13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,368 holding rows worth $641,804,831,000.
- Accession
- 0001567619-18-006115
- Filer
- CIK 70858
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 21,365 entries on the cover page, a total value of $641,804,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $641,804,831,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 34,991 | $977,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 41,800 | $973,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 552,299 | $972,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 45,362 | $966,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 52,158 | $965,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 11,853 | $962,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 62,705 | $959,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 21,888 | $958,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 56,880 | $955,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 13,408 | $955,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 64,408 | $954,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 77,893 | $954,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 789,000 | $952,000 | thousands by filing date | principal |
| LKQ CORP COM | 501889208 | Stock | 30,000 | $950,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 19,765 | $949,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 18,900 | $948,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 18,900 | $948,000 | thousands by filing date | call |
| YEXT INC | 98585N106 | COM | 40,000 | $948,000 | thousands by filing date | put |
| WILLDAN GROUP INC | 96924N100 | COM | 27,878 | $947,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 80,733 | $946,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 118,684 | $945,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,500 | $944,000 | thousands by filing date | call |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 8,390 | $944,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 429,312 | $944,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 133,131 | $943,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 54,546 | $940,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 36,400 | $938,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 55,996 | $938,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 25,317 | $937,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 36,278 | $936,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 58,108 | $935,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 15,243 | $934,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 122,923 | $933,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 64,574 | $929,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 78,027 | $923,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 15,434 | $923,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 23,987 | $922,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 33,945 | $920,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 89,228 | $919,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 81,149 | $917,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 19,067 | $916,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 20,409 | $916,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 24,457 | $913,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 50,367 | $908,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 215,226 | $906,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 63,386 | $905,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 94,604 | $904,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 48,735 | $904,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 20,816 | $903,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 77,647 | $903,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 88,159 | $900,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 60,000 | $900,000 | thousands by filing date | call |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 32,500 | $899,000 | thousands by filing date | call |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 81,978 | $897,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 37,491 | $897,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 53,669 | $894,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 29,139 | $892,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 72,161 | $890,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 81,722 | $889,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 88,389 | $888,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 88,431 | $886,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 36,823 | $883,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 7,332 | $882,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 922,000 | $882,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 871,000 | $879,000 | thousands by filing date | principal |
| BOJANGLES INC | 097488100 | COM | 55,927 | $878,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 19,997 | $875,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 7,800 | $874,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 17,306 | $872,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 10,117 | $872,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 47,072 | $872,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 52,806 | $872,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 17,700 | $871,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 15,611 | $870,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 127,407 | $870,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 35,271 | $869,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,900 | $868,000 | thousands by filing date | put |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 66,389 | $865,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 55,600 | $864,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 43,205 | $859,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 24,277 | $859,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 12,200 | $858,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 22,921 | $857,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 45,381 | $853,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 25,318 | $853,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 131,334 | $852,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 46,642 | $850,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 52,190 | $847,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 152,842 | $846,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 49,979 | $845,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 28,597 | $845,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 135,810 | $842,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 20,111 | $841,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,448 | $840,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 19,359 | $840,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 242,053 | $838,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 14,471 | $838,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 169,415 | $837,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 31,252 | $836,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 33,197 | $836,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 45,914 | $834,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 43,731 | $834,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 24,141 | $833,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 50,397 | $832,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 38,950 | $832,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 69,923 | $831,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 104,870 | $831,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 66,088 | $830,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 34,493 | $828,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 3,443,113 | $828,000 | thousands by filing date | principal |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 72,295 | $827,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 64,387 | $823,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 17,320 | $822,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 90,743 | $820,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 38,858 | $817,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 17,145 | $816,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 45,801 | $816,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 9,978 | $816,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 26,000 | $812,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 175,276 | $811,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 27,256 | $806,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 31,603 | $806,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 22,353 | $806,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 57,770 | $806,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 34,846 | $805,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 194,044 | $804,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 32,874 | $803,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 213,654 | $802,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 36,281 | $802,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 57,101 | $801,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 38,253 | $797,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 18,121 | $796,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 10,538 | $795,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 67,062 | $795,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 30,168 | $793,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 32,863 | $791,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 10,237 | $790,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 19,658 | $789,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 37,845 | $788,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 19,012 | $788,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 31,737 | $786,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 1,020,000 | $785,000 | thousands by filing date | principal |
| CIVEO CORP CDA | 17878Y108 | COM | 188,657 | $783,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 5,000 | $781,000 | thousands by filing date | put |
| KALA BIO INC COM | 483119103 | Stock | 79,154 | $781,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 52,336 | $781,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 10,000 | $780,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 33,791 | $779,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 74,253 | $779,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 104,361 | $779,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 130,553 | $779,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 108,974 | $777,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 27,339 | $774,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 36,892 | $773,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 34,065 | $773,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 65,299 | $773,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 22,329 | $770,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 64,661 | $769,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 16,318 | $768,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 247,518 | $767,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 46,060 | $766,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 37,401 | $764,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 13,293 | $764,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 66,197 | $763,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 30,000 | $762,000 | thousands by filing date | call |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 22,500 | $761,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 100,000 | $761,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 42,041 | $757,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 12,972 | $756,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 100,782 | $756,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 64,187 | $755,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 47,322 | $754,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 88,674 | $754,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 16,153 | $753,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 80,000 | $751,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 25,286 | $751,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 33,789 | $750,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 32,529 | $748,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 7,040 | $748,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 256,151 | $745,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 728,000 | $743,000 | thousands by filing date | principal |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 85,527 | $742,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 23,177 | $742,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 32,685 | $741,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 9,845 | $741,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 149,613 | $741,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 36,755 | $741,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 17,088 | $739,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 21,923 | $738,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 28,875 | $738,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 461,121 | $738,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 103,038 | $737,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 53,909 | $736,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 27,911 | $736,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 57,634 | $734,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 52,625 | $734,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 41,419 | $734,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 21,301 | $733,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 24,320 | $733,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 126,314 | $733,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 65,979 | $731,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 10,000 | $730,000 | thousands by filing date | call |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 63,281 | $729,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 50,259 | $729,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 127,725 | $727,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 23,957 | $725,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 27,620 | $724,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 164,275 | $723,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 23,036 | $718,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 61,710 | $715,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 27,292 | $715,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 41,594 | $715,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 9,043 | $715,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 192,402 | $714,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 12,293 | $714,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 74,730 | $713,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 46,655 | $712,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,900 | $711,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 20,922 | $709,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 142,906 | $709,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 26,509 | $709,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 27,288 | $709,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 16,178 | $707,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 19,925 | $707,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 78,390 | $706,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 29,967 | $703,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 80,356 | $701,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 135,994 | $699,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 62,744 | $698,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 154,941 | $697,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 10,000 | $695,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 182,343 | $695,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 3,855 | $694,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 16,632 | $694,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 85,594 | $693,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 119,051 | $693,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y203 | WILSHIRE REIT | 15,106 | $693,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 81,950 | $692,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 26,582 | $692,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 17,674 | $692,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 23,457 | $690,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 20,728 | $689,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 10,957 | $688,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 48,183 | $686,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 50,475 | $685,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 14,100 | $684,000 | thousands by filing date | call |
| Flushing Financial Corp | 343873105 | Common Stock | 28,000 | $683,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 67,210 | $683,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 24,800 | $681,000 | thousands by filing date | put |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 44,603 | $681,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 21,485 | $678,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 15,464 | $677,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 43,341 | $676,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 56,570 | $673,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 58,147 | $672,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 390,326 | $671,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 582,000 | $671,000 | thousands by filing date | principal |
| KEYW HLDG CORP | 493723100 | COM | 77,289 | $669,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 35,811 | $668,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 11,700 | $667,000 | thousands by filing date | call |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 5,261 | $666,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 27,882 | $666,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 24,384 | $664,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 5,200 | $663,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 14,142 | $663,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 42,592 | $663,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 62,684 | $661,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 47,129 | $659,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 36,075 | $659,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 43,457 | $658,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,500 | $657,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 16,093 | $656,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 35,392 | $656,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 14,385 | $656,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 48,457 | $654,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 19,130 | $650,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 16,800 | $649,000 | thousands by filing date | put |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 28,412 | $649,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 35,275 | $648,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 53,896 | $646,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,522 | $643,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 7,507 | $642,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 165,219 | $642,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 21,800 | $640,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 20,196 | $635,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 12,673 | $635,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 137,919 | $634,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 26,650 | $634,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 49,233 | $633,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 234,459 | $633,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,900 | $632,000 | thousands by filing date | put |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 36,377 | $632,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 85,978 | $632,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 8,322 | $631,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 32,134 | $628,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 32,743 | $627,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 36,892 | $627,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 15,629 | $626,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 20,700 | $625,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 41,529 | $625,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 25,240 | $623,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 23,909 | $621,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 60,814 | $620,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 42,206 | $619,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 58,885 | $619,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 26,465 | $619,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 45,699 | $616,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 36,531 | $616,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 20,744 | $611,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 47,239 | $609,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 36,668 | $609,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 6,443 | $609,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 87,009 | $609,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 8,998 | $609,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 13,735 | $608,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 54,816 | $607,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 60,678 | $607,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 13,343 | $606,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 9,062 | $605,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 39,679 | $605,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 287,901 | $605,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 32,461 | $604,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 71,995 | $604,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 14,046 | $603,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 28,157 | $601,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,802 | $600,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 49,392 | $599,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 53,868 | $598,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 6,812 | $597,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 27,174 | $597,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 45,069 | $596,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 37,368 | $596,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,583 | $594,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 12,818 | $591,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 80,965 | $590,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 18,651 | $589,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 9,376 | $589,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 50,978 | $588,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 26,236 | $588,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 19,346 | $588,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 57,400 | $588,000 | thousands by filing date | put |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 24,616 | $587,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 8,200 | $587,000 | thousands by filing date | call |
| MESA LABS INC COM | 59064R109 | Stock | 3,155 | $586,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 10,031 | $585,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 48,898 | $584,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 15,650 | $582,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 19,850 | $581,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 16,400 | $581,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 54,538 | $581,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 5,952 | $575,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 11,867 | $575,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 37,500 | $573,000 | thousands by filing date | put |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 43,954 | $573,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 21,348 | $573,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 45,602 | $571,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 7,358 | $570,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 16,200 | $569,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 17,160 | $569,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 32,630 | $569,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 33,612 | $566,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 73,656 | $565,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 24,570 | $563,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 76,678 | $563,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 52,101 | $563,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 33,394 | $561,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 20,066 | $560,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 17,871 | $558,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 150,521 | $558,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 163,226 | $555,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 224,289 | $554,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,100 | $553,000 | thousands by filing date | call |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 49,140 | $550,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 19,700 | $550,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 35,485 | $550,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 111,284 | $550,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 17,719 | $549,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 11,443 | $549,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 32,172 | $549,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 29,203 | $548,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 16,365 | $548,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 32,734 | $547,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 44,910 | $547,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 15,743 | $547,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 17,685 | $547,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 166,434 | $546,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 19,220 | $546,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 195,576 | $545,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 12,017 | $545,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 10,982 | $544,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 29,063 | $543,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 32,084 | $543,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 124,252 | $541,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 12,020 | $541,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 434,000 | $541,000 | thousands by filing date | principal |
| NOVA LTD COM | M7516K103 | Stock | 20,524 | $540,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,100 | $540,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 71,316 | $540,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 23,897 | $539,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 41,423 | $538,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 20,733 | $538,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 82,615 | $536,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 21,663 | $534,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 5,636 | $533,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 21,388 | $533,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 20,091 | $533,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 13,500 | $532,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 16,800 | $532,000 | thousands by filing date | put |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 22,670 | $532,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 78,978 | $531,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 63,220 | $530,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 29,694 | $530,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 28,239 | $529,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 18,753 | $529,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 27,390 | $528,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 29,503 | $528,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 9,152 | $527,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 15,195 | $527,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 60,830 | $522,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 45,986 | $520,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 10,000 | $520,000 | thousands by filing date | put |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,575 | $518,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 200,200 | $517,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 89,097 | $517,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V514 | RUSEL 2000 EQL | 10,909 | $515,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 100,699 | $514,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 36,055 | $513,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 18,200 | $511,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 93,133 | $510,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 37,621 | $510,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 48,098 | $509,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 21,661 | $508,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 9,071,024 | $508,000 | thousands by filing date | principal |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 31,724 | $508,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 13,099 | $505,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 12,863 | $505,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y400 | Cmn | 20,198 | $505,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 76,788 | $504,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 40,632 | $504,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q486 | ALPS DORESEY | 15,197 | $504,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 44,486 | $503,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 45,409 | $502,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 7,881 | $502,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 10,081 | $502,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 8,954 | $501,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 44,477 | $501,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 10,608 | $501,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 81,090 | $500,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 50,782 | $500,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 35,026 | $500,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 37,003 | $499,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 6,441 | $499,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 31,831 | $499,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 15,871 | $498,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 18,976 | $498,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 64,823 | $496,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 25,442 | $496,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 33,328 | $495,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 37,106 | $495,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 62,579 | $494,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 54,952 | $493,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 39,576 | $492,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 31,110 | $490,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 20,312 | $490,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 20,390 | $489,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 98,491 | $489,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 73,039 | $489,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 33,115 | $489,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 92,359 | $489,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 31,425 | $488,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 63,334 | $487,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 51,935 | $486,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 10,503 | $486,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 121,813 | $486,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 17,853 | $484,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 80,000 | $484,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 68,144 | $484,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 44,313 | $483,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 39,077 | $483,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 60,496 | $479,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 20,658 | $479,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 22,633 | $479,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 34,702 | $478,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 41,870 | $478,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 41,527 | $477,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 11,531 | $476,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 58,786 | $475,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 99,302 | $474,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 14,123 | $474,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 36,649 | $473,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 34,043 | $472,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 14,907 | $472,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 17,496 | $471,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 22,200 | $471,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,000 | $471,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 10,317 | $470,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 105,101 | $470,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 43,209 | $469,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 10,308 | $468,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 40,973 | $467,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-006115 | this filing | 2018-11-14 | acceptance time not in the bulk data set |