13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,368 holding rows worth $641,804,831,000.
- Accession
- 0001567619-18-006115
- Filer
- CIK 70858
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 21,365 entries on the cover page, a total value of $641,804,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $641,804,831,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 7,480 | $194,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 8,426 | $193,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 14,770 | $192,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 4,933 | $192,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 76,360 | $192,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,679 | $191,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 5,761 | $191,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 21,950 | $191,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 12,352 | $191,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 86,629 | $191,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 5,647 | $190,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 22,654 | $190,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 6,176 | $190,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 9,824 | $190,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,700 | $189,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,462 | $189,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 17,958 | $189,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 11,396 | $189,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 19,151 | $188,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 80,405 | $188,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 3,430 | $187,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 4,301 | $187,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 9,894 | $187,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,600 | $186,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,123 | $186,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 4,772 | $186,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 4,620 | $186,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 9,451 | $186,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 2,838 | $185,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 44,323 | $185,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 11,251 | $185,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 31,588 | $185,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 5,289 | $185,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 9,807 | $183,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 18,307 | $183,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 11,968 | $183,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 25,321 | $183,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 8,672 | $182,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 6,203 | $181,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 10,313 | $180,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 4,246 | $180,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 40,818 | $180,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 311,003 | $180,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 10,140 | $179,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 6,310 | $178,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,300 | $178,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 83,826 | $178,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 14,765 | $177,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 11,344 | $177,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V126 | WILDERHL PRGRS | 6,809 | $177,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 3,520 | $176,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 20,234 | $176,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 10,584 | $176,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 15,907 | $175,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 19,517 | $175,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 17,830 | $175,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 4,729 | $174,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 11,368 | $174,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 12,456 | $174,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 31,058 | $174,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 13,140 | $173,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 784 | $173,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 12,738 | $173,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 30,838 | $173,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 26,551 | $173,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 4,180 | $172,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 4,422 | $171,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 5,311 | $171,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 72,454 | $171,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 6,906 | $170,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,000 | $170,000 | thousands by filing date | call |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 13,714 | $170,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 12,095 | $169,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 34,671 | $169,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 4,655 | $169,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 11,720 | $168,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 5,829 | $168,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 7,255 | $168,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 5,961 | $168,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 7,082 | $168,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 2,986 | $168,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 10,317 | $168,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 12,874 | $167,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 4,592 | $167,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 36,800 | $167,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 7,985 | $167,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 15,210 | $167,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 17,007 | $167,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 81,039 | $166,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 2,901 | $166,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 25,538 | $166,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 6,266 | $166,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 13,050 | $165,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 17,578 | $165,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 7,500 | $164,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 7,129 | $164,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 71,206 | $164,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 3,354 | $164,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 6,353 | $164,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 26,069 | $163,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 97,000 | $163,000 | thousands by filing date | principal |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 19,378 | $162,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 27,239 | $162,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 5,043 | $162,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 20,568 | $161,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,178 | $161,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 47,772 | $161,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 12,955 | $161,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 3,508 | $160,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 4,882 | $160,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 4,814 | $160,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 16,430 | $160,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C781 | GLOBAL ESG ETF | 5,209 | $160,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 13,802 | $159,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 7,506 | $159,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 7,450 | $158,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 64,518 | $158,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 4,602 | $158,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 132,000 | $158,000 | thousands by filing date | principal |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 5,949 | $157,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 82,568 | $157,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 8,184 | $156,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 10,858 | $155,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 29,017 | $155,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 12,510 | $155,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 5,670 | $154,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 58,436 | $154,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 3,812 | $154,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 6,040 | $154,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 15,852 | $153,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 11,966 | $153,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 12,000 | $152,000 | thousands by filing date | call |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 12,520 | $152,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 19,666 | $152,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 70,803 | $152,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 74,632 | $152,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 3,000 | $152,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 6,992 | $152,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,000 | $151,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 5,117 | $151,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 16,332 | $151,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 9,475 | $151,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 10,411 | $151,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 24,613 | $151,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 2,483 | $150,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 8,383 | $150,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 21,239 | $150,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 5,200 | $150,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 3,803 | $149,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 6,158 | $149,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 5,400 | $149,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 3,040 | $149,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 14,565 | $149,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 23,286 | $149,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 5,008 | $148,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 9,019 | $148,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 11,887 | $148,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 3,941 | $147,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,939 | $147,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 14,931 | $147,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 3,607 | $147,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 7,969 | $147,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 4,276 | $146,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 700 | $146,000 | thousands by filing date | call |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 3,433 | $146,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 26,169 | $146,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 9,967 | $146,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C864 | EMERGING MKT | 5,719 | $146,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 3,074 | $145,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 2,200 | $145,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 7,855 | $145,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 10,390 | $145,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 215,309 | $144,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 21,679 | $144,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 9,382 | $144,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 5,436 | $143,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 2,330 | $143,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 15,956 | $143,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 17,206 | $143,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 6,655 | $143,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,300 | $142,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 6,662 | $142,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 4,184 | $142,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 4,000 | $141,000 | thousands by filing date | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 5,500 | $141,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 17,568 | $141,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 13,600 | $140,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 25,922 | $140,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 20,224 | $140,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 58,167 | $140,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 10,694 | $140,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 8,212 | $140,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 3,289 | $140,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 5,962 | $139,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 13,055 | $139,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 3,554 | $139,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 14,862 | $139,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 10,000 | $139,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 53,213 | $138,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,488 | $138,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 4,209 | $138,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 14,684 | $138,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 12,541 | $138,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 8,011 | $138,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 5,174 | $138,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,277 | $137,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 24,224 | $137,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1,901 | $137,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 10,602 | $137,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 8,970 | $137,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 49,766 | $137,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C765 | GLOBAL REV | 4,925 | $137,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 5,732 | $136,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 18,819 | $136,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 8,336 | $136,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 26,280 | $136,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 24,360 | $136,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 6,100 | $136,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 5,270 | $135,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 42,024 | $135,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 4,982 | $135,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,030 | $134,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 15,016 | $134,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,664 | $134,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 7,237 | $134,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,700 | $133,000 | thousands by filing date | put |
| ACNB CORP | 000868109 | COMMON STOCK | 3,568 | $133,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 4,208 | $133,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 7,842 | $133,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 23,400 | $133,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 4,965 | $132,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 5,976 | $132,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 12,558 | $132,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 3,573 | $132,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 11,835 | $132,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 24,122 | $132,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 11,120 | $132,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 4,070 | $131,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 4,422 | $131,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 5,707 | $131,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 4,023 | $131,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 17,945 | $131,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 6,387 | $131,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 400 | $130,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 7,201 | $130,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 23,473 | $130,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 15,219 | $130,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 25,662 | $129,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,600 | $128,000 | thousands by filing date | call |
| ESCALADE INC | 296056104 | COMMON STOCK | 9,909 | $128,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 15,814 | $128,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 19,074 | $128,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 14,544 | $128,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,000 | $127,000 | thousands by filing date | call |
| BIGLARI HLDGS INC | 08986R408 | CMN | 138 | $127,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 3,164 | $127,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 9,060 | $127,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 5,787 | $126,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 8,066 | $126,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 7,126 | $126,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 5,147 | $126,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 2,378 | $126,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,735 | $126,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 5,939 | $126,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 3,800 | $126,000 | thousands by filing date | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 5,176 | $126,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 5,354 | $126,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 34,067 | $126,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 4,708 | $125,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 4,300 | $125,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 8,131 | $124,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 4,114 | $124,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 43,060 | $124,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 6,068 | $124,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 42,092 | $124,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 10,929 | $124,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 1,293 | $123,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 33,307 | $123,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 19,227 | $123,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 11,522 | $123,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 8,280 | $123,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 458,358 | $122,000 | thousands by filing date | principal |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 19,490 | $121,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 14,961 | $121,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 3,525 | $121,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 9,488 | $121,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 72,900 | $121,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 2,068 | $120,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 4,785 | $120,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 13,237 | $120,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 5,280 | $120,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,506 | $119,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 4,404 | $119,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 12,928 | $119,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 49,709 | $119,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 322,453 | $119,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,774 | $118,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 5,450 | $118,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 5,426 | $118,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 5,828 | $118,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 6,533 | $118,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 10,622 | $116,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 5,913 | $116,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 12,239 | $115,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 29,838 | $115,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 2,129 | $115,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 3,614 | $115,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 6,039 | $114,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,651 | $114,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 10,331 | $114,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 3,449 | $114,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 16,226 | $113,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 1,841 | $113,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 4,870 | $113,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 25,819 | $113,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 4,333 | $113,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 11,531 | $113,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 13,606 | $112,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 3,081 | $112,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 5,001 | $112,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 34,806 | $112,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 6,803 | $112,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 11,521 | $112,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 4,523 | $111,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 6,429 | $111,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 26,982 | $111,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 5,569 | $111,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,371 | $110,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 8,431 | $110,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,254 | $109,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 8,783 | $109,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,935 | $109,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G855 | ISECTR GRW ETF | 4,000 | $109,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 41,627 | $108,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 56,318 | $108,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 8,340 | $107,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 5,283 | $107,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 9,552 | $107,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 14,517 | $107,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 5,948 | $107,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 10,763 | $106,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 4,161 | $106,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 5,425 | $106,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 4,021 | $106,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 6,710 | $106,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 4,258 | $106,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 3,668 | $105,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 5,320 | $105,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 54,952 | $105,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $105,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 11,140 | $105,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 4,409 | $105,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 17,075 | $105,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 3,195 | $105,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 30,358 | $105,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 16,032 | $104,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 5,857 | $104,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 20,000 | $104,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 5,200 | $103,000 | thousands by filing date | put |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 6,954 | $103,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 70,000 | $103,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 6,127 | $103,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 5,385 | $103,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 4,477 | $103,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 11,546 | $103,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 11,697 | $102,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 4,552 | $102,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 7,600 | $102,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 3,425 | $102,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 17,797 | $102,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,000 | $101,000 | thousands by filing date | put |
| EVANS BANCORP INC | 29911Q208 | COM | 2,149 | $101,000 | thousands by filing date | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 3,699 | $101,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 2,899 | $100,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 12,635 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 9,434 | $100,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 2,167 | $99,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 8,500 | $99,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 25,067 | $99,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,666 | $98,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 3,195 | $98,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 2,781 | $97,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 12,924 | $97,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 13,757 | $97,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 6,254 | $97,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 3,516 | $97,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 5,347 | $97,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 14,644 | $96,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 4,332 | $96,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 3,392 | $96,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 7,495 | $96,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,000 | $95,000 | thousands by filing date | put |
| SONOS INC | 83570H108 | COM | 5,896 | $95,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 3,815 | $95,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,269 | $95,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,756 | $95,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,840 | $95,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 6,497 | $95,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 6,670 | $95,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 10,551 | $95,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 11,945 | $94,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 19,699 | $94,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 200 | $94,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 16,171 | $94,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 35,856 | $94,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 3,980 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,000 | $93,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 16,456 | $93,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 22,337 | $93,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 11,014 | $92,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,500 | $92,000 | thousands by filing date | call |
| Rithm Property Trust Inc | 38983D300 | REIT | 6,733 | $92,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 16,979 | $92,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 12,395 | $92,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 1,925 | $92,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 4,108 | $92,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 39,320 | $92,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 12,765 | $91,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 8,778 | $91,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 8,000 | $91,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,417 | $91,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 7,793 | $91,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 6,376 | $90,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 5,100 | $90,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,492 | $90,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 27,286 | $90,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 6,721 | $90,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 7,143 | $90,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,076 | $89,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 943 | $89,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 3,083 | $89,000 | thousands by filing date | |
| ISHARES TR | 46435G664 | ADAPTV EUR ETF | 3,188 | $89,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,473 | $88,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 1,250 | $88,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 31,654 | $88,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 15,026 | $88,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 800 | $87,000 | thousands by filing date | put |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 5,205 | $87,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 5,394 | $87,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 15,800 | $87,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1,901 | $87,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 8,617 | $87,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 7,865 | $87,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 8,836 | $87,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 9,192 | $87,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 17,797 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 4,004 | $86,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 1,815 | $86,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 2,345 | $86,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,218 | $86,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 10,418 | $86,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 3,369 | $86,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 11,039 | $86,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 4,271 | $86,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 5,158 | $86,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E305 | CDN ENERGY INM | 10,748 | $86,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 57,761 | $85,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 11,349 | $85,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 12,390 | $85,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 7,640 | $85,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 10,795 | $85,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 14,171 | $85,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 20,908 | $84,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 2,811 | $84,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 2,293 | $84,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 3,738 | $84,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 3,156 | $84,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 11,737 | $84,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 6,892 | $84,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 2,270 | $84,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 4,291 | $83,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 12,800 | $83,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 7,821 | $83,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 49,006 | $83,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 14,488 | $83,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 3,018 | $83,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 9,811 | $82,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 12,906 | $82,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 8,125 | $82,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,740 | $82,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 2,556 | $82,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,800 | $81,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 6,437 | $81,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,184 | $81,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 3,000 | $81,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 11,350 | $81,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 5,182 | $80,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 5,705 | $80,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 2,164 | $80,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 3,889 | $79,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 1,593 | $79,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 8,579 | $79,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 2,555 | $79,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 5,782 | $79,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 2,883 | $79,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 4,710 | $79,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 16,170 | $79,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 1,448 | $79,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,350 | $78,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 19,697 | $78,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-006115 | this filing | 2018-11-14 | acceptance time not in the bulk data set |