13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 6,704 holding rows worth $222,523,667,000.
- Accession
- 0001567619-18-000890
- Filer
- CIK 1000275
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 25,986 entries on the cover page, a total value of $222,523,667,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,523,667,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerAscend Capital Limited Partnership028-11218
- included managerDiametric Capital, LP028-18524
- included managerBlackstart Capital LP028-17673
- included managerContext BH Capital Management, LP028-17208
- included managerAzora Capital LP028-18527
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 19,524 | $380,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 40,428 | $380,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 19,712 | $379,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 32,689 | $378,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 20,000 | $378,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 20,000 | $378,000 | thousands by filing date | call |
| EASTERN CO | 276317104 | COM | 13,458 | $378,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 4,395 | $378,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 19,352 | $378,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 21,613 | $378,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 131,881 | $377,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 18,465 | $376,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 27,628 | $376,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 34,722 | $376,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 51,061 | $375,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 5,145 | $375,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 27,873 | $375,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 7,027 | $374,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 26,405 | $374,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 15,300 | $373,000 | thousands by filing date | call |
| Rithm Property Trust Inc | 38983D300 | REIT | 28,388 | $372,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 7,118 | $370,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 7,409 | $370,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 12,012 | $369,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 21,651 | $369,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 5,710 | $368,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 8,662 | $366,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 4,726 | $366,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 21,474 | $366,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 12,521 | $366,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 15,000 | $365,000 | thousands by filing date | put |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 6,395 | $365,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 7,236 | $364,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 20,438 | $363,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 17,783 | $363,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 10,000 | $363,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 14,702 | $362,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 15,438 | $362,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 26,920 | $362,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 9,669 | $361,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 3,984 | $361,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 15,949 | $360,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 13,901 | $360,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 29,475 | $360,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 47,360 | $360,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 10,251 | $359,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 24,971 | $359,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 9,812 | $358,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 72,735 | $357,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 37,418 | $355,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 27,042 | $355,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 34,122 | $355,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 153,774 | $355,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E685 | GLOBAL AGRCLTR | 13,241 | $355,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 24,253 | $354,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 354,000 | $354,000 | thousands by filing date | principal |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 72,200 | $353,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 33,704 | $352,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 51,555 | $352,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 9,509 | $351,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 40,994 | $351,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 6,481 | $351,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 90,483 | $351,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 25,250 | $350,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 298,832 | $350,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 16,700 | $348,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 8,424 | $348,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 7,861 | $347,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 14,602 | $346,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 44,849 | $345,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 57,029 | $343,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 13,978 | $342,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 39,406 | $342,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 6,644 | $341,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 25,386 | $341,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 784,040 | $340,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 13,615 | $340,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 85,288 | $340,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 62,976 | $339,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 7,712 | $339,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 12,874 | $338,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 34,739 | $338,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 14,204 | $337,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 11,656 | $337,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 9,400 | $336,000 | thousands by filing date | call |
| CARETRUST REIT INC COM | 14174T107 | REIT | 20,126 | $336,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 17,899 | $336,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 18,700 | $335,000 | thousands by filing date | put |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,615 | $335,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 24,528 | $335,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 19,379 | $335,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 25,712 | $335,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 12,610 | $335,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 12,900 | $334,000 | thousands by filing date | call |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 28,349 | $334,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 9,413 | $334,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 7,516 | $333,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 14,387 | $333,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,813 | $333,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 33,212 | $332,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,457 | $332,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 46,089 | $332,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 10,774 | $331,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 17,037 | $331,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 5,908 | $331,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 6,244 | $331,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 12,049 | $331,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 15,658 | $330,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 32,242 | $330,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 16,137 | $330,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 14,848 | $328,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 13,504 | $327,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 21,625 | $326,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 5,180 | $325,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 5,198 | $325,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 18,985 | $325,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 15,221 | $323,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,348 | $322,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 355 | $322,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 13,138 | $322,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 133,312 | $322,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 14,600 | $321,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 9,272 | $318,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 27,684 | $317,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 4,767 | $317,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 14,524 | $317,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 20,146 | $316,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 18,952 | $316,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 4,392 | $316,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 13,401 | $316,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 12,632 | $315,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 14,027 | $315,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 9,864 | $314,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 5,641 | $313,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 8,446 | $313,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 2,817 | $313,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 17,865 | $311,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,977 | $310,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 10,267 | $310,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L109 | DEV EX US ETF | 10,605 | $310,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 25,796 | $309,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 3,643 | $309,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 34,551 | $309,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 4,882 | $308,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 28,747 | $308,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 9,415 | $308,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 6,135 | $307,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 6,563 | $306,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 3,018 | $305,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 22,864 | $305,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 5,072 | $305,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,024 | $305,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 35,017 | $305,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 9,659 | $304,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 14,358 | $304,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 16,508 | $303,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 2,819 | $303,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 29,479 | $303,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 28,700 | $303,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 90,058 | $302,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 12,267 | $302,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 8,273 | $301,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 6,056 | $301,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 6,248 | $301,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 5,256 | $301,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 12,046 | $299,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 13,309 | $298,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 2,574 | $298,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 14,251 | $298,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 6,186 | $298,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 218,354 | $298,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 20,446 | $297,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 64,501 | $296,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 17,889 | $295,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 4,985 | $294,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 3,573 | $294,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 21,994 | $293,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 25,147 | $293,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 9,558 | $293,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,000 | $292,000 | thousands by filing date | call |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 17,150 | $292,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 14,300 | $292,000 | thousands by filing date | put |
| AMTRUST FINL SVCS INC | 032359309 | COM | 20,000 | $291,000 | thousands by filing date | call |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 9,283 | $290,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 26,619 | $290,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 17,834 | $289,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 15,200 | $288,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 23,892 | $288,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 18,473 | $288,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 11,247 | $287,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 43,747 | $286,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 22,609 | $286,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 3,734 | $286,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 23,915 | $286,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 28,800 | $286,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 9,761 | $285,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 17,406 | $285,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 17,500 | $285,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 15,752 | $285,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 12,493 | $285,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 9,565 | $285,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 38,614 | $284,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 13,389 | $284,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 38,754 | $284,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 111,211 | $284,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 20,156 | $283,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 5,364 | $282,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 22,310 | $281,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 7,682 | $280,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 3,223 | $280,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 21,161 | $280,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 21,650 | $279,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 42,877 | $279,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 10,965 | $278,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 9,467 | $277,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 8,066 | $277,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 3,520 | $276,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,300 | $275,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 42,098 | $275,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 19,050 | $273,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,625 | $273,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 38,421 | $273,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 4,895 | $272,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 19,185 | $272,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 8,979 | $272,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 11,710 | $271,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 41,144 | $271,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 31,276 | $271,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 17,463 | $270,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 34,543 | $270,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 26,502 | $270,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 6,253 | $269,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 20,272 | $269,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 10,000 | $268,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 12,072 | $267,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 19,347 | $267,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 5,964 | $266,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,505 | $266,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 5,032 | $266,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 10,337 | $266,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 17,386 | $265,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 42,586 | $265,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 3,227 | $265,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 6,712 | $264,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 10,393 | $264,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 9,687 | $262,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 16,268 | $262,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 9,800 | $260,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 5,420 | $260,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 10,563 | $260,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 28,293 | $260,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 5,012 | $260,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 100,037 | $260,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 100,000 | $260,000 | thousands by filing date | put |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 8,114 | $259,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 69,406 | $259,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 23,212 | $259,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 15,300 | $258,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 32,363 | $258,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 15,041 | $256,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 6,626 | $256,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 39,899 | $256,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 9,080 | $256,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 88,668 | $255,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 20,525 | $255,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 9,323 | $254,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 4,748 | $254,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 22,821 | $254,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 2,989 | $253,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 7,196 | $252,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 21,091 | $252,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 7,592 | $252,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 22,899 | $251,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 8,228 | $251,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 10,392 | $251,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 27,707 | $250,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 10,300 | $249,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,650 | $248,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 7,935 | $248,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 9,208 | $248,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 8,552 | $248,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 19,709 | $248,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 4,978 | $248,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,020 | $247,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 5,377 | $246,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 16,540 | $246,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 132,027 | $245,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 11,600 | $245,000 | thousands by filing date | put |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 5,081 | $245,000 | thousands by filing date | |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 9,900 | $245,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,566 | $244,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,400 | $244,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 14,636 | $244,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 13,592 | $244,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 6,095 | $244,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 34,225 | $244,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 25,852 | $244,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,224 | $243,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 2,420 | $243,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 14,446 | $243,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 17,661 | $243,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 7,193 | $242,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 15,361 | $242,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 19,663 | $241,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 12,980 | $241,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 12,399 | $240,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,039 | $239,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 6,033 | $239,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 46,941 | $239,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 6,369 | $238,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 8,849 | $238,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 7,193 | $238,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,250 | $236,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 15,222 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,550 | $236,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 9,334 | $236,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 582 | $235,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 36,883 | $235,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 15,927 | $235,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 8,173 | $234,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 8,598 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 8,035 | $234,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 14,733 | $233,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 3,684 | $233,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 15,786 | $233,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 34,450 | $231,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 8,248 | $231,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 5,918 | $231,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 336,000 | $231,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 10,914 | $230,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 56,682 | $230,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 21,500 | $230,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 16,830 | $229,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 20,024 | $229,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 7,699 | $228,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 11,817 | $228,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 10,050 | $227,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 3,515 | $227,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,269 | $225,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 24,183 | $225,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,545 | $224,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 16,748 | $224,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 7,000 | $223,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 2,948 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,322 | $223,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 41,600 | $223,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 12,634 | $223,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 21,098 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 7,675 | $222,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 6,037 | $222,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 10,096 | $221,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 6,071 | $221,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 4,273 | $221,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 30,390 | $220,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,417 | $220,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 9,813 | $218,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 9,368 | $217,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 6,023 | $217,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 17,882 | $217,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 12,253 | $217,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,471 | $217,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 23,657 | $216,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 12,816 | $216,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 21,369 | $215,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 16,989 | $215,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 69,200 | $215,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 10,318 | $213,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 13,640 | $213,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 5,679 | $213,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 4,396 | $213,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,492 | $213,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 8,380 | $213,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 5,929 | $212,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 13,551 | $212,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 8,173 | $212,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 2,805 | $211,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,684 | $211,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 5,938 | $211,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 22,192 | $210,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 3,989 | $210,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 15,987 | $210,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 1,051,752 | $210,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 12,797 | $209,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 13,100 | $209,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 20,172 | $209,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,659 | $207,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 4,752 | $206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 3,473 | $206,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 8,164 | $206,000 | thousands by filing date | principal |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 14,328 | $205,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 10,173 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 6,392 | $205,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 8,942 | $205,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 13,063 | $205,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 14,767 | $204,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 12,917 | $203,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 62,996 | $203,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 51,257 | $203,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 22,067 | $203,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 13,427 | $203,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 9,028 | $202,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 2,485 | $201,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 2,560 | $201,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 10,433 | $201,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 5,107 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 3,054 | $201,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,600 | $200,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 9,251 | $200,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,100 | $199,000 | thousands by filing date | call |
| ISHARES TR | 46429B515 | CMN | 4,874 | $199,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 2,121 | $198,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 5,610 | $198,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 66,593 | $198,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 25,820 | $197,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 2,497 | $196,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 25,943 | $196,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 7,624 | $196,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 7,758 | $195,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 5,598 | $195,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 9,455 | $195,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 12,217 | $195,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 11,480 | $195,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 25,782 | $194,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 17,794 | $194,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 4,325 | $194,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 23,926 | $194,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 7,963 | $193,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 6,681 | $193,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 6,750 | $192,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 8,575 | $192,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,456 | $192,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,075 | $192,000 | thousands by filing date | principal |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 160,000 | $192,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 5,300 | $191,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 10,272 | $191,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 271,401 | $191,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 13,932 | $190,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 9,100 | $190,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 15,422 | $189,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 22,448 | $189,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 67,006 | $188,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 14,198 | $187,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 10,937 | $187,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 5,478 | $187,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 2,573 | $186,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 5,047 | $186,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 24,642 | $186,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 3,264 | $185,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5,417 | $184,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 7,532 | $184,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 3,475 | $184,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 3,803 | $184,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 9,624 | $184,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 27,991 | $184,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 5,572 | $184,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 373,243 | $184,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 6,195 | $183,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 32,814 | $183,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 5,766 | $183,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 16,851 | $182,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 9,400 | $182,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 12,711 | $181,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 6,815 | $181,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 3,937 | $181,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 11,310 | $181,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 7,021 | $181,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 13,482 | $181,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 4,136 | $181,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 3,685 | $180,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,552 | $180,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 3,122 | $180,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 14,413 | $180,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 7,123 | $180,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 33,183 | $180,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,042 | $180,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 42,598 | $180,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 4,934 | $180,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 23,478 | $179,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 38,023 | $179,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 9,762 | $178,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 3,848 | $178,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 12,968 | $178,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 4,215 | $177,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 21,454 | $177,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 176,000 | $177,000 | thousands by filing date | principal |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 21,147 | $176,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 800 | $176,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 27,115 | $176,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 2,261 | $175,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 7,992 | $175,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 26,234 | $175,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 9,264 | $175,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 5,442 | $174,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 7,400 | $174,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 8,097 | $173,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,131 | $173,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 12,953 | $173,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,750 | $172,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 16,510 | $172,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 5,820 | $172,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-000890 | this filing | 2018-08-14 | acceptance time not in the bulk data set |