13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,368 holding rows worth $641,804,831,000.
- Accession
- 0001567619-18-006115
- Filer
- CIK 70858
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 21,365 entries on the cover page, a total value of $641,804,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $641,804,831,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATUS MEDICAL INC | 639050103 | COM | 170,615 | $6,083,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 400,000 | $6,080,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 99,321 | $6,072,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 395,176 | $6,070,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 119,344 | $6,059,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 159,902 | $6,045,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 78,586 | $6,044,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 165,565 | $6,044,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 756,018 | $6,041,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 36,000 | $6,034,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 130,450 | $6,020,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 271,188 | $6,018,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 180,000 | $6,008,000 | thousands by filing date | put |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 298,531 | $5,976,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 253,689 | $5,969,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 107,245 | $5,963,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 164,573 | $5,958,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 13,580 | $5,949,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 90,408 | $5,928,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 248,887 | $5,926,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 314,758 | $5,917,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 638,900 | $5,910,000 | thousands by filing date | call |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 200,000 | $5,910,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,991,922 | $5,908,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 57,838 | $5,905,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 225,380 | $5,898,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 234,020 | $5,895,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 130,340 | $5,886,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 221,540 | $5,883,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 173,470 | $5,870,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 185,195 | $5,869,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 346,679 | $5,866,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 87,000 | $5,865,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 516,937 | $5,862,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 247,053 | $5,856,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 141,615 | $5,855,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 257,927 | $5,848,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 235,535 | $5,841,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 420,449 | $5,831,000 | thousands by filing date | |
| QIAGEN NV | N72482AA5 | DEBT 0.375% 3/1 | 4,400,000 | $5,828,000 | thousands by filing date | principal |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 246,375 | $5,825,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 146,365 | $5,819,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 5,982,000 | $5,809,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 5,363,000 | $5,799,000 | thousands by filing date | principal |
| TREDEGAR CORP | 894650100 | COM | 267,481 | $5,791,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 5,691,000 | $5,780,000 | thousands by filing date | principal |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 570,256 | $5,742,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 184,222 | $5,739,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 243,653 | $5,733,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 238,300 | $5,722,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 498,019 | $5,718,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 256,155 | $5,717,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 209,949 | $5,717,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 247,569 | $5,714,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,481,157 | $5,706,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 247,218 | $5,706,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 243,800 | $5,702,000 | thousands by filing date | put |
| NANOMETRICS | 630077105 | COM | 151,759 | $5,694,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 147,941 | $5,685,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 222,880 | $5,671,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 197,163 | $5,669,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 149,126 | $5,649,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 241,961 | $5,648,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,233,000 | $5,648,000 | thousands by filing date | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 409,479 | $5,647,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 330,187 | $5,640,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 148,736 | $5,640,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 93,013 | $5,632,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 71,263 | $5,628,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 83,168 | $5,620,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 37,228 | $5,617,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 5,650,000 | $5,607,000 | thousands by filing date | principal |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 1,077,283 | $5,602,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 144,502 | $5,600,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 100,000 | $5,600,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 166,238 | $5,585,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 26,787 | $5,585,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 60,116 | $5,573,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 129,700 | $5,567,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 342,558 | $5,566,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 531,855 | $5,564,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 317,842 | $5,559,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 330,000 | $5,554,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 365,278 | $5,553,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 166,525 | $5,547,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 48,700 | $5,534,000 | thousands by filing date | put |
| BRP INC COM SUN VTG | 05577W200 | Stock | 117,945 | $5,529,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 33,440 | $5,528,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 60,599 | $5,511,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 238,976 | $5,511,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 217,013 | $5,508,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 197,566 | $5,506,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 85,598 | $5,505,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 253,400 | $5,499,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 625,126 | $5,495,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 66,643 | $5,493,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 211,676 | $5,492,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 458,781 | $5,488,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 166,552 | $5,486,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L208 | EMRG MKT DIV ETF | 185,537 | $5,482,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 106,832 | $5,469,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 58,228 | $5,441,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 999,691 | $5,439,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 205,445 | $5,437,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 885,971 | $5,422,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 126,900 | $5,421,000 | thousands by filing date | call |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 3,525,000 | $5,415,000 | thousands by filing date | principal |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 258,482 | $5,410,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 73,789 | $5,401,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 55,506 | $5,393,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 82,537 | $5,379,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 247,812 | $5,378,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 78,518 | $5,377,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 161,032 | $5,375,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 135,689 | $5,365,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 25,000 | $5,353,000 | thousands by filing date | call |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 249,488 | $5,352,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 70,829 | $5,344,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 163,214 | $5,338,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 258,229 | $5,330,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 372,121 | $5,325,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 486,773 | $5,316,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 275,991 | $5,313,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 50,000 | $5,310,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 193,438 | $5,310,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 239,860 | $5,308,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 372,311 | $5,298,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 180,737 | $5,297,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 202,721 | $5,282,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 114,900 | $5,268,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 184,900 | $5,262,000 | thousands by filing date | call |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 222,589 | $5,262,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 97,400 | $5,253,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 35,300 | $5,249,000 | thousands by filing date | put |
| MEDIFAST INC | 58470H101 | COM | 23,688 | $5,248,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 207,600 | $5,244,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 418,733 | $5,230,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 81,641 | $5,213,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 162,808 | $5,212,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 187,247 | $5,205,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 519,139 | $5,191,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,076,922 | $5,190,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 235,202 | $5,186,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 171,398 | $5,185,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 190,000 | $5,181,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 120,241 | $5,181,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 181,991 | $5,179,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 79,621 | $5,175,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 93,382 | $5,174,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 641,893 | $5,173,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 40,500 | $5,167,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 4,187,000 | $5,164,000 | thousands by filing date | principal |
| EAGLE BANCORPORATION INC | 268948106 | COM | 101,758 | $5,149,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 174,813 | $5,147,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 220,000 | $5,146,000 | thousands by filing date | call |
| ATKORE INC | 047649108 | COMMON STOCK | 193,259 | $5,127,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 50,000 | $5,126,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 70,940 | $5,122,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 301,414 | $5,109,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 69,616 | $5,099,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 144,799 | $5,094,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 38,148 | $5,091,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 94,723 | $5,088,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 134,484 | $5,054,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 70,571 | $5,051,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 117,547 | $5,043,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 241,983 | $5,042,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 109,905 | $5,039,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 214,105 | $5,018,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 128,609 | $5,016,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 103,720 | $5,016,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 603,974 | $5,013,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 205,360 | $5,009,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 187,877 | $5,008,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 149,037 | $5,006,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 194,505 | $4,989,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W106 | EMMKT DB DEFSV | 200,000 | $4,984,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,089,579 | $4,979,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 61,216 | $4,977,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 90,643 | $4,977,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W700 | MLT FTR CR FXD | 200,000 | $4,976,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 839,756 | $4,972,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 76,434 | $4,968,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 60,000 | $4,963,000 | thousands by filing date | put |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 60,000 | $4,963,000 | thousands by filing date | call |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 180,789 | $4,963,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 450,733 | $4,953,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 21,873 | $4,949,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 133,854 | $4,948,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 4,929,000 | $4,936,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 85,618 | $4,926,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 239,066 | $4,925,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 231,302 | $4,920,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 172,061 | $4,914,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 398,937 | $4,911,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 76,248 | $4,906,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 85,000 | $4,883,000 | thousands by filing date | call |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 463,067 | $4,881,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 133,381 | $4,879,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 177,586 | $4,874,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,080,207 | $4,873,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 156,940 | $4,872,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 360,822 | $4,871,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 76,032 | $4,862,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 182,064 | $4,847,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 178,464 | $4,834,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 153,720 | $4,825,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 209,525 | $4,819,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 115,506 | $4,817,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 375,481 | $4,806,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 174,243 | $4,804,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 198,726 | $4,804,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 230,617 | $4,801,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 197,255 | $4,799,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 739,803 | $4,794,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 495,798 | $4,794,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 294,722 | $4,786,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 903,511 | $4,780,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 160,122 | $4,776,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 4,832,000 | $4,773,000 | thousands by filing date | principal |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 207,418 | $4,771,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 266,000 | $4,761,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 65,300 | $4,760,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 776,313 | $4,759,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,261,000 | $4,759,000 | thousands by filing date | principal |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 78,507 | $4,729,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 112,395 | $4,726,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 43,804 | $4,725,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 97,172 | $4,723,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 665,953 | $4,715,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 103,045 | $4,714,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 882,384 | $4,703,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 142,364 | $4,692,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 100,708 | $4,680,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 80,324 | $4,680,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 167,723 | $4,680,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 267,355 | $4,679,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 192,996 | $4,673,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 92,162 | $4,661,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 42,504 | $4,659,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 627,847 | $4,640,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 21,810 | $4,638,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 489,156 | $4,627,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 716,929 | $4,624,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 279,790 | $4,622,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 66,429 | $4,615,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 201,400 | $4,608,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 242,483 | $4,602,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 193,812 | $4,602,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 3,834,000 | $4,589,000 | thousands by filing date | principal |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 50,338 | $4,583,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 360,023 | $4,583,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 47,430 | $4,582,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 77,138 | $4,576,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 309,324 | $4,563,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 75,115 | $4,563,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 62,523 | $4,560,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 339,728 | $4,559,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 76,911 | $4,545,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 19,300 | $4,533,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 83,047 | $4,529,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 189,108 | $4,528,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 171,239 | $4,525,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 84,201 | $4,524,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 176,100 | $4,522,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 176,100 | $4,522,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 286,339 | $4,510,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 98,730 | $4,504,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 95,411 | $4,501,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 29,162 | $4,483,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 124,579 | $4,473,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 37,936 | $4,472,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 265,419 | $4,468,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 81,577 | $4,465,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 4,404,000 | $4,462,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 355,221 | $4,461,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 661,452 | $4,458,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 56,972 | $4,455,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 266,299 | $4,440,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 96,327 | $4,440,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 101,800 | $4,438,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 150,000 | $4,437,000 | thousands by filing date | call |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 66,828 | $4,433,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 442,227 | $4,427,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 4,389,000 | $4,427,000 | thousands by filing date | principal |
| VERSUM MATLS INC | 92532W103 | COM | 122,900 | $4,426,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 338,318 | $4,425,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,200,171 | $4,422,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 133,346 | $4,420,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 332,050 | $4,420,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 57,891 | $4,419,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 53,703 | $4,418,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 61,749 | $4,414,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 81,577 | $4,413,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 67,620 | $4,402,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 121,483 | $4,398,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 507,012 | $4,396,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 104,268 | $4,395,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 82,721 | $4,394,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 142,748 | $4,388,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 77,037 | $4,387,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 137,478 | $4,385,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 236,891 | $4,383,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 350,643 | $4,373,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 18,600 | $4,369,000 | thousands by filing date | call |
| LIVANOVA PLC | G5509L101 | SHS | 35,233 | $4,368,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 117,805 | $4,365,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 360,211 | $4,362,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 98,495 | $4,362,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 357,614 | $4,362,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,600 | $4,359,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 234,834 | $4,351,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 110,473 | $4,347,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 245,100 | $4,346,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 303,046 | $4,343,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 103,703 | $4,334,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,038,841 | $4,332,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 79,403 | $4,332,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 551,080 | $4,331,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 76,940 | $4,329,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 46,800 | $4,327,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 245,160 | $4,327,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 167,661 | $4,326,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 208,384 | $4,322,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 332,734 | $4,316,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 59,056 | $4,314,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 75,840 | $4,310,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 114,298 | $4,310,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 86,270 | $4,299,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 60,000 | $4,298,000 | thousands by filing date | put |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 60,712 | $4,288,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 113,773 | $4,284,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 274,289 | $4,279,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 113,047 | $4,273,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 25,000 | $4,271,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 125,000 | $4,270,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 125,000 | $4,270,000 | thousands by filing date | call |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 458,459 | $4,264,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 83,372 | $4,256,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 113,419 | $4,255,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 59,307 | $4,255,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 142,995 | $4,253,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 457,933 | $4,245,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 66,245 | $4,230,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 110,000 | $4,228,000 | thousands by filing date | call |
| BMC STK HLDGS INC | 05591B109 | COM | 226,534 | $4,225,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 302,290 | $4,223,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 15,400 | $4,220,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 48,200 | $4,218,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 143,496 | $4,214,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,987,548 | $4,213,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 215,516 | $4,203,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 83,737 | $4,199,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 107,876 | $4,196,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 200,929 | $4,193,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 32,300 | $4,190,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 32,300 | $4,190,000 | thousands by filing date | call |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 476,591 | $4,185,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 67,804 | $4,179,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 174,951 | $4,171,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 123,630 | $4,165,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 51,234 | $4,160,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 29,900 | $4,156,000 | thousands by filing date | put |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 514,681 | $4,154,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 381,150 | $4,154,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 94,323 | $4,148,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 28,669 | $4,147,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 71,500 | $4,142,000 | thousands by filing date | call |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 48,918 | $4,141,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 113,000 | $4,136,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 78,300 | $4,135,000 | thousands by filing date | call |
| STRATEGIC ED INC COM | 86272C103 | Stock | 30,113 | $4,127,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 503,597 | $4,114,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 30,676 | $4,109,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 83,339 | $4,103,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 103,393 | $4,097,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 321,455 | $4,095,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 131,738 | $4,093,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 644,537 | $4,092,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 75,000 | $4,091,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 10,100 | $4,081,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 134,670 | $4,081,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,500,000 | $4,065,000 | thousands by filing date | call |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 209,426 | $4,059,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 122,987 | $4,058,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 165,780 | $4,053,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 25,000 | $4,038,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 354,897 | $4,038,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 270,042 | $4,032,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 112,772 | $4,030,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 236,748 | $4,025,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 169,684 | $4,021,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 212,612 | $4,019,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 106,550 | $4,018,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,575,386 | $4,017,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 80,702 | $4,012,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 284,507 | $4,012,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 98,138 | $4,010,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 56,367 | $4,004,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 667,160 | $4,003,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 180,758 | $4,001,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 164,813 | $4,000,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 24,600 | $3,997,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 238,731 | $3,991,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 29,844 | $3,989,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 107,035 | $3,982,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 173,843 | $3,978,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 35,101 | $3,977,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 112,335 | $3,974,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 173,184 | $3,973,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 183,100 | $3,973,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 304,378 | $3,969,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 115,345 | $3,969,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 203,285 | $3,966,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,592,376 | $3,964,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 81,993 | $3,955,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 106,500 | $3,954,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 73,679 | $3,953,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 527,123 | $3,953,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,049,378 | $3,945,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 71,500 | $3,940,000 | thousands by filing date | put |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 135,285 | $3,937,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 52,064 | $3,931,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 70,834 | $3,928,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 319,121 | $3,928,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 194,559 | $3,924,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 221,152 | $3,920,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 132,295 | $3,910,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 89,871 | $3,906,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 260,087 | $3,901,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 110,758 | $3,898,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 395,775 | $3,898,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 263,990 | $3,894,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 127,798 | $3,893,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 334,606 | $3,889,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 312,245 | $3,887,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 182,877 | $3,886,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 4,503 | $3,883,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 87,645 | $3,877,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 128,200 | $3,872,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 50,579 | $3,861,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 150,309 | $3,861,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 85,090 | $3,855,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 54,130 | $3,835,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 121,900 | $3,831,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 103,884 | $3,829,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 119,396 | $3,829,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 104,389 | $3,828,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 298,456 | $3,823,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 45,652 | $3,816,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 118,239 | $3,815,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 242,269 | $3,810,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 199,973 | $3,808,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 215,614 | $3,806,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 288,136 | $3,803,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 208,008 | $3,782,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 91,356 | $3,780,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,656,866 | $3,777,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 38,200 | $3,770,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 38,200 | $3,770,000 | thousands by filing date | call |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 168,715 | $3,758,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10,200 | $3,745,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 45,314 | $3,745,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 178,202 | $3,742,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 324,857 | $3,739,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 377,030 | $3,737,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 667,100 | $3,736,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 2,460,000 | $3,734,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 150,831 | $3,724,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 30,500 | $3,719,000 | thousands by filing date | put |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 148,155 | $3,710,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 48,741 | $3,703,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 120,871 | $3,702,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 54,075 | $3,700,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 326,512 | $3,687,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 66,800 | $3,681,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 67,431 | $3,679,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 301,955 | $3,672,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 58,244 | $3,670,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 61,703 | $3,669,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 52,909 | $3,667,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 135,074 | $3,663,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 97,073 | $3,655,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 235,027 | $3,650,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 880,000 | $3,650,000 | thousands by filing date | principal |
| COMMUNITY USD0.01 | 20369C106 | COM | 117,584 | $3,643,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 337,362 | $3,643,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 104,852 | $3,640,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 144,084 | $3,623,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 167,241 | $3,604,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 108,996 | $3,598,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 184,284 | $3,595,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 84,114 | $3,585,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 81,603 | $3,571,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 72,600 | $3,568,000 | thousands by filing date | put |
| COHU INC | 192576106 | COM | 142,003 | $3,565,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 168,525 | $3,548,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 122,900 | $3,545,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 200,000 | $3,542,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 174,931 | $3,541,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-006115 | this filing | 2018-11-14 | acceptance time not in the bulk data set |