13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 6,704 holding rows worth $222,523,667,000.
- Accession
- 0001567619-18-000890
- Filer
- CIK 1000275
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 25,986 entries on the cover page, a total value of $222,523,667,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,523,667,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerAscend Capital Limited Partnership028-11218
- included managerDiametric Capital, LP028-18524
- included managerBlackstart Capital LP028-17673
- included managerContext BH Capital Management, LP028-17208
- included managerAzora Capital LP028-18527
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZOES KITCHEN INC | 98979J109 | COM | 7,194 | $70,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 664 | $70,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 437 | $70,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 1,527 | $70,000 | thousands by filing date | principal |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 7,468 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 1,660 | $69,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 6,151 | $69,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 6,885 | $69,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 35,824 | $68,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 7,316 | $68,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 2,180 | $68,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 5,525 | $68,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 8,400 | $68,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 1,485 | $68,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 7,605 | $68,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,934 | $68,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 9,748 | $68,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 3,937 | $68,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 2,396 | $67,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 1,245 | $67,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 747 | $67,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,987 | $67,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 27,235 | $67,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,076 | $67,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 6,750 | $67,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 3,063 | $67,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 821 | $66,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 2,559 | $66,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 3,000 | $66,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 479 | $66,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 801 | $65,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 11,763 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,332 | $65,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 4,121 | $65,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 9,050 | $65,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 6,876 | $65,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 2,405 | $65,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 5,211 | $65,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 2,648 | $65,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 2,683 | $65,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 6,000 | $64,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 2,105 | $64,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,500 | $64,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 2,741 | $64,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 2,392 | $64,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 2,070 | $64,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 904 | $64,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 40,052 | $64,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 1,529 | $63,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 4,731 | $63,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,107 | $63,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 3,229 | $63,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 54,910 | $63,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 6,920 | $63,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 248 | $63,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 1,523 | $62,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 121,733 | $62,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 983 | $62,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 12,069 | $62,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 4,878 | $62,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 5,001 | $62,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 5,050 | $62,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 2,080 | $61,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 2,351 | $61,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 1,346 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 1,104 | $61,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 1,200 | $61,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E859 | DWA MOMENT LOW | 1,871 | $61,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 8,073 | $60,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 19,100 | $60,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 5,935 | $60,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 680 | $60,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 7,439 | $60,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 1,423 | $59,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 936 | $59,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 1,084 | $59,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 2,100 | $59,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 3,392 | $59,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 2,510 | $59,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 3,519 | $59,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,540 | $59,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 6,500 | $59,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 979 | $58,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 4,403 | $58,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 1,595 | $58,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 8,100 | $58,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 2,818 | $58,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 223,962 | $58,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 5,400 | $57,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 1,624 | $57,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 35,548 | $57,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,184 | $57,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,610 | $57,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,527 | $57,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,586 | $57,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,073 | $57,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 24,100 | $57,000 | thousands by filing date | put |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,535 | $57,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1,185 | $57,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 1,538 | $57,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,200 | $57,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 10,200 | $57,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 6,520 | $57,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 756 | $57,000 | thousands by filing date | principal |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,576 | $56,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 540 | $56,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 3,750 | $56,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,549 | $56,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,766 | $56,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 3,298 | $56,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 1,711 | $56,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 41,909 | $56,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,635 | $56,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1,165 | $56,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 3,870 | $56,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 2,146 | $55,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 400 | $55,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 15,755 | $55,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,002 | $55,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 3,788 | $55,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 857 | $54,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 1,750 | $54,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 9,278 | $54,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 3,750 | $54,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 1,389 | $54,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 4,803 | $54,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 4,150 | $54,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 500 | $53,000 | thousands by filing date | call |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 2,200 | $53,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 1,683 | $53,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 2,607 | $53,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 1,442 | $53,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 2,350 | $53,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 9,900 | $53,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 2,257 | $53,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 3,132 | $53,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 9,136 | $53,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 1,307 | $53,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 3,328 | $53,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 3,332 | $53,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1,853 | $53,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 6,521 | $52,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,878 | $52,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,727 | $52,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 4,305 | $52,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 4,511 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 1,377 | $52,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL ROTN | 00400R866 | CEF | 2,086 | $52,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 1,774 | $51,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 18,359 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 2,080 | $51,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 2,460 | $50,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,643 | $50,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 3,041 | $50,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 663 | $50,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 777 | $50,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 1,417 | $50,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 3,144 | $50,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 5,000 | $50,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 1,181 | $49,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 2,160 | $49,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 7,413 | $49,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 2,019 | $49,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 7,663 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 3,397 | $49,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 4,825 | $49,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 8,899 | $49,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 5,035 | $49,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 9,200 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 1,763 | $49,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 10,236 | $48,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,000 | $48,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,514 | $48,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 3,125 | $48,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 3,700 | $48,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 16,723 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,600 | $48,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 777 | $47,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 4,983 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 2,020 | $47,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 1,261 | $47,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 1,356 | $47,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,613 | $47,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 369 | $47,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 30,400 | $47,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 13,539 | $47,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 14,410 | $46,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 1,765 | $46,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 3,000 | $46,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 7,170 | $46,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 18,261 | $46,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 18,618 | $46,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 5,184 | $46,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 4,420 | $46,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 4,000 | $46,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 1,066 | $46,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 20,340 | $46,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 5,218 | $45,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 3,311 | $45,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,000 | $45,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,500 | $45,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 2,500 | $45,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,283 | $45,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 1,120 | $45,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1,744 | $44,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 2,361 | $44,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,010 | $44,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 2,136 | $44,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 5,800 | $44,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,495 | $44,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 670 | $44,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 5,887 | $44,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 3,892 | $44,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 1,250 | $44,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 13,539 | $44,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 300 | $43,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 2,582 | $43,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 1,235 | $43,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 3,943 | $43,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 6,805 | $43,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 2,905 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 1,774 | $43,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 474 | $43,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 1,000 | $43,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 2,480 | $42,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 1,711 | $42,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 2,229 | $42,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 1,255 | $42,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 2,022 | $42,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 8,000 | $42,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,215 | $42,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 6,100 | $42,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 11,000 | $42,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 571 | $42,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 11,886 | $42,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 15,300 | $42,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 12,150 | $41,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 5,200 | $41,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 375 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 856 | $41,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 1,551 | $41,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 2,885 | $41,000 | thousands by filing date | |
| ISHARES EDGE MSCI MULTIFACTOR CONSUMER STAPLES ETF | 46435G615 | ETF | 1,650 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 4,611 | $40,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 967 | $40,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 2,430 | $40,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 3,394 | $40,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 955 | $40,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 5,189 | $40,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 33,352 | $40,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 3,503 | $40,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 11,900 | $40,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 2,500 | $40,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 1,685 | $40,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 3,600 | $40,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 1,650 | $40,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 685 | $40,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A529 | NYSE PICKENS | 1,500 | $40,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 2,753 | $39,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,441 | $39,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 866 | $39,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,619 | $39,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,418 | $39,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 2,014 | $39,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 769 | $39,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 3,312 | $39,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 14,253 | $39,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,005 | $38,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 7,975 | $38,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 1,605 | $38,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 3,026 | $38,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 2,940 | $38,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 766 | $38,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 4,873 | $38,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 4,302 | $38,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,054 | $38,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,472 | $38,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 1,350 | $38,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 1,300 | $38,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 3,812 | $38,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 400 | $38,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 2,589 | $37,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 999 | $37,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,108 | $37,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 4,744 | $37,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,787 | $37,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,667 | $37,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 18,200 | $37,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 2,406 | $37,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 9,533 | $37,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 833 | $37,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 301 | $37,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 19,600 | $37,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,000 | $36,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 11,000 | $36,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 1,238 | $36,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,629 | $36,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,188 | $36,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 10,350 | $36,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 13,882 | $36,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 8,037 | $36,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 1,350 | $36,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 906 | $35,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 4,094 | $35,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 982 | $35,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,710 | $35,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1,310 | $35,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,125 | $35,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,348 | $35,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,058 | $35,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 6,061 | $35,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,325 | $35,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 1,250 | $35,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,125 | $34,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 1,741 | $34,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 364 | $34,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,551 | $34,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 850 | $34,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,694 | $34,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,309 | $34,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 5,532 | $34,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 2,152 | $34,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 952 | $34,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 1,311 | $34,000 | thousands by filing date | principal |
| MACROGENICS INC | 556099109 | COM | 1,613 | $33,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 597 | $33,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 715 | $33,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 1,654 | $33,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 1,924 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 876 | $33,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 5,491 | $33,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 11,093 | $33,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 1,132 | $33,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 1,250 | $33,000 | thousands by filing date | |
| ISHARES EDGE MSCI MULTIFACTOR FINANCIALS ETF | 46435G581 | ETF | 1,000 | $33,000 | thousands by filing date | |
| ISHARES TR | 46435G565 | MLTFCT HLTCARE | 1,000 | $33,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 206 | $32,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 647 | $32,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 681 | $32,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 3,721 | $32,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 1,250 | $32,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 1,277 | $32,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 1,417 | $32,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 670 | $32,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,326 | $32,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 7,960 | $32,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,898 | $32,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 1,958 | $32,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 13,100 | $32,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 3,555 | $32,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 2,233 | $32,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 3,583 | $32,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 958 | $32,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,000 | $32,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y706 | ULTRA BLOOMBERG | 1,097 | $32,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 1,554 | $31,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,447 | $31,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 1,700 | $31,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 452 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 951 | $31,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 3,316 | $31,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 4,347 | $31,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 1,543 | $31,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 3,560 | $31,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,968 | $31,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 1,502 | $31,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 5,245 | $31,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 700 | $31,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 1,027 | $30,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 2,050 | $30,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 1,382 | $30,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,512 | $30,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 4,139 | $30,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 11,000 | $30,000 | thousands by filing date | |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 79,159 | $30,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,234 | $30,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 6,798 | $30,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 1,064 | $30,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 45,505 | $30,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 3,616 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 1,446 | $30,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 15,976 | $30,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,500 | $29,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 3,120 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 2,103 | $29,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 598 | $29,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 4,019 | $29,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,896 | $29,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 2,011 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,300 | $29,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,000 | $29,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 900 | $29,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 6,277 | $29,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,841 | $29,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 4,540 | $29,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 1,007 | $29,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 2,000 | $29,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 11,900 | $29,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 513 | $28,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 586 | $28,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 900 | $28,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 42,505 | $28,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 11,053 | $28,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 14,007 | $28,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 5,000 | $28,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 1,900 | $28,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 1,680 | $28,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 1,818 | $28,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 1,186 | $28,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 2,700 | $28,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 1,741 | $28,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 1,846 | $28,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 506 | $27,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 1,338 | $27,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 1,625 | $27,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,525 | $27,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 4,077 | $27,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 6,000 | $27,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 1,536 | $27,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 3,500 | $27,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 546 | $27,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 27,000 | $27,000 | thousands by filing date | principal |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 3,041 | $27,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,604 | $27,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 8,601 | $27,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 3,843 | $27,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 22,000 | $27,000 | thousands by filing date | principal |
| OXFORD LANE CAP CORP | 691543102 | COM | 2,500 | $26,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,103 | $26,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 941 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 461 | $26,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 7,841 | $26,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 3,775 | $26,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 2,000 | $26,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 19,904 | $26,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 3,850 | $26,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 1,140 | $26,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 2,196 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 187 | $26,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,655 | $25,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 2,376 | $25,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 3,000 | $25,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 678 | $25,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,216 | $25,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 562 | $25,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,640 | $25,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,010 | $25,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,270 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 1,000 | $25,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 26,000 | $25,000 | thousands by filing date | principal |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 412 | $25,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 1,045 | $25,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 64,964 | $25,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 25,000 | $25,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E503 | CHINA ALL CAP | 755 | $25,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 491 | $24,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 354 | $24,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 2,334 | $24,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 395 | $24,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 3,164 | $24,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,792 | $24,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 1,417 | $24,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 2,785 | $24,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 2,185 | $24,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 916 | $24,000 | thousands by filing date | principal |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 15,291 | $24,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 3,525 | $24,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 6,021 | $24,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 7,100 | $24,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 1,470 | $24,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 1,750 | $24,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 300 | $24,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 806 | $24,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 9,928 | $24,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 533 | $23,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 625 | $23,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 600 | $23,000 | thousands by filing date | call |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 1,714 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 782 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 600 | $23,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 722 | $23,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 756 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 2,233 | $23,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 1,969 | $23,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 5,100 | $23,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 6,000 | $23,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 4,382 | $23,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 871 | $23,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 631 | $23,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,550 | $23,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 695 | $23,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L102 | SUSTANBLE GLBL | 786 | $23,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,200 | $22,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 315 | $22,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 9,500 | $22,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,262 | $22,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 1,344 | $22,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 1,498 | $22,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,130 | $22,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 757 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-000890 | this filing | 2018-08-14 | acceptance time not in the bulk data set |