13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,024 holding rows worth $240,501,775,000.
- Accession
- 0001567619-18-006175
- Filer
- CIK 1000275
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 27,379 entries on the cover page, a total value of $240,501,775,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,501,775,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerBlackstart Capital LP028-17673
- included managerContext BH Capital Management, LP028-17208
- included managerAzora Capital LP028-18527
- included managerCARBONADO CAPITAL028-17121
- included managerBlueMar Capital Management, LLC028-15913
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 26,383 | $3,116,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 428,514 | $3,116,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 144,854 | $3,109,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 183,669 | $3,106,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 20,548 | $3,100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 96,198 | $3,088,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 79,717 | $3,087,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 63,879 | $3,086,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 66,519 | $3,078,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 30,000 | $3,075,000 | thousands by filing date | put |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 86,751 | $3,060,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 731,799 | $3,052,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 270,200 | $3,051,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 57,370 | $3,049,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100,000 | $3,048,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 674,933 | $3,041,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 66,553 | $3,031,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 134,440 | $3,031,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 202,816 | $3,029,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 19,800 | $3,019,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 122,376 | $3,015,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 3,017,000 | $3,011,000 | thousands by filing date | principal |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 56,904 | $3,010,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 26,920 | $3,008,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 124,843 | $3,008,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 41,541 | $3,000,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 51,387 | $3,000,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 78,505 | $2,999,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100,000 | $2,997,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 40,000 | $2,997,000 | thousands by filing date | put |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 31,753 | $2,995,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 68,410 | $2,994,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 116,515 | $2,990,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 81,594 | $2,985,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 54,483 | $2,982,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 152,164 | $2,981,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 85,571 | $2,980,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 14,725 | $2,977,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,000 | $2,975,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 36,448 | $2,975,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 86,402 | $2,972,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 68,526 | $2,972,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 97,486 | $2,968,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 85,996 | $2,963,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 17,021 | $2,950,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 33,989 | $2,947,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 91,713 | $2,945,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 103,584 | $2,944,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 90,000 | $2,939,000 | thousands by filing date | put |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 11,458 | $2,933,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 20,127 | $2,930,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 220,346 | $2,925,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 32,810 | $2,925,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 265,008 | $2,923,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 21,047 | $2,915,000 | thousands by filing date | |
| QIAGEN NV | N72482AA5 | DEBT 0.375% 3/1 | 2,200,000 | $2,911,000 | thousands by filing date | principal |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 22,663 | $2,907,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 67,795 | $2,905,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 50,000 | $2,901,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 50,000 | $2,897,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 265,496 | $2,896,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 88,613 | $2,893,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 103,857 | $2,877,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 50,835 | $2,871,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 233,699 | $2,869,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 45,958 | $2,866,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 227,882 | $2,865,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 300,680 | $2,865,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 8,200 | $2,848,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 24,675 | $2,846,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 461,470 | $2,843,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 128,251 | $2,840,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 28,954 | $2,839,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 30,000 | $2,837,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 136,696 | $2,836,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 178,870 | $2,829,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 65,150 | $2,825,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 271,507 | $2,825,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 29,920 | $2,824,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 66,896 | $2,819,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 178,746 | $2,814,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 61,302 | $2,811,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 105,643 | $2,811,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 77,633 | $2,805,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 84,907 | $2,804,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 101,655 | $2,804,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 396,191 | $2,798,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 56,900 | $2,797,000 | thousands by filing date | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 152,000 | $2,797,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 352,659 | $2,786,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 25,000 | $2,779,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 19,666 | $2,778,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 377,889 | $2,777,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 51,335 | $2,775,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 114,385 | $2,775,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 52,500 | $2,773,000 | thousands by filing date | call |
| DOUGLAS EMMETT INC | 25960P109 | COM | 73,521 | $2,771,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 1,910,000 | $2,771,000 | thousands by filing date | principal |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 170,986 | $2,770,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 90,383 | $2,768,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 428,461 | $2,764,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 139,817 | $2,762,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 234,089 | $2,760,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 63,248 | $2,755,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 242,473 | $2,745,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 42,923 | $2,744,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 229,983 | $2,743,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 63,336 | $2,742,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 39,926 | $2,740,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 109,046 | $2,732,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 58,000 | $2,727,000 | thousands by filing date | call |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 21,457 | $2,721,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 134,733 | $2,708,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 37,086 | $2,706,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 459,900 | $2,704,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 47,962 | $2,699,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 108,416 | $2,694,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 52,880 | $2,690,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 29,270 | $2,687,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 50,946 | $2,682,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 99,709 | $2,675,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 130,804 | $2,674,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 160,535 | $2,673,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 96,465 | $2,663,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 158,370 | $2,661,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 550,461 | $2,660,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 58,373 | $2,656,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 116,065 | $2,655,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 33,633 | $2,654,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 36,300 | $2,646,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 462,211 | $2,643,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 83,810 | $2,643,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 18,270 | $2,636,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 36,131 | $2,633,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 164,588 | $2,633,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 264,041 | $2,624,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 120,565 | $2,621,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 43,400 | $2,614,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 29,764 | $2,614,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 214,412 | $2,614,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 43,646 | $2,611,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 58,757 | $2,611,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 127,775 | $2,608,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 148,801 | $2,596,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 113,413 | $2,594,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 30,000 | $2,593,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 26,400 | $2,585,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 99,570 | $2,582,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 350,841 | $2,580,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 100,000 | $2,567,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 101,076 | $2,563,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 38,000 | $2,562,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 19,400 | $2,561,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 49,933 | $2,561,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 26,354 | $2,560,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 80,281 | $2,557,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 157,324 | $2,556,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 62,758 | $2,555,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 80,093 | $2,546,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 82,677 | $2,546,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 211,046 | $2,538,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 45,898 | $2,537,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 49,100 | $2,533,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 65,500 | $2,532,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 121,961 | $2,530,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 66,929 | $2,529,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 18,923 | $2,528,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 79,044 | $2,527,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 233,021 | $2,526,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 1,366,000 | $2,524,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 67,837 | $2,523,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 28,262 | $2,518,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 81,202 | $2,518,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 29,646 | $2,512,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 344,142 | $2,512,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 925,948 | $2,509,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W403 | CORRT INM VALU | 100,000 | $2,506,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 159,394 | $2,500,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 539,273 | $2,496,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 81,737 | $2,490,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 109,129 | $2,490,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W304 | CORRT INM DEFS | 100,000 | $2,490,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 120,414 | $2,486,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 12,558 | $2,485,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 55,006 | $2,482,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 10,281 | $2,477,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 91,915 | $2,476,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 38,202 | $2,474,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 292,498 | $2,471,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 104,277 | $2,470,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,500,000 | $2,467,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 165,631 | $2,464,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 107,200 | $2,459,000 | thousands by filing date | put |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 70,446 | $2,459,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 102,921 | $2,456,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 38,140 | $2,453,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 14,193 | $2,452,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 59,739 | $2,447,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 126,336 | $2,446,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 84,865 | $2,445,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 58,807 | $2,433,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 20,202 | $2,427,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 54,808 | $2,426,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 456,602 | $2,425,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 71,573 | $2,421,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 190,000 | $2,419,000 | thousands by filing date | put |
| ELFBEAUTYINC | 26856L103 | STOK | 190,000 | $2,419,000 | thousands by filing date | call |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 151,352 | $2,419,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 14,020 | $2,414,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 150,000 | $2,409,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 532,782 | $2,397,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 209,051 | $2,388,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 131,752 | $2,386,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 97,383 | $2,380,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 25,001 | $2,376,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 92,577 | $2,375,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 36,800 | $2,373,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 193,539 | $2,371,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 31,611 | $2,367,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,567,000 | $2,363,000 | thousands by filing date | principal |
| ALKERMES PLC | G01767105 | SHS | 55,642 | $2,362,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,000 | $2,357,000 | thousands by filing date | put |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 203,494 | $2,356,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 33,800 | $2,349,000 | thousands by filing date | call |
| TRITON INTL LTD | G9078F107 | CL A | 70,588 | $2,349,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 110,600 | $2,347,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 110,700 | $2,347,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 79,125 | $2,347,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 84,063 | $2,343,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 79,113 | $2,328,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 45,233 | $2,324,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 79,561 | $2,322,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 131,361 | $2,320,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,000,000 | $2,320,000 | thousands by filing date | principal |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 128,788 | $2,318,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 84,498 | $2,316,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 27,339 | $2,311,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 20,072 | $2,309,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 17,272 | $2,307,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 28,742 | $2,301,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 88,172 | $2,295,000 | thousands by filing date | principal |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 135,300 | $2,288,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 48,135 | $2,284,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 84,442 | $2,284,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 30,244 | $2,277,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 93,389 | $2,276,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 24,481 | $2,275,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 80,000 | $2,273,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 33,485 | $2,272,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 27,094 | $2,272,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 70,000 | $2,269,000 | thousands by filing date | put |
| FORTIS INC | 349553107 | COM | 70,000 | $2,269,000 | thousands by filing date | call |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 205,778 | $2,268,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 43,713 | $2,267,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 50,600 | $2,267,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 18,961 | $2,264,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 53,324 | $2,264,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 87,280 | $2,264,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 174,711 | $2,260,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 20,500 | $2,259,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 46,400 | $2,257,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 17,500 | $2,257,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 20,000 | $2,254,000 | thousands by filing date | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 11,262 | $2,251,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 16,716 | $2,251,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 52,180 | $2,250,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 25,000 | $2,245,000 | thousands by filing date | call |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 50,700 | $2,243,000 | thousands by filing date | call |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 62,724 | $2,240,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 16,475 | $2,239,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 29,090 | $2,239,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 68,215 | $2,233,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 106,309 | $2,232,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 3,854 | $2,230,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 20,400 | $2,227,000 | thousands by filing date | call |
| XEROX CORP | 984121608 | COM NEW | 82,273 | $2,221,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 91,321 | $2,221,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 76,283 | $2,218,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 67,701 | $2,215,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 145,549 | $2,215,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 59,933 | $2,213,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 170,526 | $2,212,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 110,445 | $2,209,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 195,000 | $2,207,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 39,123 | $2,201,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 219,512 | $2,195,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 196,204 | $2,189,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 52,250 | $2,183,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 89,200 | $2,181,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 18,387 | $2,180,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 62,625 | $2,179,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 73,743 | $2,178,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 109,971 | $2,177,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 23,982 | $2,173,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 51,682 | $2,169,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 219,612 | $2,163,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 200,000 | $2,160,000 | thousands by filing date | put |
| SWITCH INC | 87105L104 | CL A | 200,000 | $2,160,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 15,300 | $2,139,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 32,357 | $2,137,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 105,604 | $2,136,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 96,410 | $2,134,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 55,585 | $2,127,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 27,873 | $2,125,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 77,777 | $2,121,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 37,782 | $2,119,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 34,532 | $2,117,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 28,215 | $2,112,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 115,192 | $2,105,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 86,410 | $2,098,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 385,142 | $2,096,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 89,800 | $2,091,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 55,606 | $2,090,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 98,576 | $2,085,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 30,041 | $2,083,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 166,786 | $2,080,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 36,478 | $2,076,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 13,500 | $2,076,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 56,557 | $2,071,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 79,714 | $2,071,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E883 | CHINS YUAN DIM | 95,235 | $2,065,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 21,500 | $2,064,000 | thousands by filing date | call |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 31,020 | $2,058,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 54,000 | $2,054,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 98,833 | $2,053,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 30,090 | $2,052,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 73,371 | $2,051,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 171,920 | $2,051,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 12,300 | $2,047,000 | thousands by filing date | call |
| ISHARES TR | 46429B408 | CMN | 68,130 | $2,047,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 49,336 | $2,043,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 151,762 | $2,041,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 55,371 | $2,038,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 91,887 | $2,038,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 47,671 | $2,035,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 41,307 | $2,032,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 176,500 | $2,032,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 58,756 | $2,031,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 32,236 | $2,028,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 56,445 | $2,018,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 34,400 | $2,014,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 95,176 | $2,006,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 92,250 | $2,005,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 93,691 | $2,004,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 137,555 | $2,002,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 46,823 | $1,996,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 122,775 | $1,994,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 7,500 | $1,994,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 23,097 | $1,993,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 27,800 | $1,990,000 | thousands by filing date | put |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 37,309 | $1,987,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 38,511 | $1,986,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 98,209 | $1,986,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 56,842 | $1,982,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 193,981 | $1,981,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 52,286 | $1,971,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 258,294 | $1,961,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 35,929 | $1,958,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 37,190 | $1,956,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 154,317 | $1,953,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 43,670 | $1,948,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 109,760 | $1,948,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 39,204 | $1,943,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 60,000 | $1,942,000 | thousands by filing date | call |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 84,483 | $1,941,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 15,068 | $1,937,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 36,613 | $1,934,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 39,816 | $1,933,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 34,736 | $1,927,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 18,095 | $1,926,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 216,637 | $1,922,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 47,887 | $1,919,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 41,775 | $1,913,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,927,000 | $1,907,000 | thousands by filing date | principal |
| ENERGEN CORP | 29265N108 | COM | 22,057 | $1,902,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 89,236 | $1,897,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 37,254 | $1,892,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 69,836 | $1,890,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 44,744 | $1,887,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 53,834 | $1,886,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 152,241 | $1,885,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 41,187 | $1,885,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 56,878 | $1,884,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 176,000 | $1,880,000 | thousands by filing date | call |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 339,738 | $1,879,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 214,505 | $1,877,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 34,670 | $1,876,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 55,839 | $1,872,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 161,378 | $1,872,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 109,046 | $1,869,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 23,699 | $1,869,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 87,769 | $1,864,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 58,082 | $1,863,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 56,384 | $1,855,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 164,688 | $1,853,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 50,354 | $1,851,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 73,903 | $1,849,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 31,107 | $1,845,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 100,000 | $1,843,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 159,813 | $1,839,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,000 | $1,834,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 32,105 | $1,833,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 82,475 | $1,832,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 129,897 | $1,832,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 88,709 | $1,831,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 42,656 | $1,831,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 162,227 | $1,827,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 98,558 | $1,827,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 60,000 | $1,826,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 38,839 | $1,825,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 355,742 | $1,819,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 61,765 | $1,817,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 78,355 | $1,813,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 130,000 | $1,810,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 25,217 | $1,807,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 19,412 | $1,806,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 75,424 | $1,804,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 45,131 | $1,796,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 65,000 | $1,795,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 340,851 | $1,793,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 55,784 | $1,792,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 289,991 | $1,792,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 22,543 | $1,786,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 69,326 | $1,786,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 190,426 | $1,771,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 15,000 | $1,769,000 | thousands by filing date | put |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 16,421 | $1,763,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 48,916 | $1,761,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 69,097 | $1,761,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 28,921 | $1,759,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 118,104 | $1,758,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 62,636 | $1,758,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 76,799 | $1,755,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 57,069 | $1,754,000 | thousands by filing date | |
| WORLD GOLD TR SPDR LNG DLR GLD | 98149E105 | CEF | 15,210 | $1,754,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 228,246 | $1,753,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 90,552 | $1,751,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 35,386 | $1,749,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 56,736 | $1,747,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 40,000 | $1,744,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 27,611 | $1,744,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 66,449 | $1,742,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 31,600 | $1,741,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 95,960 | $1,741,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 112,118 | $1,740,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 40,466 | $1,739,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 130,799 | $1,739,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 24,466 | $1,737,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 35,821 | $1,734,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,405,611 | $1,730,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 20,587 | $1,728,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 50,000 | $1,728,000 | thousands by filing date | call |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 35,627 | $1,724,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 38,320 | $1,723,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 54,157 | $1,722,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 67,016 | $1,720,000 | thousands by filing date | principal |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 103,867 | $1,714,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 39,501 | $1,708,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 76,943 | $1,708,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 43,286 | $1,707,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 78,224 | $1,699,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 217,537 | $1,695,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 26,340 | $1,693,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 261,337 | $1,693,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 64,674 | $1,693,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 43,822 | $1,692,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 125,850 | $1,692,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 48,895 | $1,692,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 94,198 | $1,691,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 92,799 | $1,689,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 89,929 | $1,688,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 24,867 | $1,681,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 81,200 | $1,676,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 27,912 | $1,675,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 69,721 | $1,670,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 71,500 | $1,669,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 130,252 | $1,665,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 80,340 | $1,664,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 57,925 | $1,664,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 87,402 | $1,663,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 77,384 | $1,657,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 48,661 | $1,655,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 139,098 | $1,654,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 50,000 | $1,654,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 31,300 | $1,653,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 8,883 | $1,649,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 30,290 | $1,649,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 18,168 | $1,648,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 24,036 | $1,647,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 50,000 | $1,646,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 49,974 | $1,646,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 50,645 | $1,645,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 29,681 | $1,642,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 30,000 | $1,637,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 19,679 | $1,629,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 204,178 | $1,627,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 52,980 | $1,623,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 429,720 | $1,620,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 39,200 | $1,619,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 62,743 | $1,614,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-006175 | this filing | 2018-11-14 | acceptance time not in the bulk data set |