13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,024 holding rows worth $240,501,775,000.
- Accession
- 0001567619-18-006175
- Filer
- CIK 1000275
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 27,379 entries on the cover page, a total value of $240,501,775,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,501,775,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerBlackstart Capital LP028-17673
- included managerContext BH Capital Management, LP028-17208
- included managerAzora Capital LP028-18527
- included managerCARBONADO CAPITAL028-17121
- included managerBlueMar Capital Management, LLC028-15913
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 139,716 | $1,613,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 20,003 | $1,612,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 37,461 | $1,611,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 15,000 | $1,609,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 13,078 | $1,608,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 78,266 | $1,607,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 35,843 | $1,603,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 22,783 | $1,602,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 24,880 | $1,601,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 19,697 | $1,596,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 127,431 | $1,592,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 69,110 | $1,590,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 98,415 | $1,588,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 64,610 | $1,585,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 7,195 | $1,583,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 47,478 | $1,581,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 41,729 | $1,577,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 66,859 | $1,577,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 73,900 | $1,573,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 130,000 | $1,569,000 | thousands by filing date | call |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 30,046 | $1,565,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 81,298 | $1,563,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 45,466 | $1,563,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 47,908 | $1,561,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 25,884 | $1,559,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 44,019 | $1,556,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 5,000 | $1,554,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 78,620 | $1,553,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 82,474 | $1,553,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 13,315 | $1,552,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 28,048 | $1,551,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 9,200 | $1,549,000 | thousands by filing date | call |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 61,605 | $1,548,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 153,241 | $1,548,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 32,707 | $1,547,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 35,323 | $1,545,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 53,360 | $1,537,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 38,781 | $1,535,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,779 | $1,534,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 71,646 | $1,532,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 217,020 | $1,530,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 205,317 | $1,530,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 65,175 | $1,528,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 30,873 | $1,525,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 15,689 | $1,524,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 162,780 | $1,519,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 21,427 | $1,519,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 10,279 | $1,515,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 46,899 | $1,515,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 19,172 | $1,514,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 144,000 | $1,512,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 14,900 | $1,510,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 80,933 | $1,510,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 20,930 | $1,510,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 79,560 | $1,510,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,500 | $1,509,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 135,967 | $1,509,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 90,260 | $1,501,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 44,585 | $1,498,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 31,017 | $1,497,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 36,994 | $1,496,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 30,172 | $1,496,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 25,355 | $1,494,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 189,677 | $1,491,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 54,300 | $1,491,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 23,607 | $1,487,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 38,408 | $1,487,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 44,376 | $1,486,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 52,661 | $1,484,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 152,170 | $1,482,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 74,900 | $1,479,000 | thousands by filing date | put |
| ISHARES TR | 46435G516 | COM | 22,322 | $1,478,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 83,447 | $1,476,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 34,996 | $1,473,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 50,685 | $1,467,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 91,216 | $1,467,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 57,000 | $1,463,000 | thousands by filing date | put |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 37,350 | $1,459,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 38,431 | $1,455,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 49,236 | $1,453,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 49,574 | $1,453,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 43,640 | $1,451,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 44,101 | $1,451,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,100 | $1,449,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 371,853 | $1,448,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 145,196 | $1,446,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 43,122 | $1,446,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 31,647 | $1,445,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 104,607 | $1,443,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 125,084 | $1,442,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 10,858 | $1,440,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 26,400 | $1,436,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 184,919 | $1,436,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 9,557 | $1,431,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 75,800 | $1,429,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 120,166 | $1,427,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 37,063 | $1,426,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 50,176 | $1,424,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 32,410 | $1,423,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 28,146 | $1,419,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 91,174 | $1,416,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 28,569 | $1,415,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 223,120 | $1,415,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 47,086 | $1,414,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 61,683 | $1,413,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 18,600 | $1,412,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 146,805 | $1,411,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 486,294 | $1,411,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 92,300 | $1,407,000 | thousands by filing date | call |
| MERCURY SYS INC COM | 589378108 | Stock | 25,385 | $1,404,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 27,049 | $1,402,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 53,742 | $1,402,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 78,113 | $1,396,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 50,000 | $1,396,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 121,553 | $1,395,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 20,517 | $1,395,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 11,754 | $1,394,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 18,100 | $1,392,000 | thousands by filing date | call |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 23,226 | $1,392,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 24,758 | $1,387,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 95,540 | $1,387,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 200,083 | $1,384,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 128,033 | $1,383,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 25,887 | $1,381,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 17,687 | $1,380,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 97,361 | $1,380,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 76,576 | $1,378,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 38,932 | $1,378,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 26,881 | $1,375,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 187,950 | $1,373,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 38,475 | $1,371,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 157,949 | $1,370,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 40,425 | $1,368,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 39,678 | $1,368,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 33,978 | $1,366,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 64,232 | $1,366,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 81,211 | $1,364,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 152,298 | $1,363,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 49,143 | $1,362,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 36,318 | $1,362,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,376,000 | $1,361,000 | thousands by filing date | principal |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 27,100 | $1,359,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 66,648 | $1,359,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 83,848 | $1,356,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 95,864 | $1,355,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 11,349 | $1,353,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 31,114 | $1,353,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 53,998 | $1,352,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 500,000 | $1,350,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 43,840 | $1,348,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 48,537 | $1,343,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 28,604 | $1,342,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 102,370 | $1,339,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 15,039 | $1,338,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 77,937 | $1,337,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 90,318 | $1,335,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 28,400 | $1,327,000 | thousands by filing date | call |
| SPARTANNASH CO | 847215100 | COM | 66,504 | $1,327,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 29,140 | $1,326,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 21,578 | $1,324,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 29,346 | $1,320,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 22,905 | $1,319,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 24,777 | $1,315,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 15,600 | $1,315,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 56,559 | $1,311,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 36,321 | $1,311,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 26,132 | $1,310,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 31,187 | $1,310,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 25,999 | $1,308,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 27,151 | $1,304,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 19,925 | $1,298,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 38,478 | $1,296,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 35,208 | $1,294,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 29,132 | $1,292,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 95,305 | $1,290,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 60,825 | $1,288,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 130,850 | $1,286,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 68,355 | $1,282,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 31,138 | $1,282,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 26,338 | $1,280,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 31,825 | $1,278,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 5,777 | $1,275,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 44,749 | $1,272,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 20,762 | $1,270,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 21,039 | $1,269,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 35,125 | $1,262,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 24,934 | $1,260,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 18,128 | $1,257,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 50,000 | $1,252,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 80,330 | $1,250,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 20,500 | $1,249,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 23,856 | $1,247,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 42,500 | $1,246,000 | thousands by filing date | put |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 103,776 | $1,246,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 58,721 | $1,242,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 76,953 | $1,242,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 58,549 | $1,242,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 37,902 | $1,242,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 72,902 | $1,236,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 130,143 | $1,233,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 28,273 | $1,231,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 19,999 | $1,231,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 38,345 | $1,229,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 95,785 | $1,227,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 39,538 | $1,226,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 72,215 | $1,221,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 47,100 | $1,220,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 22,324 | $1,217,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 121,696 | $1,217,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 31,013 | $1,214,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 12,170 | $1,212,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 40,196 | $1,210,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 94,333 | $1,208,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 72,495 | $1,207,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 48,700 | $1,206,000 | thousands by filing date | call |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 97,913 | $1,206,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 90,454 | $1,204,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 98,661 | $1,203,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 92,086 | $1,197,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 10,694 | $1,196,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 25,295 | $1,193,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 59,416 | $1,192,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 48,211 | $1,191,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 77,285 | $1,189,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,710 | $1,188,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 42,748 | $1,188,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 135,758 | $1,188,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 31,365 | $1,188,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 36,143 | $1,180,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 75,156 | $1,180,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 102,414 | $1,179,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 17,759 | $1,176,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 40,066 | $1,175,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 47,940 | $1,174,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 46,479 | $1,174,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 53,570 | $1,172,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 88,692 | $1,171,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 23,393 | $1,171,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 15,936 | $1,171,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 46,837 | $1,170,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 50,484 | $1,167,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 84,237 | $1,166,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 36,554 | $1,166,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 106,356 | $1,165,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 14,660 | $1,161,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 34,212 | $1,160,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 110,791 | $1,156,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 12,535 | $1,149,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 7,964 | $1,145,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 19,863 | $1,145,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 12,320 | $1,145,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 28,523 | $1,143,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 34,007 | $1,143,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 211,654 | $1,143,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 73,176 | $1,142,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 71,100 | $1,138,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 55,000 | $1,137,000 | thousands by filing date | call |
| QUARTERHILL INC COM | 747713105 | COM | 804,811 | $1,135,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 6,573 | $1,132,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 70,561 | $1,132,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 54,351 | $1,131,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 20,653 | $1,127,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 33,527 | $1,126,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 33,556 | $1,125,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 506,489 | $1,125,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 78,449 | $1,123,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 57,500 | $1,119,000 | thousands by filing date | put |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 25,448 | $1,112,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 20,000 | $1,111,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 14,685 | $1,109,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 9,684 | $1,108,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 28,105 | $1,107,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 46,203 | $1,106,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 20,485 | $1,105,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 22,041 | $1,105,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 57,815 | $1,105,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 15,090 | $1,103,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 19,196 | $1,102,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 25,152 | $1,102,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 30,290 | $1,101,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 68,804 | $1,101,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 38,465 | $1,101,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 37,170 | $1,099,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 65,274 | $1,099,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 29,524 | $1,098,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 19,379 | $1,097,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 60,937 | $1,096,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 46,750 | $1,096,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 19,542 | $1,094,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 48,871 | $1,094,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 116,802 | $1,093,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 139,299 | $1,091,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,625 | $1,090,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 7,500 | $1,090,000 | thousands by filing date | put |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 102,600 | $1,088,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 68,816 | $1,086,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 100,000 | $1,085,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 20,316 | $1,084,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 46,890 | $1,084,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 21,114 | $1,080,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 189,384 | $1,080,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 26,858 | $1,078,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C112 | RUSL 2000 DYNM | 38,633 | $1,078,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 64,424 | $1,077,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 27,785 | $1,076,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 33,443 | $1,074,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A875 | DMND HILL VAL | 31,060 | $1,072,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 149,428 | $1,071,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 50,155 | $1,071,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 110,225 | $1,069,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 8,548 | $1,068,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 64,064 | $1,068,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 8,304 | $1,066,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 14,897 | $1,066,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 44,512 | $1,064,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 41,902 | $1,060,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 28,628 | $1,059,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 29,718 | $1,057,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 14,585 | $1,055,000 | thousands by filing date | |
| MGC | 921910873 | COM | 10,469 | $1,052,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 220,748 | $1,052,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 38,398 | $1,051,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 109,865 | $1,050,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 69,387 | $1,049,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 21,032 | $1,048,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 22,045 | $1,046,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 11,000 | $1,044,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 20,525 | $1,043,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 11,256 | $1,039,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 61,294 | $1,038,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 66,519 | $1,037,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 58,032 | $1,036,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 172,853 | $1,034,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 174,555 | $1,034,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 55,107 | $1,033,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 42,124 | $1,032,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 56,537 | $1,032,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 15,000 | $1,031,000 | thousands by filing date | call |
| INTERXION HOLDING N.V | N47279109 | SHS | 15,308 | $1,031,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 35,061 | $1,028,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 46,335 | $1,027,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 27,773 | $1,024,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 21,017 | $1,021,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 65,597 | $1,019,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 175,475 | $1,018,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 134,804 | $1,018,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 21,000 | $1,017,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 46,526 | $1,017,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,005,000 | $1,016,000 | thousands by filing date | principal |
| TRINET GROUP INC COM | 896288107 | Stock | 18,304 | $1,014,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 21,375 | $1,014,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 68,619 | $1,012,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 85,030 | $1,012,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 18,553 | $1,010,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 29,380 | $1,008,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 24,988 | $1,008,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 36,225 | $1,007,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 101,892 | $1,005,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 81,299 | $1,004,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 29,476 | $1,004,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 40,329 | $1,003,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 11,148 | $1,003,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 15,006 | $1,002,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 35,746 | $1,002,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 63,639 | $999,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 30,477 | $997,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 20,650 | $996,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 37,627 | $996,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 42,725 | $995,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 14,477 | $989,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 24,041 | $989,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 25,842 | $988,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 94,141 | $985,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 53,150 | $985,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 18,761 | $984,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 63,852 | $983,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 19,222 | $982,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 33,137 | $980,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 1,000,000 | $977,000 | thousands by filing date | principal |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 21,246 | $972,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 43,944 | $971,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 15,783 | $970,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 2,554,094 | $970,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 18,746 | $969,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 6,204 | $968,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 39,955 | $968,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 45,690 | $967,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 21,834 | $966,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 32,442 | $965,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 40,837 | $962,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 40,783 | $962,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 24,600 | $961,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 15,065 | $961,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 37,408 | $960,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 51,370 | $958,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 27,700 | $956,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 8,692 | $955,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,100 | $954,000 | thousands by filing date | call |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 7,425 | $952,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 14,473 | $951,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 16,274 | $949,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 22,117 | $948,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 29,850 | $946,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 13,583 | $944,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 56,333 | $943,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 26,802 | $942,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 7,837 | $940,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 22,525 | $940,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 60,489 | $938,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 59,590 | $937,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 7,200 | $936,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 43,817 | $935,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 23,197 | $935,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 21,083 | $933,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,537 | $932,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 34,657 | $931,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 39,150 | $931,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 20,299 | $930,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 17,913 | $930,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 83,500 | $930,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,536 | $929,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 48,425 | $928,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 8,731 | $924,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 11,020 | $923,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 203,633 | $918,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 323,883 | $917,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 20,744 | $916,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 14,309 | $915,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 56,657 | $914,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 30,000 | $913,000 | thousands by filing date | call |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 36,478 | $913,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 183,034 | $912,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 37,485 | $911,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 119,600 | $910,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 180,000 | $909,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 51,374 | $909,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 30,350 | $909,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 22,979 | $908,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 33,924 | $908,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 44,705 | $907,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 13,126 | $907,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 33,520 | $906,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 34,481 | $905,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 7,500 | $904,000 | thousands by filing date | put |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 50,703 | $902,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 25,963 | $901,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 31,821 | $901,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 47,267 | $901,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 55,398 | $899,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 33,840 | $898,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 38,393 | $896,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 34,065 | $896,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 27,418 | $896,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 48,077 | $895,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 127,377 | $892,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 41,479 | $890,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 10,145 | $888,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 28,186 | $887,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 27,271 | $887,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 154,620 | $886,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 48,569 | $884,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 11,692 | $884,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 17,092 | $883,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 70,776 | $882,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 30,571 | $881,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P589 | FUND | 19,461 | $878,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 18,124 | $877,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 15,246 | $877,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 18,151 | $877,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 10,000 | $876,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 10,000 | $876,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 25,190 | $876,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 8,121 | $875,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 49,242 | $875,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 26,732 | $874,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 28,861 | $872,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 52,764 | $867,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 30,962 | $867,000 | thousands by filing date | principal |
| WATERSTONE FINL INC MD | 94188P101 | COM | 50,945 | $865,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 11,979 | $864,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 16,859 | $864,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 75,469 | $863,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 140,000 | $862,000 | thousands by filing date | call |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 43,865 | $861,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 39,911 | $858,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 6,795 | $857,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 42,883 | $856,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 37,156 | $855,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 40,822 | $855,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 14,449 | $854,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 59,862 | $854,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 17,647 | $853,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 61,077 | $853,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 22,164 | $853,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 14,824 | $852,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 14,351 | $851,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 40,000 | $849,000 | thousands by filing date | call |
| CSW INDUSTRIALS INC | 126402106 | COM | 15,787 | $848,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 35,351 | $847,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 31,371 | $844,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-006175 | this filing | 2018-11-14 | acceptance time not in the bulk data set |