13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 6,704 holding rows worth $222,523,667,000.
- Accession
- 0001567619-18-000890
- Filer
- CIK 1000275
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 25,986 entries on the cover page, a total value of $222,523,667,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,523,667,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerAscend Capital Limited Partnership028-11218
- included managerDiametric Capital, LP028-18524
- included managerBlackstart Capital LP028-17673
- included managerContext BH Capital Management, LP028-17208
- included managerAzora Capital LP028-18527
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 284,515 | $2,720,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 163,139 | $2,718,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 36,562 | $2,715,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 57,619 | $2,714,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 50,741 | $2,701,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 81,299 | $2,698,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 21,214 | $2,694,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 76,587 | $2,693,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 67,004 | $2,690,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 28,462 | $2,689,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 133,919 | $2,687,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 62,750 | $2,672,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 29,719 | $2,660,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 269,354 | $2,659,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 100,978 | $2,656,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 155,719 | $2,645,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 79,558 | $2,644,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 25,782 | $2,642,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 106,689 | $2,638,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 109,451 | $2,634,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 35,428 | $2,633,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 101,504 | $2,626,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 82,014 | $2,622,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 45,818 | $2,619,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 80,938 | $2,613,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 116,839 | $2,599,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 9,291 | $2,598,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 302,162 | $2,591,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 43,332 | $2,590,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 34,600 | $2,586,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 70,665 | $2,585,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 49,779 | $2,584,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 730,000 | $2,584,000 | thousands by filing date | put |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 231,412 | $2,581,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 66,843 | $2,579,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 339,273 | $2,572,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 46,468 | $2,566,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 43,636 | $2,558,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 120,323 | $2,557,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 50,058 | $2,556,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 58,773 | $2,554,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 75,118 | $2,554,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 337,431 | $2,544,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 57,028 | $2,541,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 227,740 | $2,539,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 67,328 | $2,532,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 8,526 | $2,529,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 268,176 | $2,529,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 69,675 | $2,525,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 452,825 | $2,523,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 37,359 | $2,517,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 30,133 | $2,514,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 35,000 | $2,510,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 44,416 | $2,509,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 19,093 | $2,508,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 37,147 | $2,508,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 140,049 | $2,508,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 83,660 | $2,502,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 158,789 | $2,499,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 150,000 | $2,499,000 | thousands by filing date | put |
| UNITI GROUP INC | 91325V108 | COM | 124,454 | $2,494,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 23,703 | $2,485,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 83,809 | $2,483,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 166,835 | $2,481,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 51,173 | $2,476,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 72,919 | $2,470,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 51,242 | $2,466,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 46,794 | $2,466,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 139,377 | $2,464,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 80,375 | $2,464,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 102,874 | $2,458,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 87,676 | $2,455,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 210,175 | $2,455,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 11,305 | $2,452,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 63,871 | $2,448,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 80,344 | $2,448,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 43,577 | $2,441,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 35,000 | $2,440,000 | thousands by filing date | put |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 90,822 | $2,439,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 39,641 | $2,437,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 19,626 | $2,433,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 21,963 | $2,425,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 42,645 | $2,424,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 322,560 | $2,419,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 99,884 | $2,418,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 50,000 | $2,407,000 | thousands by filing date | put |
| OPPENHEIMER ETF TR | 68386C112 | RUSL 2000 DYNM | 88,633 | $2,406,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 19,879 | $2,405,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 518,304 | $2,400,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 34,571 | $2,396,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 93,111 | $2,392,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 2,500,000 | $2,388,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 1,309,000 | $2,387,000 | thousands by filing date | principal |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 25,333 | $2,376,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 143,989 | $2,376,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 50,000 | $2,373,000 | thousands by filing date | call |
| ABERDEEN INDIA FD INC | 454089103 | COM | 97,781 | $2,372,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 200,963 | $2,371,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 50,000 | $2,370,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 10,272 | $2,365,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 20,925 | $2,365,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 149,719 | $2,363,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 78,211 | $2,363,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 118,680 | $2,362,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 53,241 | $2,362,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 32,933 | $2,361,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 56,173 | $2,357,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 189,774 | $2,354,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 26,464 | $2,349,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 107,877 | $2,349,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 30,041 | $2,347,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 113,000 | $2,345,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 100,900 | $2,345,000 | thousands by filing date | put |
| EVERFORTH INC COM | 00191U102 | Stock | 29,795 | $2,330,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 82,107 | $2,328,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 101,120 | $2,326,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 60,377 | $2,325,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 102,603 | $2,324,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 176,352 | $2,323,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 89,488 | $2,317,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 72,856 | $2,316,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 20,777 | $2,313,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 56,912 | $2,311,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 29,043 | $2,310,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 65,331 | $2,309,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 230,000 | $2,307,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 41,000 | $2,305,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 17,500 | $2,303,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 133,200 | $2,299,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 88,944 | $2,297,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 60,871 | $2,290,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 72,714 | $2,285,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 105,957 | $2,278,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 107,800 | $2,277,000 | thousands by filing date | call |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 46,441 | $2,273,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 61,004 | $2,265,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 87,717 | $2,259,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 90,386 | $2,255,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 20,000 | $2,246,000 | thousands by filing date | put |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 487,570 | $2,242,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 73,079 | $2,241,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 108,659 | $2,239,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 70,000 | $2,232,000 | thousands by filing date | put |
| FORTIS INC | 349553107 | COM | 70,000 | $2,232,000 | thousands by filing date | call |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 14,207 | $2,224,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 126,965 | $2,222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 47,000 | $2,217,000 | thousands by filing date | call |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 35,000 | $2,216,000 | thousands by filing date | call |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 132,570 | $2,214,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 26,400 | $2,209,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 52,814 | $2,209,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 53,371 | $2,198,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 54,101 | $2,198,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 14,188 | $2,197,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 273,149 | $2,194,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 46,618 | $2,192,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 105,507 | $2,190,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 195,564 | $2,186,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 78,669 | $2,183,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 33,279 | $2,182,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 13,660 | $2,175,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 182,158 | $2,172,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 22,054 | $2,170,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E883 | CHINS YUAN DIM | 94,882 | $2,168,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 72,241 | $2,167,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 39,955 | $2,167,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 168,011 | $2,159,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 122,932 | $2,154,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 15,873 | $2,153,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 78,508 | $2,152,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 37,347 | $2,151,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 7,400 | $2,148,000 | thousands by filing date | call |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 36,927 | $2,145,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 25,000 | $2,140,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 25,000 | $2,140,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 93,768 | $2,138,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 16,205 | $2,132,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 27,216 | $2,129,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 176,632 | $2,123,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 102,449 | $2,122,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 166,547 | $2,121,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 140,101 | $2,108,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 50,927 | $2,108,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 43,385 | $2,107,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 12,962 | $2,105,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 278,769 | $2,105,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 76,225 | $2,102,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 36,211 | $2,101,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 24,663 | $2,094,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 114,511 | $2,094,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 33,537 | $2,091,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 38,714 | $2,087,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 83,411 | $2,082,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 461,811 | $2,078,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 69,544 | $2,078,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 43,774 | $2,077,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 18,600 | $2,075,000 | thousands by filing date | call |
| ISHARES TR | 464287713 | US TELECOM ETF | 75,228 | $2,074,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 85,590 | $2,070,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 144,715 | $2,070,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 104,546 | $2,069,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 262,250 | $2,067,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 74,111 | $2,064,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 99,873 | $2,062,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 67,071 | $2,058,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 39,007 | $2,056,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 40,500 | $2,054,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 34,275 | $2,054,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 230,648 | $2,053,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 111,553 | $2,048,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 49,100 | $2,046,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 38,506 | $2,046,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 25,000 | $2,044,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 194,282 | $2,042,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 20,895 | $2,033,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,500,000 | $2,027,000 | thousands by filing date | principal |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 161,578 | $2,020,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 40,296 | $2,019,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 56,062 | $2,019,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 42,176 | $2,018,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 95,000 | $2,018,000 | thousands by filing date | put |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 201,087 | $2,015,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 60,457 | $2,013,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 111,166 | $2,012,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 30,000 | $2,011,000 | thousands by filing date | call |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 137,738 | $2,010,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 169,698 | $2,006,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 224,976 | $2,006,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 41,410 | $2,004,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 36,591 | $1,995,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 75,431 | $1,993,000 | thousands by filing date | principal |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 17,339 | $1,992,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 54,460 | $1,990,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 159,913 | $1,989,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 42,769 | $1,988,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 31,600 | $1,985,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 218,548 | $1,983,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 33,526 | $1,982,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 174,967 | $1,980,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 27,125 | $1,979,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 40,653 | $1,975,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 63,771 | $1,974,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 27,900 | $1,973,000 | thousands by filing date | call |
| MONGODB INC CL A | 60937P106 | Stock | 39,712 | $1,972,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 13,075 | $1,971,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 207,988 | $1,970,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 21,509 | $1,960,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 21,900 | $1,954,000 | thousands by filing date | put |
| PENUMBRA INC COM | 70975L107 | Stock | 14,136 | $1,953,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 73,680 | $1,953,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 90,266 | $1,951,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 30,139 | $1,950,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 32,029 | $1,944,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 400,000 | $1,940,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 54,116 | $1,939,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 72,584 | $1,936,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 69,404 | $1,934,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 86,825 | $1,920,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 91,685 | $1,917,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 106,282 | $1,913,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 73,886 | $1,912,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 45,649 | $1,912,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,923,000 | $1,906,000 | thousands by filing date | principal |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 25,798 | $1,905,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 44,005 | $1,905,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 27,552 | $1,905,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 36,489 | $1,904,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 443,752 | $1,900,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 67,761 | $1,898,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 47,300 | $1,895,000 | thousands by filing date | call |
| SPARTANNASH CO | 847215100 | COM | 74,251 | $1,895,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 41,000 | $1,894,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 70,563 | $1,891,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 27,927 | $1,886,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 52,618 | $1,885,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 50,458 | $1,882,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 500,000 | $1,880,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 81,838 | $1,879,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 106,770 | $1,878,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 133,147 | $1,876,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 91,541 | $1,871,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 158,983 | $1,871,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 163,314 | $1,867,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 97,521 | $1,866,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 333,476 | $1,858,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 40,000 | $1,852,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 243,397 | $1,850,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 45,600 | $1,849,000 | thousands by filing date | put |
| LAKELAND INDS INC | 511795106 | COM | 130,700 | $1,849,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 144,836 | $1,847,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 25,487 | $1,843,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 54,813 | $1,843,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 102,900 | $1,842,000 | thousands by filing date | call |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 43,310 | $1,842,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 132,387 | $1,840,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 50,068 | $1,838,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 47,400 | $1,836,000 | thousands by filing date | put |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 217,537 | $1,836,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 73,330 | $1,834,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 31,500 | $1,829,000 | thousands by filing date | call |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 52,161 | $1,827,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 39,408 | $1,820,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 55,861 | $1,820,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 41,839 | $1,819,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 20,000 | $1,818,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 20,000 | $1,818,000 | thousands by filing date | call |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 68,348 | $1,817,000 | thousands by filing date | principal |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 73,711 | $1,815,000 | thousands by filing date | |
| WORLD GOLD TR SPDR LNG DLR GLD | 98149E105 | CEF | 15,069 | $1,814,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 25,713 | $1,812,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 47,385 | $1,809,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 518,029 | $1,803,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 36,915 | $1,802,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 72,992 | $1,800,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 181,861 | $1,797,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 151,798 | $1,791,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 59,095 | $1,790,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 138,629 | $1,790,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 54,556 | $1,784,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 18,484 | $1,783,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 148,501 | $1,783,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 29,644 | $1,778,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 39,287 | $1,778,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 82,301 | $1,775,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 59,426 | $1,769,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 650,000 | $1,755,000 | thousands by filing date | principal |
| CENTERSTATE BK CORP | 15201P109 | COM | 58,785 | $1,754,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 29,274 | $1,752,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 149,133 | $1,748,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 117,228 | $1,743,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 72,290 | $1,742,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 53,279 | $1,739,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 86,109 | $1,739,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 17,304 | $1,738,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 62,296 | $1,733,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 17,910 | $1,730,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 53,661 | $1,729,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 50,935 | $1,727,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 69,040 | $1,726,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 64,674 | $1,720,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 56,778 | $1,719,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 165,000 | $1,713,000 | thousands by filing date | put |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 301,457 | $1,703,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 9,689 | $1,701,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 4,803 | $1,698,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 93,100 | $1,698,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 30,000 | $1,687,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 23,075 | $1,686,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 22,332 | $1,684,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 82,164 | $1,682,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 135,023 | $1,680,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 33,267 | $1,677,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 45,505 | $1,675,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 319,711 | $1,675,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 77,506 | $1,671,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 167,256 | $1,671,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 77,121 | $1,671,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 41,181 | $1,667,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 49,764 | $1,667,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 62,821 | $1,667,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 33,300 | $1,666,000 | thousands by filing date | call |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2,833 | $1,661,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 68,424 | $1,659,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 140,644 | $1,657,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 160,000 | $1,656,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 17,700 | $1,655,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 15,000 | $1,654,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 39,436 | $1,654,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 169,062 | $1,654,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,900 | $1,651,000 | thousands by filing date | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 20,602 | $1,647,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 86,896 | $1,647,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 289,781 | $1,645,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 38,924 | $1,641,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 82,271 | $1,639,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 255,501 | $1,639,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 231,138 | $1,637,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 163,012 | $1,635,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 84,861 | $1,634,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 9,338 | $1,631,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 78,241 | $1,631,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 137,966 | $1,630,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 11,667 | $1,628,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 44,904 | $1,616,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 203,194 | $1,615,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 30,000 | $1,612,000 | thousands by filing date | put |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 53,092 | $1,610,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 47,752 | $1,607,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 29,423 | $1,598,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 41,497 | $1,596,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 92,596 | $1,595,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 15,000 | $1,593,000 | thousands by filing date | call |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 51,712 | $1,592,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 511,093 | $1,590,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 16,000 | $1,586,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 63,606 | $1,586,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 78,725 | $1,585,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 302,938 | $1,584,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 121,000 | $1,579,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 20,200 | $1,577,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 200,000 | $1,576,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 200,000 | $1,576,000 | thousands by filing date | call |
| LOXO ONCOLOGY INC | 548862101 | COM | 9,071 | $1,575,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 48,948 | $1,572,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 79,480 | $1,571,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 31,300 | $1,566,000 | thousands by filing date | put |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 30,110 | $1,563,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 26,868 | $1,561,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 28,616 | $1,559,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 167,909 | $1,558,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 50,970 | $1,555,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 83,329 | $1,554,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 247,823 | $1,551,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 72,333 | $1,544,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 38,000 | $1,541,000 | thousands by filing date | call |
| Etfmg Prime Mobile | 26924G409 | COM | 39,694 | $1,540,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 95,441 | $1,536,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 13,499 | $1,535,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 9,000 | $1,532,000 | thousands by filing date | put |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 32,977 | $1,529,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 66,583 | $1,528,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 27,155 | $1,527,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 35,762 | $1,524,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 60,923 | $1,514,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 95,206 | $1,513,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 122,111 | $1,510,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 50,833 | $1,499,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 22,971 | $1,496,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 87,531 | $1,495,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 35,000 | $1,490,000 | thousands by filing date | put |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 65,849 | $1,490,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 134,472 | $1,486,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 23,261 | $1,486,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 35,353 | $1,485,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 624,269 | $1,485,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 149,135 | $1,481,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 71,977 | $1,478,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 31,279 | $1,475,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 47,087 | $1,473,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,480,384 | $1,471,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 50,358 | $1,464,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 113,692 | $1,462,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 327,856 | $1,460,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 109,394 | $1,459,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 338,874 | $1,457,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 35,768 | $1,457,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 199,225 | $1,457,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 29,807 | $1,457,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 4,518 | $1,455,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 63,016 | $1,452,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 26,493 | $1,450,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 79,551 | $1,450,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 39,026 | $1,447,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 47,456 | $1,447,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 13,100 | $1,444,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 94,570 | $1,444,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 54,300 | $1,443,000 | thousands by filing date | call |
| THL CR SR LN FD | 87244R103 | COM | 82,996 | $1,433,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 98,131 | $1,430,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 30,044 | $1,429,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 92,035 | $1,428,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 20,700 | $1,425,000 | thousands by filing date | call |
| BLACKLINE, INC. | 09239B109 | COM | 32,786 | $1,423,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 10,526 | $1,421,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 28,967 | $1,420,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 2,042 | $1,420,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 20,500 | $1,419,000 | thousands by filing date | put |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 42,611 | $1,412,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 39,020 | $1,409,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 29,117 | $1,406,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 90,153 | $1,402,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 48,700 | $1,400,000 | thousands by filing date | call |
| ALLEGION PLC | G0176J109 | ORD SHS | 18,104 | $1,400,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 153,899 | $1,398,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 40,142 | $1,398,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 32,170 | $1,398,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 14,124 | $1,395,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 74,935 | $1,394,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 15,828 | $1,391,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 110,503 | $1,391,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 21,948 | $1,390,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 9,495 | $1,389,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 54,217 | $1,387,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 47,642 | $1,384,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 49,612 | $1,384,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 23,035 | $1,384,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 61,383 | $1,383,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 63,453 | $1,382,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 67,232 | $1,381,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 20,590 | $1,381,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 106,405 | $1,380,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 75,295 | $1,376,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 14,187 | $1,376,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,406,000 | $1,375,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 72,227 | $1,372,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 14,000 | $1,368,000 | thousands by filing date | put |
| ADT INC DEL COM | 00090Q103 | Stock | 157,589 | $1,362,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 34,987 | $1,361,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 48,739 | $1,358,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 38,781 | $1,358,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-000890 | this filing | 2018-08-14 | acceptance time not in the bulk data set |