13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,368 holding rows worth $641,804,831,000.
- Accession
- 0001567619-18-006115
- Filer
- CIK 70858
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 21,365 entries on the cover page, a total value of $641,804,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $641,804,831,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BED BATH & BEYOND INC | 690370101 | COM | 16,818 | $466,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 36,842 | $466,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 10,954 | $466,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 19,430 | $465,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 21,049 | $464,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 9,514 | $463,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 11,497 | $462,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 13,636 | $461,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 464,000 | $461,000 | thousands by filing date | principal |
| NMI HLDGS INC | 629209305 | COM | 20,345 | $460,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 33,463 | $460,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 16,803 | $460,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 14,700 | $459,000 | thousands by filing date | put |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 43,517 | $459,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 15,966 | $457,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 463,957 | $457,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 16,482 | $455,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 36,753 | $454,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 11,603 | $454,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 20,178 | $453,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 6,968 | $452,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 45,061 | $451,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 61,343 | $450,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 59,331 | $450,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 100,000 | $449,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 4,256 | $448,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 9,277 | $448,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 41,141 | $447,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 38,441 | $447,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 23,254 | $446,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 9,337 | $446,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 6,477 | $446,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 27,327 | $445,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 78,394 | $445,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 18,560 | $445,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 7,259 | $445,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 11,504 | $444,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 18,415 | $444,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 37,027 | $444,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 12,206 | $443,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 25,059 | $443,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 12,666 | $442,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 15,191 | $442,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 39,782 | $442,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 22,009 | $442,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 13,565 | $441,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 20,672 | $440,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 41,303 | $440,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 200,000 | $440,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 158,250 | $440,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 15,734 | $439,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,378 | $439,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 59,269 | $439,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 43,033 | $437,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 31,605 | $437,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 8,576 | $436,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 20,310 | $435,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 68,649 | $435,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 17,767 | $434,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 227,990 | $433,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 46,323 | $432,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 620 | $431,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 19,485 | $430,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 159,069 | $430,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 12,147 | $430,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 34,269 | $427,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 19,876 | $426,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,100 | $426,000 | thousands by filing date | call |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 36,349 | $425,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 54,156 | $425,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 5,691 | $425,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 401,000 | $424,000 | thousands by filing date | principal |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 14,145 | $423,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 10,549 | $423,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 16,600 | $422,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 12,361 | $422,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 21,009 | $421,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 33,385 | $420,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 42,606 | $418,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 111,579 | $417,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 41,264 | $417,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 36,762 | $415,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 13,611 | $414,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 15,530 | $414,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 242,089 | $414,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 11,352 | $413,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 27,267 | $412,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 24,517 | $412,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 6,581 | $410,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 13,565 | $410,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 16,782 | $410,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 20,214 | $409,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 25,629 | $409,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 16,369 | $408,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 77,120 | $407,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 33,779 | $407,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 77,304 | $405,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E883 | CHINS YUAN DIM | 18,698 | $405,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 26,163 | $404,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 76,807 | $403,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 37,199 | $403,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 12,296 | $403,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,098 | $402,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 26,963 | $402,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 40,176 | $400,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 5,578 | $400,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 17,283 | $400,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 16,496 | $399,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 15,562 | $398,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 3,399 | $398,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,300 | $396,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 13,714 | $396,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 23,701 | $395,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 10,136 | $394,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 64,781 | $393,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 10,615 | $391,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,744 | $390,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 111,326 | $389,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 84,563 | $389,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 16,073 | $388,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 24,370 | $387,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 21,777 | $387,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 12,945 | $386,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 37,868 | $383,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 379,000 | $383,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 12,201 | $382,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 16,699 | $382,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 170,586 | $381,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 38,712 | $381,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 19,300 | $379,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 52,400 | $377,000 | thousands by filing date | call |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 22,891 | $377,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 15,298 | $376,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 44,463 | $376,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 25,142 | $375,000 | thousands by filing date | |
| ISHARES TR | 46435G722 | JPX NIKKEI 400 | 12,076 | $374,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 38,125 | $373,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 12,855 | $373,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,049 | $372,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 27,751 | $371,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 134,208 | $371,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 20,447 | $370,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,400 | $369,000 | thousands by filing date | call |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 22,087 | $369,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 136,797 | $369,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 34,972 | $367,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 380,000 | $366,000 | thousands by filing date | principal |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 20,167 | $365,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 10,863 | $363,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 43,692 | $363,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 11,673 | $362,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 279,000 | $362,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B813 | mc | 9,483 | $362,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 9,763 | $361,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 49,453 | $361,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 317,000 | $361,000 | thousands by filing date | principal |
| FARO TECHNOLOGIES INC | 311642102 | COM | 5,608 | $360,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 13,610 | $360,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 16,953 | $360,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 15,034 | $359,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 30,276 | $358,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 15,433 | $356,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 7,880 | $356,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 25,129 | $356,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 34,327 | $355,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 12,111 | $354,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 27,607 | $354,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 27,984 | $352,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 15,839 | $352,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 7,879 | $351,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 16,570 | $351,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 300,000 | $351,000 | thousands by filing date | principal |
| DONNELLEY R R & SONS CO | 257867200 | COM | 64,647 | $350,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 8,396 | $348,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 6,823 | $348,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 62,396 | $348,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 16,640 | $348,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 37,426 | $347,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,936 | $347,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 71,184 | $346,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 35,960 | $346,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 12,956 | $346,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 52,800 | $345,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 29,043 | $345,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 20,350 | $345,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 31,424 | $344,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 28,516 | $344,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 12,897 | $344,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 29,060 | $343,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 43,029 | $343,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 11,133 | $343,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 9,691 | $342,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 27,674 | $342,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 8,079 | $340,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 8,788 | $340,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 37,067 | $340,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 32,025 | $339,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 6,131 | $339,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 8,255 | $339,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 6,406 | $337,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 18,000 | $337,000 | thousands by filing date | call |
| SYSTEMAX INC | 871851101 | COM | 10,241 | $337,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 16,151 | $336,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 9,592 | $334,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 29,616 | $333,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 24,078 | $333,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 13,803 | $333,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 13,375 | $332,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 9,476 | $331,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 10,156 | $331,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 7,334 | $331,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 17,472 | $331,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,524 | $330,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 654,623 | $329,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 22,309 | $329,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 24,905 | $328,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 23,082 | $328,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 44,133 | $328,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 37,730 | $327,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 5,910 | $326,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 29,885 | $326,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 51,055 | $326,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 39,306 | $326,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 11,242 | $326,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,490 | $325,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 17,446 | $325,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 89,793 | $323,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 12,946 | $322,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 5,242 | $322,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,800 | $318,000 | thousands by filing date | put |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 7,933 | $318,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 8,688 | $317,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 14,172 | $317,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 64,500 | $316,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 6,473 | $315,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 8,352 | $315,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 18,436 | $314,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 8,553 | $314,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 32,352 | $312,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 9,962 | $311,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 75,000 | $311,000 | thousands by filing date | put |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 21,058 | $311,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 35,293 | $309,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 83 | $308,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 44,483 | $307,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 37,957 | $306,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 12,177 | $306,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 15,000 | $306,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 4,764 | $305,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 10,636 | $305,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 24,547 | $304,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 8,942 | $304,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,122 | $303,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 181,795 | $303,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 8,748 | $302,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 23,900 | $302,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 20,456 | $302,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 6,706 | $301,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 50,923 | $300,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 10,141 | $300,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,900 | $299,000 | thousands by filing date | put |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,380 | $299,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 11,117 | $299,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 53,000 | $297,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 15,500 | $297,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 7,060 | $296,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 9,777 | $296,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 13,300 | $295,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 62,330 | $295,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 10,093 | $295,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 277,500 | $294,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,000 | $293,000 | thousands by filing date | put |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 14,256 | $293,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 11,138 | $292,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 265,134 | $291,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 13,205 | $291,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 3,778 | $290,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 25,063 | $290,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E677 | GLOBAL GLD PREC | 18,888 | $290,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 9,269 | $289,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 14,313 | $289,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 16,240 | $288,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 18,570 | $288,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 30,779 | $288,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 9,105 | $288,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,610 | $286,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 36,915 | $285,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 14,434 | $285,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 9,317 | $285,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 34,866 | $285,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 28,518 | $285,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 9,500 | $284,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 71,020 | $283,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 17,323 | $283,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 14,000 | $282,000 | thousands by filing date | put |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 133,536 | $280,000 | thousands by filing date | |
| ISHARES TR | 46435G144 | 10 YR INVT GRD | 5,942 | $280,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 8,932 | $279,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 7,146 | $279,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 126,502 | $278,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 15,586 | $278,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 29,391 | $278,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,095 | $277,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 10,563 | $277,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 22,033 | $277,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 14,363 | $276,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 46,804 | $276,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 47,263 | $275,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 10,102 | $274,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 20,502 | $273,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 22,154 | $273,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 17,500 | $273,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 6,444 | $272,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 26,069 | $272,000 | thousands by filing date | |
| WORLD GOLD TR SPDR LNG DLR GLD | 98149E105 | CEF | 2,347 | $271,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 9,119 | $270,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 107,695 | $269,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 7,926 | $269,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 21,519 | $268,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 6,856 | $268,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 28,262 | $267,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 15,543 | $267,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 14,404 | $267,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 9,239 | $267,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 93,775 | $267,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,400 | $266,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,000 | $265,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 12,748 | $265,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 80,200 | $265,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 27,390 | $265,000 | thousands by filing date | |
| ACTIVE WEIGHTING FDS ETF TR | 00509T300 | EVENTSHS US POLI | 11,494 | $265,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 14,066 | $264,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,451 | $264,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 34,969 | $264,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 5,803 | $263,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 20,607 | $263,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 8,803 | $263,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 21,050 | $263,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 95,417 | $262,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 8,301 | $261,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 64,366 | $261,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,988 | $259,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 25,667 | $259,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 18,547 | $258,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 292,231 | $258,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 50,381 | $257,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,181 | $256,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 14,319 | $256,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 6,146 | $256,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 4,300 | $256,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,549 | $255,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 21,273 | $254,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 42,627 | $254,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 10,154 | $253,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 11,114 | $251,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 18,136 | $251,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,600 | $250,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 8,683 | $250,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 9,518 | $250,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 46,879 | $249,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 6,919 | $249,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 32,451 | $248,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 31,387 | $248,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 14,266 | $247,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 3,706 | $247,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 40,007 | $247,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 23,878 | $246,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 10,563 | $246,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 52,977 | $246,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 76,626 | $246,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 42,683 | $246,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 9,901 | $246,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 14,742 | $246,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 21,531 | $246,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 22,002 | $245,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 4,874 | $244,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 113,379 | $244,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 20,898 | $244,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 132,787 | $243,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 18,687 | $241,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 5,729 | $241,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 16,542 | $240,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 10,968 | $240,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 5,884 | $240,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 91,325 | $240,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 40,135 | $240,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 15,554 | $240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 9,055 | $240,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 27,875 | $239,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 11,936 | $239,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,191 | $239,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 13,218 | $238,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 3,389 | $238,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 20,577 | $238,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 36,943 | $237,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 27,228 | $236,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 6,894 | $236,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 49,817 | $235,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 14,461 | $235,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 22,090 | $235,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 4,971 | $235,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E685 | GLOBAL AGRCLTR | 8,444 | $235,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 19,502 | $234,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 52,171 | $234,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 11,889 | $234,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 16,990 | $234,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 21,565 | $234,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 24,750 | $233,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 8,734 | $233,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 8,556 | $233,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 10,118 | $231,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 96,766 | $231,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 10,998 | $231,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,176 | $230,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 44,272 | $230,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 6,911 | $229,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 25,084 | $229,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 10,009 | $229,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 6,731 | $228,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 55,000 | $228,000 | thousands by filing date | call |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 18,392 | $228,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,700 | $227,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,700 | $227,000 | thousands by filing date | call |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 9,143 | $227,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 20,725 | $227,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 50,390 | $227,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 11,407 | $226,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 38,499 | $226,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 7,681 | $226,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 8,262 | $225,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 5,425 | $225,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 17,938 | $225,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 7,366 | $225,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 19,817 | $224,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 7,390 | $224,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 6,579 | $223,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 13,732 | $223,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 15,459 | $223,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 79,758 | $223,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 50,198 | $222,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 9,272 | $222,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 9,510 | $221,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 8,273 | $221,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 10,869 | $221,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 17,449 | $219,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 14,697 | $219,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 30,089 | $218,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 8,392 | $218,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 15,642 | $217,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 6,922 | $216,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 15,147 | $216,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 6,590 | $215,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 14,091 | $215,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C757 | INTERNATNL REV | 8,004 | $215,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,900 | $214,000 | thousands by filing date | put |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 19,849 | $214,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 8,792 | $213,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 12,367 | $213,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 7,336 | $212,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,613 | $211,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 22,300 | $209,000 | thousands by filing date | put |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 164,000 | $209,000 | thousands by filing date | principal |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 23,366 | $208,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 111,144 | $208,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 17,303 | $208,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 120,244 | $207,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 4,768 | $207,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 17,554 | $207,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 4,873 | $205,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 27,751 | $205,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 10,622 | $205,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 7,248 | $204,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 12,695 | $203,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 11,700 | $203,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 7,751 | $203,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 20,724 | $203,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 21,562 | $202,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 14,527 | $201,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 11,512 | $201,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 8,490 | $201,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 12,431 | $201,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,500 | $200,000 | thousands by filing date | put |
| RED ROCK RESORTS INC | 75700L108 | CL A | 7,500 | $200,000 | thousands by filing date | put |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 5,287 | $199,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 17,130 | $199,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 32,112 | $199,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 17,056 | $198,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 13,880 | $197,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 35,802 | $197,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 20,658 | $196,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 13,161 | $196,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 8,427 | $196,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,613 | $195,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 6,613 | $195,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 185,000 | $195,000 | thousands by filing date | principal |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 33,230 | $195,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 7,400 | $195,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 4,198 | $194,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 1,356 | $194,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 7,139 | $194,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-006115 | this filing | 2018-11-14 | acceptance time not in the bulk data set |