13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,368 holding rows worth $641,804,831,000.
- Accession
- 0001567619-18-006115
- Filer
- CIK 70858
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 21,365 entries on the cover page, a total value of $641,804,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $641,804,831,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO BD FD | 46132L107 | COM | 200,744 | $3,537,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 261,374 | $3,534,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 166,140 | $3,530,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 103,818 | $3,529,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 143,145 | $3,529,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 188,643 | $3,522,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 73,556 | $3,519,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 31,653 | $3,519,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 57,162 | $3,517,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 350,167 | $3,512,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 25,000 | $3,512,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 385,300 | $3,507,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 218,778 | $3,500,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 98,199 | $3,495,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 87,630 | $3,487,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 165,820 | $3,481,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 105,101 | $3,480,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 168,932 | $3,475,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 162,900 | $3,467,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 90,000 | $3,465,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 31,772 | $3,464,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 74,410 | $3,463,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 55,552 | $3,452,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 100,064 | $3,450,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 43,600 | $3,449,000 | thousands by filing date | put |
| CTS CORP | 126501105 | COM | 99,946 | $3,428,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 221,773 | $3,427,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 474,183 | $3,419,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 119,517 | $3,412,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 380,245 | $3,403,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 220,890 | $3,397,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 141,378 | $3,395,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 169,174 | $3,390,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 86,470 | $3,385,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 69,403 | $3,373,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 104,600 | $3,370,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 169,312 | $3,367,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 58,776 | $3,364,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 3,125,000 | $3,358,000 | thousands by filing date | principal |
| BlackRock Muniy Michigan | 09254V105 | Fund | 270,581 | $3,355,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 97,972 | $3,350,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 597,666 | $3,347,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 186,906 | $3,346,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 63,500 | $3,343,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 99,300 | $3,343,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 104,000 | $3,343,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 127,242 | $3,341,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 142,647 | $3,338,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 593,138 | $3,333,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 61,500 | $3,317,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 1,031,933 | $3,313,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 227,310 | $3,310,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 233,764 | $3,305,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 92,400 | $3,300,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 215,788 | $3,295,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 95,266 | $3,290,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 138,464 | $3,280,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 17,800 | $3,274,000 | thousands by filing date | call |
| HUDSON LTD | G46408103 | COM CL A | 145,101 | $3,274,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 73,644 | $3,266,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 282,755 | $3,263,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 179,201 | $3,262,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 159,722 | $3,259,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 56,292 | $3,254,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 259,229 | $3,253,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 57,448 | $3,253,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 30,000 | $3,251,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 237,730 | $3,245,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 119,102 | $3,243,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 31,222 | $3,238,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 136,265 | $3,223,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 50,000 | $3,221,000 | thousands by filing date | put |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 78,190 | $3,217,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 122,001 | $3,210,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,031,573 | $3,208,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 31,700 | $3,202,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 174,450 | $3,199,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 63,792 | $3,195,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 91,541 | $3,195,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 542,487 | $3,189,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 102,059 | $3,189,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 87,000 | $3,184,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 31,827 | $3,173,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 192,383 | $3,170,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 71,812 | $3,170,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 148,794 | $3,162,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 131,253 | $3,154,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 29,869 | $3,152,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 72,696 | $3,152,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 242,411 | $3,151,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 319,501 | $3,151,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 260,729 | $3,150,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 12,900 | $3,149,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 103,148 | $3,142,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 207,898 | $3,141,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 187,756 | $3,141,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 480,300 | $3,141,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 55,485 | $3,125,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 62,180 | $3,122,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 196,974 | $3,122,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 42,832 | $3,113,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 38,344 | $3,111,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 61,850 | $3,106,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 106,706 | $3,084,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 82,049 | $3,081,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 117,397 | $3,081,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 9,700 | $3,078,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231107 | COM | 29,512 | $3,076,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 690,435 | $3,072,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 60,055 | $3,070,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 172,546 | $3,068,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 286,926 | $3,067,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 94,234 | $3,067,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 32,511 | $3,066,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 59,357 | $3,057,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 45,493 | $3,055,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 69,163 | $3,054,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 235,300 | $3,054,000 | thousands by filing date | call |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 386,145 | $3,054,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 237,439 | $3,051,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 196,043 | $3,048,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 168,113 | $3,041,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 82,539 | $3,035,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 67,336 | $3,030,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 89,359 | $3,027,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 38,976 | $3,023,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 92,373 | $3,010,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 102,191 | $3,009,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 114,333 | $3,006,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 60,669 | $3,006,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 71,332 | $3,006,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 169,644 | $3,005,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 323,990 | $3,000,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 69,600 | $2,998,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 76,851 | $2,995,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 77,252 | $2,991,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 32,233 | $2,991,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 38,917 | $2,989,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 26,214 | $2,985,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 43,737 | $2,982,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 3,117,000 | $2,981,000 | thousands by filing date | principal |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 163,491 | $2,977,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 32,500 | $2,976,000 | thousands by filing date | call |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 127,477 | $2,972,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 92,800 | $2,970,000 | thousands by filing date | call |
| G III APPAREL GROUP LTD | 36237H101 | COM | 61,643 | $2,970,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 382,625 | $2,969,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 140,797 | $2,964,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 519,583 | $2,962,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 126,045 | $2,961,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 95,016 | $2,951,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 62,785 | $2,945,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 103,563 | $2,942,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,403,403 | $2,933,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 226,504 | $2,931,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 81,716 | $2,931,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 68,200 | $2,930,000 | thousands by filing date | put |
| ENOVA INTL INC | 29357K103 | COM | 101,636 | $2,928,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 180,358 | $2,927,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 37,500 | $2,927,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 26,250 | $2,926,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 197,007 | $2,925,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 44,955 | $2,917,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 244,969 | $2,915,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 55,004 | $2,913,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 234,454 | $2,907,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 225,629 | $2,904,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 150,000 | $2,898,000 | thousands by filing date | call |
| MULTI-COLOR | 625383104 | COM | 46,550 | $2,898,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 62,841 | $2,897,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 318,018 | $2,890,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 88,263 | $2,884,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 254,837 | $2,880,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 59,035 | $2,880,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 2,550,000 | $2,877,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,850,000 | $2,875,000 | thousands by filing date | principal |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 163,492 | $2,873,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 57,353 | $2,870,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 118,778 | $2,863,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 157,759 | $2,860,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 132,963 | $2,855,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 109,054 | $2,848,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 93,400 | $2,847,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 174,929 | $2,845,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 272,264 | $2,843,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 76,000 | $2,842,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 104,400 | $2,839,000 | thousands by filing date | put |
| HORTONWORKS INC | 440894103 | COM | 124,066 | $2,831,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 60,500 | $2,827,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 62,793 | $2,824,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 35,300 | $2,823,000 | thousands by filing date | put |
| UNITI GROUP INC | 91325V108 | COM | 140,000 | $2,821,000 | thousands by filing date | call |
| COCA COLA CONS INC | 191098102 | COM | 15,447 | $2,816,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 219,720 | $2,813,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 120,612 | $2,811,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 42,300 | $2,806,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254101 | CL A | 137,107 | $2,804,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 92,392 | $2,803,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 92,308 | $2,801,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 497,057 | $2,797,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 202,232 | $2,797,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 9,723 | $2,795,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 25,100 | $2,790,000 | thousands by filing date | put |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 40,853 | $2,785,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 2,748,000 | $2,784,000 | thousands by filing date | principal |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 207,405 | $2,782,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 41,588 | $2,782,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 566,927 | $2,778,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 387,399 | $2,770,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 347,244 | $2,768,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 119,467 | $2,765,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 225,066 | $2,761,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 1,925,000 | $2,752,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 2,992,000 | $2,741,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 2,227,000 | $2,741,000 | thousands by filing date | principal |
| IAMGOLD CORP COM | 450913108 | Stock | 744,509 | $2,740,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 109,401 | $2,740,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 259,902 | $2,732,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 133,217 | $2,731,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 50,000 | $2,728,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 136,852 | $2,727,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 412,876 | $2,725,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 2,560,937 | $2,724,000 | thousands by filing date | principal |
| HILLTOP HLDGS INC | 432748101 | COM | 134,715 | $2,717,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 170,017 | $2,717,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 237,281 | $2,710,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 181,451 | $2,708,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 218,070 | $2,708,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 64,305 | $2,707,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 191,205 | $2,707,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 112,300 | $2,706,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 143,073 | $2,705,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 286,278 | $2,705,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 553,415 | $2,701,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 181,175 | $2,699,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 37,330 | $2,695,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 51,074 | $2,690,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 134,889 | $2,689,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 179,200 | $2,688,000 | thousands by filing date | put |
| CRAY INC | 225223304 | COM NEW | 125,007 | $2,688,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 188,837 | $2,685,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 275,555 | $2,685,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 90,599 | $2,684,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 441,414 | $2,684,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 64,351 | $2,684,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 118,861 | $2,684,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 60,000 | $2,683,000 | thousands by filing date | put |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 34,548 | $2,675,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 16,200 | $2,664,000 | thousands by filing date | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 10,000 | $2,661,000 | thousands by filing date | put |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 44,596 | $2,661,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,400,000 | $2,661,000 | thousands by filing date | principal |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 253,516 | $2,660,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 72,187 | $2,657,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 55,827 | $2,651,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 162,163 | $2,648,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 163,343 | $2,636,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 43,115 | $2,634,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 180,564 | $2,633,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 111,648 | $2,633,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 235,652 | $2,632,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 124,100 | $2,631,000 | thousands by filing date | call |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 98,689 | $2,626,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 65,136 | $2,621,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 655,626 | $2,616,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 64,150 | $2,615,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 122,064 | $2,610,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 26,859 | $2,608,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 172,156 | $2,608,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 139,292 | $2,605,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 246,787 | $2,604,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 135,113 | $2,604,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 65,987 | $2,603,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 19,700 | $2,601,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 61,798 | $2,598,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 31,185 | $2,587,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 164,598 | $2,584,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 49,279 | $2,583,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 20,000 | $2,579,000 | thousands by filing date | put |
| MATERION CORP | 576690101 | COM | 42,587 | $2,577,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 98,470 | $2,576,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 78,883 | $2,575,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 26,468 | $2,566,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 61,429 | $2,564,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 50,000 | $2,564,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 23,284 | $2,559,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 48,661 | $2,558,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 92,001 | $2,556,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 88,154 | $2,554,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 10,828 | $2,552,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 2,149,000 | $2,550,000 | thousands by filing date | principal |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 333,821 | $2,547,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 300,000 | $2,544,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 65,856 | $2,540,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 261,821 | $2,540,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 153,787 | $2,538,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 15,000 | $2,538,000 | thousands by filing date | call |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 196,235 | $2,533,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 171,001 | $2,528,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 49,266 | $2,526,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 262,814 | $2,520,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 103,429 | $2,514,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 43,843 | $2,509,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 48,166 | $2,509,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W304 | CORRT INM DEFS | 100,000 | $2,509,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 81,675 | $2,508,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 285,184 | $2,507,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 79,194 | $2,506,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 171,121 | $2,502,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W403 | CORRT INM VALU | 100,000 | $2,501,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 107,050 | $2,497,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 356,746 | $2,497,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 25,000 | $2,494,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 48,500 | $2,485,000 | thousands by filing date | call |
| FGL HLDGS | G3402M102 | ORD SHS | 277,656 | $2,485,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 464,280 | $2,484,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 51,275 | $2,483,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 79,235 | $2,475,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 34,201 | $2,474,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 102,193 | $2,470,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 72,336 | $2,470,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 106,474 | $2,470,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 595,434 | $2,465,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 625,700 | $2,465,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 400,000 | $2,464,000 | thousands by filing date | put |
| TALEND S A | 874224207 | ADS | 35,301 | $2,462,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 223,923 | $2,461,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 44,429 | $2,458,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 66,773 | $2,457,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 18,000 | $2,451,000 | thousands by filing date | call |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 106,518 | $2,445,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 103,898 | $2,442,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 124,703 | $2,442,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,649,000 | $2,439,000 | thousands by filing date | principal |
| PC CONNECTION INC | 69318J100 | COM | 62,680 | $2,438,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 95,852 | $2,435,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 58,900 | $2,434,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 68,256 | $2,433,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 46,889 | $2,426,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 1,188,000 | $2,417,000 | thousands by filing date | principal |
| XPERI CORP | 98421B100 | COM | 162,658 | $2,415,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 218,400 | $2,409,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 48,140 | $2,404,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 39,100 | $2,402,000 | thousands by filing date | call |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 53,655 | $2,402,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 107,892 | $2,396,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 313,949 | $2,389,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 215,555 | $2,384,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 66,691 | $2,378,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 79,476 | $2,376,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 67,768 | $2,374,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 231,442 | $2,373,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 389,852 | $2,370,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 30,000 | $2,367,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 279,064 | $2,366,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 268,603 | $2,364,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 119,500 | $2,360,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,819 | $2,354,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 71,639 | $2,340,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 295,345 | $2,324,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 152,806 | $2,322,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 23,912 | $2,316,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 828,372 | $2,310,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 79,712 | $2,306,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 97,923 | $2,306,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 75,806 | $2,305,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 136,951 | $2,301,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 24,300 | $2,300,000 | thousands by filing date | call |
| KEANE GROUP INC | 48669A108 | COM | 185,926 | $2,300,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 62,400 | $2,299,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 116,339 | $2,297,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 67,936 | $2,296,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 86,383 | $2,289,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 83,534 | $2,289,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 50,500 | $2,288,000 | thousands by filing date | call |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 59,449 | $2,288,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 99,304 | $2,286,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 141,173 | $2,283,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 9,465 | $2,281,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 119,526 | $2,277,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 192,601 | $2,274,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 493,100 | $2,273,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 257,106 | $2,273,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 2,062,000 | $2,266,000 | thousands by filing date | principal |
| CZR | 127686103 | Stock | 221,000 | $2,265,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 97,107 | $2,262,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 30,000 | $2,260,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 30,000 | $2,260,000 | thousands by filing date | call |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 141,984 | $2,256,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 236,302 | $2,252,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 111,938 | $2,240,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 2,312,000 | $2,239,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 226,519 | $2,238,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 62,624 | $2,236,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 113,720 | $2,235,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 93,151 | $2,231,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 154,652 | $2,230,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 50,787 | $2,229,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 29,187 | $2,228,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 324,809 | $2,228,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 311,625 | $2,228,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 56,569 | $2,224,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 2,228,000 | $2,215,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 61,121 | $2,209,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 168,957 | $2,194,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 8,666 | $2,193,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 95,802 | $2,191,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 66,080 | $2,185,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 194,660 | $2,178,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 138,732 | $2,177,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 38,355 | $2,168,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 626,200 | $2,167,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 107,997 | $2,162,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 39,460 | $2,161,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 44,712 | $2,154,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 41,161 | $2,151,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 14,800 | $2,150,000 | thousands by filing date | put |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 148,173 | $2,150,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 39,748 | $2,149,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 185,310 | $2,146,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 14,200 | $2,139,000 | thousands by filing date | put |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 130,264 | $2,138,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 175,799 | $2,138,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 2,006,000 | $2,135,000 | thousands by filing date | principal |
| ISHARES TR | 46429B135 | INT PFD STK FD | 120,503 | $2,131,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 76,624 | $2,131,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 86,746 | $2,130,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 214,125 | $2,126,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 125,000 | $2,124,000 | thousands by filing date | put |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 80,585 | $2,124,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 66,585 | $2,118,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 213,764 | $2,118,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 154,100 | $2,116,000 | thousands by filing date | call |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 66,789 | $2,114,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 40,779 | $2,112,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 98,139 | $2,109,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 139,908 | $2,105,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 112,471 | $2,105,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 55,727 | $2,105,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 89,285 | $2,104,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 54,660 | $2,104,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 14,400 | $2,103,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 607,516 | $2,103,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 34,952 | $2,097,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 34,972 | $2,096,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 59,200 | $2,093,000 | thousands by filing date | put |
| COOPER TIRE & RUBR CO | 216831107 | COM | 73,900 | $2,091,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 45,594 | $2,090,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 35,000 | $2,087,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,462,000 | $2,086,000 | thousands by filing date | principal |
| MIMECAST LIMITED | G14838109 | ORD SHS | 49,771 | $2,084,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 100,000 | $2,083,000 | thousands by filing date | put |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 133,478 | $2,082,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 107,488 | $2,080,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 52,414 | $2,079,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 23,864 | $2,079,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 28,564 | $2,064,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 58,840 | $2,061,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 94,434 | $2,055,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 82,600 | $2,052,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 43,084 | $2,046,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 25,893 | $2,044,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 63,500 | $2,041,000 | thousands by filing date | put |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 18,500 | $2,039,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 60,286 | $2,038,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 108,345 | $2,034,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 19,100 | $2,033,000 | thousands by filing date | call |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 51,897 | $2,031,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 114,500 | $2,029,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 36,000 | $2,027,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 156,051 | $2,027,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 1,244,046 | $2,026,000 | thousands by filing date | principal |
| KMG CHEMICALS INC | 482564101 | COM | 26,791 | $2,024,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 17,796 | $2,023,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 70,000 | $2,020,000 | thousands by filing date | put |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 62,273 | $2,014,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 326,693 | $2,013,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 42,396 | $2,011,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 76,587 | $2,008,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 127,215 | $2,007,000 | thousands by filing date | |
| USAA ETF TR | 90291F501 | CORE SHRT BD | 40,615 | $2,006,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 64,061 | $2,005,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 230,530 | $2,004,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 210,639 | $2,003,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 75,356 | $1,997,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 15,425 | $1,994,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 71,300 | $1,990,000 | thousands by filing date | call |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 91,525 | $1,981,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 74,074 | $1,975,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 2,012,000 | $1,969,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 63,380 | $1,962,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 81,486 | $1,961,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 400,000 | $1,960,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 59,000 | $1,948,000 | thousands by filing date | put |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 72,290 | $1,948,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 34,336 | $1,946,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 142,408 | $1,945,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,170,648 | $1,943,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 136,055 | $1,940,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 27,511 | $1,937,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-006115 | this filing | 2018-11-14 | acceptance time not in the bulk data set |