13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,368 holding rows worth $641,804,831,000.
- Accession
- 0001567619-18-006115
- Filer
- CIK 70858
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 21,365 entries on the cover page, a total value of $641,804,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $641,804,831,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 392,108 | $9,713,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 608,968 | $9,689,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 78,800 | $9,688,000 | thousands by filing date | put |
| KRATON CORPORATION | 50077C106 | COM | 205,161 | $9,674,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 152,060 | $9,672,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 423,608 | $9,663,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 180,926 | $9,650,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 369,390 | $9,645,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 314,904 | $9,644,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 311,572 | $9,627,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 795,464 | $9,609,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 309,895 | $9,609,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,056,576 | $9,583,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 276,430 | $9,570,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 376,525 | $9,567,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 171,342 | $9,561,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 270,745 | $9,544,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 464,049 | $9,513,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 344,460 | $9,508,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 191,486 | $9,497,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 686,453 | $9,493,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 93,988 | $9,478,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 250,000 | $9,470,000 | thousands by filing date | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 375,648 | $9,463,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 46,200 | $9,458,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 20,800 | $9,454,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 808,823 | $9,454,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 385,392 | $9,453,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 232,556 | $9,453,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 405,380 | $9,434,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 46,500 | $9,433,000 | thousands by filing date | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 112,277 | $9,420,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 305,969 | $9,399,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 681,867 | $9,396,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 81,621 | $9,391,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 386,770 | $9,387,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 270,000 | $9,374,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 515,905 | $9,364,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 140,000 | $9,346,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 362,833 | $9,346,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 261,980 | $9,342,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 678,221 | $9,326,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 304,506 | $9,320,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 646,105 | $9,310,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 123,054 | $9,291,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 73,148 | $9,274,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 457,561 | $9,270,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 3,432,883 | $9,268,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 148,185 | $9,266,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 240,014 | $9,264,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 767,704 | $9,250,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 834,100 | $9,242,000 | thousands by filing date | call |
| OI SA-ADR | 670851500 | ADR | 3,385,467 | $9,242,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 359,487 | $9,235,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 201,642 | $9,231,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 10,966,000 | $9,231,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 132,800 | $9,228,000 | thousands by filing date | call |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 556,791 | $9,226,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 433,722 | $9,221,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 227,341 | $9,216,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 370,673 | $9,193,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 594,893 | $9,192,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 125,048 | $9,192,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 72,825 | $9,181,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 285,569 | $9,181,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 885,381 | $9,164,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 285,458 | $9,163,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 133,138 | $9,153,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 316,139 | $9,146,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 92,049 | $9,135,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 126,356 | $9,119,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 303,700 | $9,111,000 | thousands by filing date | put |
| TCF FINL CORP | 872275102 | COM | 382,120 | $9,099,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 159,004 | $9,097,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,752,022 | $9,093,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 213,274 | $9,091,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 141,031 | $9,089,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 544,270 | $9,089,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 537,951 | $9,075,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 198,870 | $9,069,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 304,783 | $9,040,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 217,500 | $9,037,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 575,929 | $9,025,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 65,099 | $9,017,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 187,128 | $9,013,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 299,068 | $9,005,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 20,000 | $8,995,000 | thousands by filing date | put |
| UBS GROUP AG SHS | H42097107 | Stock | 571,200 | $8,985,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 425,442 | $8,969,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,242,300 | $8,945,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 121,900 | $8,942,000 | thousands by filing date | call |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 689,962 | $8,928,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,239,894 | $8,928,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 184,244 | $8,920,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 95,837 | $8,904,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 181,642 | $8,893,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 51,639 | $8,887,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 67,300 | $8,886,000 | thousands by filing date | call |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 131,980 | $8,884,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 22,700 | $8,881,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 2,355,500 | $8,880,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 81,320 | $8,879,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 458,308 | $8,878,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 176,902 | $8,877,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 516,654 | $8,871,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 768,028 | $8,840,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 235,344 | $8,836,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 66,600 | $8,834,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 82,300 | $8,830,000 | thousands by filing date | call |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 9,230,000 | $8,826,000 | thousands by filing date | principal |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 350,000 | $8,817,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 263,416 | $8,813,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 344,792 | $8,794,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 21,700 | $8,768,000 | thousands by filing date | put |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 303,697 | $8,759,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 221,629 | $8,754,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 418,742 | $8,747,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 814,865 | $8,719,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 181,403 | $8,716,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 96,099 | $8,715,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 250,800 | $8,710,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 77,200 | $8,702,000 | thousands by filing date | put |
| ISHARES TR | 46435G102 | CONV BD ETF | 145,050 | $8,683,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 158,458 | $8,680,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 257,449 | $8,652,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 408,415 | $8,650,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 694,542 | $8,647,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 290,540 | $8,630,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 693,613 | $8,629,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 422,706 | $8,623,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 406,189 | $8,619,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 90,943 | $8,618,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 57,102 | $8,616,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 658,222 | $8,616,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,339,313 | $8,612,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 93,990 | $8,611,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 392,941 | $8,606,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 228,821 | $8,603,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,418,823 | $8,599,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 891,121 | $8,599,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 293,000 | $8,588,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 35,600 | $8,572,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 320,083 | $8,571,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 163,555 | $8,562,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,904,557 | $8,552,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,204,900 | $8,531,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 176,028 | $8,522,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,009,505 | $8,520,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 495,739 | $8,497,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 523,383 | $8,479,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 262,939 | $8,472,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 10,888,000 | $8,470,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 131,772 | $8,452,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 57,417 | $8,447,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 233,715 | $8,438,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,505,000 | $8,426,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 179,297 | $8,411,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 190,000 | $8,408,000 | thousands by filing date | call |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 51,824 | $8,392,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 6,032,780 | $8,385,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 163,442 | $8,376,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 216,300 | $8,360,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 50,100 | $8,337,000 | thousands by filing date | call |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 142,939 | $8,337,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 7,712 | $8,320,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 500,421 | $8,318,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 527,695 | $8,306,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 106,424 | $8,302,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,135,438 | $8,288,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 405,774 | $8,278,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 95,467 | $8,276,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 171,786 | $8,263,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 105,053 | $8,256,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 455,081 | $8,256,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 591,669 | $8,254,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 807,900 | $8,241,000 | thousands by filing date | put |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 454,047 | $8,230,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 282,700 | $8,229,000 | thousands by filing date | put |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 421,078 | $8,224,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 214,076 | $8,221,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 164,027 | $8,203,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 289,856 | $8,202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 252,707 | $8,198,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 73,039 | $8,194,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 119,780 | $8,193,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 198,000 | $8,183,000 | thousands by filing date | put |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 353,184 | $8,183,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 174,054 | $8,181,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 138,703 | $8,169,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 6,609,000 | $8,166,000 | thousands by filing date | principal |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 259,549 | $8,148,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 108,820 | $8,132,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 5,484,000 | $8,129,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 156,991 | $8,120,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 927,369 | $8,115,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 115,477 | $8,084,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 210,775 | $8,068,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 275,847 | $8,055,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 244,800 | $8,051,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 372,384 | $8,044,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 98,496 | $8,043,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 658,702 | $8,042,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 206,100 | $8,040,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 10,400,000 | $8,039,000 | thousands by filing date | principal |
| DDR CORP | 23317H854 | COM | 599,016 | $8,021,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 235,226 | $8,018,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 46,903 | $8,012,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 533,517 | $8,008,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 534,719 | $7,978,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 5,523,000 | $7,978,000 | thousands by filing date | principal |
| AXOGEN INC | 05463X106 | COM | 216,400 | $7,974,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 115,400 | $7,972,000 | thousands by filing date | put |
| SEASPAN CORP | Y75638109 | SHS | 957,154 | $7,972,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 493,371 | $7,968,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 194,196 | $7,952,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L109 | DEV EX US ETF | 268,392 | $7,947,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 110,766 | $7,942,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 141,762 | $7,932,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 236,597 | $7,931,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 175,000 | $7,931,000 | thousands by filing date | put |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 97,500 | $7,916,000 | thousands by filing date | put |
| DENNYS CORP | 24869P104 | COM | 537,364 | $7,910,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 448,746 | $7,907,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 329,917 | $7,902,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 249,619 | $7,900,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 378,199 | $7,878,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 220,000 | $7,867,000 | thousands by filing date | put |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 465,077 | $7,865,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 50,000 | $7,860,000 | thousands by filing date | put |
| ACUITY INC COM | 00508Y102 | Stock | 50,000 | $7,860,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 345,739 | $7,841,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 827,915 | $7,840,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 619,100 | $7,838,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 336,399 | $7,838,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 180,775 | $7,837,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 57,500 | $7,836,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 3,830,000 | $7,822,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 99,700 | $7,816,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 235,351 | $7,814,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 237,659 | $7,798,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 472,250 | $7,797,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 504,833 | $7,795,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 829,323 | $7,787,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 96,766 | $7,785,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 805,334 | $7,763,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 182,339 | $7,755,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 419,216 | $7,747,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 116,862 | $7,747,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 289,199 | $7,745,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 108,000 | $7,736,000 | thousands by filing date | call |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 99,034 | $7,731,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 161,418 | $7,730,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 88,753 | $7,723,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 908,605 | $7,705,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 180,000 | $7,700,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 81,400 | $7,699,000 | thousands by filing date | call |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 438,230 | $7,695,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 231,134 | $7,694,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 208,477 | $7,694,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 130,392 | $7,692,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 195,694 | $7,692,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 198,152 | $7,683,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 150,995 | $7,681,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 132,664 | $7,673,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 319,003 | $7,665,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 150,000 | $7,661,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 111,500 | $7,661,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 68,800 | $7,650,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 184,526 | $7,625,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 421,745 | $7,612,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 631,723 | $7,606,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 162,801 | $7,600,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 422,369 | $7,594,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 337,437 | $7,593,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 16,700 | $7,590,000 | thousands by filing date | call |
| ANIXTER INTL INC | 035290105 | COM | 107,919 | $7,587,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 299,191 | $7,570,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 189,400 | $7,565,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 419,127 | $7,565,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 114,506 | $7,563,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 109,277 | $7,551,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 51,163 | $7,536,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,151,566 | $7,532,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 7,700,000 | $7,531,000 | thousands by filing date | principal |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 327,630 | $7,520,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 413,284 | $7,513,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 44,729 | $7,508,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 196,509 | $7,506,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 193,872 | $7,491,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 154,832 | $7,491,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 196,854 | $7,472,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 150,000 | $7,472,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 136,531 | $7,471,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 319,664 | $7,468,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 170,423 | $7,446,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 149,322 | $7,446,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 286,005 | $7,436,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W205 | EMR MKT DB VLU | 300,000 | $7,434,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 186,290 | $7,433,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AD2 | NOTE 6/1 | 6,139,000 | $7,422,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554102 | COM | 206,865 | $7,417,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 184,956 | $7,417,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 159,884 | $7,414,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 96,964 | $7,392,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 498,924 | $7,389,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 91,199 | $7,382,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 68,700 | $7,371,000 | thousands by filing date | put |
| AZUL S A | 05501U106 | OPT | 413,830 | $7,362,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 186,206 | $7,357,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 644,057 | $7,355,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 586,562 | $7,344,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 332,581 | $7,343,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 285,493 | $7,343,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 83,309 | $7,340,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 131,025 | $7,339,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 833,558 | $7,335,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 12,659 | $7,334,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 181,033 | $7,334,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 75,600 | $7,331,000 | thousands by filing date | put |
| INVESCO | 46138J825 | EXCHANGE TRADED | 369,970 | $7,324,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 105,900 | $7,316,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 7,400,000 | $7,309,000 | thousands by filing date | principal |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 993,339 | $7,301,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 270,807 | $7,300,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 996,881 | $7,297,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 68,500 | $7,295,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 160,500 | $7,271,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 45,000 | $7,268,000 | thousands by filing date | call |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 164,308 | $7,262,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 4,726,000 | $7,249,000 | thousands by filing date | principal |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 586,283 | $7,240,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 224,500 | $7,233,000 | thousands by filing date | call |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 56,844 | $7,225,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 332,608 | $7,224,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 289,831 | $7,217,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 198,316 | $7,209,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 111,532 | $7,188,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 237,616 | $7,186,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 213,904 | $7,172,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 3,882,000 | $7,171,000 | thousands by filing date | principal |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 100,000 | $7,146,000 | thousands by filing date | put |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 88,591 | $7,141,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 341,779 | $7,139,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 174,555 | $7,124,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 225,420 | $7,123,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 81,000 | $7,122,000 | thousands by filing date | put |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 514,903 | $7,120,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 196,246 | $7,116,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,205,252 | $7,111,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 248,011 | $7,105,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 209,146 | $7,103,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 292,938 | $7,098,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 258,688 | $7,077,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 102,472 | $7,075,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 214,031 | $7,072,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 125,288 | $7,067,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 573,270 | $7,051,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 122,513 | $7,047,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 639,338 | $7,046,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 333,469 | $7,044,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 101,165 | $7,038,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 251,111 | $7,038,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 117,160 | $7,026,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,226,142 | $7,026,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 94,600 | $7,005,000 | thousands by filing date | put |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 118,805 | $7,005,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 58,311 | $7,005,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 195,283 | $7,002,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 99,658 | $6,998,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 298,342 | $6,996,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 54,293 | $6,994,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 140,000 | $6,994,000 | thousands by filing date | put |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 253,253 | $6,992,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 643,316 | $6,974,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 275,377 | $6,969,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 5,945,000 | $6,966,000 | thousands by filing date | principal |
| INTERDIGITAL INC COM | 45867G101 | Stock | 87,063 | $6,965,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 192,833 | $6,965,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 79,966 | $6,963,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 86,287 | $6,948,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 153,865 | $6,945,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 147,149 | $6,939,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 388,691 | $6,938,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 90,642 | $6,929,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 446,057 | $6,928,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 319,663 | $6,924,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 79,054 | $6,912,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 200,000 | $6,910,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 410,171 | $6,907,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 255,263 | $6,905,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 117,973 | $6,903,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 275,790 | $6,889,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 137,043 | $6,887,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 17,500 | $6,846,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 511,049 | $6,828,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 408,279 | $6,827,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 60,000 | $6,825,000 | thousands by filing date | put |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 86,229 | $6,821,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 409,196 | $6,813,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 92,003 | $6,798,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 773,494 | $6,784,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 114,300 | $6,781,000 | thousands by filing date | put |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 207,225 | $6,774,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 611,241 | $6,766,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 571,312 | $6,753,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 191,760 | $6,748,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 454,052 | $6,730,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 365,133 | $6,729,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 266,247 | $6,725,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 63,100 | $6,720,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 202,168 | $6,700,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 267,554 | $6,699,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 6,700,000 | $6,699,000 | thousands by filing date | principal |
| AMERISAFE INC | 03071H100 | COM | 108,119 | $6,698,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 99,501 | $6,687,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 269,000 | $6,683,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 166,419 | $6,680,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 289,042 | $6,665,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 55,533 | $6,663,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 269,036 | $6,634,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 136,703 | $6,631,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 44,000 | $6,630,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 214,799 | $6,627,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 5,796,000 | $6,623,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 324,512 | $6,616,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 113,026 | $6,613,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 232,533 | $6,613,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 45,200 | $6,598,000 | thousands by filing date | put |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 194,839 | $6,597,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 442,867 | $6,594,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 90,095 | $6,590,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 172,158 | $6,576,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 408,601 | $6,570,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 4,403,000 | $6,564,000 | thousands by filing date | principal |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 298,406 | $6,547,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 372,258 | $6,544,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 237,535 | $6,539,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 198,153 | $6,529,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 150,215 | $6,519,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,030,000 | $6,510,000 | thousands by filing date | put |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 261,772 | $6,508,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 117,909 | $6,493,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 195,015 | $6,482,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 73,694 | $6,481,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 283,742 | $6,472,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 170,555 | $6,462,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 84,300 | $6,456,000 | thousands by filing date | call |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 95,146 | $6,454,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 148,000 | $6,453,000 | thousands by filing date | call |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 564,081 | $6,453,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,226,323 | $6,451,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 86,679 | $6,450,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 230,612 | $6,435,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,368,322 | $6,424,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 169,772 | $6,419,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 36,962 | $6,407,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 182,621 | $6,396,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 50,000 | $6,390,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 76,860 | $6,349,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 758,428 | $6,340,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 347,674 | $6,338,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 272,560 | $6,329,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 675,584 | $6,323,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 4,691,000 | $6,299,000 | thousands by filing date | principal |
| U S PHYSICAL THERAPY | 90337L108 | COM | 53,049 | $6,293,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 134,025 | $6,293,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 6,194,000 | $6,286,000 | thousands by filing date | principal |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 248,174 | $6,283,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 212,161 | $6,282,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 182,585 | $6,275,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 137,444 | $6,267,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 120,508 | $6,266,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,224,773 | $6,259,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 410,942 | $6,254,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 200,000 | $6,250,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 167,557 | $6,238,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 401,600 | $6,233,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 87,263 | $6,230,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 304,328 | $6,209,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 388,324 | $6,193,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 305,000 | $6,192,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 80,685 | $6,192,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 63,825 | $6,191,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 45,000 | $6,190,000 | thousands by filing date | put |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 261,223 | $6,178,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 359,114 | $6,177,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 98,951 | $6,157,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 426,160 | $6,129,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 318,629 | $6,128,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 309,314 | $6,121,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 160,700 | $6,119,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 214,900 | $6,116,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 232,408 | $6,112,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 188,743 | $6,110,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 283,307 | $6,108,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 523,242 | $6,106,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 245,432 | $6,097,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 140,024 | $6,097,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 222,611 | $6,093,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 353,495 | $6,088,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-006115 | this filing | 2018-11-14 | acceptance time not in the bulk data set |