13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,024 holding rows worth $240,501,775,000.
- Accession
- 0001567619-18-006175
- Filer
- CIK 1000275
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 27,379 entries on the cover page, a total value of $240,501,775,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,501,775,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerBlackstart Capital LP028-17673
- included managerContext BH Capital Management, LP028-17208
- included managerAzora Capital LP028-18527
- included managerCARBONADO CAPITAL028-17121
- included managerBlueMar Capital Management, LLC028-15913
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JERNIGAN CAP INC | 476405105 | COM | 9,861 | $189,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 33,735 | $189,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 3,480 | $188,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 1,311 | $188,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 146,903 | $188,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 18,019 | $188,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 52,581 | $188,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 48,800 | $188,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 27,977 | $187,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,449 | $187,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,432 | $187,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 25,795 | $187,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 66,097 | $187,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,075 | $186,000 | thousands by filing date | principal |
| SONIC CORP | 835451105 | COM | 4,303 | $186,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 60,229 | $186,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 3,142 | $185,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 25,511 | $185,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 9,457 | $185,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 2,981 | $184,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 5,841 | $184,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 10,243 | $184,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 19,300 | $184,000 | thousands by filing date | put |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 17,951 | $183,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 8,048 | $183,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 9,950 | $183,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 8,901 | $183,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 25,196 | $182,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 10,000 | $182,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 39,136 | $182,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 9,587 | $182,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 825 | $181,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 5,151 | $180,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 11,742 | $180,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 53,280 | $180,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 6,175 | $179,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 16,000 | $178,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,158 | $178,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 31,275 | $178,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 176,000 | $178,000 | thousands by filing date | principal |
| SHUTTERFLY INC | 82568P304 | COM | 2,721 | $178,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 2,163 | $176,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,638 | $176,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 11,336 | $175,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,057 | $175,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 11,530 | $175,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 4,666 | $175,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 2,764 | $174,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 1,824 | $174,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 4,588 | $174,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 35,833 | $173,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 16,495 | $173,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 2,254 | $173,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,250 | $173,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 6,859 | $173,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 5,820 | $173,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,255 | $172,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 37,571 | $172,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 16,619 | $171,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 23,598 | $171,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 8,945 | $171,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 3,498 | $170,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 3,512 | $170,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 2,892 | $170,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 7,300 | $169,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,309 | $169,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 8,819 | $169,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 6,839 | $168,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,097 | $168,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 13,150 | $168,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 15,738 | $167,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 13,435 | $167,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 12,343 | $167,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 5,300 | $167,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 6,586 | $167,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 5,924 | $166,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 22,003 | $166,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 9,802 | $166,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 6,100 | $165,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 13,527 | $165,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 2,342 | $164,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 7,439 | $164,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 3,713 | $163,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 8,256 | $163,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 5,956 | $161,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,390 | $161,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 1,992 | $161,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 5,500 | $160,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 15,212 | $160,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,000 | $160,000 | thousands by filing date | put |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 9,848 | $160,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 4,112 | $160,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 6,418 | $159,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 35,250 | $159,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 6,404 | $159,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 4,973 | $159,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 17,372 | $158,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 4,904 | $158,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 13,406 | $157,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 8,133 | $157,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 4,325 | $157,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 4,562 | $157,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 6,373 | $157,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 7,684 | $157,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 4,196 | $156,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 5,128 | $156,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 6,254 | $156,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 6,186 | $156,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 4,714 | $155,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 2,035 | $155,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 3,205 | $155,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 24,345 | $155,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 57,549 | $155,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 4,620 | $155,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 3,835 | $154,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 6,162 | $154,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 31,110 | $154,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 16,542 | $154,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 5,550 | $154,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 3,337 | $153,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 8,242 | $153,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 1,196 | $153,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 1,726 | $153,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 7,201 | $153,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 15,000 | $153,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 6,663 | $153,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 6,612 | $152,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 4,886 | $152,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 17,638 | $152,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 10,661 | $152,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 6,265 | $151,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 6,402 | $151,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 12,121 | $151,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 11,798 | $151,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 4,200 | $151,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 2,550 | $151,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 6,382 | $151,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 10,238 | $151,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 7,449 | $151,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,805 | $150,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 9,623 | $150,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 10,787 | $150,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 7,223 | $150,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 503 | $150,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 9,010 | $150,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 12,100 | $149,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 14,818 | $148,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 3,613 | $148,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,889 | $148,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,219 | $148,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 11,927 | $148,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 5,851 | $148,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 11,087 | $148,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 7,255 | $148,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 9,414 | $148,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 16,189 | $147,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 40,027 | $147,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,230 | $147,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 11,783 | $147,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 11,249 | $146,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 5,850 | $146,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 2,330 | $146,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 6,055 | $146,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 3,647 | $145,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,634 | $145,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 30,145 | $145,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 2,220 | $144,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 16,300 | $144,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 12,087 | $144,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 11,589 | $144,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,292 | $144,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 400 | $143,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 4,843 | $143,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 8,703 | $143,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,000 | $142,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 5,688 | $142,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G207 | HORIZONS DAX GER | 5,000 | $142,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 2,995 | $141,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 7,166 | $141,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 10,317 | $141,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 35,104 | $141,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 4,524 | $141,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 6,099 | $141,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 7,180 | $141,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 2,158 | $140,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 6,166 | $140,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 11,814 | $140,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 11,000 | $140,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 4,943 | $139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,406 | $138,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 4,181 | $138,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 12,431 | $138,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 11,823 | $137,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 31,528 | $137,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 11,412 | $137,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,076 | $136,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 10,110 | $136,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,500 | $136,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 17,079 | $136,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 4,874 | $136,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 30,702 | $136,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 1,400 | $136,000 | thousands by filing date | principal |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 20,378 | $135,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,967 | $135,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 5,306 | $135,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 4,604 | $135,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 4,461 | $135,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 13,215 | $135,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 1,950 | $135,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 9,195 | $134,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 5,661 | $134,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 2,114 | $134,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 6,531 | $134,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 2,480 | $134,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 21,196 | $134,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 13,252 | $133,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 5,000 | $133,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 64,464 | $132,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 8,001 | $132,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 9,028 | $132,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 67,250 | $132,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 7,265 | $132,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 32,975 | $132,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 4,335 | $132,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33739Q606 | HEITMAN GLOBAL | 6,375 | $132,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 4,790 | $131,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 6,636 | $131,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 4,809 | $131,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 3,438 | $130,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 4,046 | $128,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,783 | $128,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 4,780 | $128,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 3,229 | $128,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 14,689 | $128,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 4,946 | $128,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 9,584 | $128,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 24,310 | $128,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 89,901 | $127,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 10,725 | $127,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 11,209 | $126,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 25,758 | $126,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,399 | $126,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 62,180 | $126,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,505 | $125,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 5,094 | $125,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 2,629 | $124,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 4,638 | $124,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 5,102 | $124,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 7,645 | $124,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24,731 | $124,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 15,242 | $123,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 335,140 | $123,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 3,124 | $122,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 4,400 | $122,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 4,250 | $122,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 2,110 | $121,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 2,125 | $121,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 12,605 | $121,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 4,635 | $121,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 24,337 | $121,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 5,949 | $121,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 10,101 | $121,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 4,975 | $121,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 23,134 | $120,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 27,141 | $120,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 5,591 | $119,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 7,889 | $119,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 2,585 | $119,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 29,791 | $119,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 11,008 | $119,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 13,380 | $118,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 5,277 | $118,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,425 | $118,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 9,518 | $118,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 7,825 | $118,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 62,144 | $117,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 10,472 | $116,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 9,410 | $116,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 5,831 | $116,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 8,389 | $116,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 5,431 | $116,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,089 | $116,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 2,200 | $116,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 8,446 | $116,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 5,666 | $115,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 25,417 | $115,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 11,225 | $115,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 63,071 | $114,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 2,988 | $114,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 2,148 | $114,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 14,224 | $114,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 2,850 | $114,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 26,732 | $114,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 4,632 | $113,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,439 | $113,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 35,142 | $113,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 8,488 | $113,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 10,000 | $112,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 12,015 | $112,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 4,700 | $112,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 6,351 | $112,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 7,622 | $112,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 13,818 | $111,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 2,689 | $111,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 2,735 | $111,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 4,125 | $111,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 11,128 | $111,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 1,367 | $110,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 13,730 | $110,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 10,020 | $109,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 2,625 | $109,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 4,537 | $108,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 9,074 | $108,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 7,267 | $108,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 10,801 | $108,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 7,295 | $107,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 5,600 | $107,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 2,200 | $107,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 3,740 | $107,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 3,090 | $107,000 | thousands by filing date | principal |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 8,535 | $107,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 14,980 | $107,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 11,100 | $107,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,294 | $106,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,236 | $106,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 3,541 | $105,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 2,500 | $105,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 4,898 | $105,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 6,450 | $105,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 5,870 | $105,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 15,800 | $105,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 70,000 | $105,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,056 | $104,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 2,613 | $104,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 8,126 | $104,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 3,899 | $104,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 2,829 | $104,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,372 | $104,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 13,949 | $104,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 3,918 | $104,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 52,329 | $104,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 7,725 | $104,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 10,439 | $104,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 25,000 | $104,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 3,966 | $103,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,875 | $103,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 3,428 | $103,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 7,974 | $103,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 149 | $103,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 4,026 | $103,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 1,252 | $102,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 7,054 | $102,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 7,476 | $102,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,081 | $102,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 3,057 | $101,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 3,289 | $101,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 2,565 | $101,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 3,319 | $101,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 11,392 | $101,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,000 | $100,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 25,900 | $100,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 1,563 | $100,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 2,253 | $100,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,726 | $100,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 31,833 | $100,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 3,734 | $100,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 7,748 | $100,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,550 | $99,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 4,849 | $99,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,466 | $98,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 8,324 | $98,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 11,928 | $98,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 3,907 | $98,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 6,125 | $97,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 2,560 | $97,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 1,959 | $97,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 3,119 | $97,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 5,591 | $97,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 13,110 | $97,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 16,216 | $97,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 5,005 | $96,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 6,029 | $96,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 3,451 | $95,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 5,894 | $95,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 5,265 | $95,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 3,463 | $95,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,711 | $94,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 2,863 | $94,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 4,931 | $94,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 2,764 | $94,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 3,332 | $94,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,043 | $94,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 7,353 | $94,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 13,401 | $94,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 2,873 | $93,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 5,311 | $93,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 6,993 | $93,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 10,680 | $93,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 44,171 | $93,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 2,555 | $93,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 5,019 | $93,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 6,964 | $93,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7,084 | $92,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 15,002 | $92,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 2,798 | $92,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 2,500 | $92,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 5,500 | $92,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 9,700 | $92,000 | thousands by filing date | call |
| MFS CALIF MUN FD | 59318C106 | COM | 9,031 | $92,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,466 | $92,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,133 | $91,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 25,923 | $91,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 6,086 | $91,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,614 | $90,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 9,272 | $90,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 2,845 | $90,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 11,466 | $90,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 2,741 | $90,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 12,567 | $90,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 1,300 | $90,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,657 | $90,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 11,893 | $90,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,374 | $89,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,012 | $89,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,864 | $89,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 2,293 | $89,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 19,088 | $89,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 682 | $88,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 2,445 | $88,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 3,246 | $88,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 3,704 | $88,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 4,532 | $88,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,484 | $88,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,817 | $87,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 1,377 | $87,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 5,740 | $87,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 500 | $87,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 4,415 | $86,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 6,729 | $86,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 3,397 | $86,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 791 | $86,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 4,015 | $86,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 1,405 | $85,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 11,043 | $85,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 11,604 | $85,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,755 | $85,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 877 | $85,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 2,736 | $85,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,224 | $84,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 3,557 | $84,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 4,060 | $84,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 8,339 | $84,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,163 | $84,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 3,274 | $84,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 5,993 | $84,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 2,880 | $84,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 10,625 | $83,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 391 | $83,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 2,227 | $83,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 9,488 | $83,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 1,619 | $83,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 17,546 | $83,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 2,577 | $83,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 7,626 | $83,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 3,610 | $83,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 3,421 | $83,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 1,777 | $83,000 | thousands by filing date | principal |
| Elevance Health, Inc. | 036752103 | COM | 300 | $82,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 15,316 | $82,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 6,395 | $82,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 3,439 | $82,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 4,945 | $82,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,833 | $82,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 7,498 | $82,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 2,181 | $82,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 770 | $81,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 2,987 | $81,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 11,982 | $81,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 8,995 | $81,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 2,248 | $81,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 4,528 | $81,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,872 | $81,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 6,500 | $81,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 4,766 | $81,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 2,973 | $81,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,240 | $80,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 5,364 | $80,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 5,708 | $80,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 3,472 | $80,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 5,421 | $80,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 6,468 | $80,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 4,359 | $80,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 4,454 | $79,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 940 | $79,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 8,418 | $79,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 31,455 | $79,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,750 | $79,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 8,451 | $79,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 4,933 | $79,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,635 | $78,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-006175 | this filing | 2018-11-14 | acceptance time not in the bulk data set |