13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 6,886 holding rows worth $252,891,319,000.
- Accession
- 0001567619-19-021473
- Filer
- CIK 1000275
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 25,498 entries on the cover page, a total value of $252,891,319,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,891,319,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIXELWORKS INC | 72581M305 | COM NEW | 273 | $1,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 300 | $1,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 944 | $1,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 119 | $1,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 144 | $1,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 555 | $1,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 298 | $1,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 470 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 10 | $1,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 475 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 4,075 | $1,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 169 | $1,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 180 | $1,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 161 | $1,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 2,412 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 500 | $1,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 56 | $1,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 272 | $1,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 245 | $1,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 510 | $1,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 17 | $1,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 577 | $1,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 474 | $1,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 216 | $1,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 40 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 92 | $1,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 1,200 | $1,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 1,000 | $1,000 | thousands by filing date | principal |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 348 | $1,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 333 | $1,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 78 | $1,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 118 | $1,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 331 | $1,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 171 | $1,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 88 | $1,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 132 | $1,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 796 | $1,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 182 | $1,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 267 | $1,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 155 | $1,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 158 | $1,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 300 | $1,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 387 | $1,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 218 | $1,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 545 | $1,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 50 | $1,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 6,617 | $1,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 300 | $1,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 1,943 | $1,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 411 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 2,050 | $1,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 260 | $1,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 265 | $1,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 180 | $1,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 330 | $1,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 389 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 661 | $1,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 740 | $1,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 7 | $1,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 281 | $1,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 606 | $1,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 483 | $1,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 353 | $1,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 38 | $1,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 34 | $1,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 147 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 78 | $1,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 600 | $1,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1,152 | $1,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 548 | $1,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 278 | $1,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 450 | $1,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 1,100 | $1,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 292 | $1,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 549 | $1,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 605 | $1,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 765 | $1,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 100 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,079 | $1,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 686 | $1,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 174 | $1,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 60 | $1,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 569 | $1,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F104 | COM | 6,000 | $1,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 300 | $1,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,000 | $1,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,000 | $1,000 | thousands by filing date | principal |
| RESONANT INC | 76118L102 | COM | 218 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 180 | $1,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 2,003 | $1,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 93 | $1,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 493 | $1,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 94 | $1,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 1,885 | $1,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 67 | $1,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 568 | $1,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 246 | $1,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 487 | $1,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 472 | $1,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 1,099 | $1,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 100 | $1,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 3,125 | $1,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 315 | $1,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 193 | $1,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 1,337 | $1,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 498 | $1,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 200 | $1,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,095 | $1,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 27 | $1,000 | thousands by filing date | principal |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 184 | $1,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 162 | $1,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 607 | $1,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 1,124 | $1,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 27 | $1,000 | thousands by filing date | principal |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 164 | $1,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 102 | $1,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 368 | $1,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 199 | $1,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 84 | $1,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 57 | $1,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 177 | $1,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 2,751 | $1,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 90 | $1,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 109 | $1,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 100 | $1,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 6,038 | $1,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 64 | $1,000 | thousands by filing date | principal |
| RMG ACQUISITION CORP | 749641106 | CL A | 100 | $1,000 | thousands by filing date | |
| IMEDIA BRANDS INC COM CL A | 452465107 | Stock | 1,087 | $1,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 1,556 | $1,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 435 | $1,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 632 | $1,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 100 | $1,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACM RESH INC COM CL A | 00108J109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORMEDIX INC COM | 21900C308 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PITNEY BOWES INC COM | 724479100 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDIOEYE INC | 050734201 | COM NEW | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 652 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IES HOLDINGS INC | 44951W106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONESPAN INC | 68287N100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPEL INC | 98379L100 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 1,201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 467 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIX INC | 13100M509 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 51JOB INC | 316827104 | SPONSORED ADS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNEX INC | 98986M103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSAN LTD | G25343107 | SHS A | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDELYX INC | 039697107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RES CORP | 02927U208 | CL A | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUND FINL BANCORP INC | 83607A100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK7 CORP | 06652N107 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 693 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 212 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEST CORP | 461147100 | COMMON STOCK | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCB BANCORP | 69320M109 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUILLIUM INC | 29446K106 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INMUNE BIO INC | 45782T105 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY TRONIC CORP | 493144109 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 702 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SACHEM CAP CORP | 78590A109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Yuchai Intl Ltd | G21082105 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xunlei Ltd-Adr | 98419E108 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE HANKS INC | 416196202 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRIDEX CORP | 462684101 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART SAND INC | 83191H107 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JERASH HLDGS US INC | 47632P101 | CMN | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 393 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USIO INC | 917313108 | CMN | 202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORECARD CORPORATION | 45816D100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087302 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W207 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 269 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWATER RES INC | 961684206 | COM NEW | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYADIC INTL INC DEL | 26745T101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMILEDS CORP | 816645204 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATUZZI S P A | 63905A200 | SPON ADS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Parcel Service, Inc | 917286106 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVACARE CORP | 461203101 | COMMON STOCK | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 484 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZION OIL & GAS INC | 989696109 | COM | 3,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Bancshares | 909458101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fluent Co | 34380C102 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 1,607 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INUVO INC | 46122W204 | COM NEW | 520 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Jason Industries Inc | 471172106 | COMMON STOCK | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNIC INC | 4525EP101 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPHASE LABS INC | 74345W108 | COM | 412 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BK Technologies Corp. | 05587G104 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fte Networks Inc | 30283R402 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCWORX CORP COM | 78396V109 | Stock | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA METALS INC | 82639W106 | COM | 405 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M200 | COM NEW | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 679 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XCEL BRANDS INC | 98400M101 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 315 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIONANO GENOMICS INC | 09075F107 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUTHER BURBANK CORP | 550550107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFSWEB INC | 717098206 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAVMED INC | 70387R106 | COM | 514 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAGE SENSING SYS INC | 45244C104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ID SYSTEMS INC | 449489103 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YRC WORLDWIDE INC | 984249607 | COM | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLES + COLVARD LTD | 159765106 | COM | 293 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE BANK OF PRINCETON | 064520109 | COMMON | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCONEE FED FINL CORP | 675607105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILLION INC | 92407M206 | COM NEW | 384 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 226 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEWARDSHIP FINL CORP | 860326107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FQF TR | 351680400 | QUANTSHARE SIZ | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCLAIRE FINL CORP | 290828102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 414 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Taronis Technologies Inc Com New | 876214206 | Equity | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NULL | 09071M205 | NULL | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 456 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 548 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L308 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMERICA INC | 09061H307 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNLOGIC INC | 87166L100 | COM | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLAR PWR INC | 73102V105 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 349 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 239 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 640 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARBON BLACK INC | 14081R103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 308 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYREN LTD | M26895108 | SHS | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROSEAS LTD | Y23592309 | SHS NEW | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 447 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXICURE INC | 30205M101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 186 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONFORMIS INC | 20717E101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 219 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VACCINEX INC | 918640103 | CMN | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECIPIO INC | 74019L503 | COM | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 159 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIQUE FABRICATING INC | 90915J103 | COM | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROTROPE INC | 64129T207 | COM NEW | 346 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARIOHEALTH CORP | 23725P100 | COM | 410 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOXLIGHT CORP | 103197109 | COM CL A | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CHOICE BANCORP | 31948P104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 425 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOMO INC | 62857J102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYNERGISTEK INC | 23258P105 | COM | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOWEB INC | 05335B100 | COM | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 311 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NESCO HLDGS INC | 64083J104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IFRESH INC | 449538107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET ELEMENT INC | 64111R300 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 254 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PB BANCORP INC | 70454T100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 243 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 219 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONAKER GROUP INC | 609011200 | COM NEW | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 2,016 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SXT PHARMACEUTICALS IN | G2161P108 | ORD SHS | 295 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 429 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RA MED SYS INC | 74933X104 | COM | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USCF ETF TR | 90290T601 | SUMERHAVEN PVT | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALERITAS HOLDINGS INC | 91914N301 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DROPCAR INC | 26210U203 | COM NEW | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHESIS ENERGY SYS INC | 871628301 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRANITESHARES ETF TR | 38747R207 | S&P GSCI CM K 1 | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021473 | this filing | 2019-11-14 | acceptance time not in the bulk data set |