13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 6,704 holding rows worth $222,523,667,000.
- Accession
- 0001567619-18-000890
- Filer
- CIK 1000275
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 25,986 entries on the cover page, a total value of $222,523,667,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,523,667,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerAscend Capital Limited Partnership028-11218
- included managerDiametric Capital, LP028-18524
- included managerBlackstart Capital LP028-17673
- included managerContext BH Capital Management, LP028-17208
- included managerAzora Capital LP028-18527
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 687,606 | $5,047,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 130,639 | $5,033,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 98,492 | $5,027,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 367,612 | $5,022,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 249,932 | $5,021,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 205,583 | $5,006,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 78,415 | $4,994,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 171,216 | $4,970,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 64,440 | $4,952,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 143,484 | $4,951,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 214,837 | $4,946,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 91,565 | $4,946,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 52,619 | $4,944,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 133,529 | $4,940,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 167,701 | $4,935,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 232,497 | $4,934,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 99,946 | $4,934,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 118,423 | $4,923,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 289,115 | $4,917,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 28,537 | $4,904,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 195,634 | $4,903,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 200,539 | $4,893,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 12,083 | $4,887,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 51,234 | $4,878,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 63,288 | $4,878,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 86,392 | $4,875,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 116,517 | $4,864,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 104,294 | $4,860,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 96,820 | $4,848,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 60,000 | $4,844,000 | thousands by filing date | put |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 432,875 | $4,814,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 114,061 | $4,813,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 50,512 | $4,804,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 50,251 | $4,801,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 466,247 | $4,793,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 227,559 | $4,792,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 90,590 | $4,789,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 190,091 | $4,786,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 75,299 | $4,780,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 130,817 | $4,776,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 32,282 | $4,775,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 47,697 | $4,755,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 66,906 | $4,754,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 63,418 | $4,744,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 212,643 | $4,743,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 44,876 | $4,740,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 183,811 | $4,719,000 | thousands by filing date | principal |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 117,707 | $4,716,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 72,219 | $4,714,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 15,172 | $4,706,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 119,293 | $4,697,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 275,354 | $4,695,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 64,222 | $4,683,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 100,000 | $4,675,000 | thousands by filing date | put |
| VECTREN CORP | 92240G101 | COM | 65,254 | $4,661,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 74,765 | $4,650,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 261,500 | $4,649,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 154,072 | $4,645,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 4,625,000 | $4,635,000 | thousands by filing date | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 243,536 | $4,621,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 235,847 | $4,611,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 177,510 | $4,609,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 136,641 | $4,609,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 132,382 | $4,588,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 60,000 | $4,582,000 | thousands by filing date | put |
| DROPBOX INC CL A | 26210C104 | Stock | 141,226 | $4,579,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 151,000 | $4,577,000 | thousands by filing date | put |
| ISHARES TR | 46435G102 | CONV BD ETF | 79,229 | $4,573,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 333,300 | $4,570,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 50,000 | $4,564,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 140,271 | $4,561,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 103,927 | $4,561,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 162,420 | $4,555,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 150,000 | $4,547,000 | thousands by filing date | call |
| STORE CAP CORP | 862121100 | COM | 165,823 | $4,544,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 36,000 | $4,542,000 | thousands by filing date | put |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 36,000 | $4,542,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 307,632 | $4,537,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 333,577 | $4,536,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 231,344 | $4,531,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 59,884 | $4,528,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 69,795 | $4,520,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 205,829 | $4,518,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 170,201 | $4,514,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 548,524 | $4,504,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 273,926 | $4,498,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 27,813 | $4,496,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 157,252 | $4,496,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 87,909 | $4,494,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 52,087 | $4,479,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 124,500 | $4,476,000 | thousands by filing date | put |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 2,131,364 | $4,476,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 174,642 | $4,473,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 70,000 | $4,465,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 70,000 | $4,465,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 144,550 | $4,453,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 597,609 | $4,452,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 55,795 | $4,449,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 123,614 | $4,449,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 46,000 | $4,446,000 | thousands by filing date | put |
| Delta Apparel Inc | 247368103 | COM | 229,594 | $4,442,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 453,103 | $4,427,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 101,428 | $4,419,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 79,700 | $4,411,000 | thousands by filing date | call |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 5,575,000 | $4,405,000 | thousands by filing date | principal |
| BUNGE LTD | G16962105 | COM | 63,149 | $4,402,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 689,695 | $4,400,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 22,723 | $4,394,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 100,000 | $4,386,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 202,796 | $4,386,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 180,318 | $4,385,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 123,114 | $4,375,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 60,000 | $4,374,000 | thousands by filing date | put |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 65,481 | $4,373,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 99,674 | $4,370,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 192,125 | $4,368,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 100,100 | $4,359,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 70,926 | $4,354,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 240,333 | $4,347,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 297,902 | $4,346,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 616,500 | $4,346,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 176,689 | $4,340,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 659,825 | $4,329,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 138,142 | $4,324,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 50,226 | $4,323,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 41,892 | $4,323,000 | thousands by filing date | principal |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 41,525 | $4,321,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 102,153 | $4,321,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 31,020 | $4,320,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 682,215 | $4,319,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 141,147 | $4,309,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 326,886 | $4,305,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 89,003 | $4,300,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 37,039 | $4,295,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 43,263 | $4,283,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 50,600 | $4,280,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 69,359 | $4,279,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 233,969 | $4,279,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 50,000 | $4,254,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 96,500 | $4,252,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 114,900 | $4,238,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 162,168 | $4,236,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 274,044 | $4,234,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 129,998 | $4,234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 250,324 | $4,234,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 183,079 | $4,228,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 206,905 | $4,227,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 105,110 | $4,214,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 63,466 | $4,207,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 123,252 | $4,207,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 93,776 | $4,196,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 62,700 | $4,194,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 152,010 | $4,186,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 76,745 | $4,183,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 130,000 | $4,182,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 69,500 | $4,171,000 | thousands by filing date | put |
| ORBOTECH LTD | M75253100 | ORD | 67,391 | $4,165,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 101,628 | $4,157,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 176,620 | $4,138,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 64,863 | $4,135,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 22,178 | $4,130,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 35,766 | $4,125,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 49,207 | $4,113,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 115,893 | $4,110,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 291,402 | $4,109,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 60,000 | $4,106,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 112,500 | $4,104,000 | thousands by filing date | put |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 4,156,000 | $4,086,000 | thousands by filing date | principal |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 109,453 | $4,073,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 146,796 | $4,061,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 89,339 | $4,061,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 70,812 | $4,055,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 105,017 | $4,053,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 135,703 | $4,051,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 96,000 | $4,040,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 630,064 | $4,039,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y840 | CB OE RUSSELL | 159,061 | $4,032,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 40,000 | $4,019,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 89,284 | $4,018,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 100,000 | $4,014,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 183,818 | $3,995,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 310,369 | $3,988,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 105,909 | $3,985,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 68,600 | $3,984,000 | thousands by filing date | put |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 103,432 | $3,979,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 36,922 | $3,978,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 112,674 | $3,952,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 308,450 | $3,948,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 75,734 | $3,947,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 72,054 | $3,947,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 322,748 | $3,947,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 112,332 | $3,943,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 168,274 | $3,933,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 181,229 | $3,932,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 180,989 | $3,920,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 92,873 | $3,918,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 31,233 | $3,900,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 118,076 | $3,899,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 66,924 | $3,885,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 58,892 | $3,885,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 73,664 | $3,880,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 104,876 | $3,879,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,447,374 | $3,865,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 25,320 | $3,858,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 18,000 | $3,857,000 | thousands by filing date | put |
| MOELIS & CO | 60786M105 | CL A | 65,663 | $3,851,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 420,135 | $3,849,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 208,440 | $3,848,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 43,311 | $3,845,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 130,094 | $3,845,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 144,871 | $3,844,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 29,908 | $3,843,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 68,400 | $3,839,000 | thousands by filing date | call |
| EXPONENT INC | 30214U102 | COM | 79,381 | $3,834,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 76,478 | $3,824,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 75,286 | $3,821,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 40,363 | $3,820,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 77,924 | $3,819,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 112,550 | $3,815,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 98,882 | $3,811,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 75,727 | $3,805,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 122,690 | $3,803,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 290,600 | $3,792,000 | thousands by filing date | call |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 107,742 | $3,791,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 99,004 | $3,777,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 64,151 | $3,773,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 162,200 | $3,770,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 57,931 | $3,769,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 92,019 | $3,764,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 70,076 | $3,753,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 168,342 | $3,746,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 163,402 | $3,745,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 106,474 | $3,740,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 2,799,000 | $3,737,000 | thousands by filing date | principal |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 55,177 | $3,731,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 85,122 | $3,722,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 149,754 | $3,711,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 272,500 | $3,709,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 120,800 | $3,709,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 437,747 | $3,708,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 151,909 | $3,701,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 212,541 | $3,698,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 118,517 | $3,685,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 232,526 | $3,674,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 43,902 | $3,669,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 198,461 | $3,668,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 231,905 | $3,667,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 12,500 | $3,665,000 | thousands by filing date | call |
| TORCHMARK CORP | 891027104 | COM | 45,003 | $3,664,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 52,339 | $3,661,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 618,160 | $3,661,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 157,282 | $3,655,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 102,012 | $3,645,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 84,542 | $3,645,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 312,385 | $3,631,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 104,186 | $3,630,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 102,425 | $3,629,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 212,253 | $3,608,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 70,000 | $3,607,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 85,000 | $3,607,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 89,678 | $3,603,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 69,398 | $3,599,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 65,758 | $3,598,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 38,169 | $3,596,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 66,913 | $3,591,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 47,633 | $3,584,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 143,129 | $3,584,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 36,300 | $3,579,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 382,450 | $3,568,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 283,321 | $3,563,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 14,045 | $3,555,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 150,000 | $3,555,000 | thousands by filing date | call |
| REGENCY CTRS CORP COM | 758849103 | REIT | 57,191 | $3,551,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 74,846 | $3,551,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 100,000 | $3,547,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 461,845 | $3,543,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 152,994 | $3,539,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 149,400 | $3,532,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 78,421 | $3,532,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 35,000 | $3,527,000 | thousands by filing date | call |
| AGNC INVT CORP COM | 00123Q104 | REIT | 189,706 | $3,526,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 171,648 | $3,519,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 121,599 | $3,516,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 74,389 | $3,515,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 64,500 | $3,507,000 | thousands by filing date | call |
| UDR INC COM | 902653104 | REIT | 93,188 | $3,498,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 181,419 | $3,495,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 77,390 | $3,486,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 133,395 | $3,480,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 214,996 | $3,474,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 187,863 | $3,472,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 22,918 | $3,471,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 577,263 | $3,469,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 330,639 | $3,458,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 92,082 | $3,455,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 45,584 | $3,454,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 424,059 | $3,447,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 870,000 | $3,445,000 | thousands by filing date | call |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 137,064 | $3,444,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 106,334 | $3,438,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 143,029 | $3,432,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 106,202 | $3,431,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 119,056 | $3,431,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 80,915 | $3,430,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 101,942 | $3,423,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 175,000 | $3,421,000 | thousands by filing date | put |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 57,468 | $3,418,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 88,030 | $3,406,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 246,141 | $3,400,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 110,955 | $3,398,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 359,347 | $3,396,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 133,400 | $3,395,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 270,490 | $3,392,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 78,699 | $3,376,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 41,605 | $3,376,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 102,116 | $3,374,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 60,425 | $3,354,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 29,034 | $3,349,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 98,637 | $3,345,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 40,618 | $3,343,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 152,485 | $3,341,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 137,097 | $3,341,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 33,464 | $3,333,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 176,710 | $3,329,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 32,064 | $3,322,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 201,294 | $3,322,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 70,656 | $3,322,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 44,110 | $3,321,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 158,199 | $3,318,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 25,190 | $3,314,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 121,643 | $3,314,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 15,985 | $3,314,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 43,995 | $3,313,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 92,015 | $3,308,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 318,600 | $3,307,000 | thousands by filing date | call |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 44,871 | $3,300,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 95,092 | $3,300,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 45,000 | $3,299,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 67,387 | $3,297,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 30,000 | $3,296,000 | thousands by filing date | put |
| USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND | 90290T809 | ETF | 150,150 | $3,296,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 139,997 | $3,284,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 2,780,000 | $3,282,000 | thousands by filing date | principal |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 79,491 | $3,279,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 270,733 | $3,278,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 260,581 | $3,275,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 89,034 | $3,268,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 95,020 | $3,267,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 156,542 | $3,264,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 24,723 | $3,262,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 81,968 | $3,259,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 101,077 | $3,257,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 358,554 | $3,234,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 151,841 | $3,234,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 52,245 | $3,227,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 100,000 | $3,217,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 68,413 | $3,208,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 55,000 | $3,197,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 44,000 | $3,197,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 348,724 | $3,191,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 241,646 | $3,187,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 300,000 | $3,186,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 87,197 | $3,186,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 57,300 | $3,183,000 | thousands by filing date | put |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 238,013 | $3,180,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 84,747 | $3,180,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 88,371 | $3,168,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 53,892 | $3,167,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 272,941 | $3,166,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 93,646 | $3,163,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 31,694 | $3,163,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 71,412 | $3,162,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 124,044 | $3,162,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 252,605 | $3,158,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 77,877 | $3,152,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 91,806 | $3,151,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 45,100 | $3,145,000 | thousands by filing date | put |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 80,105 | $3,144,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 131,263 | $3,139,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 222,604 | $3,136,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 285,333 | $3,133,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 65,916 | $3,131,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 31,005 | $3,130,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 29,500 | $3,128,000 | thousands by filing date | put |
| EATON VANCE CORP | 278265103 | COM NON VTG | 59,650 | $3,113,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 52,927 | $3,110,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 41,066 | $3,107,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 201,810 | $3,106,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,492,684 | $3,105,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,002,000 | $3,084,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311107 | CL A | 137,100 | $3,082,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 40,300 | $3,077,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 340,214 | $3,075,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 86,953 | $3,073,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 126,172 | $3,071,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 85,100 | $3,070,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 170,206 | $3,069,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 24,500 | $3,063,000 | thousands by filing date | call |
| US FOODS HLDG CORP COM | 912008109 | Stock | 80,682 | $3,051,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D373 | VELOCITY SHS 3X | 134,882 | $3,048,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 159,902 | $3,045,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 79,975 | $3,044,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 268,567 | $3,043,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 37,415 | $3,042,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 105,986 | $3,038,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 87,027 | $3,036,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 72,900 | $3,033,000 | thousands by filing date | call |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 52,249 | $3,027,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 17,500 | $3,025,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 277,959 | $3,016,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 80,635 | $3,014,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 439,192 | $3,013,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 101,549 | $3,012,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 149,108 | $3,010,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 3,017,000 | $3,006,000 | thousands by filing date | principal |
| FRANCO NEV CORP COM | 351858105 | Stock | 41,100 | $3,001,000 | thousands by filing date | put |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 100,165 | $2,992,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 57,253 | $2,978,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 381,876 | $2,978,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 90,630 | $2,977,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 139,411 | $2,974,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 34,385 | $2,973,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 77,467 | $2,961,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 40,015 | $2,954,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 182,062 | $2,953,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 143,034 | $2,943,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 55,745 | $2,941,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 204,566 | $2,940,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 329,175 | $2,940,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 102,859 | $2,938,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 144,300 | $2,937,000 | thousands by filing date | put |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 232,604 | $2,935,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 112,028 | $2,933,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 66,063 | $2,930,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 151,096 | $2,930,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 107,275 | $2,928,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 187,045 | $2,920,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 111,962 | $2,917,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 55,900 | $2,911,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 200,622 | $2,908,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 76,083 | $2,897,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 208,099 | $2,890,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 34,952 | $2,888,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 48,100 | $2,887,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 65,535 | $2,881,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 100,000 | $2,875,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 162,500 | $2,871,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 35,500 | $2,866,000 | thousands by filing date | call |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 224,051 | $2,866,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 56,908 | $2,862,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 90,199 | $2,862,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 89,759 | $2,861,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 172,474 | $2,860,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 25,646 | $2,858,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 114,926 | $2,853,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 819,571 | $2,844,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 870,000 | $2,843,000 | thousands by filing date | principal |
| TELUS CORPORATION COM | 87971M103 | Stock | 80,000 | $2,841,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 49,947 | $2,838,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 61,682 | $2,828,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 798,026 | $2,825,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 102,634 | $2,824,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 120,123 | $2,822,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 22,641 | $2,813,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 319,185 | $2,812,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 20,155 | $2,807,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 219,586 | $2,806,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 48,043 | $2,805,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 115,520 | $2,805,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 112,519 | $2,803,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 91,000 | $2,794,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 453,773 | $2,786,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 30,000 | $2,780,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 62,096 | $2,776,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 47,845 | $2,763,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 101,900 | $2,763,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 42,038 | $2,763,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 50,417 | $2,761,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 165,000 | $2,760,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 133,000 | $2,760,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 135,550 | $2,758,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 837,484 | $2,755,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 139,361 | $2,753,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 72,302 | $2,751,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 25,896 | $2,750,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 19,799 | $2,750,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 24,345 | $2,746,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 20,133 | $2,745,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 103,992 | $2,743,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 67,888 | $2,743,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100,000 | $2,742,000 | thousands by filing date | put |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 163,395 | $2,737,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 152,051 | $2,736,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 468,756 | $2,734,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 358,014 | $2,732,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 140,588 | $2,729,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 549,037 | $2,728,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 27,500 | $2,726,000 | thousands by filing date | put |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 213,923 | $2,725,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 56,087 | $2,721,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-000890 | this filing | 2018-08-14 | acceptance time not in the bulk data set |