13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 6,704 holding rows worth $222,523,667,000.
- Accession
- 0001567619-18-000890
- Filer
- CIK 1000275
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 25,986 entries on the cover page, a total value of $222,523,667,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,523,667,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerAscend Capital Limited Partnership028-11218
- included managerDiametric Capital, LP028-18524
- included managerBlackstart Capital LP028-17673
- included managerContext BH Capital Management, LP028-17208
- included managerAzora Capital LP028-18527
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PEABODY ENGR CORP | 704551100 | COM | 29,848 | $1,357,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 29,051 | $1,356,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 64,212 | $1,355,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 5,800 | $1,354,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 41,502 | $1,353,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 21,578 | $1,352,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 40,689 | $1,350,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 8,456 | $1,345,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 41,249 | $1,340,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 24,223 | $1,339,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 57,436 | $1,336,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 73,804 | $1,335,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 40,600 | $1,334,000 | thousands by filing date | put |
| RENASANT CORP | 75970E107 | COM | 29,309 | $1,334,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 44,748 | $1,334,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 41,601 | $1,331,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 11,739 | $1,325,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 50,928 | $1,324,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 27,665 | $1,323,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 15,464 | $1,321,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 323,883 | $1,321,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 103,444 | $1,320,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 77,723 | $1,318,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 13,235 | $1,317,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 126,137 | $1,316,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 342,502 | $1,315,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 52,515 | $1,314,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 19,820 | $1,313,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 56,912 | $1,313,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 99,050 | $1,308,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 32,315 | $1,306,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 62,607 | $1,303,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 59,112 | $1,302,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 10,728 | $1,296,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 15,000 | $1,290,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 76,612 | $1,289,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 40,280 | $1,288,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 57,980 | $1,286,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 16,833 | $1,285,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 16,033 | $1,285,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 23,091 | $1,283,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 15,780 | $1,278,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 36,270 | $1,277,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 9,400 | $1,276,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 121,664 | $1,276,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 22,110 | $1,274,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 90,605 | $1,273,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 239,771 | $1,270,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 18,873 | $1,269,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 524,764 | $1,269,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 19,120 | $1,266,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 76,279 | $1,263,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 82,301 | $1,262,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 60,500 | $1,262,000 | thousands by filing date | put |
| WILEY JOHN & SONS INC | 968223206 | CL A | 20,211 | $1,262,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 48,868 | $1,261,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 34,468 | $1,254,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 58,717 | $1,252,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 139,827 | $1,251,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 186,991 | $1,250,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 9,300 | $1,250,000 | thousands by filing date | put |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 22,781 | $1,249,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 28,699 | $1,248,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 32,784 | $1,248,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 275,466 | $1,239,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 15,047 | $1,238,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 65,000 | $1,238,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 18,925 | $1,236,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 24,229 | $1,235,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 119,578 | $1,235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 27,410 | $1,233,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 33,839 | $1,232,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 72,626 | $1,232,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 40,466 | $1,232,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 56,673 | $1,229,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 38,540 | $1,224,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 87,308 | $1,223,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,000,000 | $1,222,000 | thousands by filing date | principal |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 68,600 | $1,221,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 36,093 | $1,221,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 34,272 | $1,219,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 8,642 | $1,218,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 28,664 | $1,217,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 40,952 | $1,216,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 35,565 | $1,216,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 36,530 | $1,215,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 19,250 | $1,214,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 57,500 | $1,212,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 21,190 | $1,210,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 126,615 | $1,210,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 149,383 | $1,210,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 123,070 | $1,198,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 15,520 | $1,197,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 35,646 | $1,197,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 16,536 | $1,195,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 16,294 | $1,194,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 73,156 | $1,191,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 49,644 | $1,191,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 231,301 | $1,191,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 14,441 | $1,189,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 98,209 | $1,188,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 32,942 | $1,184,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 73,347 | $1,184,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 20,000 | $1,183,000 | thousands by filing date | put |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 39,499 | $1,181,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 20,000 | $1,177,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 42,929 | $1,177,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 51,112 | $1,176,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 5,565 | $1,174,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 5,300 | $1,174,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 12,500 | $1,173,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 23,264 | $1,169,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 96,456 | $1,169,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 25,356 | $1,167,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 18,543 | $1,165,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P589 | FUND | 24,576 | $1,165,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,586 | $1,164,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 11,836 | $1,163,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 34,746 | $1,162,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 67,929 | $1,161,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 67,191 | $1,154,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 619,000 | $1,154,000 | thousands by filing date | principal |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 43,563 | $1,151,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 10,755 | $1,150,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 35,172 | $1,145,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 153,213 | $1,140,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 60,968 | $1,138,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 2,637,906 | $1,138,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 25,859 | $1,135,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 38,359 | $1,134,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 42,895 | $1,133,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 70,928 | $1,133,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 116,384 | $1,133,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 68,520 | $1,128,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 233,525 | $1,123,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 79,440 | $1,121,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 8,672 | $1,121,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 29,491 | $1,120,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 38,293 | $1,118,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 63,214 | $1,118,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 31,927 | $1,118,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 25,795 | $1,117,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 48,071 | $1,115,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 103,085 | $1,115,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 470,685 | $1,115,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 67,832 | $1,113,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 110,819 | $1,113,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 68,602 | $1,113,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 21,093 | $1,112,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 21,184 | $1,112,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 69,968 | $1,109,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 89,468 | $1,108,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 160,000 | $1,107,000 | thousands by filing date | put |
| ISHARES TR | 46429B135 | INT PFD STK FD | 63,582 | $1,106,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 101,377 | $1,103,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 46,700 | $1,098,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 19,023 | $1,098,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 49,015 | $1,095,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 14,921 | $1,093,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 37,147 | $1,093,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 20,720 | $1,087,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 43,908 | $1,087,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 35,392 | $1,086,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 78,700 | $1,086,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 64,297 | $1,085,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 56,770 | $1,085,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 28,733 | $1,084,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 85,600 | $1,080,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 75,433 | $1,079,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 27,605 | $1,078,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 55,174 | $1,077,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 19,358 | $1,076,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 97,200 | $1,076,000 | thousands by filing date | put |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 20,869 | $1,076,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 76,067 | $1,075,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 116,692 | $1,074,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 29,838 | $1,074,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 10,761 | $1,073,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 9,669 | $1,073,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J205 | BULSHS 2018 HY | 42,693 | $1,071,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 12,644 | $1,069,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 109,977 | $1,067,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 683,053 | $1,066,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 43,234 | $1,065,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 20,384 | $1,065,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 90,694 | $1,065,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 32,479 | $1,063,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 15,453 | $1,063,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 38,740 | $1,060,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 40,750 | $1,055,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 29,191 | $1,047,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 12,220 | $1,044,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 24,884 | $1,044,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 51,928 | $1,040,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 42,429 | $1,038,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 47,007 | $1,037,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 12,279 | $1,035,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 19,600 | $1,033,000 | thousands by filing date | put |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 43,653 | $1,033,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 59,018 | $1,032,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 319,351 | $1,032,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 106,596 | $1,032,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,025,000 | $1,030,000 | thousands by filing date | principal |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 42,505 | $1,029,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 29,932 | $1,027,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C724 | RUSL 1000 DYNM | 38,421 | $1,027,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 46,476 | $1,026,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 34,100 | $1,025,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 161,420 | $1,025,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 28,972 | $1,023,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 36,046 | $1,023,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,537 | $1,022,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 21,773 | $1,022,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 31,394 | $1,021,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 7,143 | $1,017,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 37,167 | $1,015,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 29,227 | $1,013,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 210,167 | $1,013,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 61,392 | $1,011,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 54,150 | $1,011,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 20,000 | $1,010,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 26,209 | $1,009,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 10,000 | $1,008,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 24,125 | $1,008,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 35,000 | $1,007,000 | thousands by filing date | call |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 181,981 | $1,007,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 27,200 | $1,006,000 | thousands by filing date | call |
| Aussie $ ETF | 46090N103 | ETF | 13,575 | $1,005,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 48,923 | $1,003,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 22,171 | $1,002,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 11,236 | $998,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 43,496 | $998,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 55,337 | $997,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 48,300 | $997,000 | thousands by filing date | call |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 40,527 | $995,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 21,943 | $995,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 100,847 | $991,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 101,333 | $989,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 35,105 | $981,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 44,690 | $981,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 27,322 | $979,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 85,000 | $978,000 | thousands by filing date | call |
| INTERXION HOLDING N.V | N47279109 | SHS | 15,667 | $977,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 126,114 | $977,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 43,039 | $975,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 12,323 | $974,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 36,102 | $974,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 11,258 | $974,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 42,425 | $972,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 32,411 | $972,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 31,551 | $971,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 76,459 | $969,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 50,336 | $968,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 12,992 | $967,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 19,171 | $963,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 20,689 | $962,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 5,995 | $961,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 52,407 | $959,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 12,672 | $959,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 17,748 | $958,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 13,155 | $958,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 22,807 | $957,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 30,280 | $955,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 61,544 | $954,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 19,878 | $954,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 25,600 | $954,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 22,008 | $954,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 80,300 | $953,000 | thousands by filing date | call |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 29,427 | $952,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 458,994 | $950,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 52,686 | $949,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 23,279 | $945,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 32,466 | $943,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 23,854 | $942,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 60,612 | $941,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 12,449 | $938,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 28,074 | $938,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 121,625 | $931,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 19,405 | $929,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 63,090 | $928,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 71,666 | $927,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 23,639 | $927,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 142,999 | $925,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 19,676 | $923,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 829,852 | $921,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 55,908 | $920,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 18,053 | $918,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 35,899 | $918,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 16,000 | $916,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 57,567 | $916,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 50,000 | $915,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 16,323 | $913,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 21,602 | $911,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 26,530 | $908,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 96,130 | $908,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 38,809 | $907,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 23,305 | $906,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,700 | $905,000 | thousands by filing date | call |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 21,187 | $904,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 266,000 | $904,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 82,611 | $903,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 6,084 | $902,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 26,740 | $902,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 7,004 | $900,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 140,000 | $897,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 5,404 | $896,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 32,223 | $896,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 14,204 | $895,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 19,415 | $886,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 11,826 | $884,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 12,056 | $884,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 121,669 | $884,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 80,216 | $882,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 27,900 | $881,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 9,168 | $880,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 7,333 | $877,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 32,559 | $876,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 66,278 | $875,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 23,277 | $874,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 173,628 | $873,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 14,550 | $872,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 22,314 | $872,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 9,641 | $871,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 37,740 | $871,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 87,641 | $871,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 71,589 | $870,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 38,541 | $870,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 29,141 | $870,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 131,861 | $869,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 37,375 | $867,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 31,375 | $865,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 25,977 | $864,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 241,700 | $863,000 | thousands by filing date | call |
| GABELLI UTIL TR | 36240A101 | COM | 146,529 | $863,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 30,525 | $862,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 63,506 | $862,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 20,000 | $861,000 | thousands by filing date | call |
| PIMCO EQUITY SER | 72202L363 | CMN | 30,350 | $861,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 45,117 | $861,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 135,476 | $860,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 19,743 | $859,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 13,801 | $857,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 20,192 | $857,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 8,266 | $856,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 28,950 | $855,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 76,477 | $853,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 16,655 | $852,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 122,539 | $851,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 15,383 | $851,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 131,927 | $850,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 24,298 | $848,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 99,465 | $847,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 45,645 | $847,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 10,814 | $845,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 77,766 | $844,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 76,901 | $842,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 745,266 | $842,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 55,510 | $841,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 60,688 | $838,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 17,540 | $838,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 22,135 | $837,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 56,319 | $837,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 14,773 | $836,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 13,003 | $835,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 23,000 | $835,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,005,000 | $834,000 | thousands by filing date | principal |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 15,398 | $833,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 33,910 | $833,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 71,888 | $832,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 8,226 | $832,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 13,378 | $831,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 40,142 | $831,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 32,422 | $829,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 12,874 | $829,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 56,364 | $829,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 50,000 | $828,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 50,000 | $828,000 | thousands by filing date | call |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 82,966 | $826,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 25,000 | $825,000 | thousands by filing date | call |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 32,440 | $825,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 179,136 | $824,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 36,634 | $824,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 19,528 | $821,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 118,560 | $821,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 18,804 | $820,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 16,471 | $819,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 201,200 | $819,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 43,818 | $818,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 32,730 | $817,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 7,058 | $815,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 57,019 | $815,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 20,625 | $815,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 14,399 | $814,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 5,342 | $814,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 41,841 | $814,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 51,175 | $813,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 24,825 | $812,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 33,935 | $812,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 59,600 | $812,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 49,691 | $811,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 8,399 | $810,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 21,026 | $810,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 51,798 | $808,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 21,493 | $808,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 19,082 | $807,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 9,217 | $806,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 44,721 | $804,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 19,088 | $804,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 36,873 | $804,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 38,423 | $802,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 136,572 | $802,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 61,691 | $799,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 19,846 | $799,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,600 | $799,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 8,260 | $794,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 42,500 | $793,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 37,176 | $793,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 50,609 | $793,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 33,952 | $792,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 15,587 | $791,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 18,000 | $786,000 | thousands by filing date | put |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 29,464 | $785,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 15,885 | $784,000 | thousands by filing date | principal |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 21,788 | $783,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 21,377 | $782,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 44,857 | $781,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 39,761 | $781,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 27,458 | $779,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 18,187 | $778,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 6,795 | $778,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 10,200 | $778,000 | thousands by filing date | call |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 14,970 | $778,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 18,259 | $777,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 56,699 | $776,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 14,304 | $776,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 9,105 | $775,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 115,271 | $773,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 43,132 | $773,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 41,600 | $770,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 26,165 | $770,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 47,400 | $769,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 40,427 | $767,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 25,886 | $767,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 19,051 | $766,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 416,033 | $765,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 7,580 | $764,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 5,830 | $763,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 17,679 | $763,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 22,862 | $763,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 30,943 | $761,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 15,744 | $760,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 30,484 | $760,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 14,383 | $759,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 32,550 | $757,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 27,783 | $753,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 90,000 | $753,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 48,338 | $752,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 57,079 | $747,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 7,200 | $746,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 32,019 | $746,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 71,991 | $746,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 6,000 | $745,000 | thousands by filing date | call |
| NAVIGATORS GROUP INC | 638904102 | COM | 13,039 | $744,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 22,500 | $743,000 | thousands by filing date | call |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 14,487 | $742,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 22,556 | $742,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 31,323 | $740,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 44,936 | $739,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,100 | $738,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 17,143 | $738,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 15,583 | $738,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 39,278 | $738,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 11,634 | $738,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 676,298 | $737,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 83,946 | $734,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 12,375 | $734,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 164,711 | $733,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 19,140 | $731,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 51,526 | $728,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 6,043 | $726,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 17,459 | $726,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 126,263 | $725,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,721 | $725,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 16,213 | $725,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 181,900 | $725,000 | thousands by filing date | put |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 12,128 | $722,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 23,498 | $721,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 13,037 | $721,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 68,463 | $720,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 82,876 | $719,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 23,079 | $719,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 20,700 | $717,000 | thousands by filing date | principal |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 12,914 | $716,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 91,551 | $715,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 16,382 | $714,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 16,383 | $714,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 50,044 | $714,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 34,041 | $713,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 32,918 | $711,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 96,625 | $710,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-000890 | this filing | 2018-08-14 | acceptance time not in the bulk data set |