13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 6,704 holding rows worth $222,523,667,000.
- Accession
- 0001567619-18-000890
- Filer
- CIK 1000275
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 25,986 entries on the cover page, a total value of $222,523,667,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,523,667,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerAscend Capital Limited Partnership028-11218
- included managerDiametric Capital, LP028-18524
- included managerBlackstart Capital LP028-17673
- included managerContext BH Capital Management, LP028-17208
- included managerAzora Capital LP028-18527
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,138 | $171,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 8,945 | $171,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 7,993 | $170,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 2,892 | $170,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 33,644 | $170,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 6,543 | $170,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 6,669 | $169,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 4,748 | $169,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 4,119 | $169,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 4,299 | $169,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 12,499 | $168,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 7,300 | $168,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 13,859 | $168,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 5,488 | $167,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 31,225 | $167,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 57,180 | $167,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,432 | $166,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 2,926 | $165,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 11,285 | $165,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 15,000 | $165,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 8,608 | $165,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 2,475 | $164,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 4,000 | $164,000 | thousands by filing date | call |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 15,732 | $164,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 2,470 | $163,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 5,778 | $163,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 16,186 | $163,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 18,703 | $163,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 13,780 | $163,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,843 | $162,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 4,693 | $162,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 15,707 | $162,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 3,653 | $162,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,831 | $162,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 14,098 | $162,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 8,557 | $162,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 4,501 | $161,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,377 | $160,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 6,335 | $160,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 6,117 | $160,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,846 | $159,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,245 | $159,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 6,973 | $159,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 51,963 | $159,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,019 | $158,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 5,036 | $158,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 12,135 | $158,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 18,993 | $158,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 12,206 | $158,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 12,732 | $157,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 10,435 | $156,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,483 | $156,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,250 | $156,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 9,937 | $156,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 4,532 | $156,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 6,831 | $156,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,309 | $156,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,641 | $155,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,025 | $155,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 3,618 | $155,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 6,589 | $155,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 1,544 | $155,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 45,900 | $155,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 7,000 | $155,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,203 | $154,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 16,789 | $154,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,615 | $154,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 13,004 | $154,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 89,312 | $154,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 66,033 | $154,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 75,398 | $154,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 3,771 | $153,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 11,184 | $153,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 6,237 | $152,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 23,093 | $151,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 2,687 | $151,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 7,610 | $151,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 26,806 | $151,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 3,750 | $151,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 59,216 | $150,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 3,186 | $150,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 6,334 | $150,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 5,550 | $150,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 2,357 | $149,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 5,925 | $149,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 48,000 | $149,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 17,903 | $149,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 7,978 | $149,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 15,798 | $149,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 13,500 | $149,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 4,970 | $148,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 47,017 | $148,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 7,717 | $148,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 13,815 | $148,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 9,063 | $148,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 2,048 | $147,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 831 | $147,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 51,817 | $146,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,918 | $146,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 4,607 | $146,000 | thousands by filing date | |
| JANUS DETROIT STR TR OBESITY ETF | 47103U506 | CEF | 3,975 | $146,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 2,879 | $145,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 1,533 | $145,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 2,330 | $145,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 11,687 | $145,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 16,102 | $145,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 5,760 | $144,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 12,529 | $144,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 17,559 | $144,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G207 | HORIZONS DAX GER | 5,000 | $144,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,805 | $143,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 6,930 | $143,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 9,114 | $142,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 5,477 | $142,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 5,688 | $142,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 5,395 | $141,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 9,308 | $141,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 5,761 | $141,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 9,100 | $140,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 4,665 | $140,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 4,522 | $140,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 3,241 | $140,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 35,422 | $140,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,000 | $139,000 | thousands by filing date | call |
| CLOUDERA INC | 18914U100 | COM | 10,244 | $139,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 4,800 | $139,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 15,767 | $138,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 5,661 | $138,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 4,014 | $138,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 40,695 | $138,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 14,627 | $137,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 1,146 | $137,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 11,253 | $137,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,375 | $136,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 6,897 | $136,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 4,543 | $136,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 6,729 | $136,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 4,734 | $136,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 2,859 | $135,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 24,141 | $135,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,000 | $134,000 | thousands by filing date | call |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24,700 | $134,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 5,149 | $133,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 5,975 | $133,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 5,846 | $133,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,133 | $132,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 6,602 | $132,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,365 | $132,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 1,685 | $132,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,850 | $132,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 26,709 | $132,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 4,750 | $132,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 6,590 | $132,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 914 | $132,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 10,419 | $132,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 2,365 | $131,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,460 | $131,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 42,189 | $131,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 7,761 | $131,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 2,658 | $131,000 | thousands by filing date | principal |
| SUNRUN INC | 86771W105 | COM | 9,877 | $130,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 5,450 | $130,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 2,827 | $130,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 3,798 | $130,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 817 | $130,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 5,655 | $129,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 5,065 | $129,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 3,831 | $129,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 503 | $129,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 15,121 | $129,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33739Q606 | HEITMAN GLOBAL | 6,375 | $129,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 16,750 | $128,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 5,265 | $128,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 4,415 | $128,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 10,271 | $128,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 20,353 | $127,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 5,742 | $127,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 2,729 | $127,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 10,067 | $127,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 5,988 | $127,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 21,078 | $127,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 2,016 | $126,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 15,184 | $126,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 11,187 | $126,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 11,000 | $126,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 8,927 | $126,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,399 | $126,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 23,258 | $126,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 15,474 | $125,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 6,313 | $125,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 9,903 | $125,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 5,592 | $124,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 3,806 | $124,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 10,499 | $124,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 11,726 | $124,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 5,197 | $124,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 11,000 | $124,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 5,100 | $124,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 5,253 | $124,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 400 | $123,000 | thousands by filing date | put |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 3,251 | $123,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,439 | $123,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 4,173 | $123,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 5,134 | $123,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 4,400 | $122,000 | thousands by filing date | call |
| SELECTIVE INS GROUP INC | 816300107 | COM | 2,224 | $122,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 51,629 | $122,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 31,600 | $122,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 2,663 | $121,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 11,186 | $121,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 24,280 | $121,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 5,078 | $121,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 4,714 | $121,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 11,933 | $121,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 9,406 | $120,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 7,858 | $120,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 5,247 | $120,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,024 | $120,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 2,110 | $120,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 4,975 | $120,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 8,200 | $120,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 25,329 | $119,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 35,249 | $119,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,654 | $118,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 2,425 | $118,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,089 | $118,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,420 | $118,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 7,825 | $118,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 4,035 | $117,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 2,550 | $117,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 8,028 | $117,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 4,152 | $117,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 3,400 | $117,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 66,206 | $117,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 4,239 | $116,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 2,413 | $116,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 5,066 | $116,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,234 | $116,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 9,000 | $116,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 190,501 | $116,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 3,150 | $116,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 24,056 | $115,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,984 | $115,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 2,000 | $114,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 4,250 | $114,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 12,443 | $114,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 3,675 | $113,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 8,875 | $113,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 20,070 | $113,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 3,852 | $113,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 7,430 | $113,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 10,755 | $112,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 4,334 | $112,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 5,229 | $112,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 9,900 | $112,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 6,264 | $111,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3,301 | $111,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,287 | $111,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 3,525 | $111,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 8,446 | $111,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 3,829 | $111,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,000 | $110,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 3,247 | $110,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 52,735 | $110,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 4,052 | $110,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 7,815 | $109,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,255 | $109,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 4,129 | $109,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 7,267 | $109,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 6,084 | $109,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 25,000 | $109,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,114 | $108,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 5,431 | $108,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 3,090 | $108,000 | thousands by filing date | principal |
| ZOGENIX INC. | 98978L204 | Common Stock | 2,442 | $108,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 4,600 | $108,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 6,636 | $107,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 8,152 | $106,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 8,480 | $106,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 4,046 | $106,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 8,158 | $105,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 44,438 | $105,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 6,831 | $105,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 13,401 | $105,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 18,829 | $105,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 5,753 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 2,898 | $104,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 2,593 | $104,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 16,200 | $104,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 3,899 | $103,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 8,046 | $103,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 2,158 | $103,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 2,200 | $103,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 6,490 | $103,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,721 | $102,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 7,602 | $102,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 10,500 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 3,800 | $102,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 4,730 | $102,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 9,378 | $102,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 7,748 | $102,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,751 | $101,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 3,617 | $101,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 5,725 | $101,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,599 | $100,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,596 | $100,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 2,102 | $100,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 3,970 | $100,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,273 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2,120 | $99,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,913 | $99,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 15,553 | $99,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 150,299 | $99,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 26,673 | $99,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 6,966 | $99,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 6,100 | $98,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 41,037 | $98,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 6,993 | $97,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,550 | $97,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 8,246 | $97,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 6,519 | $97,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 7,050 | $97,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 1,067 | $97,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 3,000 | $96,000 | thousands by filing date | call |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 2,381 | $96,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 7,219 | $95,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 16,954 | $95,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 10,265 | $95,000 | thousands by filing date | |
| ACTIVE WEIGHTING FDS ETF TR | 00509T300 | EVENTSHS US POLI | 4,461 | $95,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 2,996 | $94,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,708 | $94,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 7,103 | $94,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 5,882 | $94,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 30,124 | $94,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 3,186 | $94,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 1,881 | $94,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 1,710 | $93,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 2,374 | $93,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2,043 | $93,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 2,304 | $93,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 9,005 | $93,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 3,371 | $93,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 5,182 | $93,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 13,138 | $92,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,314 | $92,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 1,725 | $92,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 472 | $92,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 7,896 | $92,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 6,294 | $92,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 10,600 | $92,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 4,997 | $92,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 9,006 | $92,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 11,356 | $92,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 4,015 | $92,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 12,244 | $91,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 3,175 | $91,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 4,292 | $91,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 6,744 | $91,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 3,524 | $91,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 8,437 | $91,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 11,666 | $91,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 812 | $90,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 3,573 | $90,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 11,043 | $89,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 2,455 | $89,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,471 | $89,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 1,300 | $89,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 3,682 | $89,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 12,058 | $89,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 1,923 | $88,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 2,031 | $88,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 2,635 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 2,375 | $88,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 5,215 | $88,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,415 | $88,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 10,625 | $87,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 7,000 | $87,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 2,806 | $87,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 24,465 | $87,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 10,365 | $87,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 32,165 | $86,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 1,447 | $86,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 4,750 | $86,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 5,842 | $85,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 6,407 | $85,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 4,643 | $85,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 15,200 | $85,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,833 | $85,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 5,000 | $85,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 14,114 | $85,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 2,751 | $85,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 8,039 | $85,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 2,752 | $85,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 2,880 | $85,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 5,920 | $84,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 6,461 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 2,352 | $84,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 16,807 | $84,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 139 | $84,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,698 | $84,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 10,131 | $84,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 4,400 | $84,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,513 | $83,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 2,942 | $83,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 5,708 | $83,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 5,035 | $83,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,108 | $83,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 27,436 | $83,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 7,019 | $83,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 4,500 | $83,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 6,111 | $83,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 4,234 | $83,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 3,646 | $82,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,543 | $82,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 1,146 | $82,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 5,097 | $82,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 6,500 | $82,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 4,933 | $82,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 6,791 | $82,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,543 | $81,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,389 | $81,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 7,251 | $81,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 4,050 | $81,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 6,535 | $81,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 7,500 | $81,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 1,631 | $80,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 3,503 | $80,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 3,413 | $80,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 5,933 | $80,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 2,926 | $80,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 4,950 | $80,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,750 | $80,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,300 | $80,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 8,177 | $80,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 7,600 | $80,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 4,530 | $80,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 4,540 | $80,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 2,621 | $80,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 14,335 | $79,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 3,151 | $79,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 6,115 | $79,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 4,703 | $79,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 7,446 | $79,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 5,140 | $79,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 1,280 | $79,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,487 | $78,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 5,435 | $78,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 12,907 | $78,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 23,368 | $78,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 4,128 | $78,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 6,615 | $78,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,300 | $78,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,738 | $78,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 1,688 | $78,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 641 | $77,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 9,004 | $77,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 3,076 | $77,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $77,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 4,010 | $77,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 11,062 | $77,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V514 | RUSEL 2000 EQL | 1,660 | $77,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 6,792 | $76,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 9,357 | $76,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 3,472 | $76,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 6,000 | $76,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 2,800 | $76,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,232 | $75,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 22,000 | $75,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 14,149 | $75,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 4,204 | $75,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 22,614 | $75,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 2,941 | $75,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 33,057 | $75,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 3,010 | $74,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 2,967 | $74,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 32,267 | $74,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 1,500 | $74,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 18,623 | $74,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 2,280 | $73,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 4,370 | $73,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 1,930 | $73,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 2,841 | $73,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,219 | $73,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,886 | $72,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 5,700 | $72,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,538 | $72,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 1,475 | $72,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 13,702 | $72,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 4,132 | $72,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 4,060 | $72,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 2,050 | $72,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 300 | $71,000 | thousands by filing date | call |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 3,825 | $71,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 1,954 | $71,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 3,663 | $71,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 2,721 | $71,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,766 | $71,000 | thousands by filing date | |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 3,588 | $71,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,773 | $70,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 7,624 | $70,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-000890 | this filing | 2018-08-14 | acceptance time not in the bulk data set |