13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,024 holding rows worth $240,501,775,000.
- Accession
- 0001567619-18-006175
- Filer
- CIK 1000275
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 27,379 entries on the cover page, a total value of $240,501,775,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,501,775,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerBlackstart Capital LP028-17673
- included managerContext BH Capital Management, LP028-17208
- included managerAzora Capital LP028-18527
- included managerCARBONADO CAPITAL028-17121
- included managerBlueMar Capital Management, LLC028-15913
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 35,479 | $844,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 29,293 | $844,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 25,154 | $840,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 65,168 | $839,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 24,500 | $838,000 | thousands by filing date | put |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 40,115 | $838,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 17,043 | $837,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 86,217 | $834,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 15,759 | $832,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 20,935 | $830,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 113,158 | $830,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,600 | $830,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 49,411 | $830,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 18,344 | $825,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 62,788 | $824,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 36,564 | $824,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 40,797 | $821,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 7,520 | $820,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 7,720 | $820,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 8,710 | $820,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 494,014 | $820,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 67,813 | $818,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 142,512 | $813,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 16,391 | $812,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 15,284 | $812,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C724 | RUSL 1000 DYNM | 28,134 | $812,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J205 | BULSHS 2018 HY | 32,313 | $812,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 147,654 | $811,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 44,248 | $810,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 10,361 | $810,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 50,000 | $808,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 50,000 | $808,000 | thousands by filing date | call |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 13,916 | $806,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 11,883 | $805,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 38,455 | $802,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 19,135 | $801,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 32,380 | $800,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 17,613 | $798,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 41,221 | $798,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 39,252 | $794,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 14,890 | $792,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 10,899 | $792,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 64,767 | $790,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 57,771 | $789,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 15,000 | $788,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 15,000 | $788,000 | thousands by filing date | call |
| WALKER&DUNLOPINC | 93148P102 | STOK | 14,883 | $787,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 17,264 | $787,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 25,000 | $787,000 | thousands by filing date | call |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 42,346 | $787,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 37,286 | $787,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 81,368 | $787,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 21,776 | $785,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 16,359 | $784,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 7,227 | $784,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 15,914 | $784,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 53,060 | $784,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 22,474 | $783,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 23,133 | $782,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 60,045 | $782,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 22,300 | $781,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 17,140 | $781,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 13,100 | $780,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 132,054 | $780,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 7,634 | $780,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 14,254 | $778,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 55,964 | $777,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 31,723 | $777,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 32,050 | $777,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 41,535 | $777,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,000 | $776,000 | thousands by filing date | call |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 24,545 | $776,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 11,318 | $775,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 17,196 | $775,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 55,564 | $773,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 69,845 | $772,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 755,000 | $772,000 | thousands by filing date | principal |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 29,382 | $771,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 21,306 | $771,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 57,650 | $770,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 13,226 | $770,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 123,020 | $768,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 49,666 | $768,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 6,932 | $767,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 92,975 | $767,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 6,000 | $765,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 17,483 | $765,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 8,600 | $764,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 45,782 | $762,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 22,500 | $761,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 57,479 | $761,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 17,529 | $761,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 20,335 | $760,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 78,890 | $760,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 43,771 | $760,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 130,375 | $759,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 17,197 | $759,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 90,297 | $759,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 60,977 | $759,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 11,341 | $759,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 182,528 | $757,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 27,418 | $756,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 68,647 | $754,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 42,525 | $753,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 21,962 | $752,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 21,246 | $751,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 22,013 | $750,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 29,070 | $750,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 36,355 | $748,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 31,000 | $747,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 35,583 | $747,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 40,899 | $745,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,900 | $743,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 65,000 | $741,000 | thousands by filing date | put |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 4,909 | $740,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 26,930 | $740,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 58,760 | $738,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 23,885 | $736,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,800 | $733,000 | thousands by filing date | call |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 16,381 | $733,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 10,000 | $732,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 2,700 | $729,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 168,939 | $727,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 9,451 | $727,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 30,903 | $727,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 33,026 | $726,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 23,907 | $725,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 23,300 | $725,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 23,314 | $724,000 | thousands by filing date | |
| ARROW INVTS TR DOGS OF THE | 042765693 | CEF | 14,286 | $723,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 6,062 | $722,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 15,096 | $722,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 784,040 | $722,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 37,759 | $721,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 68,463 | $720,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 6,589 | $719,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 24,845 | $719,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 52,806 | $717,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 331,248 | $717,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 28,824 | $716,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 27,550 | $715,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 23,512 | $715,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 319,351 | $715,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 10,565 | $713,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 46,734 | $713,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 39,249 | $713,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 58,356 | $712,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 188,850 | $710,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 26,726 | $710,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 88,369 | $709,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 15,670 | $708,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 35,487 | $707,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 64,237 | $707,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 14,093 | $705,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 13,016 | $704,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 9,887 | $703,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 32,685 | $703,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 18,583 | $702,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 99,689 | $702,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 95,115 | $702,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 8,400 | $702,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 17,399 | $701,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 101,650 | $700,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 17,732 | $700,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 100,770 | $700,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 31,527 | $696,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 50,549 | $696,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 16,000 | $694,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 7,325 | $694,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 70,200 | $691,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 20,000 | $691,000 | thousands by filing date | put |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 48,470 | $690,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 28,245 | $690,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 129,524 | $686,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 158,944 | $684,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 13,220 | $681,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 7,258 | $680,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 59,436 | $680,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 7,192 | $680,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 37,423 | $678,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 40,020 | $678,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 31,228 | $677,000 | thousands by filing date | |
| JANUS DETROIT STR TR OBESITY ETF | 47103U506 | CEF | 17,658 | $677,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 9,566 | $676,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 4,076 | $676,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 20,000 | $675,000 | thousands by filing date | call |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 30,667 | $674,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 110,154 | $674,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 22,143 | $671,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 7,736 | $670,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 193,583 | $670,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 26,974 | $670,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 65,709 | $670,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 25,621 | $670,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 45,582 | $669,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 53,834 | $667,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 11,159 | $664,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 400,000 | $664,000 | thousands by filing date | put |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 41,827 | $664,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 11,887 | $663,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 14,549 | $654,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 69,310 | $654,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 11,005 | $654,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 20,000 | $653,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 9,204 | $651,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 52,083 | $651,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 14,460 | $649,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 23,472 | $648,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 26,840 | $647,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 40,771 | $647,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 19,439 | $646,000 | thousands by filing date | principal |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 116,205 | $646,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 12,298 | $645,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 41,467 | $644,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 33,900 | $643,000 | thousands by filing date | put |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 66,784 | $643,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 9,983 | $642,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 120,836 | $641,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 10,028 | $641,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 47,090 | $640,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 27,076 | $640,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 25,759 | $640,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 13,476 | $639,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 47,408 | $637,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 48,927 | $636,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 30,000 | $635,000 | thousands by filing date | put |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 64,863 | $635,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 13,172 | $635,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 28,755 | $634,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 12,000 | $634,000 | thousands by filing date | put |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 45,741 | $634,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 29,456 | $633,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 167,182 | $632,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 3,501 | $631,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 53,118 | $631,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 31,500 | $630,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 16,000 | $629,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 93,952 | $625,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 32,486 | $625,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,000 | $624,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 12,431 | $622,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 8,477 | $622,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 15,135 | $621,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 36,975 | $621,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 13,430 | $620,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 19,771 | $620,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 4,862 | $618,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 8,183 | $618,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 12,068 | $617,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 14,451 | $615,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 18,416 | $614,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 8,037 | $614,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 32,731 | $614,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 67,021 | $614,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 13,109 | $613,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 26,695 | $611,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 24,061 | $611,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 18,632 | $609,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 72,544 | $609,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 39,866 | $609,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 6,530 | $608,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 29,451 | $608,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 8,830 | $608,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 178,890 | $608,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 25,000 | $607,000 | thousands by filing date | put |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 17,135 | $606,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 5,026 | $606,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 49,927 | $605,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 35,823 | $605,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 17,100 | $604,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 103,215 | $604,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 33,728 | $604,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 49,054 | $602,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 11,852 | $601,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,635 | $601,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 24,254 | $601,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 15,553 | $600,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 631,177 | $599,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 275,802 | $599,000 | thousands by filing date | |
| ACTIVE WEIGHTING FDS ETF TR | 00509T300 | EVENTSHS US POLI | 26,001 | $599,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 9,896 | $598,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 12,247 | $598,000 | thousands by filing date | principal |
| ENDO INTL PLC | G30401106 | SHS | 35,464 | $597,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 8,169 | $596,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 10,818 | $596,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 23,054 | $596,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 24,490 | $596,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 13,876 | $595,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 6,194 | $595,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 56,266 | $594,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 15,377 | $593,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 46,563 | $592,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 4,933 | $592,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 64,366 | $592,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 20,842 | $591,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 10,795 | $589,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 25,943 | $588,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 241,700 | $585,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 7,330 | $585,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 12,870 | $585,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 28,996 | $583,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 49,778 | $583,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 12,430 | $583,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 46,853 | $582,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 73,291 | $581,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 40,550 | $581,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,900 | $580,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 30,884 | $580,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 49,600 | $580,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 26,916 | $580,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 8,436 | $577,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 33,878 | $577,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 10,051 | $575,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 34,926 | $573,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 14,486 | $571,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 10,516 | $571,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 22,902 | $571,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 37,411 | $571,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 18,099 | $570,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 34,543 | $570,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 39,898 | $568,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 15,400 | $567,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 45,251 | $566,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 23,893 | $566,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C773 | ESG REV ETF | 17,468 | $566,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 17,442 | $565,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,056 | $564,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 34,043 | $562,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 15,359 | $561,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 15,084 | $561,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 33,315 | $561,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 267,000 | $561,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 36,195 | $560,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 24,166 | $560,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 20,536 | $560,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 24,985 | $560,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 13,000 | $558,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 17,258 | $557,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 5,000 | $556,000 | thousands by filing date | put |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 15,607 | $556,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 30,385 | $556,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 50,937 | $555,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 16,411 | $554,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 24,130 | $554,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 33,103 | $554,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 84,871 | $551,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 28,242 | $551,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 24,895 | $550,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,400 | $550,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 92,409 | $549,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 7,632 | $548,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,187 | $547,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 28,620 | $546,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 67,361 | $546,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 44,404 | $546,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 31,692 | $544,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 5,257 | $543,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 27,552 | $542,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 25,258 | $542,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 12,179 | $541,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 48,609 | $540,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 12,937 | $540,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 49,930 | $539,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 15,858 | $539,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 19,046 | $539,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 38,753 | $535,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 6,150 | $535,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 19,536 | $532,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 38,240 | $531,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 22,644 | $530,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 59,856 | $526,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 27,852 | $526,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 37,537 | $526,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 31,426 | $525,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 53,725 | $524,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 26,899 | $523,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 44,369 | $523,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 12,045 | $521,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 20,533 | $520,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 32,786 | $518,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 19,869 | $518,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 46,860 | $518,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 18,246 | $518,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 20,340 | $517,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 36,296 | $516,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 24,392 | $515,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,264 | $515,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 485,625 | $515,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 33,172 | $514,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 11,876 | $513,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 252,000 | $513,000 | thousands by filing date | principal |
| AXOGEN INC | 05463X106 | COM | 13,976 | $511,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 119,582 | $511,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 39,331 | $511,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 40,440 | $510,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 20,000 | $510,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 41,926 | $510,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 30,020 | $508,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 28,044 | $508,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 60,483 | $505,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 44,444 | $500,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 19,336 | $499,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 38,771 | $497,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 8,337 | $497,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,300 | $496,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 206,070 | $496,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 29,332 | $495,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 6,863 | $492,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 17,252 | $492,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 25,970 | $492,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 9,837 | $491,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 47,049 | $490,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 285,778 | $489,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 30,975 | $488,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 8,569 | $488,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 23,002 | $488,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 52,243 | $487,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 18,305 | $486,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 10,889 | $485,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 33,248 | $485,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 24,772 | $483,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 29,171 | $483,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 41,685 | $480,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 27,066 | $480,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 28,580 | $480,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 10,135 | $480,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 81,510 | $479,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 129 | $479,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 16,741 | $479,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 101,858 | $477,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 28,919 | $477,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 15,157 | $476,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 19,122 | $476,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 66,758 | $475,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 37,656 | $472,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 9,587 | $472,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 4,236 | $471,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 19,718 | $471,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 8,765 | $471,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 17,758 | $471,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 95,219 | $470,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,483 | $468,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 36,005 | $467,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 42,959 | $467,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 6,083 | $466,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 38,559 | $466,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 523,904 | $465,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 42,391 | $465,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 28,370 | $464,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 9,513 | $464,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 20,195 | $462,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 39,799 | $461,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 570,860 | $461,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 61,358 | $460,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 18,535 | $457,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 55,790 | $456,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 38,456 | $456,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 487 | $455,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 470,686 | $455,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 21,485 | $455,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 12,250 | $454,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 79,523 | $454,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 30,700 | $453,000 | thousands by filing date | put |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 23,263 | $451,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 11,560 | $451,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 90,000 | $451,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 38,871 | $449,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 17,724 | $447,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 15,021 | $447,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 22,822 | $447,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 49,261 | $446,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 8,791 | $445,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 10,000 | $445,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X867 | CMN | 13,567 | $445,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 12,966 | $444,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 12,575 | $443,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 41,772 | $443,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 27,211 | $440,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 5,423 | $440,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 50,319 | $438,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 19,047 | $438,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 14,914 | $438,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 55,819 | $438,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 34,166 | $437,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 38,895 | $435,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 6,372 | $435,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 36,123 | $435,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 29,442 | $434,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 21,114 | $433,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 52,234 | $433,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 20,639 | $430,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 21,223 | $430,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 9,960 | $429,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 38,464 | $429,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 24,752 | $429,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 7,039 | $428,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 47,356 | $428,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 7,153 | $428,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 37,368 | $427,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 31,444 | $427,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-006175 | this filing | 2018-11-14 | acceptance time not in the bulk data set |