13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,368 holding rows worth $641,804,831,000.
- Accession
- 0001567619-18-006115
- Filer
- CIK 70858
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 21,365 entries on the cover page, a total value of $641,804,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $641,804,831,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 3,000 | $3,000 | thousands by filing date | principal |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 4,909 | $3,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,142 | $2,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 120 | $2,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 249 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 95 | $2,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 137 | $2,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 78 | $2,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 732 | $2,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 331 | $2,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 97 | $2,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 219 | $2,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 465 | $2,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 1,761 | $2,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 50 | $2,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 111 | $2,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 164 | $2,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 983 | $2,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 125 | $2,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 143 | $2,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 388 | $2,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 220 | $2,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 5 | $2,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 97 | $2,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 2,459 | $2,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 942 | $2,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 225 | $2,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 577 | $2,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 3,437 | $2,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 311 | $2,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 522 | $2,000 | thousands by filing date | |
| Fte Networks Inc | 30283R402 | COM | 142 | $2,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 1,478 | $2,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 484 | $2,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 362 | $2,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,228 | $2,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 3,125 | $2,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 200 | $2,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 388 | $2,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,000 | $2,000 | thousands by filing date | call |
| RADISYS CORP | 750459109 | COM | 944 | $2,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 2,328 | $2,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 543 | $2,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 334 | $2,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 1,600 | $2,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 1,139 | $2,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 598 | $2,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 1,488 | $2,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 1,618 | $2,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 793 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 11,458 | $2,000 | thousands by filing date | principal |
| STEWARDSHIP FINL CORP | 860326107 | COM | 227 | $2,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 935 | $2,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 60 | $2,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 100 | $2,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 1,039 | $2,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 450 | $2,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 273 | $2,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 964 | $2,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 445 | $2,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 1,100 | $2,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 2,623 | $2,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 647 | $2,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 437 | $2,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,685 | $2,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 218 | $2,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 106 | $2,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 771 | $2,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 249 | $2,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 716 | $2,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 1,290 | $2,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 155 | $2,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 433 | $2,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 162 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 40 | $2,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G113 | *W EXP 02/09/202 | 7,822 | $2,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 1,700 | $2,000 | thousands by filing date | |
| LEVEL BRANDS INC | 52730Q209 | COM NEW | 524 | $2,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 249 | $2,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 576 | $2,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 523 | $2,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 635 | $2,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 162 | $2,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 1,874 | $2,000 | thousands by filing date | principal |
| FSB BANCORP INC | 30289C102 | COM | 110 | $2,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 2,375 | $2,000 | thousands by filing date | |
| NOVUME SOLUTIONS INC | 67012D106 | COM | 1,342 | $2,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,000 | $2,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 1,100 | $2,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 196 | $2,000 | thousands by filing date | |
| PARKER DRILLING CO. | 701081408 | COM | 603 | $2,000 | thousands by filing date | |
| RMG NETWORKS HLDG CORP | 74966K300 | COM NEW | 1,266 | $2,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 276 | $1,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 534 | $1,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 434 | $1,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 297 | $1,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 65 | $1,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 223 | $1,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 185 | $1,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 85 | $1,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 44 | $1,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 94 | $1,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 239 | $1,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 416 | $1,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 80 | $1,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 568 | $1,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 126 | $1,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 191 | $1,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 115 | $1,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 229 | $1,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 83 | $1,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 94 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 230 | $1,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 297 | $1,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 23 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 584 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 32 | $1,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 657 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 29 | $1,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 196 | $1,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 489 | $1,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 290 | $1,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 100 | $1,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 539 | $1,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 76 | $1,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 200 | $1,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 310 | $1,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 658 | $1,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 1,000 | $1,000 | thousands by filing date | principal |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 32 | $1,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1,061 | $1,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 194 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 223 | $1,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 200 | $1,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 89 | $1,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 443 | $1,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 1,065 | $1,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 255 | $1,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 1,280 | $1,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 212 | $1,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 365 | $1,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 3,500 | $1,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 500 | $1,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 72 | $1,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 526 | $1,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 379 | $1,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 500 | $1,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 200 | $1,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 339 | $1,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 677 | $1,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 561 | $1,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 431 | $1,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 112 | $1,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 22 | $1,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 44 | $1,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 342 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 696 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 340 | $1,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 188 | $1,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 625 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,000 | $1,000 | thousands by filing date | principal |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 500 | $1,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 96 | $1,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 385 | $1,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 1,000 | $1,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 100 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 1,000 | $1,000 | thousands by filing date | call |
| POLAR PWR INC | 73102V105 | COM | 100 | $1,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 361 | $1,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 413 | $1,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 500 | $1,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 671 | $1,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 146 | $1,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 741 | $1,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 2,651 | $1,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 544 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 2,592 | $1,000 | thousands by filing date | |
| COOL HLDGS INC | 21640C105 | COM | 115 | $1,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 253 | $1,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 320 | $1,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,100 | $1,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 50 | $1,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 106 | $1,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 619 | $1,000 | thousands by filing date | principal |
| RXI PHARMACEUTICALS CORP NEW | 74979C808 | COM PAR | 548 | $1,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 500 | $1,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 794 | $1,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 647 | $1,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 459 | $1,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 267 | $1,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 493 | $1,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 650 | $1,000 | thousands by filing date | |
| FFBW INC | 30258M107 | COM | 86 | $1,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 224 | $1,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 166 | $1,000 | thousands by filing date | |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 2,966 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 960 | $1,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 1,000 | $1,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G121 | *W EXP 02/09/202 | 6,249 | $1,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 61 | $1,000 | thousands by filing date | |
| JONES ENERGY INC | 48019R306 | CL A NEW | 197 | $1,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 400 | $1,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 1,000 | $1,000 | thousands by filing date | principal |
| MCCLATCHY CO | 579489303 | CL A NEW | 147 | $1,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,000 | $1,000 | thousands by filing date | principal |
| MONAKER GROUP INC | 609011200 | COM NEW | 295 | $1,000 | thousands by filing date | |
| Enterprise Federal Bancorp | 26952G107 | Common | 47 | $1,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 549 | $1,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 1,000 | $1,000 | thousands by filing date | |
| Sensus Healthcare, Inc @6.75 6 | 81728J117 | warrants | 500 | $1,000 | thousands by filing date | |
| SUMMIT WIRELESS TECHNLGIES I | 86633R104 | COM | 266 | $1,000 | thousands by filing date | |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 695 | $1,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 437 | $1,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 73 | $1,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P202 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 413 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X446 | GBL SMLCP DIVI | 41 | $1,000 | thousands by filing date | |
| WCF BANCORP INC | 92940L103 | COM | 77 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y115 | *W EXP 12/24/201 | 81 | $1,000 | thousands by filing date | |
| OPGEN INC | 68373L208 | COM NEW | 629 | $1,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 50 | $1,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629117 | *W EXP 11/14/202 | 377 | $1,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 230 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y640 | ICONIC US | 50 | $1,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 1,906 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMBACH HLDGS INC | 53263P105 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLINK CHARGING CO | 09354A100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRISON CAP INC | 366554103 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOINT CORP | 47973J102 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRONOVA INC | 04638F108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIO TECH INTL | 896712205 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Perion Network Ltd | M78673114 | COM | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gilat Satellite Network | M51474118 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON HLDGS CORP | 05343P109 | CL A | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE VENTURES INC | 538142308 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARNWELL INDS INC | 068221100 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC AMERN CORP | 048209100 | COM | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 262 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIND C T I LTD | M70240102 | ORD | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONEGAL GROUP INC | 257701300 | CL B | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 499 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 267 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARVER BANCORP ORD | 146875604 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATASYS INC | 149049504 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN ONE INC | 91705J105 | CL A | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPHASE LABS INC | 74345W108 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 177 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 1,084 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGLOBAL CORP | 293306106 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEROKEE INC | 16444H102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSV CAPITAL CORP | 36191J101 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 238 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 1 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROCENTURY CORP | 007737109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN BIO-CHEM INC | 674631106 | COM | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Kelso Technologies Inc | 48826D201 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G888 | MSCI SO KOREA | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 37,976 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABILITY INC | G8789K124 | SHS | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORREVIO PHARMA CORP | 22026V105 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCEPT INC | 09072V402 | COM PAR | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGELINE DIGITAL INC | 10807Q403 | COM PAR | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 400 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 332 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 380 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GWG HLDGS INC | 36192A109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARIOHEALTH CORP | 23725P100 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROCELL SCIENCE INC | 315721407 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828608 | COM PAR | 363 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 379 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 188 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOWEB INC | 05335B100 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVEN HSG REIT INC | 761378207 | COM NEW | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 430 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 404 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STELLAR BIOTECHNOLOGIES INC | 85855A302 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP | 55939L400 | COM PAR | 1,491 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC | 64065J205 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LATTICE STRATEGIES TR | 518416706 | Cmn | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTA MESA RES INC 3 | 02133L117 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEDICA CORP | 023435407 | COM PAR | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERIX INC | 84842R403 | COM PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPIC ENTMT INC | 46263D106 | COM CL A | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY EXPEDIA HOLDINGS | 53046P208 | SER B COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 174 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYND ANALYTICS INC | 62857N202 | COM NEW | 288 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDGE THERAPEUTICS INC | 279870109 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 178 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 1,896 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 576 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L113 | *W EXP 01/21/202 | 2,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHF SOLUTIONS INC | 12542Q508 | COM NEW | 247 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPRESSPA GROUP INC | 98420U109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J305 | COM NEW | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 43,281 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 410 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-006115 | this filing | 2018-11-14 | acceptance time not in the bulk data set |