13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,368 holding rows worth $641,804,831,000.
- Accession
- 0001567619-18-006115
- Filer
- CIK 70858
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 21,365 entries on the cover page, a total value of $641,804,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $641,804,831,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 62,669 | $1,937,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 126,750 | $1,935,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 41,756 | $1,934,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 130,644 | $1,934,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 68,203 | $1,932,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 89,378 | $1,925,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 195,728 | $1,924,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 67,354 | $1,923,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 495,319 | $1,922,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 188,477 | $1,915,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 69,200 | $1,914,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 790,759 | $1,913,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 112,831 | $1,912,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 32,200 | $1,910,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 216,483 | $1,907,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 158,125 | $1,907,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 194,991 | $1,903,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 20,000 | $1,900,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 63,648 | $1,895,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 52,264 | $1,892,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 145,764 | $1,888,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 513,147 | $1,888,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 96,993 | $1,884,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 184,551 | $1,884,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 47,555 | $1,882,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 18,189 | $1,881,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 86,323 | $1,877,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 30,000 | $1,874,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 109,217 | $1,873,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 112,728 | $1,867,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 82,518 | $1,864,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 91,200 | $1,863,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 84,222 | $1,861,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 68,312 | $1,861,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 49,250 | $1,854,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 70,000 | $1,852,000 | thousands by filing date | call |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 1,855,000 | $1,851,000 | thousands by filing date | principal |
| OFG BANCORP | 67103X102 | COM | 114,595 | $1,850,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 67,702 | $1,850,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 22,200 | $1,847,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 14,383 | $1,846,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 55,542 | $1,843,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 186,634 | $1,841,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 70,384 | $1,831,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 64,397 | $1,829,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 98,020 | $1,828,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 1,850,000 | $1,826,000 | thousands by filing date | principal |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 140,092 | $1,824,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 56,019 | $1,824,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 368,885 | $1,822,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 134,681 | $1,818,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 17,116 | $1,815,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 93,277 | $1,814,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 136,178 | $1,812,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 33,201 | $1,811,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 74,050 | $1,809,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 51,364 | $1,806,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 228,926 | $1,803,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 48,556 | $1,803,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 13,241 | $1,802,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 57,159 | $1,798,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 38,960 | $1,797,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 15,800 | $1,796,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 49,816 | $1,796,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 40,649 | $1,793,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 97,000 | $1,791,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 161,714 | $1,791,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 35,724 | $1,790,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 135,765 | $1,788,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 302,540 | $1,788,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 100,427 | $1,788,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 58,949 | $1,785,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 107,954 | $1,782,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 50,300 | $1,776,000 | thousands by filing date | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 51,875 | $1,776,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 40,770 | $1,774,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 77,934 | $1,769,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 186,000 | $1,769,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 22,900 | $1,767,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 41,100 | $1,766,000 | thousands by filing date | call |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 1,946,000 | $1,765,000 | thousands by filing date | principal |
| MONGODB INC CL A | 60937P106 | Stock | 21,621 | $1,763,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 47,902 | $1,763,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 77,264 | $1,761,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 21,657 | $1,761,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 47,976 | $1,757,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 22,361 | $1,755,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 48,712 | $1,753,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 149,275 | $1,752,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 182,835 | $1,752,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 25,723 | $1,746,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 113,924 | $1,746,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 108,000 | $1,744,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 46,800 | $1,740,000 | thousands by filing date | call |
| EVERQUOTE INC | 30041R108 | COM CL A | 117,077 | $1,740,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 145,738 | $1,739,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 64,616 | $1,738,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,338,000 | $1,738,000 | thousands by filing date | principal |
| COHEN & STEERS INC COM | 19247A100 | Stock | 42,773 | $1,737,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 34,139 | $1,729,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 50,000 | $1,728,000 | thousands by filing date | put |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 336,713 | $1,727,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 61,110 | $1,726,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 14,953 | $1,725,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 173,468 | $1,724,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 10,100 | $1,720,000 | thousands by filing date | call |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 142,156 | $1,720,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 123,400 | $1,718,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 202,100 | $1,714,000 | thousands by filing date | call |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 74,877 | $1,713,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 87,500 | $1,713,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 82,147 | $1,712,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 1,228,000 | $1,710,000 | thousands by filing date | principal |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 82,758 | $1,707,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 71,916 | $1,706,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 27,072 | $1,702,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 249,552 | $1,699,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 126,967 | $1,696,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 49,630 | $1,691,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 49,741 | $1,688,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 119,660 | $1,687,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 180,488 | $1,685,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 55,235 | $1,679,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 37,282 | $1,679,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 89,637 | $1,679,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 1,600,000 | $1,679,000 | thousands by filing date | principal |
| UNITIL CORP COM | 913259107 | Stock | 32,936 | $1,676,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 60,689 | $1,676,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 46,118 | $1,674,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 387,000 | $1,674,000 | thousands by filing date | principal |
| BAR HBR BANKSHARES | 066849100 | COM | 58,265 | $1,673,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 70,538 | $1,672,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 72,868 | $1,672,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 36,811 | $1,670,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 99,753 | $1,656,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 13,722 | $1,654,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 8,000 | $1,653,000 | thousands by filing date | put |
| BENEFITFOCUS INC | 08180D106 | COM | 40,726 | $1,648,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 93,915 | $1,644,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 113,947 | $1,641,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 85,600 | $1,641,000 | thousands by filing date | put |
| CULP INC | 230215105 | CMN | 67,777 | $1,641,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 134,560 | $1,641,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 33,724 | $1,638,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 1,287,000 | $1,632,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 112,069 | $1,631,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 219,948 | $1,623,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 88,635 | $1,621,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,637,000 | $1,620,000 | thousands by filing date | principal |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 135,699 | $1,615,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 29,183 | $1,614,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 136,546 | $1,609,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 67,118 | $1,607,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 37,002 | $1,607,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 23,281 | $1,601,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 83,826 | $1,592,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 33,187 | $1,590,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 55,434 | $1,583,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 43,200 | $1,582,000 | thousands by filing date | put |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 38,215 | $1,581,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 55,914 | $1,580,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 45,000 | $1,580,000 | thousands by filing date | put |
| KEARNY FINL CORP MD | 48716P108 | COM | 113,922 | $1,578,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 127,097 | $1,575,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 39,191 | $1,575,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 23,407 | $1,574,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 17,135 | $1,573,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 108,250 | $1,569,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 36,400 | $1,568,000 | thousands by filing date | call |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 59,266 | $1,568,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 110,030 | $1,567,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 63,785 | $1,555,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 16,000 | $1,554,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 32,151 | $1,553,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 54,002 | $1,553,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 82,588 | $1,548,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,645,000 | $1,548,000 | thousands by filing date | principal |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 68,899 | $1,547,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 270,254 | $1,546,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 35,951 | $1,546,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 30,772 | $1,543,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 263,028 | $1,539,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 129,152 | $1,538,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 104,838 | $1,531,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 115,819 | $1,529,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 128,474 | $1,528,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 481,079 | $1,525,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 121,312 | $1,513,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 65,983 | $1,510,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 435,635 | $1,507,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 120,423 | $1,505,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 44,107 | $1,504,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 41,100 | $1,504,000 | thousands by filing date | put |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 133,649 | $1,504,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 13,500 | $1,503,000 | thousands by filing date | put |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 103,573 | $1,503,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 83,214 | $1,502,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 67,527 | $1,498,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,169,688 | $1,497,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 28,184 | $1,496,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 46,798 | $1,496,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 373,242 | $1,496,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 45,673 | $1,493,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 13,011 | $1,487,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 34,688 | $1,486,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 21,800 | $1,478,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 29,524 | $1,473,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 52,075 | $1,472,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 49,900 | $1,466,000 | thousands by filing date | call |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 86,727 | $1,465,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 80,428 | $1,464,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 329,733 | $1,461,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 22,355 | $1,458,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 225,799 | $1,456,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 12,900 | $1,454,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 41,152 | $1,454,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 30,000 | $1,452,000 | thousands by filing date | call |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 131,847 | $1,451,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 50,228 | $1,449,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 10,000 | $1,448,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 10,000 | $1,448,000 | thousands by filing date | call |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 107,600 | $1,448,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 78,244 | $1,445,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 116,213 | $1,444,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 50,900 | $1,443,000 | thousands by filing date | put |
| FERROGLOBE PLC | G33856108 | SHS | 176,151 | $1,439,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 81,964 | $1,438,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 229,181 | $1,438,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 194,158 | $1,437,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 24,310 | $1,436,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 131,515 | $1,436,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 46,212 | $1,435,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 96,372 | $1,434,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 26,675 | $1,433,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 20,224 | $1,430,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 14,330 | $1,429,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 74,961 | $1,428,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 84,987 | $1,428,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 273,958 | $1,427,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 55,438 | $1,425,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 941,000 | $1,424,000 | thousands by filing date | principal |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 18,816 | $1,421,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 42,889 | $1,419,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 52,984 | $1,418,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 18,000 | $1,417,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 64,436 | $1,416,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 54,619 | $1,416,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 139,108 | $1,416,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 65,573 | $1,415,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 72,822 | $1,414,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 15,376 | $1,414,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 40,177 | $1,412,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 15,500 | $1,406,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 45,000 | $1,404,000 | thousands by filing date | call |
| GREENSKY INC | 39572G100 | CL A | 77,754 | $1,400,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 146,430 | $1,398,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 308,758 | $1,396,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 117,769 | $1,395,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 151,406 | $1,393,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 70,000 | $1,392,000 | thousands by filing date | call |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 99,452 | $1,392,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 15,500 | $1,389,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 36,042 | $1,387,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 24,720 | $1,386,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 19,900 | $1,385,000 | thousands by filing date | call |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 16,504 | $1,385,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 155,254 | $1,385,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 53,466 | $1,384,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 85,608 | $1,380,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 28,999 | $1,379,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 50,173 | $1,376,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 15,800 | $1,370,000 | thousands by filing date | call |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 159,142 | $1,368,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 17,100 | $1,367,000 | thousands by filing date | call |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 33,768 | $1,363,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 83,548 | $1,361,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 80,000 | $1,359,000 | thousands by filing date | call |
| GUARANTY BANCORP | 40075T607 | COM | 45,740 | $1,358,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 121,095 | $1,357,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 113,679 | $1,356,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 127,000 | $1,356,000 | thousands by filing date | call |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 32,099 | $1,355,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 500,000 | $1,355,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 19,712 | $1,353,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 131,662 | $1,349,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 121,867 | $1,348,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 96,625 | $1,346,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 66,165 | $1,343,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 21,885 | $1,339,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 91,272 | $1,334,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 67,704 | $1,334,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 57,950 | $1,331,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 30,807 | $1,328,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,183,825 | $1,326,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 37,053 | $1,324,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 99,712 | $1,324,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 181,073 | $1,321,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 29,200 | $1,320,000 | thousands by filing date | put |
| ITRON INC COM | 465741106 | Stock | 20,548 | $1,319,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 103,839 | $1,319,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 115,432 | $1,318,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 187,278 | $1,317,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 119,182 | $1,316,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 82,920 | $1,312,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 14,582 | $1,312,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 85,143 | $1,311,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 178,676 | $1,310,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 28,284 | $1,304,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 31,764 | $1,297,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 59,797 | $1,296,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 27,309 | $1,294,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 7,821 | $1,293,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 40,135 | $1,290,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 198,391 | $1,288,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 101,800 | $1,287,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 435,866 | $1,285,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 59,171 | $1,284,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 17,600 | $1,283,000 | thousands by filing date | put |
| Viacom Inc Cl A | 92553P102 | CL A | 35,117 | $1,283,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,333,000 | $1,283,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,191,000 | $1,272,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 33,705 | $1,271,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 51,847 | $1,271,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 42,500 | $1,271,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 94,117 | $1,267,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 40,000 | $1,266,000 | thousands by filing date | call |
| NEW GERMANY FD INC | 644465106 | COM | 69,557 | $1,266,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 32,979 | $1,265,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 99,178 | $1,264,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 142,937 | $1,262,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 9,883 | $1,260,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 43,000 | $1,260,000 | thousands by filing date | call |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 104,647 | $1,257,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 32,534 | $1,257,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 1,000,000 | $1,257,000 | thousands by filing date | principal |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 50,000 | $1,253,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 170,118 | $1,250,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 50,000 | $1,250,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 38,653 | $1,249,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,200 | $1,244,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 43,116 | $1,242,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 76,618 | $1,238,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 25,579 | $1,238,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 426,769 | $1,238,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 7,100 | $1,237,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 14,676 | $1,235,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 15,135 | $1,233,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 20,000 | $1,231,000 | thousands by filing date | call |
| WILLSCOT CORP | 971375126 | COM | 71,802 | $1,231,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 224,291 | $1,229,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 26,687 | $1,228,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 11,617 | $1,227,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 63,278 | $1,225,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 60,121 | $1,220,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 70,943 | $1,217,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 13,613 | $1,217,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 133,409 | $1,215,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 54,873 | $1,215,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 31,428 | $1,210,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 40,300 | $1,208,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q494 | BUZZ US SMT LDR | 31,183 | $1,208,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 35,458 | $1,206,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 70,739 | $1,205,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 521,260 | $1,204,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 85,408 | $1,199,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 47,355 | $1,194,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 7,000 | $1,191,000 | thousands by filing date | put |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 26,450 | $1,190,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 331,034 | $1,189,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 25,803 | $1,187,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 288,143 | $1,187,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 58,764 | $1,184,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 8,500 | $1,182,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 25,000 | $1,178,000 | thousands by filing date | call |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 33,134 | $1,173,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 122,270 | $1,168,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 15,156 | $1,168,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 51,933 | $1,168,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 35,171 | $1,168,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 22,071 | $1,167,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 182,844 | $1,161,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 55,031 | $1,161,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 73,893 | $1,154,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 78,105 | $1,153,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 45,215 | $1,148,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 19,314 | $1,148,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 94,267 | $1,143,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 45,648 | $1,143,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 95,228 | $1,140,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 60,568 | $1,140,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 103,032 | $1,140,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 52,028 | $1,139,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 51,337 | $1,135,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 50,000 | $1,128,000 | thousands by filing date | call |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 62,389 | $1,128,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 31,404 | $1,127,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 19,408 | $1,126,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 63,400 | $1,124,000 | thousands by filing date | put |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 81,235 | $1,124,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 150,500 | $1,122,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 185,777 | $1,120,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 176,169 | $1,119,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 51,164 | $1,119,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10,000 | $1,118,000 | thousands by filing date | put |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,169,000 | $1,118,000 | thousands by filing date | principal |
| TEAM INC | 878155100 | COM | 49,622 | $1,117,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 50,820 | $1,117,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 33,479 | $1,113,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 41,489 | $1,112,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 246,643 | $1,109,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 1,000,000 | $1,107,000 | thousands by filing date | principal |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 131,828 | $1,106,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 159,493 | $1,104,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 132,107 | $1,103,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 51,147 | $1,102,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 21,600 | $1,101,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 35,015 | $1,099,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 96,488 | $1,096,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 346,873 | $1,096,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 7,000 | $1,093,000 | thousands by filing date | call |
| LEGACY RESVS INC COM | 524706108 | Stock | 225,115 | $1,092,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 18,410 | $1,091,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 80,115 | $1,087,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 40,494 | $1,086,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 17,600 | $1,085,000 | thousands by filing date | call |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 22,025 | $1,084,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 13,821 | $1,083,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 52,899 | $1,081,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 37,716 | $1,080,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 15,542 | $1,078,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 73,066 | $1,078,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 54,179 | $1,077,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 22,819 | $1,077,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 82,990 | $1,077,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 46,204 | $1,076,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 14,917 | $1,074,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,000 | $1,071,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 27,466 | $1,070,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 11,209 | $1,066,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 95,402 | $1,063,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 269,376 | $1,060,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 7,336 | $1,055,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 96,737 | $1,054,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 67,466 | $1,052,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 22,200 | $1,051,000 | thousands by filing date | call |
| FULLER H B CO COM | 359694106 | Stock | 20,239 | $1,046,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 76,929 | $1,046,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 51,500 | $1,045,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 15,839 | $1,044,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 36,263 | $1,043,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 13,500 | $1,042,000 | thousands by filing date | put |
| ZUORA INC | 98983V106 | COMMON STOCK | 45,121 | $1,042,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 40,836 | $1,042,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 168,461 | $1,041,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 79,085 | $1,040,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 81,106 | $1,040,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 18,164 | $1,039,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 50,000 | $1,038,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 20,481 | $1,034,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 129,131 | $1,033,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 85,119 | $1,033,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 31,981 | $1,033,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 139,000 | $1,033,000 | thousands by filing date | call |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 14,225 | $1,033,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 90,751 | $1,031,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 69,804 | $1,030,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 209,800 | $1,028,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 33,819 | $1,025,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 25,106 | $1,024,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 81,463 | $1,023,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 31,421 | $1,022,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 31,012 | $1,018,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 50,593 | $1,018,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 55,416 | $1,017,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 19,081 | $1,013,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 73,020 | $1,012,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 100,923 | $1,009,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 6,000 | $1,007,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 110,922 | $1,005,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 172,716 | $1,003,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 27,000 | $1,003,000 | thousands by filing date | put |
| M B T FINANCIAL CORP | 578877102 | Stock | 88,777 | $1,003,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 24,036 | $1,003,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 28,194 | $1,002,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 104,118 | $1,001,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 14,900 | $998,000 | thousands by filing date | put |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 26,400 | $997,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 600,000 | $996,000 | thousands by filing date | put |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 207,368 | $995,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 42,164 | $993,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 10,000 | $993,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 348,864 | $991,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 28,732 | $989,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 70,979 | $987,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 83,520 | $987,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 55,359 | $986,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 30,244 | $984,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 18,921 | $982,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 26,432 | $981,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 600,000 | $980,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-006115 | this filing | 2018-11-14 | acceptance time not in the bulk data set |