13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,368 holding rows worth $641,804,831,000.
- Accession
- 0001567619-18-006115
- Filer
- CIK 70858
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 21,365 entries on the cover page, a total value of $641,804,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $641,804,831,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW HOME CO INC COM | 645370107 | COM | 9,618 | $78,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,100 | $77,000 | thousands by filing date | put |
| Etfmg Prime Mobile | 26924G409 | COM | 1,800 | $77,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 18,236 | $77,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 3,042 | $77,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 2,485 | $77,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 4,511 | $76,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 5,620 | $76,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,633 | $76,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 3,059 | $76,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 10,159 | $76,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 6,909 | $76,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 20,000 | $76,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 20,608 | $76,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 16,762 | $76,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 8,669 | $76,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 18,000 | $76,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 1,000 | $75,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 42,400 | $75,000 | thousands by filing date | call |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 120,000 | $75,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 2,426 | $75,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 10,427 | $75,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 3,106 | $75,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 7,755 | $74,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 3,478 | $74,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 4,358 | $74,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 20,537 | $73,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,900 | $73,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 597 | $73,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 7,644 | $73,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 2,272 | $73,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 7,557 | $73,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 2,601 | $72,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,038 | $72,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,830 | $72,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 2,493 | $72,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 1,327 | $71,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 1,773 | $71,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 2,813 | $71,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,261 | $71,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 7,057 | $71,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 8,508 | $71,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 8,243 | $71,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 894 | $70,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,068 | $70,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 5,088 | $70,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,767 | $70,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 1,017 | $70,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,636 | $70,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,558 | $70,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 9,488 | $70,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 4,498 | $70,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 5,900 | $70,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 4,463 | $70,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 4,225 | $70,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 5,117 | $69,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 3,893 | $69,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 3,401 | $69,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 29,826 | $69,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 46,696 | $69,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E792 | EMRNG MKT INFR | 1,913 | $69,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 3,047 | $68,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 7,537 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 1,890 | $68,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 4,651 | $68,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 9,088 | $68,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 7,226 | $68,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 12,160 | $68,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 5,689 | $68,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 43,553 | $68,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 2,710 | $68,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 2,199 | $68,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 6,752 | $67,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 8,310 | $67,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 2,567 | $67,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 9,144 | $67,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 848 | $67,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 1,073 | $67,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 2,874 | $66,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,817 | $66,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 3,486 | $66,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 3,500 | $66,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 10,749 | $66,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 4,644 | $66,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 2,412 | $66,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 6,250 | $66,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 2,000 | $65,000 | thousands by filing date | put |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 2,085 | $65,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 3,420 | $65,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 65,000 | $65,000 | thousands by filing date | principal |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 19,046 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,655 | $65,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 5,035 | $65,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 8,726 | $65,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 17,400 | $65,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 3,799 | $64,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,000 | $64,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 3,706 | $64,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 7,467 | $64,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 747 | $64,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 4,133 | $64,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 2,500 | $64,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 5,051 | $64,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 3,094 | $64,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 14,763 | $63,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 3,794 | $63,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 970 | $63,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 2,720 | $63,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 4,938 | $63,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 15,195 | $63,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 2,571 | $63,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 8,758 | $63,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,282 | $63,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 2,000 | $62,000 | thousands by filing date | call |
| EVOLUS INC | 30052C107 | COM | 3,353 | $62,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 4,023 | $62,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 4,130 | $62,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 4,417 | $62,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 8,846 | $61,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 47,854 | $61,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 1,187 | $61,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 10,422 | $61,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 3,100 | $61,000 | thousands by filing date | put |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,879 | $61,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 4,973 | $61,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,174 | $61,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 3,093 | $61,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 3,394 | $61,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 21,455 | $61,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 788 | $60,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 15,602 | $60,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 5,000 | $60,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 9,821 | $60,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 56,357 | $60,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 3,327 | $60,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 9,052 | $60,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 5,023 | $60,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 6,660 | $60,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,000 | $59,000 | thousands by filing date | call |
| HURON CONSULTING GROUP INC | 447462102 | COM | 1,200 | $59,000 | thousands by filing date | put |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 2,355 | $59,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 4,660 | $59,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 1,829 | $59,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 27,717 | $58,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 9,362 | $58,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 540 | $58,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,755 | $58,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 38,823 | $58,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 12,433 | $58,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 2,500 | $57,000 | thousands by filing date | put |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 937 | $57,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 2,465 | $57,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 4,509 | $57,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 114,072 | $57,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 1,467 | $57,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 836 | $57,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 18,830 | $57,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,462 | $57,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,000 | $57,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 6,121 | $57,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 38,000 | $57,000 | thousands by filing date | principal |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 3,808 | $56,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 33,587 | $56,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 8,900 | $56,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 17,480 | $56,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 3,062 | $56,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 2,513 | $56,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 3,069 | $56,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 2,373 | $56,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 5,257 | $56,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 21,107 | $56,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 9,020 | $56,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 2,291 | $55,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 893 | $55,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 19,559 | $55,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 4,200 | $55,000 | thousands by filing date | put |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 4,914 | $55,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 4,095 | $55,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 3,649 | $55,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 2,958 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 540 | $54,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 3,359 | $54,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 4,609 | $54,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,193 | $54,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 9,010 | $54,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 4,039 | $54,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 3,504 | $54,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 11,041 | $54,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y104 | WILSHR MICR CP | 1,428 | $54,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 43,899 | $53,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 7,287 | $53,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 4,500 | $53,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 9,756 | $53,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 40,308 | $53,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 3,518 | $53,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 9,554 | $52,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 630 | $52,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 4,046 | $52,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,178 | $52,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 4,770 | $52,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 18,368 | $52,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 7,619 | $52,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 13,346 | $52,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 2,713 | $52,000 | thousands by filing date | |
| DBX ETF TR | 233051564 | XTRCK EURZON EQT | 2,218 | $52,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 600 | $51,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 600 | $51,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 5,174 | $51,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 10,258 | $51,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 1,141 | $51,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,187 | $51,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 4,754 | $51,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 9,528 | $51,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 2,190 | $51,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 1,057 | $50,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 245,500 | $50,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 600 | $50,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 2,004 | $50,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A693 | BRAND VALUE | 3,062 | $50,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 50,900 | $49,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 2,100 | $49,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 1,613 | $49,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 53,000 | $49,000 | thousands by filing date | |
| USAA ETF TR | 90291F204 | MSCI USA SMALL | 877 | $49,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 600 | $48,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 5,464 | $48,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 2,117 | $48,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 3,930 | $48,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 16,780 | $48,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 567 | $47,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 3,913 | $47,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 2,507 | $47,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 3,619 | $47,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 4,000 | $47,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 2,439 | $47,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 39,419 | $47,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 4,993 | $46,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 800 | $46,000 | thousands by filing date | call |
| CUSHING RENAISSANCE FD | 231647108 | COM | 2,400 | $46,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 3,719 | $46,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 2,322 | $46,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 2,827 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 588 | $46,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 3,750 | $46,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 167,945 | $46,000 | thousands by filing date | principal |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 10,604 | $46,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 14,500 | $46,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 2,000 | $46,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 1,768 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 2,414 | $46,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 750 | $46,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 18,138 | $46,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E313 | S&P500 VAL MOM | 1,578 | $46,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 200 | $45,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,000 | $45,000 | thousands by filing date | put |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 4,826 | $45,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 3,344 | $45,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 11,854 | $45,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,398 | $45,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,173 | $45,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 5,924 | $45,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 730 | $45,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,575 | $45,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 6,395 | $45,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 5,043 | $45,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 2,615 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 2,750 | $44,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 3,656 | $44,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 3,820 | $44,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 19,358 | $44,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 15,488 | $44,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 21,356 | $44,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 400 | $43,000 | thousands by filing date | call |
| ISHARES INC | 464286301 | CMN | 2,267 | $43,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 650 | $43,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 17,925 | $43,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 2,765 | $43,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 74,324 | $42,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 8,300 | $42,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 4,708 | $42,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 3,310 | $42,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,934 | $42,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 4,131 | $42,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 725 | $42,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 13,286 | $41,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,289 | $41,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 1,602 | $41,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 3,886 | $41,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 6,458 | $41,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 3,200 | $41,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 4,287 | $41,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 23,484 | $41,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 1,500 | $40,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 500 | $40,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 50,893 | $40,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 3,529 | $40,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 13,572 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 1,355 | $40,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,400 | $40,000 | thousands by filing date | put |
| MMA Capital Management LLC | 55315D105 | COM | 1,542 | $40,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 11,070 | $40,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 13,116 | $40,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 726 | $40,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 1,583 | $40,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 2,063 | $40,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 25,000 | $40,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 1,286 | $40,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 1,071 | $40,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 6,168 | $39,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 7,372 | $39,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 775 | $39,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 2,013 | $39,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 1,975 | $39,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 16,732 | $39,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 10,103 | $39,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 1,400 | $39,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 11,291 | $39,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,000 | $39,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 18,037 | $39,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 2,824 | $38,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 6,375 | $38,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 2,274 | $38,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 6,112 | $38,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 2,039 | $38,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 1,575 | $38,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 1,536 | $38,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 2,095 | $38,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 4,319 | $37,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 565 | $37,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 29,140 | $37,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,200 | $37,000 | thousands by filing date | call |
| ELECTROCORE INC | 28531P103 | COM | 2,681 | $37,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 1,243 | $36,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 9,419 | $36,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 2,571 | $36,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 4,795 | $36,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 1,693 | $36,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,016 | $36,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,000 | $36,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,969 | $36,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 20,870 | $36,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 4,756 | $36,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 3,992 | $36,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,196 | $35,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,836 | $35,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 2,554 | $35,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 1,750 | $35,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 19,103 | $35,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 3,559 | $35,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 3,500 | $35,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 6,545 | $35,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 1,985 | $35,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 2,773 | $34,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 1,344 | $34,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,769 | $34,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,052 | $34,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 16,668 | $34,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 14,551 | $34,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 934 | $34,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 17,232 | $34,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 2,141 | $34,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 449 | $34,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 24,284 | $34,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 2,810 | $34,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 1,525 | $33,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 5,614 | $33,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 27,000 | $33,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 1,743 | $33,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 839 | $33,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 5,576 | $33,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 16,081 | $32,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 1,676 | $32,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 1,100 | $31,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 600 | $31,000 | thousands by filing date | call |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 1,789 | $31,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 7,256 | $31,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,953 | $31,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 8,050 | $31,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,781 | $31,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 5,199 | $31,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 1,484 | $31,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 5,078 | $31,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 9,600 | $31,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 13,028 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 238 | $30,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 31,550 | $30,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 9,640 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,784 | $30,000 | thousands by filing date | |
| BK TECHNOLOGIES INC | 09180A100 | COM | 7,491 | $30,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 7,162 | $29,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 3,000 | $29,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 749 | $29,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 4,863 | $29,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,000 | $29,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 11,901 | $29,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 18,566 | $29,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 7,220 | $29,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 11,000 | $29,000 | thousands by filing date | principal |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 2,000 | $28,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 1,000 | $28,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 3,876 | $28,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 6,099 | $28,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 11,639 | $28,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 17,000 | $28,000 | thousands by filing date | principal |
| MUSTANG BIO INC | 62818Q104 | COM | 4,661 | $28,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 7,621 | $28,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 2,490 | $27,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,842 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 1,147 | $27,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 804 | $27,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 683 | $27,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 5,651 | $27,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 1,037 | $27,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 15,974 | $27,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 5,057 | $27,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 32,191 | $27,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 1,000 | $27,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 4,001 | $27,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 3,890 | $27,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 2,577 | $27,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 19,689 | $27,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 300 | $26,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 3,000 | $26,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,532 | $26,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 1,196 | $26,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 4,404 | $26,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 737 | $26,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 3,143 | $26,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 1,048 | $26,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 2,176 | $26,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 3,269 | $26,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 3,000 | $26,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 5,485 | $26,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 4,989 | $26,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 671 | $26,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 8,862 | $26,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 26,000 | $26,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 17,000 | $26,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 25,000 | $26,000 | thousands by filing date | principal |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 1,181 | $26,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 400 | $25,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 212 | $25,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,250 | $25,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 4,267 | $25,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 12,655 | $25,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 11,462 | $25,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 5,377 | $25,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 3,559 | $25,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 871 | $25,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 4,722 | $25,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 25,000 | $25,000 | thousands by filing date | principal |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 943 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 298 | $24,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 2,800 | $24,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 1,418 | $24,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 4,320 | $24,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 3,000 | $24,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 4,505 | $24,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 5,679 | $24,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 350 | $24,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 893 | $24,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 13,410 | $24,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 13,727 | $24,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 5,580 | $24,000 | thousands by filing date | |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 1,143 | $24,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 22,750 | $24,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 24,000 | $24,000 | thousands by filing date | principal |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 822 | $23,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 2,269 | $23,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 6,322 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1,277 | $23,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 905 | $23,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 706 | $23,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 1,044 | $23,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 2,825 | $23,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 33,000 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,000 | $23,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 23,940 | $23,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 3,200 | $23,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 2,537 | $23,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 1,478 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 412 | $22,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,600 | $22,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 513 | $22,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 454 | $22,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 1,319 | $22,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 4,635 | $22,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 2,716 | $22,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 20,879 | $22,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 1,327 | $22,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,459 | $21,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 6,127 | $21,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 900 | $21,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 1,949 | $21,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 14,680 | $21,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 2,107 | $21,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 5,473 | $21,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 9,452 | $21,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 2,754 | $21,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 23,000 | $21,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-006115 | this filing | 2018-11-14 | acceptance time not in the bulk data set |