13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 6,704 holding rows worth $222,523,667,000.
- Accession
- 0001567619-18-000890
- Filer
- CIK 1000275
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 25,986 entries on the cover page, a total value of $222,523,667,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,523,667,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerAscend Capital Limited Partnership028-11218
- included managerDiametric Capital, LP028-18524
- included managerBlackstart Capital LP028-17673
- included managerContext BH Capital Management, LP028-17208
- included managerAzora Capital LP028-18527
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INGLES MKTS INC CL A | 457030104 | Stock | 22,299 | $709,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 6,838 | $709,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 16,000 | $708,000 | thousands by filing date | put |
| ARROW INVTS TR DOGS OF THE | 042765693 | CEF | 14,488 | $708,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 3,228 | $707,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 27,217 | $707,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 70,628 | $707,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,432 | $706,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 22,117 | $704,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 30,948 | $704,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 25,629 | $704,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 7,131 | $703,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 83,639 | $703,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 18,409 | $702,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 12,162 | $702,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 60,040 | $702,000 | thousands by filing date | |
| MGC | 921910873 | COM | 7,502 | $701,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 224,768 | $701,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 20,392 | $700,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 179,042 | $700,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 7,317 | $699,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 15,401 | $699,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 9,000 | $697,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 13,704 | $697,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 8,413 | $696,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 20,638 | $695,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 26,571 | $694,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 15,973 | $693,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 253,817 | $692,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 33,995 | $692,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 32,500 | $691,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 6,194 | $690,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 178,792 | $690,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 9,348 | $690,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 57,400 | $689,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 119,572 | $689,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 44,035 | $688,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 10,293 | $688,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 14,685 | $687,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 7,383 | $686,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 54,930 | $685,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 24,889 | $684,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 54,127 | $684,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 41,776 | $684,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 60,345 | $683,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 85,402 | $682,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 14,911 | $682,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 39,502 | $682,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,599 | $681,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 11,264 | $681,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 41,374 | $681,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 24,692 | $681,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 56,509 | $678,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 27,582 | $677,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 48,428 | $677,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 37,948 | $677,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 6,929 | $676,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 30,663 | $675,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 21,223 | $673,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 15,072 | $672,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 21,780 | $672,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 75,971 | $671,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 65,227 | $670,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 23,760 | $670,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 83,838 | $668,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 7,887 | $667,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 17,772 | $667,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 37,323 | $666,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 32,369 | $664,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 329,449 | $662,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 12,638 | $661,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 27,551 | $660,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 27,594 | $659,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 35,459 | $659,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 24,884 | $658,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 51,839 | $657,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 11,802 | $657,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 100,000 | $656,000 | thousands by filing date | call |
| MCGRATH RENTCORP | 580589109 | COM | 10,371 | $656,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 5,682 | $655,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 38,047 | $655,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 38,388 | $653,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 23,922 | $653,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 13,551 | $652,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 56,708 | $652,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 36,541 | $652,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 27,422 | $652,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 51,592 | $652,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 7,975 | $651,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 28,011 | $650,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 15,351 | $648,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 32,346 | $647,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 25,419 | $645,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 56,078 | $642,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 13,157 | $642,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 5,136 | $642,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 278,099 | $642,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 9,416 | $641,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 48,957 | $641,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 39,958 | $640,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 20,000 | $637,000 | thousands by filing date | put |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 26,500 | $636,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 11,736 | $635,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 49,397 | $635,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 14,722 | $634,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 25,723 | $634,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 28,201 | $632,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 42,847 | $631,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 94,586 | $630,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 112,364 | $628,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 9,834 | $628,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,287 | $627,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 18,606 | $626,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 20,655 | $626,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 13,732 | $626,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 40,432 | $625,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 10,000 | $624,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 10,774 | $624,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 7,802 | $624,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 47,131 | $622,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 36,381 | $620,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 8,547 | $617,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 12,111 | $617,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 205,519 | $617,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 40,028 | $616,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 48,848 | $616,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 18,726 | $616,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 3,445 | $616,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 30,163 | $616,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 22,700 | $616,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 121,772 | $615,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 21,088 | $614,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 17,856 | $614,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 30,000 | $613,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 25,397 | $613,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 21,494 | $610,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 6,235 | $610,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 99,433 | $610,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 7,970 | $609,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 12,728 | $608,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 29,762 | $608,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 42,187 | $607,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 7,892 | $607,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 16,366 | $607,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 13,993 | $605,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 18,845 | $605,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 51,900 | $605,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 16,321 | $604,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 6,809 | $604,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 17,073 | $604,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 9,572 | $604,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 15,821 | $603,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 33,620 | $603,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 13,062 | $601,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 27,188 | $600,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 20,766 | $598,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 47,762 | $598,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 37,935 | $598,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 20,553 | $595,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 25,118 | $595,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 17,976 | $594,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 7,836 | $593,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 14,820 | $592,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 48,376 | $592,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 34,653 | $592,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 20,941 | $591,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 40,911 | $591,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 15,869 | $590,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 15,076 | $590,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 56,306 | $589,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 17,691 | $589,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 12,377 | $587,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 54,234 | $586,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 9,908 | $585,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 81,516 | $583,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 87,335 | $583,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 41,074 | $583,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 7,105 | $582,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 26,225 | $581,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 13,108 | $579,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 22,491 | $578,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 85,573 | $578,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 46,406 | $577,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 10,940 | $577,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 13,000 | $575,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 27,417 | $575,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 12,519 | $574,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 163,902 | $574,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 27,610 | $573,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 6,032 | $573,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 10,860 | $571,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 24,202 | $570,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 33,190 | $568,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 10,602 | $567,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 30,323 | $567,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 6,236 | $565,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 11,843 | $564,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 10,778 | $564,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 30,479 | $562,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 20,561 | $562,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 561,000 | $562,000 | thousands by filing date | principal |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 14,654 | $561,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 40,684 | $560,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 84,778 | $560,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 6,918 | $559,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 12,425 | $559,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 71,708 | $558,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 38,417 | $557,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 30,000 | $557,000 | thousands by filing date | principal |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 40,722 | $555,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 13,005 | $555,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 50,608 | $555,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 52,957 | $554,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 16,533 | $554,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 51,549 | $554,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 41,947 | $553,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 26,400 | $553,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 45,302 | $553,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 34,626 | $551,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 22,390 | $551,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 37,066 | $550,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,219 | $548,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 68,266 | $545,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 77,755 | $544,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 7,686 | $544,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 32,271 | $543,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,370 | $542,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 10,529 | $542,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,984 | $540,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 11,546 | $532,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 21,742 | $532,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 9,677 | $531,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 6,784 | $531,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 42,991 | $531,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 9,004 | $530,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 59,541 | $530,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 41,232 | $529,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 24,885 | $529,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 15,092 | $528,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 6,610 | $528,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 4,730 | $527,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 10,600 | $527,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 11,860 | $527,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 11,595 | $526,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 40,487 | $526,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 22,519 | $526,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 27,676 | $526,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 36,580 | $526,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 39,323 | $525,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 27,854 | $525,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 54,109 | $525,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 74,045 | $525,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 7,520 | $524,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 6,090 | $524,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 45,971 | $524,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 10,012 | $523,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 150,000 | $521,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 13,341 | $520,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 7,878 | $519,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 13,235 | $519,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 131 | $519,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 19,630 | $519,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 7,293 | $518,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 23,752 | $518,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 33,153 | $517,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 165,226 | $516,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 100,679 | $516,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 4,863 | $515,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 26,812 | $515,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 22,421 | $515,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,200 | $513,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 135,033 | $512,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 37,483 | $511,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 66,122 | $511,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 35,060 | $510,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 21,660 | $508,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 29,990 | $506,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 35,274 | $506,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 16,650 | $504,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 60,759 | $502,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 51,650 | $501,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 54,180 | $501,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 26,122 | $500,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 97,157 | $499,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X446 | GBL SMLCP DIVI | 15,441 | $499,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 121,497 | $498,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 27,047 | $496,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 53,815 | $495,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,100 | $494,000 | thousands by filing date | put |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,400 | $494,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 36,224 | $492,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 17,745 | $492,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 11,192 | $491,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 51,725 | $491,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 10,915 | $490,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 24,772 | $490,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 19,858 | $490,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 20,380 | $490,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 179,527 | $488,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 12,045 | $487,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 28,975 | $487,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 16,783 | $487,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 26,582 | $486,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 46,966 | $486,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 9,630 | $485,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,000 | $485,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 448,280 | $484,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 7,152 | $484,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 13,879 | $483,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 40,780 | $483,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 27,082 | $482,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 30,046 | $481,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 61,548 | $480,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 17,876 | $480,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 28,300 | $478,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 15,607 | $477,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 8,218 | $476,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 11,874 | $475,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 62,973 | $475,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 25,000 | $474,000 | thousands by filing date | put |
| UMB FINL CORP | 902788108 | COM | 6,221 | $474,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 92,180 | $474,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 17,255 | $473,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 16,100 | $473,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 45,325 | $472,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 9,587 | $470,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 18,150 | $470,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 5,751 | $469,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 30,490 | $469,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 12,411 | $469,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 18,460 | $469,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 34,512 | $469,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 13,000 | $468,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 37,783 | $468,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 13,584 | $468,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 17,001 | $468,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 60,867 | $467,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 269,651 | $466,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 40,922 | $466,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 5,073 | $465,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 52,751 | $464,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 14,306 | $464,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 15,149 | $463,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 3,765 | $462,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 9,200 | $461,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 32,910 | $461,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 35,407 | $461,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 36,852 | $460,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 6,898 | $460,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 7,262 | $459,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 463,442 | $458,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 17,673 | $457,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 461,905 | $457,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 18,000 | $456,000 | thousands by filing date | put |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 18,635 | $456,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 50,438 | $454,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 26,124 | $454,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 36,361 | $453,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R207 | S&P GSCI CM K 1 | 14,843 | $453,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 12,419 | $452,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 24,974 | $452,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 10,777 | $451,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 30,230 | $451,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 190,550 | $449,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 28,183 | $449,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 258,700 | $448,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A537 | CBOE VEST S&P | 11,095 | $448,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 37,435 | $446,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 25,260 | $445,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 38,283 | $444,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 39,563 | $442,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 41,114 | $442,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 18,279 | $442,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 13,509 | $441,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 19,913 | $441,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 121,624 | $439,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 28,107 | $439,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3,687 | $438,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,518 | $438,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,811 | $438,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 5,713 | $437,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 111,110 | $436,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 36,331 | $436,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 8,000 | $435,000 | thousands by filing date | call |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 33,900 | $435,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 13,846 | $435,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 10,625 | $433,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 21,540 | $433,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 36,199 | $433,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 34,221 | $432,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 7,177 | $432,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 51,074 | $431,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 14,790 | $431,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 31,939 | $431,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 38,271 | $431,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 42,375 | $431,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 31,474 | $430,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 10,244 | $430,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 150,200 | $429,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,750 | $427,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 14,327 | $427,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 9,542 | $425,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 261,965 | $425,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 397,197 | $425,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 3,697 | $424,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 15,200 | $424,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 6,166 | $423,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 61,294 | $423,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 15,728 | $423,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 37,500 | $422,000 | thousands by filing date | call |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $422,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 11,290 | $421,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 6,163 | $421,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C773 | ESG REV ETF | 13,703 | $421,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 18,991 | $420,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 31,771 | $420,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 20,212 | $419,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 17,966 | $419,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 30,291 | $418,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 9,556 | $417,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 20,544 | $417,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 34,418 | $417,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,410 | $416,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 88,528 | $416,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 14,525 | $416,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 14,374 | $416,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 47,590 | $416,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 47,568 | $415,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 3,635 | $415,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 21,373 | $415,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 5,435 | $415,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 12,591 | $414,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 20,354 | $412,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 8,436 | $412,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 32,233 | $411,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y203 | WILSHIRE REIT | 9,018 | $411,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 6,186 | $409,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 37,046 | $409,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 15,738 | $408,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 13,578 | $406,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 29,718 | $404,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 31,429 | $404,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,700 | $403,000 | thousands by filing date | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 16,926 | $403,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 30,427 | $403,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 17,750 | $403,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 21,384 | $402,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 8,973 | $401,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 22,867 | $401,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 4,903 | $401,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 20,390 | $401,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 129,397 | $401,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 18,387 | $400,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 6,660 | $400,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 151,034 | $400,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 6,017 | $400,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 14,937 | $400,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 48,700 | $399,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 12,560 | $399,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 7,943 | $398,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 14,492 | $397,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 22,006 | $397,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 31,888 | $397,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 587,770 | $397,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 83,143 | $396,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 60,437 | $395,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 6,889 | $394,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 11,518 | $393,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 22,342 | $393,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 17,870 | $393,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 16,100 | $392,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 6,047 | $392,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 11,259 | $392,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 90,232 | $392,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 5,240 | $392,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 7,288 | $390,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 23,567 | $390,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 22,635 | $388,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 32,914 | $387,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 9,413 | $386,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 21,512 | $386,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 15,180 | $385,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 10,063 | $385,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 31,708 | $385,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 7,188 | $384,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 20,200 | $384,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 7,518 | $384,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 54,904 | $384,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 4,900 | $384,000 | thousands by filing date | put |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 64,400 | $383,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 27,413 | $383,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 6,441 | $383,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 7,789 | $383,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 4,171 | $382,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 18,043 | $382,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 3,969 | $381,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 8,275 | $381,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 11,115 | $381,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 29,000 | $381,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 20,000 | $380,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-000890 | this filing | 2018-08-14 | acceptance time not in the bulk data set |