13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 6,886 holding rows worth $252,891,319,000.
- Accession
- 0001567619-19-021473
- Filer
- CIK 1000275
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 25,498 entries on the cover page, a total value of $252,891,319,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,891,319,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 27,970 | $395,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 25,530 | $394,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 14,727 | $393,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 5,000 | $393,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 25,627 | $392,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 33,355 | $391,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 24,397 | $389,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 191,440 | $389,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 20,242 | $389,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 11,952 | $388,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 23,443 | $388,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 19,800 | $388,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 247,940 | $387,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 25,426 | $386,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 7,837 | $386,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 37,226 | $385,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 7,307 | $383,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 34,783 | $382,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 19,602 | $382,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 38,502 | $382,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 20,895 | $380,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 25,243 | $380,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,300 | $379,000 | thousands by filing date | put |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 26,100 | $379,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 148,495 | $379,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 20,119 | $378,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 12,367 | $377,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 4,992 | $377,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 16,751 | $376,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 17,457 | $376,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 43,425 | $375,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 38,003 | $370,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 14,089 | $370,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 26,401 | $370,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 6,904 | $369,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 14,100 | $369,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 8,684 | $369,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 39,395 | $368,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 20,597 | $366,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 48,254 | $366,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 22,857 | $365,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 101,493 | $364,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 10,000 | $363,000 | thousands by filing date | put |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 8,858 | $363,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 14,330 | $362,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 57,008 | $360,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,700 | $359,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 28,742 | $359,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 42,492 | $359,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 29,180 | $359,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 22,668 | $358,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 47,931 | $358,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 20,294 | $354,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 22,870 | $354,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 37,700 | $354,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 22,951 | $354,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 145,887 | $353,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 21,674 | $353,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 10,470 | $352,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 33,400 | $352,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 27,778 | $351,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 10,459 | $351,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 17,908 | $351,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 3,902 | $350,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 32,230 | $350,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,935 | $350,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 10,000 | $350,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 57,580 | $349,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 21,214 | $348,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 6,910 | $348,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 21,269 | $347,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 5,329 | $347,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 11,516 | $346,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 6,620 | $346,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 7,775 | $345,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 47,563 | $345,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 83,400 | $345,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 34,506 | $345,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 11,179 | $344,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 6,257 | $343,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 16,301 | $343,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 355,000 | $343,000 | thousands by filing date | principal |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 9,511 | $342,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 31,198 | $342,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 23,451 | $342,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 23,608 | $342,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 37,429 | $342,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 2,992 | $341,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 25,747 | $341,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 52,758 | $341,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 12,697 | $340,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 15,895 | $340,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 15,690 | $340,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 12,959 | $340,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 13,907 | $339,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 23,279 | $338,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 21,090 | $338,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 98,833 | $337,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 10,955 | $337,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 26,308 | $337,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 9,104 | $337,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 11,835 | $334,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 15,210 | $334,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 63,209 | $334,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 33,202 | $334,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 3,786 | $333,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,452 | $333,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 30,412 | $333,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 21,699 | $332,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 6,599 | $331,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 55,331 | $331,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 48,029 | $331,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 17,425 | $330,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,900 | $330,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 17,740 | $329,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 30,008 | $329,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 11,862 | $329,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 35,721 | $328,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 19,643 | $328,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 6,732 | $328,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 28,335 | $326,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 74,750 | $326,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 24,262 | $326,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 13,805 | $326,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 11,966 | $325,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 9,533 | $324,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 97,000 | $324,000 | thousands by filing date | principal |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 21,668 | $324,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 20,829 | $322,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 6,853 | $321,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,800 | $320,000 | thousands by filing date | call |
| WERNER ENTERPRISES INC | 950755108 | COM | 9,040 | $320,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,935 | $319,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,043 | $319,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 14,557 | $318,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 8,091 | $318,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 18,004 | $318,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 16,572 | $318,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 4,488 | $318,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 11,600 | $317,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 4,255 | $317,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 15,524 | $317,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 8,033 | $316,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 22,504 | $316,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 7,904 | $315,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,695 | $314,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 13,323 | $314,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 37,029 | $314,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 13,791 | $313,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 8,606 | $312,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 11,818 | $312,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 70,926 | $312,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 14,827 | $311,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 19,205 | $310,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 14,353 | $310,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 17,081 | $309,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 30,300 | $309,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 9,191 | $308,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 40,806 | $308,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 12,135 | $308,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 53,000 | $307,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 9,056 | $307,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 13,477 | $307,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 25,827 | $306,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 20,200 | $306,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 5,697 | $305,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 9,281 | $305,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 53,510 | $305,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 4,115 | $304,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 14,581 | $304,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 14,958 | $304,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 21,626 | $304,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 182,000 | $304,000 | thousands by filing date | principal |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 14,226 | $303,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 12,244 | $303,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 19,480 | $302,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 21,474 | $302,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 5,200 | $301,000 | thousands by filing date | put |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 638 | $301,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 12,053 | $301,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,241 | $300,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 51,921 | $300,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 16,687 | $299,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 11,421 | $299,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 39,105 | $299,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 252,510 | $299,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 6,140 | $298,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 27,016 | $298,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,796 | $297,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 3,206 | $297,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 20,274 | $297,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 4,348 | $297,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 7,751 | $296,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 8,383 | $296,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 7,403 | $296,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 9,158 | $295,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 28,095 | $295,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 5,158 | $294,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 3,972 | $294,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 35,307 | $293,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,100 | $292,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 59,353 | $292,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 10,009 | $291,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,954 | $291,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,600 | $291,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 16,500 | $289,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 3,705 | $289,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,354 | $289,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 5,331 | $289,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 61,251 | $289,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 45,537 | $289,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 101,178 | $289,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 14,751 | $288,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 7,616 | $288,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 20,115 | $288,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 8,900 | $288,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 63,739 | $288,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 19,283 | $287,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 7,633 | $287,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 60,524 | $287,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 22,011 | $287,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 7,554 | $285,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 10,900 | $285,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 8,796 | $284,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 10,614 | $284,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 7,777 | $284,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 10,181 | $283,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 9,778 | $283,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 30,575 | $282,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 10,129 | $282,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 29,261 | $282,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 14,811 | $281,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 19,713 | $280,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 14,550 | $280,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,100 | $279,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 5,104 | $279,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 77,777 | $278,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 39,500 | $278,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 9,665 | $278,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 19,159 | $277,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 32,400 | $277,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 13,044 | $276,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 23,296 | $276,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,141 | $275,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 12,672 | $275,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,193 | $275,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 6,770 | $275,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 27,358 | $273,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 25,928 | $273,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 29,395 | $272,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 11,472 | $272,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 25,698 | $271,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 5,766 | $271,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 48,873 | $271,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,717 | $271,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,585 | $270,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 3,620 | $270,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 5,479 | $270,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 40,846 | $270,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 5,688 | $270,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 264,000 | $270,000 | thousands by filing date | principal |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 10,240 | $269,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 16,394 | $269,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 8,523 | $267,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 96,660 | $267,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 25,864 | $267,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 39,645 | $266,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 43,784 | $266,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 15,632 | $266,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 22,070 | $266,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 23,500 | $266,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,649 | $265,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,650 | $264,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 17,000 | $263,000 | thousands by filing date | put |
| MARINEMAX INC | 567908108 | COM | 17,000 | $263,000 | thousands by filing date | call |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 255,000 | $263,000 | thousands by filing date | principal |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 10,372 | $262,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 6,076 | $261,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 3,381 | $260,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 11,121 | $260,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 8,500 | $260,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 50,000 | $260,000 | thousands by filing date | put |
| OPTINOSE INC | 68404V100 | COM | 37,160 | $260,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 43,099 | $259,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,246 | $259,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 9,260 | $257,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 19,670 | $257,000 | thousands by filing date | |
| SALT FDS TR | 79590A107 | SALT LOW TRUBE | 9,150 | $257,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 13,633 | $256,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 4,627 | $256,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 17,838 | $255,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 4,539 | $255,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 18,800 | $255,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 24,757 | $255,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 14,029 | $254,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 3,405 | $254,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 13,814 | $254,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 7,840 | $254,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 145,704 | $254,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 60,269 | $253,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 8,062 | $252,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 14,693 | $252,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 10,100 | $252,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 25,068 | $252,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 24,763 | $251,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 8,130 | $251,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 34,603 | $251,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 99,434 | $251,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 5,628 | $250,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,500 | $249,000 | thousands by filing date | put |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 49,572 | $249,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 11,243 | $249,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 20,000 | $249,000 | thousands by filing date | call |
| STRATEGY | 86280R100 | EXCHANGE TRADED | 7,373 | $248,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 21,450 | $246,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 10,765 | $246,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 8,779 | $246,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 7,692 | $245,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 35,427 | $245,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $245,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 10,975 | $245,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 17,000 | $245,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 8,309 | $244,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 15,293 | $243,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 13,457 | $243,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 26,875 | $243,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 58,668 | $243,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 4,707 | $242,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 16,372 | $242,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 336,000 | $242,000 | thousands by filing date | principal |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 8,979 | $242,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 4,848 | $241,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,470 | $240,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 17,515 | $240,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 55,750 | $240,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 25,683 | $240,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 16,668 | $240,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 57,848 | $239,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 87,939 | $239,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 101,000 | $239,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 5,590 | $238,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 12,472 | $238,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 22,987 | $238,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 24,260 | $238,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 7,367 | $237,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 2,334 | $237,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 56,000 | $237,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 15,629 | $237,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 18,575 | $236,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 22,399 | $236,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 6,235 | $236,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 41,871 | $236,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 95,261 | $236,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 7,398 | $235,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 3,195 | $235,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 41,364 | $235,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 12,140 | $234,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 29,465 | $234,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 16,913 | $234,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 12,485 | $234,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 15,693 | $233,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 16,137 | $233,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 15,517 | $233,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 73,718 | $232,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 19,210 | $232,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,250 | $231,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 25,624 | $231,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 17,705 | $230,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 5,845 | $230,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 6,274 | $229,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 6,257 | $229,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 12,890 | $229,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 5,970 | $228,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 6,880 | $228,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 19,921 | $228,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 11,739 | $228,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 103,134 | $227,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 13,268 | $226,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,189 | $225,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 8,661 | $225,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 5,246 | $225,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 4,611 | $225,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 15,717 | $224,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 24,256 | $224,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 5,618 | $224,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 199,100 | $223,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 5,601 | $221,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 8,066 | $221,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 5,408 | $221,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 4,591 | $221,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 21,900 | $221,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 46,101 | $220,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 8,588 | $220,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 4,957 | $220,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 15,285 | $220,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,175 | $219,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 19,003 | $219,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 34,697 | $218,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 3,100 | $218,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 74,944 | $218,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,300 | $218,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 50,000 | $218,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 15,858 | $218,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 8,348 | $216,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 10,606 | $216,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 19,457 | $216,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 12,388 | $215,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 6,531 | $215,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 10,920 | $214,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 9,920 | $213,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 50,000 | $213,000 | thousands by filing date | call |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 3,317 | $212,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 16,245 | $211,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 7,977 | $211,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 30,285 | $211,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 4,061 | $209,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 7,755 | $209,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 34,222 | $208,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 13,809 | $208,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 14,900 | $208,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 15,403 | $207,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 22,747 | $207,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 99,132 | $207,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 2,953 | $207,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 3,776 | $207,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 135,069 | $207,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 14,503 | $206,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 14,535 | $206,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 4,319 | $206,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 13,564 | $206,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 2,071 | $206,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 6,188 | $206,000 | thousands by filing date | principal |
| MANITOWOC CO INC | 563571405 | COM NEW | 16,441 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 6,365 | $205,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 5,000 | $204,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 14,168 | $204,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 3,000 | $204,000 | thousands by filing date | call |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,631 | $204,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 5,136 | $204,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 14,231 | $204,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 19,034 | $204,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 11,500 | $203,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 7,253 | $203,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 180,000 | $202,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 8,881 | $202,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 20,315 | $202,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 2,684 | $202,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 7,950 | $201,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 36,200 | $201,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 7,333 | $201,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,231 | $201,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 38,620 | $200,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 8,086 | $200,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 11,838 | $200,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 22,184 | $200,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 7,083 | $199,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 67,158 | $199,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 7,147 | $199,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 6,408 | $198,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 9,100 | $198,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 3,084 | $197,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 6,869 | $197,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,696 | $196,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,993 | $196,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 15,708 | $196,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,684 | $196,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,619 | $196,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4,976 | $194,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 4,201 | $194,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 6,524 | $194,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 3,643 | $194,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 195,000 | $194,000 | thousands by filing date | principal |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 19,903 | $194,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 64,049 | $193,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 4,353 | $193,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 18,875 | $193,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 44,149 | $193,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 19,206 | $192,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 55,576 | $192,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,084 | $191,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 4,201 | $191,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 2,840 | $191,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 5,486 | $190,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 8,940 | $189,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 4,656 | $188,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 11,825 | $188,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 13,102 | $187,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 59,456 | $187,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 48,453 | $187,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 15,000 | $187,000 | thousands by filing date | put |
| PGIM ETF TR | 69344A602 | QMA STRGIC VAL | 3,774 | $187,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 23,483 | $186,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 77,210 | $186,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 3,418 | $185,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 6,270 | $185,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 20,354 | $185,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 7,969 | $184,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,389 | $183,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 5,009 | $183,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 5,644 | $183,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021473 | this filing | 2019-11-14 | acceptance time not in the bulk data set |