13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,024 holding rows worth $240,501,775,000.
- Accession
- 0001567619-18-006175
- Filer
- CIK 1000275
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 27,379 entries on the cover page, a total value of $240,501,775,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,501,775,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerBlackstart Capital LP028-17673
- included managerContext BH Capital Management, LP028-17208
- included managerAzora Capital LP028-18527
- included managerCARBONADO CAPITAL028-17121
- included managerBlueMar Capital Management, LLC028-15913
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 31,891 | $427,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 47,808 | $427,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y203 | WILSHIRE REIT | 9,385 | $427,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R207 | S&P GSCI CM K 1 | 13,805 | $426,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 18,034 | $425,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 11,017 | $423,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 10,970 | $423,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 27,023 | $421,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 27,102 | $421,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 34,729 | $421,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 5,441 | $421,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 31,820 | $420,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 11,461 | $420,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 16,901 | $419,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 13,625 | $419,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 17,941 | $419,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 17,850 | $418,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 6,841 | $418,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 152,971 | $417,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 70,486 | $416,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 5,226 | $415,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 190,585 | $415,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 250,000 | $415,000 | thousands by filing date | call |
| ISHARES TR | 464288430 | ASIA 50 ETF | 6,627 | $414,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 13,665 | $412,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 7,450 | $411,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 31,027 | $411,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 22,317 | $411,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 63,227 | $411,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 10,747 | $410,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 7,344 | $409,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 14,006 | $409,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 6,335 | $409,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 68,661 | $409,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 4,230 | $407,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 23,590 | $407,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 28,166 | $407,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 12,778 | $406,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 41,045 | $405,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 36,994 | $404,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 20,100 | $403,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 28,319 | $403,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 81,939 | $402,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 150,056 | $402,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 30,887 | $401,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 8,667 | $400,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 22,227 | $400,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 18,137 | $399,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 15,227 | $397,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 63,392 | $396,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 150,109 | $395,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 28,123 | $394,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 8,000 | $394,000 | thousands by filing date | call |
| TPI Composites Inc | 87266J104 | Common Stock | 13,797 | $394,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 26,664 | $393,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 40,858 | $392,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 61,339 | $392,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 5,888 | $391,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 7,837 | $390,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 36,106 | $390,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 40,000 | $390,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 45,233 | $389,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 8,389 | $389,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 10,823 | $389,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 14,260 | $388,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 30,427 | $388,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 4,494 | $387,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 28,491 | $387,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 35,169 | $387,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 8,246 | $386,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 12,199 | $386,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 10,933 | $385,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,483 | $383,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 25,885 | $382,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 30,991 | $382,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 26,842 | $381,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 12,189 | $380,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 25,395 | $379,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 10,462 | $379,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 70,812 | $378,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,000 | $377,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,502 | $377,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 11,894 | $377,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 3,780 | $377,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 9,644 | $376,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 4,950 | $375,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 34,342 | $375,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 7,401 | $375,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 52,807 | $375,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 101,242 | $374,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 26,549 | $373,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 21,873 | $373,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 27,712 | $372,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 15,417 | $372,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 22,298 | $371,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 463,546 | $371,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 28,864 | $371,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 24,737 | $370,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 39,516 | $370,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 16,314 | $369,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 5,500 | $369,000 | thousands by filing date | call |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 43,633 | $369,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 34,000 | $368,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 27,907 | $367,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 16,439 | $366,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 68,155 | $365,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E685 | GLOBAL AGRCLTR | 13,092 | $364,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 5,725 | $361,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X446 | GBL SMLCP DIVI | 11,186 | $361,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 5,111 | $360,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 29,810 | $360,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 6,556 | $360,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 9,814 | $360,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 5,430 | $359,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 8,413 | $357,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 21,474 | $357,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 16,270 | $356,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 4,108 | $354,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 7,483 | $354,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 8,422 | $354,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 5,652 | $354,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 6,453 | $352,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 16,500 | $352,000 | thousands by filing date | call |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 33,978 | $352,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 4,293 | $352,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 13,542 | $351,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 6,125 | $350,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 14,944 | $350,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 31,378 | $349,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 8,650 | $349,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 16,212 | $349,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 14,451 | $349,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 18,296 | $348,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 20,165 | $348,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 10,336 | $348,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 16,100 | $347,000 | thousands by filing date | call |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 18,008 | $346,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $346,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 19,427 | $346,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 6,395 | $345,000 | thousands by filing date | principal |
| CREDIT SUISSE AG NASSAU BRH | 22539T217 | VLCTYSHS 3X S&P | 4,888 | $345,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 27,980 | $344,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 13,210 | $344,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 31,728 | $344,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 9,456 | $343,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 19,316 | $342,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,959 | $341,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 16,709 | $341,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 11,882 | $341,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 29,005 | $341,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 10,000 | $339,000 | thousands by filing date | put |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 5,767 | $339,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 101,567 | $339,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 17,557 | $338,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 27,835 | $338,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 16,201 | $338,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 24,858 | $336,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,582 | $336,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 19,335 | $335,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 6,897 | $335,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 27,042 | $335,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 5,466 | $335,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 25,123 | $334,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 19,100 | $333,000 | thousands by filing date | call |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 21,233 | $333,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 16,931 | $333,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 13,860 | $333,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 4,500 | $333,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 9,819 | $332,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 7,659 | $332,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 8,285 | $332,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 42,295 | $332,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 4,317 | $332,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 258,700 | $331,000 | thousands by filing date | call |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 25,249 | $331,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 33,606 | $331,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 10,000 | $331,000 | thousands by filing date | put |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 16,318 | $330,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 9,190 | $330,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 8,972 | $330,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 13,909 | $330,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 25,893 | $329,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 24,117 | $329,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 41,614 | $329,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 14,000 | $328,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 8,017 | $327,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 12,356 | $327,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 25,394 | $326,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 12,436 | $326,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 7,442 | $325,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 13,908 | $324,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 18,389 | $324,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 2,702 | $323,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 405,774 | $322,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 30,996 | $322,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 10,220 | $322,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 26,089 | $321,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 20,742 | $320,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 11,386 | $320,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 36,839 | $320,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,903 | $319,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,641 | $318,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 30,095 | $318,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 7,284 | $317,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 33,174 | $317,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 16,004 | $317,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 10,067 | $317,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 66,012 | $317,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 11,156 | $317,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 15,005 | $317,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 15,266 | $316,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 10,302 | $316,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 6,395 | $314,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 16,388 | $314,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 8,011 | $314,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 4,549 | $314,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 17,650 | $314,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 11,027 | $313,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 11,582 | $313,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 7,167 | $312,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,623 | $312,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 17,100 | $311,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 13,208 | $311,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 21,000 | $310,000 | thousands by filing date | call |
| TOWER INTL INC | 891826109 | COM | 10,221 | $309,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 21,533 | $308,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 12,135 | $308,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 6,300 | $306,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 30,335 | $306,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 2,685 | $304,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 18,327 | $303,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 540,000 | $303,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 44,182 | $302,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,244 | $301,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 8,553 | $301,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 26,573 | $301,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 34,438 | $300,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 162,000 | $300,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 13,231 | $299,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 12,066 | $298,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 21,050 | $298,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 9,495 | $297,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 5,427 | $297,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 12,329 | $297,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,394 | $296,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 24,564 | $295,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 45,241 | $295,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 294,000 | $295,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044105 | COM | 3,853 | $294,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 6,489 | $294,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 11,797 | $293,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 3,841 | $293,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,045 | $293,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 18,006 | $293,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 87,736 | $293,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 8,631 | $292,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 17,500 | $292,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 16,638 | $292,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 22,158 | $291,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 24,974 | $291,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 25,811 | $291,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 12,703 | $291,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 28,726 | $290,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 8,937 | $290,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 20,000 | $290,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 57,439 | $288,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 20,490 | $288,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 6,961 | $288,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 8,953 | $288,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,800 | $287,000 | thousands by filing date | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 29,278 | $287,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 12,376 | $286,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,275 | $285,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 48,563 | $285,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 15,330 | $285,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 16,587 | $285,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 23,473 | $284,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 12,211 | $284,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 28,013 | $284,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 3,532 | $282,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 9,298 | $282,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 5,997 | $282,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 36,720 | $282,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 38,267 | $281,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 13,572 | $281,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 24,174 | $280,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 13,400 | $280,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 28,719 | $280,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 9,470 | $280,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 46,462 | $279,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 14,251 | $279,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 8,979 | $279,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 45,093 | $278,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 23,361 | $278,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 13,588 | $277,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 15,301 | $277,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 16,200 | $276,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 19,324 | $276,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 7,502 | $276,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 11,191 | $276,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 17,910 | $276,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 20,201 | $276,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,824 | $275,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 42,587 | $275,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 4,748 | $275,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 6,846 | $275,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 17,147 | $274,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 16,023 | $273,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 17,468 | $272,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 41,509 | $272,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 5,432 | $270,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 17,677 | $269,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 24,659 | $269,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 13,332 | $269,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 21,249 | $269,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 8,177 | $269,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7,749 | $267,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 386,000 | $267,000 | thousands by filing date | principal |
| CARVANA CO CL A | 146869102 | Stock | 4,500 | $266,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 6,532 | $266,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 15,504 | $266,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 35,725 | $266,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 7,476 | $266,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 8,394 | $265,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 5,091 | $265,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 4,047 | $264,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 9,213 | $264,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 27,748 | $263,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 84,769 | $263,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,520 | $263,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 4,251 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 12,316 | $262,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 12,072 | $262,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 101,340 | $262,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 27,572 | $261,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 22,085 | $261,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 10,300 | $260,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 20,000 | $260,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 12,861 | $259,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 5,520 | $259,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 9,748 | $259,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 29,739 | $259,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,567 | $258,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 12,537 | $258,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 24,475 | $258,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 8,984 | $258,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 22,576 | $258,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,395 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,943 | $256,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 14,012 | $256,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 9,072 | $256,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 14,414 | $255,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 20,525 | $255,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 60,000 | $255,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 5,638 | $253,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,087 | $252,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 13,582 | $252,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 9,302 | $251,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 6,531 | $251,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 5,347 | $251,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 11,699 | $250,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,618 | $248,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 7,697 | $248,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 5,387 | $247,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 34,611 | $247,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 23,849 | $246,000 | thousands by filing date | |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 9,900 | $245,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 37,655 | $244,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 110,415 | $244,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 45,828 | $244,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 8,511 | $243,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 21,269 | $243,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 8,585 | $242,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 7,141 | $242,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 19,432 | $242,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 24,970 | $242,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 12,069 | $241,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 16,104 | $240,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 4,242 | $239,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 28,531 | $239,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 5,130 | $239,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 9,340 | $238,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 8,700 | $238,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 66,641 | $238,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 34,990 | $236,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 9,269 | $236,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 204,834 | $235,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 26,920 | $234,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,860 | $234,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 29,038 | $234,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 33,868 | $233,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 11,974 | $233,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 9,674 | $233,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 12,766 | $232,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 6,405 | $231,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 18,171 | $231,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 17,700 | $230,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 15,429 | $230,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,709 | $229,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 7,695 | $229,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 14,817 | $229,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 1,949 | $228,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 17,458 | $227,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 26,548 | $226,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 21,340 | $225,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 22,417 | $225,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 9,800 | $224,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 17,987 | $224,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 19,834 | $224,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 227,000 | $224,000 | thousands by filing date | principal |
| STEPAN CO | 858586100 | COM | 2,552 | $222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 7,139 | $222,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 9,476 | $222,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 5,360 | $222,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 5,247 | $221,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 3,219 | $221,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,370 | $221,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 21,500 | $220,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 4,156 | $219,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 14,807 | $219,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 17,361 | $218,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 23,569 | $218,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 16,054 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,695 | $218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 3,269 | $218,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 51,426 | $217,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 6,666 | $217,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,881 | $217,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 35,422 | $216,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 13,503 | $216,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 14,488 | $215,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 16,859 | $215,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 5,704 | $215,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 5,336 | $215,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 15,301 | $215,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 5,975 | $215,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 3,645 | $214,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 18,359 | $214,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 15,515 | $214,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,281 | $213,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 3,011 | $212,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 20,760 | $212,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 24,290 | $211,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 13,427 | $211,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 2,771 | $210,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 32,420 | $210,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 10,574 | $209,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10,000 | $209,000 | thousands by filing date | put |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 3,775 | $209,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 8,799 | $209,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 25,971 | $208,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 17,723 | $208,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 74,847 | $208,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,192 | $207,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 9,055 | $207,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 33,834 | $206,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 8,700 | $205,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 5,363 | $205,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,313 | $204,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 14,674 | $204,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 69,236 | $204,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 6,750 | $203,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,658 | $203,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 40,000 | $202,000 | thousands by filing date | put |
| TUCOWS INC | 898697206 | COM NEW | 3,643 | $202,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 3,584 | $202,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,889 | $201,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 7,583 | $200,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 8,405 | $200,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,883 | $200,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 4,318 | $200,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 17,821 | $199,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 8,855 | $199,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 12,928 | $199,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 77,014 | $199,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,759 | $198,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,964 | $198,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 13,778 | $197,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 14,251 | $197,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 16,299 | $196,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 9,757 | $196,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 7,742 | $196,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 8,743 | $195,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 10,690 | $194,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,421 | $194,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 9,400 | $194,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 9,055 | $193,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 7,963 | $193,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 20,852 | $193,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,383 | $192,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 10,286 | $192,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 21,408 | $192,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 11,104 | $191,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 5,766 | $191,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 11,272 | $191,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 9,812 | $190,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 17,268 | $190,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 2,807 | $189,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 15,238 | $189,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,333 | $189,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-006175 | this filing | 2018-11-14 | acceptance time not in the bulk data set |