243,000 | thousands by filing date | put |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 430,031 | $4,240,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 167,495 | $4,234,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 84,400 | $4,212,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 163,894 | $4,189,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 170,136 | $4,187,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 120,406 | $4,185,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 155,000 | $4,180,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 93,818 | $4,177,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 42,392 | $4,174,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 80,375 | $4,160,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 237,595 | $4,160,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 273,822 | $4,157,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 300,200 | $4,155,000 | thousands by filing date | call |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 180,260 | $4,150,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 75,000 | $4,149,000 | thousands by filing date | put |
| RYDER SYS INC COM | 783549108 | Stock | 80,100 | $4,147,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 20,000 | $4,145,000 | thousands by filing date | call |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 943,200 | $4,141,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 388,883 | $4,138,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 86,490 | $4,136,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 115,072 | $4,115,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 253,671 | $4,104,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 159,594 | $4,100,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 302,960 | $4,078,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 141,519 | $4,074,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 21,871 | $4,072,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 202,274 | $4,054,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 3,454,000 | $4,050,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311206 | CL C | 222,956 | $4,042,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 163,825 | $4,038,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 29,748 | $4,034,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 201,570 | $4,032,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 83,100 | $4,029,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 347,100 | $4,009,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 140,226 | $3,994,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 403,705 | $3,993,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 97,200 | $3,990,000 | thousands by filing date | call |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 123,048 | $3,971,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 50,000 | $3,963,000 | thousands by filing date | put |
| ADIENT PLC | G0084W101 | ORD SHS | 172,291 | $3,956,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 90,556 | $3,934,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 57,208 | $3,923,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 78,875 | $3,922,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 51,821 | $3,916,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 95,331 | $3,912,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 130,000 | $3,912,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 93,500 | $3,907,000 | thousands by filing date | put |
| NATIONAL INSTRS CORP | 636518102 | COM | 93,048 | $3,906,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 355,014 | $3,905,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 289,976 | $3,886,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 498,730 | $3,885,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 87,997 | $3,878,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 132,857 | $3,873,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L786 | WESTN AST SHRT | 150,000 | $3,869,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 47,820 | $3,856,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 191,807 | $3,848,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 85,594 | $3,845,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 74,746 | $3,842,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 34,424 | $3,838,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 659,180 | $3,836,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 191,523 | $3,834,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 45,920 | $3,826,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 619,581 | $3,823,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 82,787 | $3,815,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 324,172 | $3,809,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 108,900 | $3,800,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 23,100 | $3,798,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 175,406 | $3,797,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 67,286 | $3,796,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 85,016 | $3,783,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 252,788 | $3,781,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 121,916 | $3,777,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 364,920 | $3,763,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 427,200 | $3,760,000 | thousands by filing date | call |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 145,406 | $3,746,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 228,873 | $3,733,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 125,596 | $3,729,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 217,250 | $3,719,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 54,956 | $3,711,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 178,790 | $3,711,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 157,092 | $3,691,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 34,521 | $3,688,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 188,071 | $3,678,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 19,000 | $3,677,000 | thousands by filing date | put |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 129,458 | $3,666,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 164,641 | $3,664,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 117,682 | $3,652,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 80,103 | $3,639,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 112,131 | $3,635,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 123,593 | $3,628,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 105,600 | $3,616,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 115,510 | $3,613,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 41,917 | $3,602,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 83,585 | $3,600,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 98,394 | $3,600,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 2,130,351 | $3,600,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 169,134 | $3,594,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 161,425 | $3,588,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 157,366 | $3,588,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 15,000 | $3,584,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 220,000 | $3,571,000 | thousands by filing date | put |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 119,060 | $3,568,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 23,977 | $3,567,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,875,000 | $3,566,000 | thousands by filing date | principal |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 122,318 | $3,562,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 101,666 | $3,560,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 25,335 | $3,554,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2,831 | $3,552,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 169,556 | $3,550,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 104,150 | $3,549,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 431,200 | $3,544,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 297,728 | $3,543,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 37,880 | $3,540,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 223,453 | $3,537,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 148,426 | $3,535,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 83,886 | $3,533,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 123,866 | $3,532,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 40,400 | $3,532,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 129,748 | $3,527,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 124,521 | $3,513,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 186,939 | $3,512,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 35,455 | $3,509,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 266,356 | $3,496,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 395,859 | $3,494,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 239,141 | $3,480,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 113,400 | $3,479,000 | thousands by filing date | put |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 118,154 | $3,479,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 35,847 | $3,477,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 160,994 | $3,476,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 70,689 | $3,475,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 243,165 | $3,475,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 148,238 | $3,468,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 139,181 | $3,464,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 132,352 | $3,464,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 96,000 | $3,453,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 91,980 | $3,442,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 217,221 | $3,438,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 77,443 | $3,436,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 29,180 | $3,414,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 193,699 | $3,410,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 300,000 | $3,402,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 44,834 | $3,395,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 139,134 | $3,391,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 757,800 | $3,387,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 29,811 | $3,383,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 212,237 | $3,360,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 45,745 | $3,353,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 60,318 | $3,350,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 147,180 | $3,341,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 485,500 | $3,340,000 | thousands by filing date | call |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 133,494 | $3,334,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 69,453 | $3,324,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 34,301 | $3,317,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 139,295 | $3,308,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 24,282 | $3,307,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 25,398 | $3,303,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 170,675 | $3,301,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 399,800 | $3,286,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 65,271 | $3,285,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 131,229 | $3,273,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 70,916 | $3,264,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 13,723 | $3,263,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 32,770 | $3,262,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 44,191 | $3,261,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 47,909 | $3,257,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 33,881 | $3,257,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 206,497 | $3,256,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 97,109 | $3,254,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 16,900 | $3,251,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 200,300 | $3,251,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180D106 | COM | 136,477 | $3,250,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 74,489 | $3,246,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 43,400 | $3,245,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 40,000 | $3,244,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 22,926 | $3,241,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 38,977 | $3,233,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 147,317 | $3,232,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 107,098 | $3,219,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 216,525 | $3,218,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 162,641 | $3,218,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 77,107 | $3,214,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 260,873 | $3,214,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 41,600 | $3,205,000 | thousands by filing date | put |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 129,859 | $3,191,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 21,569 | $3,178,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 112,300 | $3,174,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 137,118 | $3,172,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 58,787 | $3,171,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 69,265 | $3,168,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 157,070 | $3,168,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 67,924 | $3,166,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 133,013 | $3,156,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 273,758 | $3,154,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 50,656 | $3,153,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 239,981 | $3,153,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 131,622 | $3,152,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 75,647 | $3,146,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 35,000 | $3,145,000 | thousands by filing date | call |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 44,947 | $3,134,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 791,285 | $3,133,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 152,323 | $3,124,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 170,224 | $3,112,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 47,767 | $3,112,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 101,817 | $3,109,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 149,903 | $3,097,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 135,159 | $3,090,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 21,584 | $3,064,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 54,900 | $3,058,000 | thousands by filing date | put |
| BRP INC COM SUN VTG | 05577W200 | Stock | 78,500 | $3,057,000 | thousands by filing date | call |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 129,986 | $3,057,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 20,373 | $3,049,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 40,195 | $3,048,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 45,224 | $3,047,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10,000 | $3,042,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 50,000 | $3,038,000 | thousands by filing date | call |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 81,402 | $3,038,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 9,655 | $3,032,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 153,000 | $3,026,000 | thousands by filing date | put |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 266,449 | $3,026,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 123,001 | $3,020,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 56,359 | $3,018,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 100,000 | $3,015,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 283,164 | $3,013,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 63,082 | $3,008,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 67,212 | $3,008,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 96,463 | $2,989,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 77,201 | $2,985,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 39,500 | $2,975,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 58,227 | $2,974,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 119,425 | $2,973,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 205,333 | $2,965,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 67,376 | $2,956,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 123,562 | $2,955,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,786,000 | $2,945,000 | thousands by filing date | principal |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 188,351 | $2,944,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 229,964 | $2,943,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 291,646 | $2,940,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 149,707 | $2,937,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 167,283 | $2,934,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 2,850,000 | $2,932,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469207 | COM NEW | 113,865 | $2,931,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 40,235 | $2,930,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 174,342 | $2,929,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 151,151 | $2,915,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 123,714 | $2,909,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 36,114 | $2,904,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 137,603 | $2,903,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 108,264 | $2,903,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 23,300 | $2,898,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 54,270 | $2,898,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 27,161 | $2,897,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 14,965 | $2,895,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 45,390 | $2,894,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 57,878 | $2,891,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 54,071 | $2,887,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 13,609 | $2,882,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 50,885 | $2,882,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 235,582 | $2,878,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 20,153 | $2,875,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 624,800 | $2,874,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 97,990 | $2,870,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 129,045 | $2,868,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 33,300 | $2,868,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 30,040 | $2,868,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 78,825 | $2,861,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 151,100 | $2,859,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 339,900 | $2,859,000 | thousands by filing date | call |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 124,146 | $2,846,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 163,107 | $2,841,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 54,700 | $2,837,000 | thousands by filing date | put |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 104,703 | $2,837,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 157,290 | $2,834,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 164,660 | $2,827,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 187,914 | $2,826,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 135,424 | $2,824,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 79,526 | $2,821,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 90,950 | $2,813,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 39,781 | $2,810,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 73,443 | $2,809,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 30,000 | $2,806,000 | thousands by filing date | put |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 63,440 | $2,801,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 18,500 | $2,800,000 | thousands by filing date | call |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 18,335 | $2,800,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 165,000 | $2,795,000 | thousands by filing date | put |
| TRITON INTL LTD | G9078F107 | CL A | 82,543 | $2,794,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 29,523 | $2,790,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 38,241 | $2,788,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 42,938 | $2,784,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 62,265 | $2,775,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 172,052 | $2,768,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 110,003 | $2,764,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 375,488 | $2,763,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 27,216 | $2,758,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021473 | this filing | 2019-11-14 | acceptance time not in the bulk data set |