13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 6,886 holding rows worth $252,891,319,000.
- Accession
- 0001567619-19-021473
- Filer
- CIK 1000275
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 25,498 entries on the cover page, a total value of $252,891,319,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,891,319,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 40,357 | $825,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 30,217 | $824,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 14,315 | $823,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 20,289 | $820,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 67,129 | $814,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 15,690 | $811,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 14,805 | $811,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 27,567 | $811,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 43,273 | $809,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 24,057 | $807,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 19,668 | $807,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 31,931 | $806,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 31,758 | $805,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 24,348 | $803,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 79,300 | $801,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 11,884 | $798,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 28,971 | $796,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 12,407 | $795,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 97,009 | $791,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 23,907 | $789,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 35,566 | $787,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 38,420 | $786,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 54,386 | $784,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 21,700 | $782,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 35,604 | $781,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 57,163 | $781,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 178,394 | $780,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 4,051 | $778,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 21,104 | $776,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 30,298 | $776,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 23,672 | $775,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 24,360 | $773,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 77,892 | $773,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 84,514 | $772,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 24,962 | $772,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 16,758 | $771,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 116,509 | $768,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 139,095 | $765,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 57,649 | $765,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 7,985 | $765,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 19,110 | $764,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 23,352 | $764,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 21,340 | $762,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 14,314 | $762,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 754,000 | $762,000 | thousands by filing date | principal |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 75,126 | $760,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 19,362 | $758,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 52,650 | $758,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 10,430 | $757,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 9,294 | $757,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 5,000 | $756,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 12,556 | $756,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 92,364 | $755,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 20,596 | $752,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 13,452 | $752,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 12,980 | $751,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 300,292 | $751,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 56,198 | $751,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 52,654 | $750,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 70,021 | $750,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 12,330 | $750,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 44,024 | $748,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 38,321 | $748,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 27,700 | $747,000 | thousands by filing date | call |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 274,496 | $747,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 18,237 | $745,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 23,462 | $743,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 74,229 | $743,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 82,362 | $742,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 13,028 | $742,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 17,861 | $739,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 35,173 | $738,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 45,297 | $738,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 23,566 | $736,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 61,477 | $734,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 19,479 | $734,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 18,053 | $734,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 6,289 | $733,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 35,936 | $733,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 13,136 | $733,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 40,917 | $730,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 31,812 | $730,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 31,842 | $729,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 29,269 | $729,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 71,633 | $729,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 28,890 | $728,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 44,438 | $724,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 30,774 | $723,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 33,923 | $723,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 54,585 | $722,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 47,562 | $721,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 23,037 | $719,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 26,597 | $718,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 22,326 | $717,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 36,071 | $716,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 27,560 | $715,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 4,485 | $714,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 2,289 | $710,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 22,283 | $709,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 100,000 | $709,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 49,869 | $708,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 78,024 | $707,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 47,751 | $705,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 24,992 | $705,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 5,566 | $704,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 27,948 | $703,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 68,006 | $702,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 51,333 | $700,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 22,809 | $699,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 28,379 | $699,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,603 | $699,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 12,974 | $698,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 59,300 | $698,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 15,265 | $698,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 14,616 | $697,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 11,500 | $696,000 | thousands by filing date | call |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 26,582 | $696,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 43,577 | $695,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 24,595 | $694,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 92,017 | $694,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 15,965 | $694,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 9,534 | $693,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 9,715 | $693,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 73,074 | $693,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 38,665 | $692,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 68,290 | $691,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 16,882 | $688,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 15,525 | $688,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 32,898 | $686,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 10,356 | $683,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 37,235 | $683,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 28,445 | $682,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 49,545 | $682,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 47,964 | $682,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 50,789 | $681,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 12,100 | $681,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 13,559 | $680,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 18,210 | $679,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 13,361 | $678,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 25,951 | $678,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 19,150 | $677,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 11,560 | $677,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 27,925 | $676,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 675,000 | $676,000 | thousands by filing date | principal |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 13,892 | $674,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 38,926 | $673,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 41,779 | $673,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 16,681 | $673,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 123,659 | $672,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 26,204 | $670,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 18,832 | $668,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 35,017 | $667,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 60,673 | $667,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 19,711 | $666,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 92,304 | $665,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 11,331 | $665,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 7,914 | $664,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 43,530 | $660,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 9,503 | $659,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 25,224 | $658,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 123,140 | $657,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 34,774 | $656,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 271,800 | $655,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 15,057 | $652,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 24,754 | $651,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 23,345 | $651,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 24,397 | $650,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 56,700 | $648,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 18,975 | $646,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 11,792 | $646,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 23,036 | $645,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 22,232 | $645,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 29,548 | $643,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 11,526 | $642,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 30,832 | $641,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 18,967 | $638,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 134,350 | $637,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 9,523 | $636,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 37,129 | $636,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 94,123 | $635,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 13,651 | $634,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 88,585 | $634,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 15,498 | $630,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 25,685 | $630,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 8,746 | $630,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 124,549 | $629,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 14,368 | $629,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 27,445 | $629,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 24,847 | $629,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 542,182 | $629,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 38,151 | $628,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 19,281 | $628,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 187,747 | $627,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 3,000 | $626,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 12,376 | $625,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 18,688 | $624,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 22,192 | $620,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 16,045 | $619,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 14,562 | $619,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 24,161 | $616,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 15,352 | $615,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 16,345 | $614,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 24,230 | $613,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 61,256 | $613,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 26,059 | $612,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 27,963 | $612,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 17,629 | $611,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 6,841 | $611,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 23,204 | $610,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,000 | $610,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 61,131 | $609,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 70,206 | $609,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 8,046 | $608,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 12,252 | $608,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 23,167 | $607,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 28,456 | $607,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 15,661 | $604,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 29,777 | $604,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 31,324 | $602,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 12,395 | $602,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 21,600 | $598,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 12,535 | $598,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 21,230 | $598,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 15,565 | $597,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 69,772 | $597,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,344 | $596,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 35,855 | $596,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 64,543 | $593,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 37,677 | $592,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 15,956 | $592,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 316,219 | $591,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 45,190 | $590,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 19,523 | $590,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 9,595 | $589,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 417,478 | $589,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 67,721 | $589,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 177,735 | $587,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 55,809 | $585,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 33,500 | $584,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 63,397 | $583,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 8,457 | $583,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 4,718 | $583,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 31,052 | $583,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 30,000 | $582,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 28,630 | $580,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 7,890 | $580,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 74,172 | $580,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 70,266 | $579,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 54,520 | $578,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 10,440 | $577,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 46,696 | $576,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 13,924 | $576,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 20,905 | $576,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 16,850 | $575,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 78,821 | $573,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 23,995 | $573,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 458,155 | $573,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 26,071 | $572,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 2,922 | $570,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 18,106 | $569,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 9,739 | $569,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 496,000 | $568,000 | thousands by filing date | principal |
| IROBOT CORP | 462726100 | COM | 9,141 | $564,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 8,310 | $564,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 24,628 | $561,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 36,203 | $561,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 77,748 | $560,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 71,684 | $560,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 10,821 | $560,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 12,000 | $560,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 4,139 | $560,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 16,600 | $560,000 | thousands by filing date | |
| ETF SER SOLUTIONS SALT HIG TRUBT | 26922A479 | Stock | 22,215 | $559,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 104,937 | $555,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 26,755 | $554,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 10,759 | $554,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 31,420 | $553,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 36,800 | $553,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 22,624 | $552,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 12,644 | $552,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 14,482 | $551,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 14,465 | $551,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 13,787 | $550,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 26,702 | $550,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 53,164 | $550,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 11,579 | $549,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 96,853 | $549,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 25,619 | $549,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 9,751 | $549,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 17,096 | $546,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 18,671 | $544,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 41,535 | $544,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 22,138 | $544,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 539,998 | $543,000 | thousands by filing date | principal |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 29,541 | $542,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 37,649 | $540,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 18,483 | $540,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 17,910 | $538,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 7,779 | $536,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 17,264 | $536,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 26,145 | $535,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 46,738 | $534,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 68,107 | $530,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 120,325 | $530,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 35,068 | $530,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 12,953 | $530,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 43,379 | $530,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 45,469 | $530,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 9,141 | $529,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 60,148 | $529,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 48,093 | $529,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 4,605 | $528,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 7,070 | $527,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 16,105 | $527,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 30,635 | $526,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 5,964 | $526,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 34,504 | $524,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 15,241 | $524,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 501,000 | $523,000 | thousands by filing date | principal |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 66,551 | $521,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 27,304 | $520,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 10,000 | $520,000 | thousands by filing date | call |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 50,961 | $520,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 5,784 | $516,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 48,092 | $515,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 7,557 | $515,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 34,434 | $514,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 40,120 | $513,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 6,875 | $512,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 26,131 | $511,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 38,131 | $511,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 36,151 | $510,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 55,847 | $508,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 26,157 | $508,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 50,937 | $507,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 39,454 | $506,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 13,798 | $504,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 38,574 | $504,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 37,176 | $504,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 15,923 | $503,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 6,679 | $502,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 45,721 | $502,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 27,158 | $502,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 17,728 | $501,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 10,797 | $501,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 14,783 | $501,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 17,500 | $499,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 7,918 | $499,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 21,665 | $499,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 9,827 | $499,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,800 | $497,000 | thousands by filing date | call |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 8,652 | $496,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 25,542 | $495,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 782,140 | $494,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 71,609 | $492,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 12,903 | $491,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 37,701 | $491,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 12,159 | $491,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 14,040 | $489,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 41,046 | $489,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 22,275 | $489,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 52,726 | $489,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 150,000 | $488,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 29,200 | $488,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 11,814 | $487,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 32,745 | $486,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 25,365 | $485,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 13,747 | $484,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 77,687 | $481,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 8,237 | $480,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 44,030 | $480,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,500 | $478,000 | thousands by filing date | put |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 109,322 | $478,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 59,159 | $477,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 23,201 | $476,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 32,805 | $474,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 155,281 | $472,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 17,405 | $471,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 75,528 | $470,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 59,457 | $470,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 46,534 | $470,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 48,939 | $469,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 23,970 | $469,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 41,293 | $469,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 24,852 | $467,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 19,611 | $467,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 31,187 | $465,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 8,089 | $464,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 8,504 | $464,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 53,656 | $464,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 18,259 | $463,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 16,926 | $463,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 9,892 | $462,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 18,500 | $460,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 37,843 | $458,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 14,361 | $458,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 17,538 | $457,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 30,335 | $457,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 21,769 | $455,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 33,965 | $455,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 16,888 | $454,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 15,954 | $453,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 90,000 | $453,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 10,866 | $451,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 6,300 | $450,000 | thousands by filing date | call |
| MEDALLIA INC | 584021109 | COM | 16,418 | $450,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 42,279 | $449,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 31,268 | $448,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 2,421,867 | $448,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 14,441 | $447,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 4,171 | $445,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,800 | $445,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 20,266 | $444,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 29,726 | $443,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 31,311 | $443,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 16,836 | $442,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 34,269 | $442,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 27,264 | $442,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 41,825 | $441,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 8,019 | $440,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 82,936 | $440,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 100,000 | $440,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 16,902 | $440,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 10,441 | $439,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,900 | $438,000 | thousands by filing date | call |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 216,731 | $438,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 22,006 | $437,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 14,125 | $436,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 47,218 | $435,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 12,994 | $434,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 10,891 | $433,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 15,572 | $433,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 17,894 | $432,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 14,829 | $431,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 47,844 | $431,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 11,118 | $430,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 19,183 | $430,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 14,705 | $430,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 24,786 | $429,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 25,157 | $428,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 4,665 | $426,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 57,370 | $424,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 13,191 | $424,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 4,583 | $423,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,217 | $423,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 45,000 | $422,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 5,116 | $422,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 110,601 | $422,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 65,321 | $421,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 94,917 | $420,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 17,640 | $419,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 5,115 | $418,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 19,200 | $418,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 21,066 | $417,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 26,700 | $416,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 41,100 | $416,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 15,922 | $415,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 15,360 | $415,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 13,367 | $414,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 28,878 | $414,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 44,717 | $413,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 59,542 | $413,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 29,994 | $412,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 24,365 | $412,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 16,775 | $411,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 5,458 | $411,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 34,144 | $410,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 4,695 | $410,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 23,958 | $409,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 18,468 | $409,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 41,576 | $409,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 15,500 | $408,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 16,563 | $407,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 5,201 | $406,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 44,913 | $406,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 8,300 | $405,000 | thousands by filing date | put |
| Luckin Coffee Inc | 54951L109 | Equity | 21,317 | $405,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 31,045 | $404,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 13,655 | $404,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 14,152 | $403,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 105,200 | $402,000 | thousands by filing date | call |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 9,132 | $402,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,284 | $402,000 | thousands by filing date | |
| ARROW INVTS TR DOGS OF THE | 042765693 | CEF | 9,172 | $402,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 16,084 | $401,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,352 | $401,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 9,370 | $401,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 35,299 | $401,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 39,194 | $401,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 40,395 | $400,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 49,914 | $400,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 25,282 | $400,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 393,958 | $399,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 28,701 | $397,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 36,580 | $397,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 27,598 | $397,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 10,601 | $396,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 41,088 | $396,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 27,748 | $395,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 9,702 | $395,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021473 | this filing | 2019-11-14 | acceptance time not in the bulk data set |