13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,024 holding rows worth $240,501,775,000.
- Accession
- 0001567619-18-006175
- Filer
- CIK 1000275
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 27,379 entries on the cover page, a total value of $240,501,775,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,501,775,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerBlackstart Capital LP028-17673
- included managerContext BH Capital Management, LP028-17208
- included managerAzora Capital LP028-18527
- included managerCARBONADO CAPITAL028-17121
- included managerBlueMar Capital Management, LLC028-15913
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 3,420 | $78,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 425 | $78,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 1,034 | $78,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,394 | $78,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 4,453 | $78,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $78,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 8,924 | $78,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,803 | $78,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 4,811 | $78,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 2,800 | $78,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 6,063 | $77,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 3,275 | $77,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,336 | $77,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 2,741 | $77,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 6,644 | $77,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 3,516 | $77,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 7,583 | $77,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 4,178 | $76,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 4,655 | $76,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 2,560 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 3,259 | $76,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 3,555 | $76,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,635 | $76,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 1,839 | $76,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 8,269 | $76,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 1,500 | $75,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 1,006 | $75,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 8,562 | $75,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 6,279 | $75,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 839 | $75,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 2,841 | $75,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 6,346 | $75,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 805 | $74,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 31,694 | $74,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 6,500 | $74,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 3,041 | $74,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 2,050 | $74,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 1,546 | $73,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 3,521 | $73,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 998 | $73,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 5,520 | $73,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 6,469 | $73,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 9,444 | $73,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 600 | $72,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 108,769 | $72,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 3,625 | $72,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 5,232 | $72,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 9,357 | $72,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 2,581 | $72,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 36,843 | $72,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 28,929 | $72,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,251 | $71,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,000 | $71,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,278 | $71,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 14,418 | $71,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 869 | $71,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,538 | $70,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 11,492 | $70,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 2,168 | $70,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,915 | $70,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 1,630 | $70,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 6,151 | $70,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 18,316 | $70,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,766 | $70,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 7,049 | $70,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 5,700 | $69,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 5,341 | $69,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 6,000 | $69,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 989 | $69,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 3,542 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 964 | $69,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 4,790 | $69,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 104,910 | $69,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 57,254 | $69,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 1,495 | $68,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 32,720 | $68,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 2,268 | $68,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 8,147 | $68,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,823 | $68,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,104 | $68,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,494 | $68,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 7,600 | $68,000 | thousands by filing date | |
| ETF SER SOLUTIONS SALT HIG TRUBT | 26922A479 | Stock | 2,650 | $68,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 7,468 | $67,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 6,750 | $67,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 13,799 | $67,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,198 | $66,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 2,163 | $66,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 7,000 | $66,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 2,500 | $66,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,400 | $66,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 9,961 | $66,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 43,620 | $66,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 19,826 | $66,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 3,420 | $65,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 17,448 | $65,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 2,954 | $65,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 45,500 | $65,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 2,671 | $65,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 4,160 | $65,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 2,224 | $64,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 2,057 | $64,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,664 | $64,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 22,533 | $64,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 7,619 | $64,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,977 | $64,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 2,818 | $64,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 3,192 | $64,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 30,355 | $64,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 5,500 | $64,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 1,200 | $64,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 397 | $64,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 3,937 | $64,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,300 | $63,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 4,290 | $63,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 5,264 | $63,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,500 | $63,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 27,235 | $63,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,941 | $63,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 1,688 | $63,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 970 | $63,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 6,309 | $63,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 5,050 | $63,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,671 | $62,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 1,316 | $62,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,377 | $62,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 2,432 | $62,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,886 | $62,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 2,100 | $62,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 6,689 | $62,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,684 | $62,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 2,633 | $62,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 3,766 | $62,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,236 | $62,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 5,000 | $62,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 2,532 | $61,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 2,926 | $61,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 738 | $61,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 9,900 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 1,460 | $61,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 11,809 | $61,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 5,113 | $61,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 6,500 | $61,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 2,873 | $61,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 15,976 | $61,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,962 | $60,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 7,489 | $60,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 10,227 | $60,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,983 | $60,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 16,752 | $60,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 33,988 | $59,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 8,104 | $59,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 2,585 | $59,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 11,004 | $59,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 4,033 | $59,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 8,225 | $59,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 2,267 | $59,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 1,671 | $59,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 2,236 | $59,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 6,920 | $58,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 6,007 | $58,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 4,404 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 4,855 | $58,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 9,975 | $58,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 18,312 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 3,420 | $58,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 57,467 | $58,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 3,000 | $58,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 14,659 | $58,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 1,799 | $57,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 540 | $57,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 997 | $57,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,000 | $57,000 | thousands by filing date | call |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 954 | $57,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 41,217 | $57,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 190,501 | $57,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 2,813 | $56,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 7,445 | $56,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 3,828 | $56,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 2,641 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 1,029 | $56,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 1,829 | $56,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1,933 | $56,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 32,700 | $56,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 1,493 | $56,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 2,530 | $55,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 1,213 | $55,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 8,740 | $55,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 2,137 | $55,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 15,853 | $55,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 2,094 | $55,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 2,714 | $54,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 7,650 | $54,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 2,405 | $54,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 15,437 | $54,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 18,272 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 751 | $53,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,859 | $53,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 3,798 | $53,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 9,062 | $53,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,833 | $53,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,868 | $53,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 1,600 | $53,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 6,788 | $53,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 7,073 | $53,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 5,931 | $53,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 10,200 | $53,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 2,350 | $53,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,823 | $52,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 1,438 | $52,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 9,185 | $52,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 1,120 | $52,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 2,382 | $52,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 2,250 | $52,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 522 | $52,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 12,857 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 2,080 | $52,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 5,387 | $52,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 9,200 | $52,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 4,511 | $52,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 1,459 | $52,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,522 | $51,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 19,147 | $51,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 2,453 | $51,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,366 | $51,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 805 | $51,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 23,033 | $51,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 2,135 | $51,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 774 | $50,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 772 | $50,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 2,073 | $50,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 600 | $50,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 3,086 | $50,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 3,141 | $50,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 720 | $50,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 3,036 | $50,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,645 | $50,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 632 | $50,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 1,365 | $50,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,276 | $50,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 13,098 | $50,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 7,240 | $50,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 19,178 | $50,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1,916 | $49,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,199 | $49,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 1,207 | $49,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 27,940 | $49,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,961 | $49,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y842 | MADRONA INTL ETF | 1,732 | $49,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 4,822 | $49,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 8,816 | $48,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 1,227 | $48,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 6,570 | $48,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 2,961 | $48,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 17,373 | $48,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 65,494 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 1,763 | $48,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 1,275 | $48,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,320 | $47,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 2,076 | $47,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,114 | $47,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 12,262 | $47,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 963 | $47,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 5,393 | $47,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 457 | $47,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 14,410 | $46,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 1,894 | $46,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 983 | $46,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 7,663 | $46,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 1,178 | $46,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 1,174 | $46,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,000 | $46,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,217 | $46,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 369 | $46,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 5,800 | $46,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 3,000 | $46,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 3,000 | $46,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 2,500 | $46,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 670 | $46,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 11,000 | $46,000 | thousands by filing date | principal |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 11,930 | $46,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 5,000 | $46,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 1,120 | $46,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 2,171 | $45,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 2,692 | $45,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,340 | $45,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 2,102 | $45,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 2,341 | $45,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,855 | $45,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,500 | $45,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,409 | $45,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 8,051 | $45,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 20,340 | $45,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 11,600 | $45,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 45,000 | $45,000 | thousands by filing date | principal |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 1,905 | $45,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 4,567 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,000 | $44,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 900 | $44,000 | thousands by filing date | call |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 6,805 | $44,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,358 | $44,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 4,925 | $44,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 1,066 | $44,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 52,649 | $44,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 21,615 | $44,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 4,200 | $44,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,767 | $44,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 891 | $43,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 4,722 | $43,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 3,042 | $43,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 606 | $43,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,313 | $43,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 1,700 | $43,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 8,794 | $43,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 3,892 | $43,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 1,250 | $43,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 11,722 | $43,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 5,012 | $43,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 1,711 | $42,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,708 | $42,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 3,690 | $42,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 2,334 | $42,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 2,712 | $42,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 2,633 | $42,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 1,905 | $42,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 3,312 | $42,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 3,026 | $41,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 2,696 | $41,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 1,387 | $41,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,940 | $41,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,698 | $41,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 375 | $41,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,495 | $41,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 4,833 | $41,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 571 | $41,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 9,033 | $41,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 685 | $41,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 2,641 | $40,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 284 | $40,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 2,471 | $40,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 991 | $40,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 955 | $40,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,442 | $40,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 3,503 | $40,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 1,642 | $40,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A529 | NYSE PICKENS | 1,500 | $40,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 685 | $39,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 1,775 | $39,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 6,300 | $39,000 | thousands by filing date | call |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 1,972 | $39,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,619 | $39,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 2,040 | $39,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 2,713 | $39,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 836 | $39,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 3,900 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 804 | $39,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 11,000 | $39,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 2,194 | $39,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 3,565 | $39,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 1,951 | $39,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 3,725 | $39,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 3,998 | $39,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 23,000 | $39,000 | thousands by filing date | principal |
| CADIZ INC | 127537207 | COM NEW | 3,365 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 999 | $38,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,090 | $38,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 5,465 | $38,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 1,881 | $38,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 2,370 | $38,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 3,634 | $38,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 3,000 | $38,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 476 | $37,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,468 | $37,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 2,750 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1,569 | $37,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,787 | $37,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,667 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 1,017 | $37,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 3,054 | $37,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 8,345 | $37,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,419 | $37,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 2,728 | $37,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 300 | $37,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 1,350 | $37,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 1,350 | $37,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 562 | $37,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E204 | UNIT 07/27/2022 | 3,500 | $37,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 2,669 | $36,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 1,365 | $36,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 9,500 | $36,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,951 | $36,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 848 | $36,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 14,007 | $36,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 3,261 | $36,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 9,575 | $36,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 3,838 | $36,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 2,500 | $36,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 2,500 | $36,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 3,087 | $36,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 6,542 | $35,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,300 | $35,000 | thousands by filing date | call |
| NLIGHT INC | 65487K100 | COM | 1,562 | $35,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 558 | $35,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 919 | $35,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 850 | $35,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,297 | $35,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 1,423 | $35,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,192 | $35,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 4,127 | $35,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 1,927 | $35,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,325 | $35,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 714 | $35,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 4,996 | $35,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E792 | EMRNG MKT INFR | 982 | $35,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 1,528 | $34,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 1,093 | $34,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 2,317 | $34,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 12,749 | $34,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1,310 | $34,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 235 | $34,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 19,693 | $34,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 10,352 | $34,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 8,116 | $34,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 1,578 | $34,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 865 | $34,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 5,900 | $34,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 200 | $33,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 11,481 | $33,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 356 | $33,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 893 | $33,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 908 | $33,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 247 | $33,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 5,336 | $33,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 3,559 | $33,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 619 | $33,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 1,444 | $33,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 3,082 | $33,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 3,000 | $33,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 738 | $33,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,028 | $33,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 3,199 | $32,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 655 | $32,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 1,250 | $32,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 732 | $32,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,752 | $32,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 769 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 1,340 | $32,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 1,807 | $32,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 763 | $32,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 5,245 | $32,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 802 | $32,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 17,595 | $31,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 5,915 | $31,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,973 | $31,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,650 | $31,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 1,604 | $31,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 2,512 | $31,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 1,100 | $31,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 2,534 | $31,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 1,740 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 981 | $31,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 5,877 | $31,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 1,141 | $31,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 13,937 | $31,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 2,870 | $31,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 10,000 | $31,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 9,910 | $31,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 958 | $31,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 700 | $31,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 324 | $31,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 891 | $30,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 1,073 | $30,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,054 | $30,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 3,713 | $30,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 766 | $30,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 2,081 | $30,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 600 | $30,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 16,975 | $30,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 5,044 | $30,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,629 | $30,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,518 | $30,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 4,530 | $30,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 3,065 | $30,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 4,025 | $30,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 783 | $30,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 869 | $30,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 2,659 | $30,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 2,507 | $30,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L102 | SUSTANBLE GLBL | 1,003 | $30,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,000 | $29,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 620 | $29,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 4,628 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 451 | $29,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 967 | $29,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 536 | $29,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,652 | $29,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 344 | $29,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 1,536 | $29,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 509 | $29,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,895 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-006175 | this filing | 2018-11-14 | acceptance time not in the bulk data set |